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SUPREME COURT OF THE UNITED STATES
_________________
No. 21–468
_________________
NATIONAL PORK PRODUCERS COUNCIL, et al.,
PETITIONERS
v. KAREN ROSS, in her official capacity as
SECRETARY OF THE CALI- FORNIA DEPARTMENT OF FOOD & AGRICULTURE,
et al.
on writ of certiorari to the united states
court of appeals for the ninth circuit
[May 11, 2023]
Justice Gorsuch announced the judgment of the
Court and delivered the opinion of the Court, except as to Parts
IV–B, IV–C, and IV–D.
What goods belong in our stores? Usually,
consumer demand and local laws supply some of the answer. Recently,
California adopted just such a law banning the in-state sale of
certain pork products derived from breeding pigs confined in stalls
so small they cannot lie down, stand up, or turn around. In
response, two groups of out-of-state pork producers filed this
lawsuit, arguing that the law unconstitutionally interferes with
their preferred way of doing business in violation of this Court’s
dormant Commerce Clause precedents. Both the district court and
court of appeals dismissed the producers’ complaint for failing to
state a claim.
We affirm. Companies that choose to sell
products in various States must normally comply with the laws of
those various States. Assuredly, under this Court’s dormant
Commerce Clause decisions, no State may use its laws to
discriminate purposefully against out-of-state economic interests.
But the pork producers do not suggest that California’s law offends
this principle. Instead, they invite us to fashion two new and more
aggressive constitutional restrictions on the ability of States to
regulate goods sold within their borders. We decline that
invitation. While the Constitution addresses many weighty issues,
the type of pork chops California merchants may sell is not on that
list.
I
Modern American grocery stores offer a
dizzying array of choice. Often, consumers may choose among eggs
that are large, medium, or small; eggs that are white, brown, or
some other color; eggs from cage-free chickens or ones raised
consistent with organic farming standards. When it comes to meat
and fish, the options are no less plentiful. Products may be
marketed as free range, wild caught, or graded by quality (prime,
choice, select, and beyond). The pork products at issue here, too,
sometimes come with “antibiotic-free” and “crate-free” labels.
USDA, Report to Congress: Livestock Mandatory Reporting 18 (2018),
https://www.ams.usda.gov/sites/default/files/
media/LMR2018ReporttoCongress.pdf. Much of this product
differentiation reflects consumer demand, informed by individual
taste, health, or moral considerations.
Informed by similar concerns, States (and their
predecessors) have long enacted laws aimed at protecting animal
welfare. As far back as 1641, the Massachusetts Bay Colony
prohibited “Tirranny or Crueltie towards any bruite Creature.” Body
of Liberties §92, in A Bibliographical Sketch of the Laws of the
Massachusetts Colony 52–53 (1890). Today, Massachusetts prohibits
the sale of pork products from breeding pigs (or their offspring)
if the breeding pig has been confined “in a manner that prevents
[it] from lying down, standing up, fully extending [its] limbs or
turning around freely.” Mass. Gen. Laws Ann., ch. 129, App. §§1–3,
1–5 (Cum. Supp. 2023). Nor is that State alone. Florida’s
Constitution prohibits “any person [from] confin[ing] a pig during
pregnancy . . . in such a way that she is prevented
from turning around freely.” Art. X, §21(a). Arizona, Maine,
Michigan, Oregon, and Rhode Island, too, have laws regulating
animal confinement practices within their borders. See Ariz. Rev.
Stat. Ann. §13–2910.07(A) (2018); Me. Rev. Stat. Ann., Tit. 7,
§§4020(1)–(2) (2018); Mich. Comp. Laws §287.746(2) (West Cum. Supp.
2022); Ore. Rev. Stat. §§600.150(1)–(2) (2021); R. I. Gen.
Laws §4–1.1–3 (Supp. 2022).
This case involves a challenge to a California
law known as Proposition 12. In November 2018 and with the support
of about 63% of participating voters, California adopted a ballot
initiative that revised the State’s existing standards for the
in-state sale of eggs and announced new standards for the in-state
sale of pork and veal products. App. to Pet. for Cert. 37a–46a. As
relevant here, Proposition 12 forbids the in-state sale of whole
pork meat that comes from breeding pigs (or their immediate
offspring) that are “confined in a cruel manner.” Cal. Health &
Safety Code Ann. §25990(b)(2) (West Cum. Supp. 2023). Subject to
certain exceptions, the law deems confinement “cruel” if it
prevents a pig from “lying down, standing up, fully extending [its]
limbs, or turning around freely.” §25991(e)(1)
. Since
Proposition 12’s adoption, the State has begun developing “proposed
regulations” that would permit compliance “certification[s]” to be
issued “by non-governmental third parties, many used for myriad
programs (
e.g., ‘organic’) already.” Brief for Intervenor
Respondents 30, n. 8.
A spirited debate preceded the vote on
Proposition 12. Proponents observed that, in some farming
operations, pregnant pigs remain “[e]ncased” for 16 weeks in
“fit-to-size” metal crates. M. Scully, A Brief for the Pigs: The
Case of
National Pork Producers Council v.
Ross,
National Review, July 11, 2022,
https://www.nationalreview.com/2022/
07/a-brief-for-the-pigs-the-case-of-national-pork-producers-council-v-ross/.
These animals may receive their only opportunity for exercise when
they are moved to a separate barn to give birth and later returned
for another 16 weeks of pregnancy confinement—with the cycle
repeating until the pigs are slaughtered.
Ibid. Proponents
hoped that Proposition 12 would go a long way toward eliminating
pork sourced in this manner “from the California marketplace.” A.
Padilla, Cal. Secretary of State, California General
Election—Official Voter Information Guide 70 (Nov. 6, 2018) (Voter
Guide), https://vig.cdn.sos.ca.gov/2018/general/pdf/
complete-vig.pdf. Proponents also suggested that the law would have
health benefits for consumers because “packing animals in tiny,
filthy cages increases the risk of food poisoning.”
Ibid.;
see App. to Pet. for Cert. 201a–202a.
Opponents pressed their case in strong terms
too. They argued that existing farming practices did a better job
of protecting animal welfare (for example, by preventing pig-on-pig
aggression) and ensuring consumer health (by avoiding
contamination) than Proposition 12 would.
Id., at 185a–187a;
see also Voter Guide 70–71. They also warned voters that
Proposition 12 would require some farmers and processors to incur
new costs.
Id., at 69. Ones that might be “passed through”
to California consumers.
Ibid.
Shortly after Proposition 12’s adoption, two
organizations—the National Pork Producers Council and the American
Farm Bureau Federation (collectively, petitioners)—filed this
lawsuit on behalf of their members who raise and process pigs. App.
to Pet. for Cert. 154a–155a. Petitioners alleged that Proposition
12 violates the U. S. Constitution by impermissibly burdening
interstate commerce.
Id., at 230a–232a.
In support of that legal claim, petitioners
pleaded a number of facts. They acknowledged that, in response to
consumer demand and the laws of other States, 28% of their industry
has already converted to some form of group housing for pregnant
pigs.
Id., at 186a. But, petitioners cautioned, even some
farmers who already raise group-housed pigs will have to modify
their practices if they wish to comply with Proposition 12.
Id., at 208a–209a. Much of pork production today is
vertically integrated, too, with farmers selling pigs to large
processing firms that turn them into different “cuts of meat” and
distribute the “different parts . . . all over to
completely different end users.”
Id., at 334a–335a. Revising
this system to segregate and trace Proposition 12-compliant pork,
petitioners alleged, will require certain processing firms to make
substantial new capital investments.
Id., at 205a–206a.
Ultimately, petitioners estimated that “compliance with Proposition
12 will increase production costs” by “9.2% . . . at
the farm level.”
Id., at 214a. These compliance costs will
fall on California and out-of-state producers alike.
Ibid.
But because California imports almost all the pork it consumes,
petitioners emphasized, “the majority” of Proposition 12’s
compliance costs will be initially borne by out-of-state firms.
Ibid.
After considerable motions practice, the
district court held that petitioners’ complaint failed to state a
claim as a matter of law and dismissed the case. 456 F. Supp.
3d 1201 (SD Cal. 2020). With Judge Ikuta writing for a unanimous
panel, the Ninth Circuit affirmed. 6 F. 4th 1021 (2021).
Following that ruling, petitioners sought certiorari and we agreed
to consider the complaint’s legal sufficiency for ourselves. 596
U. S. ___ (2022).
II
The Constitution vests Congress with the power
to “regulate Commerce . . . among the several
States.” Art. I, §8, cl. 3. Everyone agrees that Congress may
seek to exercise this power to regulate the interstate trade of
pork, much as it has done with various other products. Everyone
agrees, too, that congressional enactments may preempt conflicting
state laws. See Art. VI, cl. 2. But everyone also agrees that
we have nothing like that here. Despite the persistent efforts of
certain pork producers, Congress has yet to adopt any statute that
might displace Proposition 12 or laws regulating pork production in
other States. See,
e.g., H. R. 272, 116th Cong., 1st
Sess., §2 (2019); H. R. 4879, 115th Cong., 2d Sess., §2(a)
(2018); H. R. 3599, 115th Cong., 1st Sess., §2(a) (2017);
H. R. 687, 114th Cong., 1st Sess., §2(a) (2015).
That has led petitioners to resort to
litigation, pinning their hopes on what has come to be called the
dormant Commerce Clause. Reading between the Constitution’s
lines, petitioners observe, this Court has held that the Commerce
Clause not only vests Congress with the power to regulate
interstate trade; the Clause also “contain[s] a further, negative
command,” one effectively forbidding the enforcement of “certain
state [economic regulations] even when Congress has failed to
legislate on the subject.”
Oklahoma Tax Comm’n v.
Jefferson Lines,
Inc.,
514 U.S.
175, 179 (1995).
This view of the Commerce Clause developed
gradually. In
Gibbons v.
Ogden, Chief Justice
Marshall recognized that the States’ constitutionally reserved
powers enable them to regulate commerce in their own jurisdictions
in ways sure to have “a remote and considerable influence on
commerce” in other States. 9 Wheat. 1, 203 (1824). By way of
example, he cited “[i]nspection laws, quarantine laws, [and] health
laws of every description.”
Ibid. At the same time, however,
Chief Justice Marshall saw “great force in th[e] argument” that the
Commerce Clause might impliedly bar certain types of state economic
regulation.
Id., at 209. Decades later, in
Cooley v.
Board of Wardens of Port of Philadelphia ex rel. Soc. for
Relief of Distressed Pilots, this Court again recognized that
the power vested in Congress to regulate interstate commerce leaves
the States substantial leeway to adopt their own commercial codes.
12 How. 299, 317–321 (1852). But once more, the Court hinted that
the Constitution may come with some restrictions on what “may be
regulated by the States” even “in the absence of all congressional
legislation.”
Id., at 320.
Eventually, the Court cashed out these warnings,
holding that state laws offend the Commerce Clause when they seek
to “build up . . . domestic commerce” through
“burdens upon the industry and business of other States,”
regardless of whether Congress has spoken.
Guy v.
Baltimore,
100 U.S.
434, 443 (1880). At the same time, though, the Court reiterated
that, absent discrimination, “a State may exclude from its
territory, or prohibit the sale therein of any articles which, in
its judgment, fairly exercised, are prejudicial to” the interests
of its citizens.
Ibid.
Today, this antidiscrimination principle lies at
the “very core” of our dormant Commerce Clause jurisprudence.
Camps Newfound/Owatonna,
Inc. v.
Town of
Harrison,
520 U.S.
564, 581 (1997). In its “modern” cases, this Court has said
that the Commerce Clause prohibits the enforcement of state laws
“driven by . . . ‘economic protectionism
—that is,
regulatory measures designed to benefit in-state economic interests
by burdening out-of-state competitors.’ ”
Department of
Revenue of Ky. v.
Davis,
553 U.S.
328, 337–338 (2008) (quoting
New Energy Co. of Ind. v.
Limbach,
486 U.S.
269, 273–274 (1988)); see also
Tennessee Wine and Spirits
Retailers Assn. v.
Thomas, 588 U. S. ___, ___
(2019) (slip op., at 9) (observing that this Court’s cases operate
principally to “safeguard against state protectionism”);
Northwest Airlines,
Inc. v.
County of Kent,
510 U.S.
355, 373, n. 18 (1994) (describing “a violation of the
dormant Commerce Clause” as “discrimination against interstate
commerce”).
Admittedly, some “Members of the Court have
authored vigorous and thoughtful critiques of this interpretation”
of the Commerce Clause.
Tennessee Wine, 588 U. S., at
___ (slip op., at 7) (citing cases). They have not necessarily
quarreled with the antidiscrimination principle. But they have
suggested that it may be more appropriately housed elsewhere in the
Constitution. Perhaps in the Import–Export Clause, which prohibits
States from “lay[ing] any Imposts or Duties on Imports or Exports”
without permission from Congress. Art. I, §10, cl. 2; see
Camps Newfound/Owatonna, 520 U. S., at 621–637 (Thomas,
J., dissenting). Perhaps in the Privileges and Immunities Clause,
which entitles “[t]he Citizens of each State” to “all Privileges
and Immunities of Citizens in the several States.” Art. IV,
§2; see
Tyler Pipe Industries,
Inc. v.
Washington
State Dept. of Revenue,
483 U.S.
232, 265 (1987) (Scalia, J., concurring in part and dissenting
in part). Or perhaps the principle inheres in the very structure of
the Constitution, which “was framed upon the theory that the
peoples of the several [S]tates must sink or swim together.”
American Trucking Assns.,
Inc. v.
Michigan Pub.
Serv. Comm’n,
545 U.S.
429, 433 (2005) (internal quotation marks omitted).
Whatever one thinks about these critiques, we
have no need to engage with any of them to resolve this case. Even
under our received dormant Commerce Clause case law, petitioners
begin in a tough spot. They do not allege that California’s law
seeks to advantage in-state firms or disadvantage out-of-state
rivals. In fact, petitioners
disavow any
discrimination-based claim, conceding that Proposition 12 imposes
the same burdens on in-state pork producers that it imposes on
out-of-state ones. As petitioners put it, “the dormant Commerce
Clause . . . bar on protectionist state statutes
that discriminate against interstate commerce . . .
is not in issue here.” Brief for Petitioners 2, n. 2.
III
Having conceded that California’s law does not
implicate the antidiscrimination principle at the core of this
Court’s dormant Commerce Clause cases, petitioners are left to
pursue two more ambitious theories. In the first, petitioners
invoke what they call “extraterritoriality doctrine.”
Id.,
at 19. They contend that our dormant Commerce Clause cases suggest
an additional and “almost
per se” rule forbidding
enforcement of state laws that have the “practical effect of
controlling commerce outside the State,” even when those laws do
not purposely discriminate against out-of-state economic interests.
Ibid. Petitioners further insist that Proposition 12 offends
this “almost
per se” rule because the law will impose
substantial new costs on out-of-state pork producers who wish to
sell their products in California.
A
This argument falters out of the gate. Put
aside what problems may attend the minor (factual) premise of this
argument. Focus just on the major (legal) premise. Petitioners say
the “almost
per se” rule they propose follows
ineluctably from three cases—
Healy v.
Beer Institute,
491 U.S.
324 (1989);
Brown-Forman Distillers Corp. v.
New York
State Liquor Authority,
476 U.S.
573 (1986); and
Baldwin v.
G. A. F. Seelig,
Inc.,
294 U.S.
511 (1935). A close look at those cases, however, reveals
nothing like the rule petitioners posit. Instead, each typifies the
familiar concern with preventing purposeful discrimination against
out-of-state economic interests.
Start with
Baldwin. There, this Court
refused to enforce New York laws that barred out-of-state dairy
farmers from selling their milk in the State “unless the price paid
to” them matched the minimum price New York law guaranteed in-state
producers.
Id., at 519. In that way, the challenged laws
deliberately robbed out-of-state dairy farmers of the opportunity
to charge lower prices in New York thanks to whatever “natural
competitive advantage” they might have enjoyed over in-state dairy
farmers—for example, lower cost structures, more productive farming
practices, or “lusher pasturage.” D. Regan, The Supreme Court and
State Protectionism: Making Sense of the Dormant Commerce Clause,
84 Mich. L. Rev. 1091, 1248 (1986). The problem with New
York’s laws was thus a simple one: They “plainly discriminate[d]”
against out-of-staters by “erecting an economic barrier protecting
a major local industry against competition from without the State.”
Dean Milk Co. v.
Madison,
340
U.S. 349, 354 (1951) (discussing
Baldwin). Really, the
laws operated like “a tariff or customs duty.”
West Lynn
Creamery,
Inc. v.
Healy,
512
U.S. 186, 194 (1994); see
Baldwin, 294 U. S., at
523 (condemning the challenged laws for seeking to “protec[t]” New
York dairy farmers “against competition from without”).
Brown-Forman and
Healy differed
from
Baldwin only in that they involved price-affirmation,
rather than price-fixing, statutes. In
Brown-Forman, New
York required liquor distillers to affirm (on a monthly basis) that
their in-state prices were no higher than their out-of-state
prices. 476 U. S., at 576. Once more, the goal was plain: New
York sought to force out-of-state distillers to “surrender”
whatever cost advantages they enjoyed against their in-state
rivals.
Id., at 580. Once more, the law amounted to “simple
economic protectionism.”
Ibid. (internal quotation marks
omitted).
In
Healy, a Connecticut law required
out-of-state beer merchants to affirm that their in-state prices
were no higher than those they charged in neighboring States. 491
U. S., at 328–330. Here, too, protectionism took center stage.
As the Court later noted, “[t]he essential vice in laws” like
Connecticut’s is that they “hoard” commerce “for the benefit
of ” in-state merchants and discourage consumers from crossing
state lines to make their purchases from nearby out-of-state
vendors.
C & A Carbone,
Inc. v.
Clarkstown,
511 U.S.
383, 391–392 (1994). Nor did the law in
Healy even try
to cloak its discriminatory purpose: “By its plain terms, the
Connecticut affirmation statute applie[d] solely to interstate”
firms, and in that way “clearly discriminate[d] against interstate
commerce.” 491 U. S., at 340–341. The Court also worried that,
if the Connecticut law stood, “each of the border States” could
“enac[t] statutes essentially identical to Connecticut’s” in
retaliation—a result often associated with avowedly protectionist
economic policies.
Id., at 339–340
.
B
Petitioners insist that our reading of these
cases misses the forest for the trees. On their account,
Baldwin,
Brown-Forman, and
Healy didn’t just
find an impermissible discriminatory purpose in the challenged
laws; they also suggested an “almost
per se” rule
against state laws with “extraterritorial effects.” Brief for
Petitioners 19, 23. In
Healy, petitioners stress, the Court
included language criticizing New York’s laws for having the
“ ‘practical effect’ ” of “control[ling] commerce
‘occurring wholly outside the boundaries of [the] State.’ ”
Brief for Petitioners 21, 25 (quoting 491 U. S., at 336). In
Brown-Forman, petitioners observe, the Court suggested that
whether a state law “ ‘is addressed only to [in-state] sales
is irrelevant if the “practical effect” of the law is to
control’ ” out-of-state prices. Brief for Petitioners 21
(quoting 476 U. S., at 583). Petitioners point to similar
language in
Baldwin as well. Brief for Petitioners 37
(quoting 294 U. S., at 523–524).
In our view, however, petitioners read too much
into too little. “[T]he language of an opinion is not always to be
parsed as though we were dealing with language of a statute.”
Reiter v.
Sonotone Corp.,
442
U.S. 330, 341 (1979). Instead, we emphasize, our opinions
dispose of discrete cases and controversies and they must be read
with a careful eye to context. See
Cohens v.
Virginia, 6 Wheat. 264, 399–400 (1821) (Marshall,
C. J.). And when it comes to
Baldwin,
Brown-Forman, and
Healy, the language petitioners
highlight appeared in a particular context and did particular work.
Throughout, the Court explained that the challenged statutes had a
specific impermissible “extraterritorial effect”—they
deliberately “prevent[ed out-of-state firms] from undertaking
competitive pricing” or “deprive[d] businesses and consumers in
other States of ‘whatever competitive advantages they may
possess.’ ”
Healy, 491 U. S., at 338–339 (quoting
Brown-Forman, 476 U. S., at 580).
In recognizing this much, we say nothing new.
This Court has already described “[t]he rule that was applied in
Baldwin and
Healy” as addressing “price control or
price affirmation statutes” that tied “the price of . . .
in-state products to out-of-state prices.”
Pharmaceutical
Research and Mfrs. of America v.
Walsh,
538 U.S.
644, 669 (2003) (internal quotation marks omitted). Many lower
courts have read these decisions in exactly the same way. See,
e.g., 6 F. 4th, at 1028–1029;
Association for
Accessible Medicines v.
Frosh, 887 F.3d 664, 669 (CA4
2018);
Energy and Environment Legal Inst. v.
Epel,
793 F.3d 1169, 1174 (CA10 2015);
American Beverage Assn. v.
Snyder, 735 F.3d 362, 373 (CA6 2013).
Consider, too, the strange places petitioners’
alternative interpretation could lead. In our interconnected
national marketplace, many (maybe most) state laws have the
“practical effect of controlling” extraterritorial behavior. State
income tax laws lead some individuals and companies to relocate to
other jurisdictions. See,
e.g.,
Banner v.
United
States,
428 F.3d 303, 310 (CADC 2005) (
per curiam).
Environmental laws often prove decisive when businesses choose
where to manufacture their goods. See
American Beverage
Assn., 735 F. 3d, at 379 (Sutton, J., concurring). Add to
the extraterritorial-effects list all manner of “libel laws,
securities requirements, charitable registration requirements,
franchise laws, tort laws,” and plenty else besides. J. Goldsmith
& A. Sykes, The Internet and the Dormant Commerce Clause, 110
Yale L. J. 785, 804 (2001). Nor, as we have seen, is this a
recent development. Since the founding, States have enacted an
“immense mass” of “[i]nspection laws, quarantine laws, [and] health
laws of every description” that have a “considerable” influence on
commerce outside their borders.
Gibbons, 9 Wheat., at 203;
see also
Cooley, 12 How., at 317–321. Petitioners’ “almost
per se” rule against laws that have the “practical effect”
of “controlling” extraterritorial commerce would cast a shadow over
laws long understood to represent valid exercises of the States’
constitutionally reserved powers. It would provide neither courts
nor litigants with meaningful guidance in how to resolve disputes
over them. Instead, it would invite endless litigation and
inconsistent results. Can anyone really suppose
Baldwin,
Brown-Forman, and
Healy meant to do so much?
In rejecting petitioners’ “almost
per se”
theory we do not mean to trivialize the role territory and
sovereign boundaries play in our federal system. Certainly, the
Constitution takes great care to provide rules for fixing and
changing state borders. Art. IV, §3, cl. 1. Doubtless, too,
courts must sometimes referee disputes about where one State’s
authority ends and another’s begins—both inside and outside the
commercial context. In carrying out that task, this Court has
recognized the usual “legislative power of a State to act upon
persons and property within the limits of its own territory,”
Hoyt v.
Sprague,
103 U.S.
613, 630 (1881), a feature of our constitutional order that
allows “different communities” to live “with different local
standards,”
Sable Communications of Cal.,
Inc. v.
FCC,
492 U.S.
115, 126 (1989). But, by way of example, no one should think
that one State may adopt a law exempting securities held by the
residents of a second State from taxation in that second State.
Bonaparte v.
Tax Court,
104 U.S.
592, 592–594 (1882). Nor, we have held, should anyone think one
State may prosecute the citizen of another State for acts committed
“outside [the first State’s] jurisdiction” that are not “intended
to produce [or that do not] produc[e] detrimental effects within
it.”
Strassheim v.
Daily,
221
U.S. 280, 285 (1911).
To resolve disputes about the reach of one
State’s power, this Court has long consulted original and
historical understandings of the Constitution’s structure and the
principles of “sovereignty and comity” it embraces.
BMW of North
America,
Inc. v.
Gore,
517
U.S. 559, 572 (1996). This Court has invoked as well a number
of the Constitution’s express provisions—including “the Due Process
Clause and the Full Faith and Credit Clause.”
Phillips Petroleum
Co. v.
Shutts,
472 U.S.
797, 818 (1985). The antidiscrimination principle found in our
dormant Commerce Clause cases may well represent one more effort to
mediate competing claims of sovereign authority under our
horizontal separation of powers. But none of this means, as
petitioners suppose, that
any question about the ability of
a State to project its power extraterritorially must yield to an
“almost
per se” rule under the dormant Commerce Clause. This
Court has never before claimed so much “ground for judicial
supremacy under the banner of the dormant Commerce Clause.”
United Haulers Assn.,
Inc. v.
Oneida-Herkimer
Solid Waste Management Authority,
550 U.S.
330, 347 (2007). We see no reason to change course
now.[
1]
IV
Failing in their first theory, petitioners
retreat to a second they associate with
Pike v.
Bruce
Church,
Inc.,
397 U.S.
137 (1970). Under
Pike, they say, a court must at least
assess “ ‘the burden imposed on interstate commerce’ ” by
a state law and prevent its enforcement if the law’s burdens are
“ ‘clearly excessive in relation to the putative local
benefits.’ ” Brief for Petitioners 44. Petitioners then rattle
off a litany of reasons why they believe the benefits Proposition
12 secures for Californians do not outweigh the costs it imposes on
out-of-state economic interests. We see problems with this theory
too.
A
In the first place, petitioners overstate the
extent to which
Pike and its progeny depart from the
antidiscrimination rule that lies at the core of our dormant
Commerce Clause jurisprudence. As this Court has previously
explained, “no clear line” separates the
Pike line of cases
from our core antidiscrimination precedents.
General Motors
Corp. v.
Tracy,
519 U.S.
278, 298, n. 12 (1997). While many of our dormant Commerce
Clause cases have asked whether a law exhibits “ ‘facial
discrimination,’ ” “several cases that have purported to apply
[
Pike,] including
Pike itself,” have “turned in whole
or in part on the discriminatory character of the challenged state
regulations.”
Ibid. In other words, if some of our cases
focus on whether a state law discriminates on its face, the
Pike line serves as an important reminder that a law’s
practical effects may also disclose the presence of a
discriminatory purpose.
Pike itself illustrates the point. That
case concerned an Arizona order requiring cantaloupes grown in
state to be processed and packed in state. 397 U. S., at
138–140. The Court held that Arizona’s order violated the dormant
Commerce Clause.
Id., at 146. Even if that order could be
fairly characterized as facially neutral, the Court stressed that
it “requir[ed] business operations to be performed in [state] that
could more efficiently be performed elsewhere.”
Id., at 145.
The “practical effect[s]” of the order in operation thus revealed a
discriminatory purpose—an effort to insulate in-state processing
and packaging businesses from out-of-state competition.
Id.,
at 140, 145
.
Other cases in the
Pike line underscore
the same message. In
Minnesota v.
Clover Leaf Creamery
Co., the Court found no impermissible burden on interstate
commerce because, looking to the law’s effects, “there [was] no
reason to suspect that the gainers” would be in-state firms or that
“the losers [would be] out-of-state firms.”
449
U.S. 456, 473 (1981); see also
id., at 474–477, and n. 2
(Powell, J., concurring in part and dissenting in part) (asking
whether the “actual purpose,” if not the “ ‘avowed
purpose,’ ” of the law was discrimination). Similarly, in
Exxon Corp. v.
Governor of Maryland, the Court keyed
to the fact that the effect of the challenged law was only to shift
business from one set of out-of-state suppliers to another.
437 U.S.
117, 127 (1978). And in
United Haulers, a plurality
upheld the challenged law because it could not “detect” any
discrimination in favor of in-state businesses or against
out-of-state competitors. 550 U. S., at 346
. In each of
these cases and many more, the presence or absence of
discrimination in practice proved decisive.
Once again, we say nothing new here. Some time
ago,
Tracy identified the congruity between our core dormant
Commerce Clause precedents and the
Pike line. 519
U. S., at 298, n. 12. Many lower courts have done the
same. See,
e.g.,
Rosenblatt v.
Santa Monica,
940 F.3d 439, 452 (CA9 2019);
Park Pet Shop,
Inc. v.
Chicago, 872 F.3d 495, 501 (CA7 2017);
Amanda Acquisition
Corp. v.
Universal Foods Corp., 877 F.2d 496, 505 (CA7
1989). So have many scholars. See,
e.g., R. Fallon, The
Dynamic Constitution 311 (2d ed. 2013) (observing that
Pike
serves to “ ‘smoke out’ a hidden” protectionism); B. Friedman
& D. Deacon, A Course Unbroken: The Constitutional Legitimacy
of the Dormant Commerce Clause, 97 Va. L. Rev. 1877, 1927 (2011);
Regan, 84 Mich. L. Rev., at 1286.
Nor does any of this help petitioners in this
case. They not only disavow any claim that Proposition 12
discriminates on its face. They nowhere suggest that an examination
of Proposition 12’s practical effects in operation would disclose
purposeful discrimination against out-of-state businesses. While
this Court has left the “courtroom door open” to challenges
premised on “even nondiscriminatory burdens,”
Davis, 553
U. S., at 353, and while “a small number of our cases have
invalidated state laws . . . that appear to have
been genuinely nondiscriminatory,”
Tracy, 519 U. S., at
298, n. 12,[
2]
petitioners’ claim falls well outside
Pike’s heartland. That
is not an auspicious start.
B
Matters do not improve from there. While
Pike has traditionally served as another way to test for
purposeful discrimination against out-of-state economic interests,
and while some of our cases associated with that line have
expressed special concern with certain state regulation of the
instrumentalities of interstate transportation, see n. 2,
supra, petitioners would have us retool
Pike for a
much more ambitious project. They urge us to read
Pike as
authorizing judges to strike down duly enacted state laws
regulating the in-state sale of ordinary consumer goods (like pork)
based on nothing more than their own assessment of the relevant
law’s “costs” and “benefits.”
That we can hardly do. Whatever other judicial
authorities the Commerce Clause may imply, that kind of
freewheeling power is not among them. Petitioners point to nothing
in the Constitution’s text or history that supports such a project.
And our cases have expressly cautioned against judges using the
dormant Commerce Clause as “a roving license for federal courts to
decide what activities are appropriate for state and local
government to undertake.”
United Haulers, 550 U. S., at
343. While “[t]here was a time when this Court presumed to make
such binding judgments for society, under the guise of interpreting
the Due Process Clause,” we have long refused pleas like
petitioners’ “to reclaim that ground” in the name of the dormant
Commerce Clause.
Id., at 347.
Not only is the task petitioners propose one the
Commerce Clause does not authorize judges to undertake. This Court
has also recognized that judges often are “not institutionally
suited to draw reliable conclusions of the kind that would be
necessary . . . to satisfy [the]
Pike” test as
petitioners conceive it.
Davis, 553 U. S., at 353.
Our case illustrates the problem. On the “cost”
side of the ledger, petitioners allege they will face increased
production expenses because of Proposition 12. On the “benefits”
side, petitioners acknowledge that Californians voted for
Proposition 12 to vindicate a variety of interests, many
noneconomic. See App. to Pet. for Cert. 192a (alleging in their
complaint that “Proposition 12’s requirements were driven by [a]
conception of what qualifies as ‛cruel’ animal housing” and by the
State’s concern for the “ ‘health and safety of California
consumers’ ”). How is a court supposed to compare or weigh
economic costs (to some) against noneconomic benefits (to others)?
No neutral legal rule guides the way. The competing goods before us
are insusceptible to resolution by reference to any juridical
principle. Really, the task is like being asked to decide “whether
a particular line is longer than a particular rock is heavy.”
Bendix Autolite Corp. v.
Midwesco Enterprises,
Inc.,
486 U.S.
888, 897 (1988) (Scalia, J., concurring in judgment).
Faced with this problem, petitioners reply that
we should heavily discount the benefits of Proposition 12. They say
that California has little interest in protecting the welfare of
animals raised elsewhere and the law’s health benefits are
overblown. But along the way, petitioners offer notable concessions
too. They acknowledge that States may sometimes ban the in-state
sale of products they deem unethical or immoral without regard to
where those products are made (for example, goods manufactured with
child labor). See Tr. of Oral Arg. 51 (“[A] state is perfectly
entitled to enforce its morals in state”); see also
Western
Union Telegraph Co. v.
James,
162
U.S. 650, 653 (1896) (holding that States may enact laws to
“promote . . . public morals”). And, at least
arguably, Proposition 12 works in just this way—banning from the
State all whole pork products derived from practices its voters
consider “cruel.” Petitioners also concede that States may often
adopt laws addressing even “imperfectly understood” health risks
associated with goods sold within their borders. Reply Brief 13.
And, again, no one disputes that some who voted for Proposition 12
may have done so with just that sort of goal in mind. See,
e.g., USDA Proposed Rule To Amend Organic Livestock and
Poultry Production Requirements, 87 Fed. Reg. 48565 (2022)
(affording animals more space “may result in healthier livestock
products for human consumption”).
So even accepting everything petitioners say, we
remain left with a task no court is equipped to undertake. On the
one hand, some out-of-state producers who choose to comply with
Proposition 12 may incur new costs. On the other hand, the law
serves moral and health interests of some (disputable) magnitude
for in-state residents. Some might reasonably find one set of
concerns more compelling. Others might fairly disagree. How should
we settle that dispute? The competing goods are incommensurable.
Your guess is as good as ours.
More accurately, your guess is
better
than ours. In a functioning democracy, policy choices like these
usually belong to the people and their elected representatives.
They are entitled to weigh the relevant “political and economic”
costs and benefits for themselves,
Moorman Mfg. Co. v.
Bair,
437 U.S.
267, 279 (1978), and “try novel social and economic
experiments” if they wish,
New State Ice Co. v.
Liebmann,
285 U.S.
262, 311 (1932) (Brandeis, J., dissenting). Judges cannot
displace the cost-benefit analyses embodied in democratically
adopted legislation guided by nothing more than their own faith in
“Mr. Herbert Spencer’s Social Statics,”
Lochner v.
New
York,
198 U.S.
45, 75 (1905) (Holmes, J., dissenting)—or, for that matter, Mr.
Wilson Pond’s Pork Production Systems, see W. Pond, J. Maner, &
D. Harris, Pork Production Systems: Efficient Use of Swine and Feed
Resources (1991).
If, as petitioners insist, California’s law
really does threaten a “massive” disruption of the pork industry,
see Brief for Petitioners 2, 4, 19—if pig husbandry really does
“ ‘imperatively demand’ ” a single uniform nationwide
rule,
id., at 27—they are free to petition Congress to
intervene. Under the (wakeful) Commerce Clause, that body enjoys
the power to adopt federal legislation that may preempt conflicting
state laws. That body is better equipped than this Court to
identify and assess all the pertinent economic and political
interests at play across the country. And that body is certainly
better positioned to claim democratic support for any policy choice
it may make. But so far, Congress has declined the producers’
sustained entreaties for new legislation. See Part I,
supra
(citing failed efforts). And with that history in mind, it is hard
not to wonder whether petitioners have ventured here only because
winning a majority of a handful of judges may seem easier than
marshaling a majority of elected representatives across the
street.
C
Even as petitioners conceive
Pike, they
face a problem. As they read it,
Pike requires a plaintiff
to plead facts plausibly showing that a challenged law imposes
“substantial burdens” on interstate commerce
before a court
may assess the law’s competing benefits or weigh the two sides
against each other. Brief for Petitioners 44. And, tellingly, the
complaint before us fails to clear even that bar.
To appreciate petitioners’ problem, compare our
case to
Exxon. That case involved a Maryland law prohibiting
petroleum producers from operating retail gas stations in the
State. 437 U. S., at 119–121, and n. 1. Because Maryland
had no in-state petroleum producers, Exxon argued, the law’s
“divestiture requirements” fell “solely on interstate companies”
and threatened to force some to “withdraw entirely from the
Maryland market” or incur new costs to serve that market.
Id., at 125–127. All this, the company said, amounted to a
violation of the dormant Commerce Clause.
This Court found the allegations in Exxon’s
complaint insufficient as a matter of law to demonstrate a
substantial burden on interstate commerce. Without question,
Maryland’s law favored one business structure (independent gas
station retailers) over another (vertically integrated production
and retail firms).
Ibid. The law also promised to increase
retail gas prices for Maryland consumers, allowing some to question
its “wisdom.”
Id., at 124, 128. But, the Court found, Exxon
failed to plead facts leading, “either logically or as a practical
matter, to [the] conclusion that the State [was] discriminating
against interstate commerce.”
Id., at 125. The company
failed to do so because, on its face, Maryland’s law welcomed
competition from interstate retail gas station chains that did not
produce petroleum.
Id., at 125–126. And as far as anyone
could tell, the law’s “practical effect” wasn’t to protect in-state
producers; it was to shift market share from one set of
out-of-state firms (vertically integrated businesses) to another
(retail gas station firms).
Id., at 125, 127. This Court
squarely rejected the view that this predicted “ ‘change [in]
the market structure’ ” would “impermissibly burde[n]
interstate commerce.”
Id., at 127. If the dormant Commerce
Clause protects the “interstate market . . . from
prohibitive or burdensome regulations,” the Court held, it does not
protect “particular . . . firms” or “particular
structure[s] or methods of operation.”
Id., at 127–128.
If Maryland’s law did not impose a sufficient
burden on interstate commerce to warrant further scrutiny, the same
must be said for Proposition 12. In
Exxon, vertically
integrated businesses faced a choice: They could divest their
production capacities or withdraw from the local retail market.
Here, farmers and vertically integrated processors have at least as
much choice: They may provide all their pigs the space the law
requires; they may segregate their operations to ensure pork
products entering California meet its standards; or they may
withdraw from that State’s market. In
Exxon, the law posed a
choice
only for out-of-state firms. Here, the law presents a
choice primarily—but not exclusively—for out-of-state businesses;
California does have some pork producers affected by Proposition
12. See App. to Pet. for Cert. 205a. In
Exxon, as far as
anyone could tell, the law threatened only to shift market share
from one set of out-of-state firms to another. Here, the pleadings
allow for the same possibility—that California market share
previously enjoyed by one group of profit-seeking, out-of-state
businesses (farmers who stringently confine pigs and processors who
decline to segregate their products) will be replaced by another
(those who raise and trace Proposition 12-compliant pork). In both
cases, some may question the “wisdom” of a law that threatens to
disrupt the existing practices of some industry participants and
may lead to higher consumer prices. 437 U. S., at 128. But the
dormant Commerce Clause does not protect a “particular structure or
metho[d] of operation.”
Id., at 127. That goes for pigs no
less than gas stations.
Think of it another way. Petitioners must plead
facts “plausibly” suggesting a substantial harm to interstate
commerce; facts that render that outcome a “speculative”
possibility are not enough.
Bell Atlantic Corp. v.
Twombly,
550 U.S.
544, 555, 557 (2007). In an effort to meet this standard,
petitioners allege facts suggesting that certain out-of-state
farmers and processing firms will find it difficult to comply with
Proposition 12 and may choose not to do so. See App. to Pet. for
Cert. 198a, 208a, 313a. But the complaint also acknowledges that
many producers have already converted to some form of group
housing, even if they have not all yet met Proposition 12’s
standards.
Id., at 186a. From these facts, the complaint
plausibly alleges that
some out-of-state firms may face
difficulty complying (or may choose not to comply) with Proposition
12. But from all anyone can tell,
other out-of-state
competitors seeking to enhance their own profits may choose to
modify their existing operations or create new ones to fill the
void.[
3]
Of course, as the complaint alleges, a shift
from one set of production methods to another promises some costs.
Id., at 214a. But the complaint concedes that complying
producers will be able to “pas[s] along” at least “some” of their
increased costs to consumers.
Id., at 178a. And no one
thinks that costs ultimately borne by in-state consumers thanks to
a law they adopted counts as a cognizable harm under our dormant
Commerce Clause precedents. See
United Haulers, 550
U. S., at 345 (holding that the dormant Commerce Clause is not
offended by higher prices “likely to fall upon the very people who
voted for the [challenged] la[w]”). Nor does the complaint allege
facts plausibly suggesting that out-of-state consumers indifferent
to pork production methods will have to pick up the tab (let alone
explain how petitioners might sue to vindicate their interests).
Instead, at least one declaration incorporated by reference into
the complaint avers that some out-of-state consumers will “not
value these changes and will not pay an increased price.” App. to
Pet. for Cert. 335a; see also Brief for Agricultural and Resource
Economics Professors as
Amici Curiae 15, 23 (suggesting
negligible effect on out-of-state prices for consumers not
interested in Proposition 12-compliant pork). Further experience
may yield further facts. But the facts pleaded in this complaint
merely allege harm to some producers’ favored “methods of
operation.”
Exxon, 437 U. S., at 127. A substantial
harm to interstate commerce remains nothing more than a speculative
possibility.
Ibid.
D
The Chief Justice’s concurrence in part and
dissent in part (call it “the lead dissent”) offers a contrasting
view. Correctly, it begins by rejecting petitioners’ “almost
per se” rule against laws with extraterritorial
effects.
Post, at 1. And correctly, it disapproves reading
Pike to endorse a “freewheeling judicial weighing of
benefits and burdens.”
Post, at 2. But for all it gets
right, in other respects it goes astray. In places, the lead
dissent seems to advance a reading of
Pike that would permit
judges to enjoin the enforcement of any state law restricting the
sale of an ordinary consumer good if the law threatens an
“ ‘excessive’ ” “har[m] to the interstate market” for
that good.
Post, at 4–9. It is an approach that would go
much further than our precedents permit. So much further, in fact,
that it isn’t clear what separates the lead dissent’s approach from
others it purports to reject.
Consider an example. Today, many States prohibit
the sale of horsemeat for human consumption. See
Cavel Int’l,
Inc. v.
Madigan, 500 F.3d 551, 552–555 (CA7 2007). But
these prohibitions “har[m] the interstate market” for horsemeat by
denying outlets for its sale. Not only that, they distort the
market for animal products more generally by pressuring horsemeat
manufacturers to transition to different products, ones they can
lawfully sell nationwide. Under the lead dissent’s test, all it
would take is one complaint from an unhappy out-of-state producer
and—presto—the Constitution would protect the sale of horsemeat.
Just find a judge anywhere in the country who considers the burden
to producers “excessive.”
Post, at 9. The same would go for
all manner of consumer products currently banned by some States but
not by others—goods ranging from fireworks, see,
e.g., Mass.
Gen. Laws Ann., ch. 148, §39 (2020)
, to single-use plastic
grocery bags, see,
e.g., Me. Rev. Stat. Ann., Tit. 38,
§§1611(2)(A), (4) (2022). Rather than respecting federalism, a rule
like that would require any consumer good available for sale in one
State to be made available in every State. In the process, it would
essentially replicate under
Pike’s banner petitioners’
“almost
per se” rule against state laws with
extraterritorial effects.
Seeking a way around that problem, the lead
dissent stumbles into another. It suggests that the burdens of
Proposition 12 are particularly “substantial” because California’s
law “carr[ies] implications for producers as far flung as Indiana
and North Carolina.”
Post, at 7–10. Why is that so? Justice
Kavanaugh’s solo concurrence in part and dissent in part says the
quiet part aloud: California’s market is so lucrative that almost
any in-state measure will influence how out-of-state
profit-maximizing firms choose to operate.
Post, at 4–5. But
if that makes all the difference, it means voters in States with
smaller markets are constitutionally entitled to greater authority
to regulate in-state sales than voters in States with larger
markets. So much for the Constitution’s “fundamental principle of
equal sovereignty among the States.”
Shelby County v.
Holder,
570 U.S.
529, 544 (2013) (internal quotation marks omitted).
The most striking feature of both dissents,
however, may be another one. They suggest that, in assessing a
state law’s burdens under
Pike, courts should take into
account not just economic harms but also all manner of “derivative
harms” to out-of-state interests.
Post, at 5–6 (opinion of
Roberts, C. J.). These include social costs that are
“difficult to quantify” such as (in this case) costs to the
“national pig population,” “animal husbandry” traditions, and
(again) “industry practice.”
Post, at 6–9; see also
post, at 3–5 (opinion of Kavanaugh, J.). But not even
petitioners read
Pike so boldly. While petitioners argue
that Proposition 12 does not benefit pigs (as California has
asserted), they have not asked this Court (or any court) to treat
putative harms to out-of-state animal welfare or other noneconomic
interests as freestanding harms cognizable under the dormant
Commerce Clause. Nor could they have proceeded otherwise. Our
decisions have authorized claims alleging “burdens on commerce.”
Davis, 553 U. S., at 353. They do not provide judges “a
roving license” to reassess the wisdom of state legislation in
light of any conceivable out-of-state interest, economic or
otherwise.
United Haulers, 550 U. S., at 343.[
4]
V
Before the Constitution’s passage, Rhode
Island imposed special taxes on imported “
New-England Rum”;
Connecticut levied duties on goods “brought into th[e] State, by
Land or Water, from any of the United States of
America”;
and Virginia taxed “vessels coming within th[e S]tate from any of
the United States.” An Act Laying Certain Duties of Excise Upon
Certain Articles, Feb. 24, 1783 R. I. Acts and Resolves 45; An Act
for Levying and Collecting a Duty on Certain Articles of Goods,
Wares and Merchandize Imported into this State, by Land or Water,
1784 Conn. Acts and Laws 271; An Act to Amend the Act for
Ascertaining Certain Taxes and Duties, and for Establishing a
Permanent Revenue (May 6, 1782), in 11 Statues at Large, Laws of
Virginia 70 (W. Hening ed. 1823).
Whether moved by this experience or merely
worried that more States might join the bandwagon, the Framers
equipped Congress with considerable power to regulate interstate
commerce and preempt contrary state laws. See U. S. Const.,
Art. I, §8, cl. 3; Art. IV, §2; see also Regan, 84 Mich.
L. Rev., at 1114, n. 55; A. Abel, The Commerce Clause in
the Constitutional Convention and in Contemporary Comment, 25 Minn.
L. Rev. 432, 448–449 (1941). In the years since, this Court
has inferred an additional judicially enforceable rule against
certain, especially discriminatory, state laws adopted even against
the backdrop of congressional silence. But “ ‘extreme
caution’ ” is warranted before a court deploys this implied
authority.
Tracy, 519 U. S., at 310 (quoting
Northwest Airlines, Inc. v.
Minnesota,
322 U.S.
292, 302 (1944) (Black, J., concurring)). Preventing state
officials from enforcing a democratically adopted state law in the
name of the dormant Commerce Clause is a matter of “extreme
delicacy,” something courts should do only “where the infraction is
clear.”
Conway v.
Taylor’s Executor, 1 Black 603, 634
(1862).
Petitioners would have us cast aside caution for
boldness. They have failed—repeatedly—to persuade Congress to use
its express Commerce Clause authority to adopt a uniform rule for
pork production. And they disavow any reliance on this Court’s core
dormant Commerce Clause teachings focused on discriminatory state
legislation. Instead, petitioners invite us to endorse two new
theories of implied judicial power. They would have us recognize an
“almost
per se” rule against the enforcement of state
laws that have “extraterritorial effects”—even though this Court
has recognized since
Gibbons that virtually all state laws
create ripple effects beyond their borders. Alternatively, they
would have us prevent a State from regulating the sale of an
ordinary consumer good within its own borders on nondiscriminatory
terms—even though the
Pike line of cases they invoke has
never before yielded such a result. Like the courts that faced this
case before us, we decline both of petitioners’ incautious
invitations.
The judgment of the Ninth Circuit is
Affirmed.
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