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SUPREME COURT OF THE UNITED STATES
_________________
No. 21–757
_________________
AMGEN INC., et al., PETITIONERS
v.
SANOFI, et al.
on writ of certiorari to the united states
court of appeals for the federal circuit
[May 18, 2023]
Justice Gorsuch delivered the opinion of the
Court.
The development of antibody drugs has yielded
life-changing therapies. Individuals across the world now rely on
antibody drugs to treat conditions ranging from Crohn’s disease to
cancer. This case concerns patents covering antibodies that help
reduce levels of low-density lipoprotein cholesterol, sometimes
called LDL cholesterol (for the obvious reason) or bad cholesterol
(because it can lead to cardiovascular disease, heart attacks, and
strokes).
The case comes to us this way. Several years
ago, petitioners (Amgen) obtained two patents. Together, these
patents claim a monopoly over all antibodies that (1) bind to
specific amino acids on a naturally occurring protein known as
PCSK9, and (2) block PCSK9 from impairing the body’s mechanism
for removing LDL cholesterol from the bloodstream. Soon after
receiving these patents, Amgen sued respondents (Sanofi) for
infringement. In response, Sanofi argued that the patents were
invalid under §112 of the Patent Act. That provision requires a
patent applicant to describe its invention “in such full, clear,
concise, and exact terms as to enable any person skilled in the art
. . . to make and use the [invention].” 35
U. S. C. §112(a). Sanofi contended that
Amgen’s patents failed to meet this standard
because they sought to claim for Amgen’s exclusive use potentially
millions more antibodies than the company had taught scientists to
make. In the end, both the district court and Federal Circuit sided
with Sanofi. The question we face is whether to disturb their
judgment.
I
A
The immune system produces antibodies as a
defense to foreign agents called antigens. When a particular
antigen—a virus, for example—enters the body, the immune system
generates antibodies to attack it. In a successful attack, the
antibodies target and bind to the antigen, stopping it from causing
harm to the body. See Brief for Sir Gregory Paul Winter et al.
as
Amici Curiae 8 (Winter Brief ); M. Lemley &
J. Sherkow, The Antibody Patent Paradox, 132 Yale L. J.
994, 1001–1002 (2023).
Antibodies are incredibly diverse. Some
scientists estimate that there may be as many unique antibodies as
there are stars in the galaxy. See
id., at 1003; see also B.
Briney, A. Inderbitzin, C. Joyce, & D. Burton, Commonality
Despite Exceptional Diversity in the Baseline Human Antibody
Repertoire, 566 Nature 393, 397 (No. 7744, Feb. 2019) (estimating
that the immune system could potentially generate up to a
quintillion unique antibodies). This diversity shows up in both
structure and function.
Start with structure. “When scientists refer to
an antibody’s ‘structure,’ ” they may have in mind “several
related concepts,” each of which describes “what an antibody
is.” Winter Brief 10. Antibodies are made up of amino acids,
and scientists commonly identify a particular antibody according to
its specific sequence of amino acids—what they call an antibody’s
“ ‘primary structure.’ ”
Id., at 9–10. But
antibodies are not just linear chains of amino acids. As the atoms
of the amino acids interact with each other, they create folds that
result in complex three-dimensional shapes.
Ibid. Scientists
refer to an antibody’s intricate topography as its “tertiary
structure.”
Id., at 10.
An antibody’s structure does much to dictate its
function—its ability to bind to an antigen and, in some instances,
to block other molecules in the body from doing the same. “For an
antibody to bind to an antigen, the two surfaces have to fit
together and contact each other at multiple points.”
Id., at
11. But just because an antibody can bind to an antigen does not
mean that it can also block. To bind and block, the antibody must
establish a sufficiently broad, strong, and stable bond to the
antigen. See
ibid. Different antibodies have different
binding and blocking capacities based on the amino acids that
compose them and their three-dimensional shapes. See
id., at
11–12.
Despite recent advances, aspects of antibody
science remain unpredictable. For example, scientists understand
that changing even one amino acid in the sequence can alter an
antibody’s structure and function. See
id., at 14. But
scientists cannot always accurately predict exactly how trading one
amino acid for another will affect an antibody’s structure and
function.
Ibid. As Amgen’s expert testified at trial:
“ ‘[T]he way in which you get from sequence to that
three-dimensional structure isn’t fully understood today. It’s
going to get a Nobel Prize for somebody at some point, but
translating that sequence into a known three-dimensional structure
is still not possible.’ ”
Id., at 14–15.
B
While the immune system naturally produces an
army of antibodies to protect us from various harms, scientists are
now able to engineer antibodies to assist in treating diseases.
Some of these lab-made antibodies target not foreign agents but the
body’s own proteins, receptors, and ligands. “While naturally
occurring in our bodies, these [proteins, receptors, and ligands]
can also be involved in inflammatory disorders, uncontrolled cell
growth, or other biological pathways that may be associated with
disease.”
Id., at 8.
One part of this effort has focused on the
creation of antibodies to treat patients with high LDL cholesterol.
A silent killer, LDL cholesterol can contribute to the formation of
plaque in the arteries that may lead to cardiovascular disease,
heart attacks, and strokes. For many people with high LDL
cholesterol, drugs called statins offer an effective treatment. For
others, statins do not work well or come with unwelcome side
effects. In those cases, a relatively new antibody-based treatment
known as a PCSK9 inhibitor may be appropriate. See
Amgen
Inc. v.
Sanofi, 872 F.3d 1367, 1371 (CA Fed. 2017).
PCSK9 is a naturally occurring protein that
binds to and degrades LDL receptors. That can pose a problem
because the body produces LDL receptors to perform the beneficial
function of extracting LDL cholesterol from the bloodstream. See
ibid. Scientists have understood this much for some time.
But it wasn’t until fairly recently that they began exploring how
antibodies might be used to inhibit PCSK9 from binding to and
degrading LDL receptors as a way to treat patients with high LDL
cholesterol.
In the mid-2000s, a number of pharmaceutical
companies began looking into the possibility of making antibodies
to target PCSK9. See Brief for Respondents 7; Brief for Arnold
Ventures et al. as
Amici Curiae 17–20. More precisely,
they sought to create antibodies that could bind to a particular
region of PCSK9 called the “sweet spot.” See Brief for Petitioners
10–11. The sweet spot is a sequence of 15 amino acids out of
PCSK9’s 692 total amino acids.
Id., at 11. By binding to the
sweet spot, scientists found, an antibody could prevent PCSK9 from
binding to and degrading LDL receptors. See
id., at 10–11;
Amgen, 872 F. 3d, at 1371.
Eventually, Amgen developed a PCSK9-inhibiting
drug that it marketed under the name Repatha, and Sanofi produced
one it labeled Praluent. Each drug employs a distinct antibody with
its own unique amino acid sequence. See
id., at 1371–1372;
Brief for Respondents 8–10. In 2011, Amgen obtained a patent for
the antibody employed in Repatha, and Sanofi received one covering
the antibody used in Praluent. See
id., at 8, 9. Each patent
describes the relevant antibody by its amino acid sequence. See
ibid. Neither of these patents is at issue in this case.
Instead, our dispute focuses on two additional
patents Amgen obtained in 2014 that relate back to the company’s
2011 patent. See U. S. Patent No. 8,829,165 (Sept. 9,
2014); U. S. Patent No. 8,859,741 (Oct. 14, 2014). We
refer to them as the ’165 and ’741 patents. In particular, this
case revolves around claims 19 and 29 of the ’165 patent and claim
7 of the ’741 patent. See 987 F.3d 1080, 1082 (CA Fed. 2021). In
these claims, Amgen did not seek protection for any particular
antibody described by amino acid sequence. Instead, Amgen purported
to claim for itself “the entire genus” of antibodies that
(1) “bind to specific amino acid residues on PCSK9,” and
(2) “block PCSK9 from binding to [LDL receptors].”
Amgen, 872 F. 3d, at 1372.
As part of its submission to the patent office,
Amgen identified the amino acid sequences of 26 antibodies that
perform these two functions, and it depicted the three-dimensional
structures of two of these 26 antibodies. 987 F. 3d, at 1083.
But beyond that, Amgen only offered scientists two methods to make
other antibodies that perform the binding and blocking functions it
described. The first method is what Amgen calls the “roadmap.”
Brief for Petitioners 13. At a high level, the roadmap directs
scientists to: (1) generate a range of antibodies in the lab;
(2) test those antibodies to determine whether any bind to
PCSK9; (3) test those antibodies that bind to PCSK9 to
determine whether any bind to the sweet spot as described in the
claims; and (4) test those antibodies that bind to the sweet
spot as described in the claims to determine whether any block
PCSK9 from binding to LDL receptors. See
id., at 13–14. The
second method is what Amgen calls “conservative substitution.”
Id., at 14, 17. This technique requires scientists to:
(1) start with an antibody known to perform the described
functions; (2) replace select amino acids in the antibody with
other amino acids known to have similar properties; and
(3) test the resulting antibody to see if it also performs the
described functions. See
id., at 14–15.
C
Soon after receiving the ’165 and ’741
patents, Amgen sued Sanofi for infringing them. Sanofi replied that
it was not liable to Amgen because the relevant claims were invalid
as a matter of law. Invalid, Sanofi said, because Amgen had not
enabled a person skilled in the art to make and use all of the
antibodies that perform the two functions Amgen described in its
claims. See 987 F. 3d, at 1083–1085. While Amgen had
identified the amino acid sequences of 26 antibodies that bind to
PCSK9 and block it from binding to LDL receptors, Sanofi observed
that Amgen’s claims cover potentially millions more undisclosed
antibodies that perform these same functions. And, Sanofi argued,
neither of the two methods Amgen had outlined for generating
additional antibodies with the same functions enable a person
skilled in the art to do so reliably. Instead, Sanofi submitted,
those methods require scientists to engage in little more than a
trial-and-error process of discovery. See
id., at 1085.
After lengthy proceedings, the district court
granted Sanofi judgment as a matter of law, concluding that the
claims at issue “are not enabled.” 2019 WL 4058927, *13 (Del.,
Aug. 28, 2019). The Federal Circuit affirmed. 987 F. 3d,
at 1088. It determined that “no reasonable factfinder could
conclude” that Amgen had provided “adequate guidance” to make and
use the claimed antibodies “beyond the narrow scope of the [26]
working examples” it had identified by their amino acid sequences.
Ibid. In response to Amgen’s petition for certiorari, we
agreed to take up the case. 598 U. S. ___ (2022).
II
The Constitution vests Congress with the power
to “promote the Progress of Science and useful Arts, by securing
for limited Times to Authors and Inventors the exclusive Right to
their respective Writings and Discoveries.” Art. I, §8, cl. 8.
Right there in the text, one finds the outline of what this Court
has called the patent “bargain.”
Bonito Boats,
Inc.
v.
Thunder Craft Boats,
Inc.,
489
U.S. 141, 150 (1989). In exchange for bringing “new designs and
technologies into the public domain through disclosure,” so they
may benefit all, an inventor receives a limited term of “protection
from competitive exploitation.”
Id., at 151; see also The
Federalist No. 43, p. 272 (C. Rossiter ed. 1961) (J. Madison)
(explaining that in such cases “[t]he public good fully coincides
. . . with the claims of individuals”).
Congress has exercised this authority from the
start. The Patent Act of 1790 promised up to a 14-year monopoly to
any applicant who “invented or discovered any useful art,
manufacture, . . . or device, or any improvement therein
not before known or used.” Act of Apr. 10, 1790, §1,
1 Stat. 110. Reflecting the
quid-pro-quo premise of
patent law, the statute required the applicant to deposit with the
Secretary of State a “specification . . . so particular
. . . as not only to distinguish the invention or
discovery from other things before known and used, but also to
enable a workman or other person skilled in the art or manufacture
. . . to make, construct, or use the same.” §2,
ibid. The statute made clear that this disclosure would
ensure “the public may have the full benefit [of the invention or
discovery], after the expiration of the patent term.”
Ibid.
Even as Congress has revised the patent laws
over time, it has left this “enablement” obligation largely intact.
See 35 U. S. C. §§111, 112. Section 111 of the current
Patent Act provides that a patent application “shall
include . . . a specification as prescribed by
section 112.” §111(a)(2)(A). Section 112, in turn, requires a
specification to include “a written description of the invention,
and of the manner and process of making and using it, in such full,
clear, concise, and exact terms as to enable any person skilled in
the art . . . to make and use the same.” §112(a). So
today, just as in 1790, the law secures for the public its benefit
of the patent bargain by ensuring that, “upon the expiration of
[the patent], the knowledge of the invention [i]nures to the
people, who are thus enabled without restriction to practice it.”
United States v.
Dubilier Condenser Corp.,
289 U.S.
178, 187 (1933); see also
Grant v.
Raymond, 6
Pet. 218, 247 (1832) (Marshall, C. J.) (“This is necessary in
order to give the public, after the privilege shall expire, the
advantage for which the privilege is allowed, and is the foundation
of the power to issue a patent.”);
Whittemore v.
Cutter, 29 F. Cas. 1120, 1122 (No. 17,600) (CC Mass.
1813) (Story, J.) (“If therefore [the disclosure] be so obscure,
loose, and imperfect, that this cannot be done, it is defrauding
the public of all the consideration, upon which the monopoly is
granted.”).
This Court has addressed the enablement
requirement on many prior occasions. See,
e.g.,
Wood
v.
Underhill, 5 How. 1 (1846);
O’Reilly v.
Morse, 15 How. 62 (1854);
The Incandescent Lamp
Patent,
159 U.S.
465 (1895);
Minerals Separation,
Ltd. v.
Hyde,
242 U.S.
261 (1916);
Holland Furniture Co. v.
Perkins Glue
Co.,
277 U.S.
245 (1928). While the technologies in these older cases may
seem a world away from the antibody treatments of today, the
decisions are no less instructive for it.
Begin with
Morse. While crossing the
Atlantic Ocean in 1832 aboard a ship named
Sully, Samuel
Morse found himself in conversation with other passengers about
“experiments and discoveries” around electromagnetism. 15 How., at
68. “In the course of this discussion, it occurred to [Morse] that,
by means of electricity, signs representing figures, letters, or
words, might be legibly written down at any distance.”
Id.,
at 69. So clear was the idea in Morse’s mind that, “[b]efore he
landed in the United States, he had . . . drawn out in
his sketch book . . . the form of an instrument for an
electro-magnetic telegraph.”
Ibid.
Immediately upon his arrival in New York, Morse
showed his brothers his sketches. See
id., at 69–70. He
spent the next few years refining his invention. See
id., at
70–76. The “great difficulty” he faced was that “the galvanic
current, however strong in the beginning, became gradually weaker
as it advanced on the wire[,] and was not strong enough to produce
a mechanical effect, after a certain distance.”
Id., at 107.
By 1837, Morse had a solution: “combining two or more electric or
galvanic circuits, with independent batteries for the purpose of
overcoming the diminished force of electro-magnetism in long
circuits.”
Id., at 109. Morse demonstrated his telegraph the
following year at the Franklin Institute in Philadelphia, and he
displayed it soon after in Congress. See
id., at 76. He
received a patent in 1840, which reissued in 1848. See
id.,
at 81–83.
The litigation that brought Morse before this
Court concerned a telegraphic system that Henry O’Reilly had
installed between Louisville and Nashville. See
id., at 65.
Morse sued O’Reilly for infringement, alleging that O’Reilly’s
system was “identical with” Morse’s own.
Id., at 66.
O’Reilly mounted a number of defenses, including that Morse’s
patent was void because it lacked an adequate specification. See
id., at 99–101, 112.
Morse’s patent included eight claims, and this
Court had no trouble upholding seven of them—those limited to the
telegraphic structures and systems he had designed. See
id.,
at 85–86, 112, 117. But the Court paused on the eighth. That claim
covered “the essence” of the invention, which Morse described as
“the use of the motive power of the electric or galvanic current
. . . however developed for marking or printing
intelligible characters, signs, or letters, at any distances.”
Id., at 112 (internal quotation marks omitted). Leaving no
doubt about this claim’s scope, Morse stated plainly: “ ‘I do
not propose to limit myself to the specific machinery or parts of
machinery described in the foregoing specification and
claims.’ ”
Ibid.
The Court held the eighth claim “too broad, and
not warranted by law.”
Id., at 113. The problem was that it
covered
all means of achieving telegraphic communication,
yet Morse had not described how to make and use them all. See
id., at 113–117; see also 3 Chisum on Patents §7.03[1],
pp. 7–18 to 7–19 (2021). “[I]f the eighth claim
. . . can be maintained,” the Court concluded, “there was
no necessity for any specification, further than to say that he had
discovered that, by using the motive power of electro-magnetism, he
could print intelligible characters at any distance.” 15 How., at
119. “[I]t will be admitted on all hands, that no patent could have
issued on such a specification.”
Ibid.
Consider, too,
Incandescent Lamp. For
much of the 19th century, gas lamps helped illuminate streets and
supplemented candles inside homes, factories, offices, and
theaters. But gas lighting had drawbacks. It took effort to ignite
lamps each night and extinguish them each morning. Then there were
the problems of soot and fumes. See R. Stross, The Wizard of Menlo
Park 84–85 (2007) (Stross). By the 1870s, many had experimented
with other forms of lighting, including incandescence and the arc
light. 159 U. S., at 470. But these alternatives burned
unreliably or with unbearable brightness. See
id., at
470–471
. The latter problem in particular led one observer
to lament this “new sort of urban star,” which shines “horrible,
unearthly, obnoxious” light. R. L. Stevenson, A Plea for Gas
Lamps, in Virginibus Puerisque and Other Papers 295 (1881).
Enter Thomas Edison. From his laboratory in
Menlo Park, Edison and a team toiled to improve upon the prevailing
method of incandescent lighting, which tended to employ carbon
filaments. 159 U. S., at 471–473. The problem with carbon
filaments was that they disintegrated rapidly. In a sense, “carbon
contained in itself the elements of its own destruction.”
Id., at 471. Seeking an alternative, Edison tinkered for a
time with platinum, but it was expensive and difficult to bring to
the point of incandescence without melting. Stross 78, 82.
Eventually, Edison dispatched men across the globe to collect
specimens of bamboo.
Id., at 109–110. One sample from Japan
worked brilliantly because “[its] fibres [ran] more nearly parallel
than in other species of wood.” 159 U. S., at 473. Satisfied,
Edison arranged to have a Japanese farmer supply all of the bamboo
he would ever need. Stross 110.
But there was a catch. William Sawyer and Albon
Man had obtained a patent for an “ ‘electric lamp’ ” with
an “ ‘incandescing conductor’ ” made of
“ ‘carbonized fibrous or textile material,’ ” which they
claimed was an improvement over conductors made of “ ‘mineral
or gas carbon.’ ” 159 U. S., at 466, 468. Sawyer and
Man’s patent had not won them commercial success. They had designed
a lamp with a conductor made of carbonized paper, but the lamp
proved defective and quickly fell out of use. See
id., at
471–472. Still, their failure did not stop them from seeking to
share in some of Edison’s success. Sawyer and Man alleged that
Edison’s lamp infringed their patent because it “made use of a
fibrous or textile material, covered by the patent.”
Id., at
471. What was that offending material? Bamboo.
This Court sided with Edison. It held that
Sawyer and Man’s patent claimed much but enabled little. “Sawyer
and Man supposed they had discovered in carbonized paper the best
material for an incandescent conductor.”
Id., at 472. But
“[i]nstead of confining themselves to carbonized paper, as they
might properly have done, and in fact did in their third claim,
they made a broad claim for every fibrous and textile material.”
Ibid. Even that broad claim “might” have been permissible,
the Court allowed, if Sawyer and Man had disclosed “a quality
common” to fibrous and textile substances that made them
“peculiarly” adapted to incandescent lighting.
Ibid. Had
they done so, others would have known how to select among such
materials to make an operable lamp. But the record showed that most
fibrous and textile materials failed to work. Only through
“painstaking experimentation” did Edison discover that bamboo
“answered the required purpose.”
Id., at 475–476. The Court
summed up things this way: “[T]he fact that paper happens to belong
to the fibrous kingdom did not invest [Sawyer and Man] with
sovereignty over this entire kingdom.”
Id., at 476.
The Court returned to these principles in
Holland Furniture. There, the evidence indicated that animal
glue has properties that have long made it excellent for wood
veneering. See 277 U. S., at 247. Seeking a substitute,
Perkins Glue Company had developed and patented a starch glue
similar enough to animal glue that craftsmen could also use it for
wood veneering. See
ibid. Yet Perkins’s patent included a
claim that went beyond the specific starch glue it manufactured.
See
id., at 250–251. This claim covered all “starch glue
which, [when] combined with about three parts or less by weight of
water, will have substantially the same properties as animal glue.”
Id., at 251. Perkins’s specification instructed gluemakers
to choose a “starch ingredient” with “such qualities” that it would
yield a product “ ‘as good as animal glue’ ” for wood
veneering “when combined with three parts of water and with
alkali.”
Id., at 256
.
The Court held this broad claim invalid for lack
of enablement.
Id., at 258. The specification described the
key input—the “starch ingredient”—in terms of its “use or function”
rather than its “physical characteristics or chemical properties.”
Id., 256. And that left gluemakers in a bind. As the Court
put it: “One attempting to use or avoid the use of Perkins’
discovery as so claimed and described functionally could do so only
after elaborate experimentation” with different starches.
Id., at 257. To be sure, the Court held, Perkins was
entitled to its patent on the specific starch glue it had invented.
See
id., at 255. The specification described that glue’s
“characteristic ingredient” with “particularity.”
Ibid. But
just as Morse could not claim all means of telegraphic
communication, and Sawyer and Man could not claim all fibrous and
textile materials for incandescence, Perkins could not claim all
starch glues made from whatever starch happened to perform as well
as animal glue. To hold otherwise, the Court said, “would extend
the monopoly beyond the invention.”
Id., at 258.
Our decisions in
Morse,
Incandescent
Lamp, and
Holland Furniture reinforce the simple
statutory command. If a patent claims an entire class of processes,
machines, manufactures, or compositions of matter, the patent’s
specification must enable a person skilled in the art to make and
use the entire class. In other words, the specification must enable
the full scope of the invention as defined by its claims. The more
one claims, the more one must enable. See §112(a); see also
Continental Paper Bag Co. v.
Eastern Paper Bag Co.,
210 U.S.
405, 419 (1908) (“[T]he claims measure the invention.”).
That is not to say a specification always must
describe with particularity how to make and use every single
embodiment within a claimed class. For instance, it may suffice to
give an example (or a few examples) if the specification also
discloses “some general quality . . . running through”
the class that gives it “a peculiar fitness for the particular
purpose.”
Incandescent Lamp, 159 U. S., at 475. In some
cases, disclosing that general quality may reliably enable a person
skilled in the art to make and use all of what is
claimed, not merely a subset. See
id., at
475–476.[
1]
Nor is a specification necessarily inadequate
just because it leaves the skilled artist to engage in some measure
of adaptation or testing. In
Wood, a patent claimed a
process for making bricks by mixing coal dust into clay. 5 How., at
4. The patent included “a general rule” about the proportion of
dust and clay to use and offered two alternative proportions “where
the clay has some peculiarity.”
Id., at 5. The Court upheld
the claim, recognizing that “some small difference in the
proportions must occasionally be required” given the varieties of
clay.
Ibid. Similarly, in
Minerals Separation, the
Court dismissed a challenge to a claimed process for separating
metal from mineral ores. 242 U. S., at 270. The record showed
that “preliminary tests” were required to adapt the process to any
particular ore.
Ibid. Once more, the Court explained that
“the certainty which the law requires in patents is not greater
than is reasonable.”
Ibid. And because the “composition of
ores varies infinitely,” it was “impossible to specify in a patent
the precise treatment which would be most successful and economical
in each case.”
Id., at 271.[
2]
Decisions such as
Wood and
Minerals
Separation establish that a specification may call for a
reasonable amount of experimentation to make and use a patented
invention. What is reasonable in any case will depend on the nature
of the invention and the underlying art. See
Minerals
Separation, 242 U. S., at 270–271; see also
Mowry
v.
Whitney, 14 Wall. 620, 644 (1872) (“[T]he definiteness of
a specification must vary with the nature of its subject. Addressed
as it is to those skilled in the art, it may leave something to
their skill in applying the invention.”). But in allowing that much
tolerance, courts cannot detract from the basic statutory
requirement that a patent’s specification describe the invention
“in such full, clear, concise, and exact terms as to enable any
person skilled in the art” to “make and use” the invention.
§112(a). Judges may no more subtract from the requirements for
obtaining a patent that Congress has prescribed than they may add
to them. See
Bilski v.
Kappos,
561 U.S.
593, 602–603, 612 (2010).
III
With these principles in mind, we return to
claims 19 and 29 of the ’165 patent and claim 7 of the ’741 patent.
In doing so, we do not doubt that Amgen’s specification enables the
26 exemplary antibodies it identifies by their amino acid
sequences. Even Sanofi concedes that description is enough to allow
a person skilled in the art to make and use those embodiments. See
Tr. of Oral Arg. 68. But the claims before us sweep much broader
than those 26 antibodies. And we agree with the lower courts that
Amgen has failed to enable all that it has claimed, even allowing
for a reasonable degree of experimentation.
While the technology at the heart of this case
is thoroughly modern, from the law’s perspective Amgen’s claims
bear more than a passing resemblance to those this Court faced long
ago in
Morse,
Incandescent Lamp, and
Holland
Furniture. Amgen seeks to monopolize an entire class of things
defined by their function—every antibody that both binds to
particular areas of the sweet spot of PCSK9 and blocks PCSK9 from
binding to LDL receptors. The record reflects that this class of
antibodies does not include just the 26 that Amgen has described by
their amino acid sequences, but a “vast” number of additional
antibodies that it has not. 987 F. 3d, at 1085, 1088; see 2019
WL 4058927, *8 (“at least millions of candidates”); see also Tr. of
Oral Arg. 52–53. Much as Morse sought to claim all telegraphic
forms of communication, Sawyer and Man sought to claim all fibrous
and textile materials for incandescence, and Perkins sought to
claim all starch glues that work as well as animal glue for wood
veneering, Amgen seeks to claim “sovereignty over [an] entire
kingdom” of antibodies.
Incandescent Lamp, 159 U. S.,
at 476.
That poses Amgen with a challenge. For if our
cases teach anything, it is that the more a party claims, the
broader the monopoly it demands, the more it must enable. That
holds true whether the case involves telegraphs devised in the 19th
century, glues invented in the 20th, or antibody treatments
developed in the 21st. To be fair, Amgen does not dispute this
much. It freely admits that it seeks to claim for itself an entire
universe of antibodies. Still, it says, its broad claims are
enabled because scientists can make and use every undisclosed but
functional antibody if they simply follow the company’s “roadmap”
or its proposal for “conservative substitution.”
We cannot agree. These two approaches amount to
little more than two research assignments. The first merely
describes step-by-step Amgen’s own trial-and-error method for
finding functional antibodies—calling on scientists to create a
wide range of candidate antibodies and then screen each to see
which happen to bind to PCSK9 in the right place and block it from
binding to LDL receptors. See Part I–B,
supra; 987
F. 3d, at 1088; 2019 WL 4058927, *10–*13. The second isn’t
much different. It requires scientists to make substitutions to the
amino acid sequences of antibodies known to work and then test the
resulting antibodies to see if they do too—an uncertain prospect
given the state of the art. See Parts I–A, I–B,
supra; 987
F. 3d, at 1088; 2019 WL 4058927, *10–*13. Whether methods like
a “roadmap” or “conservative substitution” might suffice to enable
other claims in other patents—perhaps because, as this Court
suggested in
Incandescent Lamp, the inventor identifies a
quality common to every functional embodiment,
supra, at
13—they do not here. They leave a scientist about where Sawyer and
Man left Edison: forced to engage in “painstaking experimentation”
to see what works. 159 U. S., at 475. That is not enablement.
More nearly, it is “a hunting license.”
Brenner v.
Manson,
383 U.S.
519, 536 (1966).
Think about it this way. “Imagine a combination
lock with 100 tumblers, each of which can be set to 20 different
positions.” Brief for Intellectual Property Law Professors and
Scholars as
Amici Curiae 20. “Through trial and error,
imagine that an inventor finds and discloses 26 different
successful lock combinations.”
Ibid. But imagine, too, “that
the inventor tries to claim much more, namely all successful
combinations,” while instructing others “to randomly try a large
set of combinations and then record the successful ones.”
Id., at 21
. Sure enough, that kind of “roadmap” would
produce functional combinations.
Ibid. But it would not
enable others to make and use functional combinations; it would
instead leave them to “random trial-and-error discovery.”
Ibid. Like many analogies, this one may oversimplify a bit,
but it captures the gist of the problem.
Failing in its primary argument that it has
enabled all of the antibodies it claims, Amgen tries a few
alternative lines of attack. First, it suggests that the Federal
Circuit erred by applying an enablement test unmoored from the
statutory text. As Amgen sees it, that court conflated the question
whether an invention is enabled with the question how long may it
take a person skilled in the art to make every embodiment within a
broad claim. See Brief for Petitioners 24–29; see also
id.,
at 2, 19–20, 30–36. We do not see it that way. While we agree with
Amgen that enablement is not measured against the cumulative time
and effort it takes to make every embodiment within a claim, we are
not so sure the Federal Circuit thought otherwise. That court went
out of its way to say that it “do[es] not hold that the effort
required to exhaust a genus is dispositive.” 987 F. 3d, at
1088 (emphasis deleted). Instead, the court stressed, the problem
it saw is the same problem we see: Amgen offers persons skilled in
the art little more than advice to engage in “trial and error.”
Ibid. (internal quotation marks omitted). In any event, we
review judgments of the lower courts, not statements in their
opinions. See
Black v.
Cutter Laboratories,
351 U.S.
292, 297 (1956).
Taking a similar tack, Amgen next argues that
the Federal Circuit erroneously “raise[d] the bar” for enablement
of claims that, like Amgen’s, encompass an entire “genus” of
embodiments defined by their function. Brief for Petitioners 25
(internal quotation marks omitted). This is impermissible, Amgen
argues, because the Patent Act “provides a single, universal
enablement standard for all invention[s].”
Ibid. (internal
quotation marks omitted). Here, too, we agree with Amgen in
principle: There is one statutory enablement standard. But, once
more, we do not understand the Federal Circuit to have thought
differently. Instead, we understand that court to have recognized
only that the more a party claims for itself the more it must
enable. As we have seen, that much is entirely consistent with
Congress’s directive and this Court’s precedents.
Finally, Amgen warns that an affirmance risks
“destroy[ing] incentives for breakthrough inventions.”
Id.,
at 38. But striking the proper balance between incentivizing
inventors and ensuring the public receives the full benefit of
their innovations is a policy judgment that belongs to Congress.
Since 1790, Congress has included an enablement mandate as one
feature among many designed to achieve the balance it wishes. Our
only duty in this case lies in applying that mandate
faithfully.
*
Section 112 of the Patent Act reflects
Congress’s judgment that if an inventor claims a lot, but enables
only a little, the public does not receive its benefit of the
bargain. For more than 150 years, this Court has enforced the
statutory enablement requirement according to its terms. If the
Court had not done so in
Incandescent Lamp, it might have
been writing decisions like
Holland Furniture in the dark.
Today’s case may involve a new technology, but the legal principle
is the same. The judgment is
Affirmed.
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