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SUPREME COURT OF THE UNITED STATES
_________________
No. 21–454
_________________
MICHAEL SACKETT, et ux., PETITIONERS
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.
on writ of certiorari to the united states
court of appeals for the ninth circuit
[May 25, 2023]
Justice Alito delivered the opinion of the
Court.
This case concerns a nagging question about the
outer reaches of the Clean Water Act (CWA), the principal federal
law regulating water pollution in the United States.[
1] By all accounts, the Act has been a great
success. Before its enactment in 1972, many of the Nation’s rivers,
lakes, and streams were severely polluted, and existing federal
legislation had proved to be inadequate. Today, many formerly fetid
bodies of water are safe for the use and enjoyment of the people of
this country.
There is, however, an unfortunate footnote to
this success story: the outer boundaries of the Act’s geographical
reach have been uncertain from the start. The Act applies to “the
waters of the United States,” but what does that phrase mean? Does
the term encompass any backyard that is soggy enough for some
minimum period of time? Does it reach “mudflats, sandflats,
wetlands, sloughs, prairie potholes, wet meadows, [or] playa
lakes?”[
2] How about ditches,
swimming pools, and puddles?
For more than a half century, the agencies
responsible for enforcing the Act have wrestled with the problem
and adopted varying interpretations. On three prior occasions, this
Court has tried to clarify the meaning of “the waters of the United
States.” But the problem persists. When we last addressed the
question 17 years ago, we were unable to agree on an opinion of the
Court.[
3] Today, we return to
the problem and attempt to identify with greater clarity what the
Act means by “the waters of the United States.”
I
A
For most of this Nation’s history, the
regulation of water pollution was left almost entirely to the
States and their subdivisions. The common law permitted aggrieved
parties to bring nuisance suits against polluters. But as
industrial production and population growth increased the quantity
and toxicity of pollution, States gradually shifted to enforcement
by regulatory agencies.[
4]
Conversely, federal regulation was largely limited to ensuring that
“traditional navigable waters”—that is, interstate waters that were
either navigable in fact and used in commerce or readily
susceptible of being used in this way—remained free of impediments.
See,
e.g., Rivers and Harbors Act of 1899, 30Stat. 1151; see
also
United States v.
Appalachian Elec. Power Co.,
311 U.S.
377, 406–407 (1940);
The Daniel Ball, 10 Wall. 557, 563
(1871).
Congress’s early efforts at directly regulating
water pollution were tepid. Although the Federal Water Pollution
Control Act of 1948 allowed federal officials to seek judicial
abatement of pollution in interstate waters, it imposed high
hurdles, such as requiring the consent of the State where the
pollution originated. See 62Stat. 1156–1157. Despite repeated
amendments over the next two decades, few actions were brought
under this framework.[
5]
Congress eventually replaced this scheme in 1972
with the CWA. See 86Stat. 816. The Act prohibits “the discharge of
any pollutant” into “navigable waters.” 33 U. S. C.
§§1311(a), 1362(12)(A). It broadly defines the term
“ ‘pollutant’ ” to include not only contaminants like
“chemical wastes,” but also more mundane materials like “rock,
sand,” and “cellar dirt.” §1362(6).
The CWA is a potent weapon. It imposes what have
been described as “crushing” consequences “even for inadvertent
violations.”
Army Corps of Engineers v.
Hawkes Co.,
578 U.S. 590, 602 (2016) (Kennedy, J., concurring). Property owners
who negligently discharge “pollutants” into covered waters may face
severe criminal penalties including imprisonment. §1319(c). These
penalties increase for knowing violations.
Ibid. On the
civil side, the CWA imposes over $60,000 in fines per day for each
violation. See Note following 28 U. S. C. §2461; 33
U. S. C. §1319(d); 88 Fed. Reg. 989 (2023) (to be
codified in 40 CFR §19.4). And due to the Act’s 5-year statute of
limitations, 28 U. S. C. §2462, and expansive
interpretations of the term “violation,” these civil penalties can
be nearly as crushing as their criminal counterparts, see,
e.g.,
Borden Ranch Partnership v.
United States
Army Corps of Engineers,
261 F.3d 810, 813, 818 (CA9 2001) (upholding Agency decision to
count each of 348 passes of a plow by a farmer through
“jurisdictional” soil on his farm as a separate violation),
aff ’d by an equally divided Court,
537 U.S.
99 (2002) (
per curiam).
The Environmental Protection Agency (EPA) and
the Army Corps of Engineers (Corps) jointly enforce the CWA. The
EPA is tasked with policing violations after the fact, either by
issuing orders demanding compliance or by bringing civil actions.
§1319(a). The Act also authorizes private plaintiffs to sue to
enforce its requirements. §1365(a). On the front end, both agencies
are empowered to issue permits exempting activity that would
otherwise be unlawful under the Act. Relevant here, the Corps
controls permits for the discharge of dredged or fill material into
covered waters. See §1344(a). The costs of obtaining such a permit
are “significant,” and both agencies have admitted that “the
permitting process can be arduous, expensive, and long.”
Hawkes
Co., 578 U. S., at 594–595, 601. Success is also far from
guaranteed, as the Corps has asserted discretion to grant or deny
permits based on a long, nonexclusive list of factors that ends
with a catchall mandate to consider “in general, the needs and
welfare of the people.” 33 CFR §320.4(a)(1) (2022).
Due to the CWA’s capacious definition of
“pollutant,” its low
mens rea, and its severe penalties,
regulated parties have focused particular attention on the Act’s
geographic scope. While its predecessor encompassed “interstate or
navigable waters,” 33 U. S. C. §1160(a) (1970 ed.), the
CWA prohibits the discharge of pollutants into only “navigable
waters,” which it defines as “the waters of the United States,
including the territorial seas,” 33 U. S. C. §§1311(a),
1362(7), (12)(A) (2018 ed.). The meaning of this definition is the
persistent problem that we must address.
B
Michael and Chantell Sackett have spent well
over a decade navigating the CWA, and their voyage has been bumpy
and costly. In 2004, they purchased a small lot near Priest Lake,
in Bonner County, Idaho. In preparation for building a modest home,
they began backfilling their property with dirt and rocks. A few
months later, the EPA sent the Sacketts a compliance order
informing them that their backfilling violated the CWA because
their property contained protected wetlands. The EPA demanded that
the Sacketts immediately “ ‘undertake activities to restore
the Site’ ” pursuant to a “ ‘Restoration Work
Plan’ ” that it provided.
Sackett v.
EPA,
566 U.S.
120, 125 (2012). The order threatened the Sacketts with
penalties of over $40,000 per day if they did not comply.
At the time, the EPA interpreted “the waters of
the United States” to include “[a]ll . . . waters” that
“could affect interstate or foreign commerce,” as well as
“[w]etlands adjacent” to those waters. 40 CFR §§230.3(s)(3), (7)
(2008). “[A]djacent” was defined to mean not just “bordering” or
“contiguous,” but also “neighboring.” §230.3(b). Agency guidance
instructed officials to assert jurisdiction over wetlands
“adjacent” to non-navigable tributaries when those wetlands had “a
significant nexus to a traditional navigable water.”[
6] A “significant nexus” was said to exist
when “ ‘wetlands, either alone or in combination with
similarly situated lands in the region,
significantly
affect the chemical, physical, and biological integrity’ ”
of those waters. 2007 Guidance 8 (emphasis added). In looking for
evidence of a “significant nexus,” field agents were told to
consider a wide range of open-ended hydrological and ecological
factors. See
id., at 7.
According to the EPA, the “wetlands” on the
Sacketts’ lot are “adjacent to” (in the sense that they are in the
same neighborhood as) what it described as an “unnamed tributary”
on the other side of a 30-foot road. App. 33. That tributary feeds
into a non-navigable creek, which, in turn, feeds into Priest Lake,
an intrastate body of water that the EPA designated as
traditionally navigable. To establish a significant nexus, the EPA
lumped the Sacketts’ lot together with the Kalispell Bay Fen, a
large nearby wetland complex that the Agency regarded as “similarly
situated.” According to the EPA, these properties, taken together,
“significantly affect” the ecology of Priest Lake. Therefore, the
EPA concluded, the Sacketts had illegally dumped soil and gravel
onto “the waters of the United States.”
The Sacketts filed suit under the Administrative
Procedure Act, 5 U. S. C. §702
et seq.,
alleging that the EPA lacked jurisdiction because any wetlands on
their property were not “waters of the United States.” The District
Court initially dismissed the suit, reasoning that the compliance
order was not a final agency action, but this Court ultimately held
that the Sacketts could bring their suit under the APA. See
Sackett, 566 U. S., at 131. After seven years of
additional proceedings on remand, the District Court entered
summary judgment for the EPA. 2019 WL 13026870 (D Idaho, Mar. 31,
2019). The Ninth Circuit affirmed, holding that the CWA covers
adjacent wetlands with a significant nexus to traditional navigable
waters and that the Sacketts’ lot satisfied that standard. 8
F. 4th 1075, 1091–1093 (2021).
We granted certiorari to decide the proper test
for determining whether wetlands are “waters of the United States.”
595 U. S. ___ (2022).
II
A
In defining the meaning of “the waters of the
United States,” we revisit what has been “a contentious and
difficult task.”
National Assn. of Mfrs. v.
Department of
Defense, 583 U. S. ___, ___ (2018) (slip op., at 1). The
phrase has sparked decades of agency action and litigation. In
order to resolve the CWA’s applicability to wetlands, we begin by
reviewing this history.
The EPA and the Corps initially promulgated
different interpretations of “the waters of the United States.” The
EPA defined its jurisdiction broadly to include, for example,
intrastate lakes used by interstate travelers. 38 Fed. Reg. 13529
(1973). Conversely, the Corps, consistent with its historical
authority to regulate obstructions to navigation, asserted
jurisdiction over only traditional navigable waters. 39 Fed. Reg.
12119 (1974). But the Corps’ narrow definition did not last. It
soon promulgated new, much broader definitions designed to reach
the outer limits of Congress’s commerce power. See 42 Fed. Reg.
37144, and n. 2 (1977); 40 Fed. Reg. 31324–31325 (1975).
Eventually the EPA and Corps settled on
materially identical definitions. See 45 Fed. Reg. 33424 (1980); 47
Fed. Reg. 31810–31811 (1982). These broad definitions encompassed
“[a]ll . . . waters” that “could affect interstate or
foreign commerce.” 40 CFR §230.3(s)(3) (2008). So long as the
potential for an interstate effect was present, the regulation
extended the CWA to, for example, “intrastate lakes, rivers,
streams (including intermittent streams), mudflats, sandflats,
wetlands, sloughs, prairie potholes, wet meadows, playa lakes, or
natural ponds.”
Ibid. The agencies likewise took an
expansive view of the CWA’s coverage of wetlands “adjacent” to
covered waters. §230.3(s)(7). As noted, they defined “adjacent” to
mean “bordering, contiguous, or neighboring” and clarified that
“adjacent” wetlands include those that are separated from covered
waters “by man-made dikes or barriers, natural river berms, beach
dunes and the like.” §230.3(b). They also specified that “wetlands”
is a technical term encompassing “those areas that are inundated or
saturated by surface or ground water at a frequency and duration
sufficient to support, and that under normal conditions do support,
a prevalence of vegetation typically adapted for life in saturated
soil conditions.” §230.3(t). The Corps released what would become a
143-page manual to guide officers when they determine whether
property meets this definition.[
7]
This Court first construed the meaning of “the
waters of the United States” in
United States v.
Riverside Bayview Homes,
Inc.,
474 U.S.
121 (1985). There, we were confronted with the Corps’ assertion
of authority under the CWA over wetlands that “actually abut[ted]
on a navigable waterway.”
Id., at 135. Although we expressed
concern that wetlands seemed to fall outside “traditional notions
of ‘waters,’ ” we nonetheless deferred to the Corps, reasoning
that “the transition from water to solid ground is not necessarily
or even typically an abrupt one.”
Id., at 132–133.
The agencies responded to
Riverside
Bayview by expanding their interpretations even further. Most
notably, they issued the “migratory bird rule,” which extended
jurisdiction to any waters or wetlands that “are or would be used
as [a] habitat” by migratory birds or endangered species. See 53
Fed. Reg. 20765 (1988); 51 Fed. Reg. 41217 (1986). As the Corps
would later admit, “nearly all waters were jurisdictional under the
migratory bird rule.”[
8]
In
Solid Waste Agency of Northern Cook
Cty. v.
Army Corps of Engineers,
531
U.S. 159 (2001) (
SWANCC), this Court rejected the
migratory bird rule, which the Corps had used to assert
jurisdiction over several isolated ponds located wholly within the
State of Illinois. Disagreeing with the Corps’ argument that
ecological interests supported its jurisdiction, we instead held
that the CWA does not “exten[d] to ponds that are not adjacent to
open water.”
Id., at 168 (emphasis deleted).
Days after our decision, the agencies issued
guidance that sought to minimize
SWANCC’s impact. They took
the view that this Court’s holding was “strictly limited to waters
that are ‘nonnavigable, isolated, and intrastate’ ” and that
“field staff should continue to exercise CWA jurisdiction to the
full extent of their authority” for “any waters that fall outside
of that category.”[
9] The
agencies never defined exactly what they regarded as the “full
extent of their authority.” They instead encouraged local field
agents to make decisions on a case-by-case basis.
What emerged was a system of “vague” rules that
depended on “locally developed practices.” GAO Report 26. Deferring
to the agencies’ localized decisions, lower courts blessed an array
of expansive interpretations of the CWA’s reach. See,
e.g.,
United States v.
Deaton,
332 F.3d 698, 702 (CA4 2003) (holding that a property owner
violated the CWA by piling soil near a ditch 32 miles from
navigable waters). Within a few years, the agencies had
“interpreted their jurisdiction over ‘the waters of the United
States’ to cover 270-to-300 million acres” of wetlands and
“virtually any parcel of land containing a channel or conduit
. . . through which rainwater or drainage may
occasionally or intermittently flow.”
Rapanos v.
United
States,
547
U.S. 715, 722 (2006) (plurality opinion).
It was against this backdrop that we granted
review in
Rapanos v.
United States. The lower court
in the principal case before us had held that the CWA covered
wetlands near ditches and drains that eventually emptied into
navigable waters at least 11 miles away, a theory that had
supported the petitioner’s conviction in a related prosecution.
Id., at 720, 729. Although we vacated that decision, no
position commanded a majority of the Court. Four Justices concluded
that the CWA’s coverage did not extend beyond two categories:
first, certain relatively permanent bodies of water connected to
traditional interstate navigable waters and, second, wetlands with
such a close physical connection to those waters that they were “as
a practical matter indistinguishable from waters of the United
States.”
Id., at 742, 755 (emphasis deleted). Four Justices
would have deferred to the Government’s determination that the
wetlands at issue were covered under the CWA.
Id., at 788
(Stevens, J., dissenting). Finally, one Justice concluded that
jurisdiction under the CWA requires a “significant nexus” between
wetlands and navigable waters and that such a nexus exists where
“the wetlands, either alone or in combination with similarly
situated lands in the region, significantly affect the chemical,
physical, and biological integrity” of those waters.
Id., at
779–780 (Kennedy, J., concurring in judgment)
.
In the decade following
Rapanos, the EPA
and the Corps issued guidance documents that “recognized larger
grey areas and called for more fact-intensive individualized
determinations in those grey areas.”[
10] As discussed, they instructed agency officials to
assert jurisdiction over wetlands “adjacent” to non-navigable
tributaries based on fact-specific determinations regarding the
presence of a significant nexus. 2008 Guidance 8. The guidance
further advised officials to make this determination by considering
a lengthy list of hydrological and ecological factors.
Ibid.
Echoing what they had said about the migratory bird rule, the
agencies later admitted that “almost all waters and wetlands across
the country theoretically could be subject to a case-specific
jurisdictional determination” under this guidance. 80 Fed. Reg.
37056 (2015); see,
e.g.,
Hawkes Co., 578 U. S.,
at 596 (explaining that the Corps found a significant nexus between
wetlands and a river “some 120 miles away”).
More recently, the agencies have engaged in a
flurry of rulemaking defining “the waters of the United States.” In
a 2015 rule, they offered a muscular approach that would subject
“the vast majority of the nation’s water features” to a
case-by-case jurisdictional analysis.[
11] Although the rule listed a few examples of “waters”
that were excluded from regulation like “[p]uddles” and “swimming
pools,” it categorically covered other waters and wetlands,
including any within 1,500 feet of interstate or traditional
navigable waters. 80 Fed. Reg. 37116–37117. And it subjected a
wider range of other waters, including any within 4,000 feet of
indirect tributaries of interstate or traditional navigable waters,
to a case-specific determination for significant nexus.
Ibid.
The agencies repealed this sweeping rule in
2019. 84 Fed. Reg. 56626. Shortly afterwards, they replaced it with
a narrower definition that limited jurisdiction to traditional
navigable waters and their tributaries, lakes, and “adjacent”
wetlands. 85 Fed. Reg. 22340 (2020). They also narrowed the
definition of “[a]djacent,” limiting it to wetlands that “[a]but”
covered waters, are flooded by those waters, or are separated from
those waters by features like berms or barriers.
Ibid. This
rule too did not last. After granting the EPA’s voluntary motion to
remand, a District Court vacated the rule. See
Pascua Yaqui
Tribe v.
EPA, 557 F. Supp. 3d 949, 957 (D Ariz.
2021).
The agencies recently promulgated yet another
rule attempting to define waters of the United States. 88 Fed. Reg.
3004 (2023) (to be codified in 40 CFR §120.2). Under that broader
rule, traditional navigable waters, interstate waters, and the
territorial seas, as well as their tributaries and adjacent
wetlands, are waters of the United States. 88 Fed. Reg. 3143. So
are any “[i]ntrastate lakes and ponds, streams, or wetlands” that
either have a continuous surface connection to categorically
included waters or have a significant nexus to interstate or
traditional navigable waters.
Id., at 3006, 3143. Like the
post-
Rapanos guidance, the rule states that a significant
nexus requires consideration of a list of open-ended factors. 88
Fed. Reg. 3006, 3144. Finally, the rule returns to the broad
pre-2020 definition of “adjacent.”
Ibid.; see
supra,
at 7. Acknowledging that “[f ]ield work is often necessary to
confirm the presence of a wetland” under these definitions, the
rule instructs local agents to continue using the Corps’ Wetlands
Delineation Manual. 88 Fed. Reg. 3117.
B
With the benefit of a half century of practice
under the CWA, it is worth taking stock of where things stand. The
agencies maintain that the significant-nexus test has been and
remains sufficient to establish jurisdiction over “adjacent”
wetlands. And by the EPA’s own admission, “almost all waters and
wetlands” are potentially susceptible to regulation under that
test. 80 Fed. Reg. 37056. This puts many property owners in a
precarious position because it is “often difficult to determine
whether a particular piece of property contains waters of the
United States.”
Hawkes Co., 578 U. S., at 594; see 40
CFR §230.3(t) (2008). Even if a property appears dry, application
of the guidance in a complicated manual ultimately decides whether
it contains wetlands. See 88 Fed. Reg. 3117; Wetlands Delineation
Manual 84–85 (describing “not . . . atypical” examples of
wetlands that periodically lack wetlands indicators); see also
Hawkes Co. v.
United States Army Corps of Engineers,
782 F.3d 994, 1003 (CA8 2015) (Kelly, J., concurring) (“This is a
unique aspect of the CWA; most laws do not require the hiring of
expert consultants to determine if they even apply to you or your
property”). And because the CWA can sweep broadly enough to
criminalize mundane activities like moving dirt, this unchecked
definition of “the waters of the United States” means that a
staggering array of landowners are at risk of criminal prosecution
or onerous civil penalties.
What are landowners to do if they want to build
on their property? The EPA recommends asking the Corps for a
jurisdictional determination, which is a written decision on
whether a particular site contains covered waters. Tr. of Oral Arg.
86; see Corps, Regulatory Guidance Letter No. 16–01, at 1 (2016)
(RGL 16–01); 33 CFR §§320.1(a)(6), 331.2. But the Corps maintains
that it has no obligation to provide jurisdictional determinations,
RGL 16–01, at 2, and it has already begun announcing exceptions to
the legal effect of some previous determinations, see 88 Fed. Reg.
3136. Even if the Corps is willing to provide a jurisdictional
determination, a property owner may find it necessary to retain an
expensive expert consultant who is capable of putting together a
presentation that stands a chance of persuading the Corps.[
12] And even then, a landowner’s
chances of success are low, as the EPA admits that the Corps finds
jurisdiction approximately 75% of the time. Tr. of Oral Arg.
110.
If the landowner is among the vast majority who
receive adverse jurisdictional determinations, what then? It would
be foolish to go ahead and build since the jurisdictional
determination might form evidence of culpability in a prosecution
or civil action. The jurisdictional determination could be
challenged in court, but only after the delay and expense required
to exhaust the administrative appeals process. See 33 CFR
§331.7(d). And once in court, the landowner would face an uphill
battle under the deferential standards of review that the agencies
enjoy. See 5 U. S. C. §706. Another alternative would be
simply to acquiesce and seek a permit from the Corps. But that
process can take years and cost an exorbitant amount of money. Many
landowners faced with this unappetizing menu of options would
simply choose to build nothing.
III
With this history in mind, we now consider the
extent of the CWA’s geographical reach.
A
We start, as we always do, with the text of
the CWA.
Bartenwerfer v.
Buckley, 598 U.S. 69, 74
(2023). As noted, the Act applies to “navigable waters,” which had
a well-established meaning at the time of the CWA’s enactment. But
the CWA complicates matters by proceeding to define “navigable
waters” as “the waters of the United States,” §1362(7), which was
decidedly not a well-known term of art. This frustrating drafting
choice has led to decades of litigation, but we must try to make
sense of the terms Congress chose to adopt. And for the reasons
explained below, we conclude that the
Rapanos plurality was
correct: the CWA’s use of “waters” encompasses “only those
relatively permanent, standing or continuously flowing bodies of
water ‘forming geographic[al] features’ that are described in
ordinary parlance as ‘streams, oceans, rivers, and lakes.’ ”
547 U. S., at 739 (quoting Webster’s New International
Dictionary 2882 (2d ed. 1954) (Webster’s Second); original
alterations omitted).
This reading follows from the CWA’s deliberate
use of the plural term “waters.” See 547 U. S., at 732–733.
That term typically refers to bodies of water like those listed
above. See,
e.g., Webster’s Second 2882; Black’s Law
Dictionary 1426 (5th ed. 1979) (“especially in the plural, [water]
may designate a body of water, such as a river, a lake, or an
ocean, or an aggregate of such bodies of water, as in the phrases
‘foreign waters,’ ‘
waters of the United States,’ and the
like” (emphasis added)); Random House Dictionary of the English
Language 2146 (2d ed. 1987) (Random House Dictionary) (defining
“waters” as “a. flowing water, or water moving in waves: The
river’s mighty waters. b. the sea or seas bordering a particular
country or continent or located in a particular part of the world”
(emphasis deleted)). This meaning is hard to reconcile with
classifying “ ‘ “lands,” wet or otherwise, as
“waters.” ’ ”
Rapanos, 547 U. S., at 740
(plurality opinion) (quoting
Riverside Bayview, 474
U. S., at 132).
This reading also helps to align the meaning of
“the waters of the United States” with the term it is defining:
“navigable waters.” See
Bond v.
United States,
572 U.S.
844, 861 (2014) (“In settling on a fair reading of a statute,
it is not unusual to consider the ordinary meaning of a defined
term, particularly when there is dissonance between that ordinary
meaning and the reach of the definition”). Although we have
acknowledged that the CWA extends to more than traditional
navigable waters, we have refused to read “navigable” out of the
statute, holding that it at least shows that Congress was focused
on “its traditional jurisdiction over waters that were or had been
navigable in fact or which could reasonably be so made.”
SWANCC, 531 U. S., at 172; see also
Appalachian
Electric, 311 U. S., at 406–407;
The Daniel Ball,
10 Wall., at 563. At a minimum, then, the use of “navigable”
signals that the definition principally refers to bodies of
navigable water like rivers, lakes, and oceans. See
Rapanos,
547 U. S., at 734 (plurality opinion).
More broadly, this reading accords with how
Congress has employed the term “waters” elsewhere in the CWA and in
other laws. The CWA repeatedly uses “waters” in contexts that
confirm the term refers to bodies of open water. See 33
U. S. C. §1267(i)(2)(D) (“the waters of the Chesapeake
Bay”); §1268(a)(3)(I) (“the open waters of each of the Great
Lakes”); §1324(d)(4)(B)(ii) (“lakes and other surface waters”);
§1330(g)(4)(C)(vii) (“estuarine waters”); §1343(c)(1) (“the waters
of the territorial seas, the contiguous zone, and the oceans”);
§§1346(a)(1), 1375a(a) (“coastal recreation waters”); §1370 (state
“boundary waters”). The use of “waters” elsewhere in the U. S.
Code likewise correlates to rivers, lakes, and oceans.[
13]
Statutory history points in the same direction.
The CWA’s predecessor statute covered “interstate or navigable
waters” and defined “interstate waters” as “all
rivers,
lakes,
and other waters that flow across or form a
part of State boundaries.” 33 U. S. C. §§1160(a), 1173(e)
(1970 ed.) (emphasis added); see also Rivers and Harbors Act of
1899, 30Stat. 1151 (codified, as amended, at 33 U. S. C.
§403) (prohibiting unauthorized obstructions “to the navigable
capacity of any of the waters of the United States”).
This Court has understood the CWA’s use of
“waters” in the same way. Even as
Riverside Bayview grappled
with whether adjacent wetlands could fall within the CWA’s
coverage, it acknowledged that wetlands are not included in
“traditional notions of ‘waters.’ ” 474 U. S., at 133. It
explained that the term conventionally refers to “hydrographic
features” like “rivers” and “streams.”
Id., at 131.
SWANCC went even further, repeatedly describing the “waters”
covered by the Act as “open water” and suggesting that “the waters
of the United States” principally refers to traditional navigable
waters. 531 U. S., at 168–169, 172. That our CWA decisions
operated under this assumption is unsurprising. Ever since
Gibbons v.
Ogden, 9 Wheat. 1 (1824), this Court has
used “waters of the United States” to refer to similar bodies of
water, almost always in relation to ships.
Id., at 218
(discussing a vessel’s “conduct in the waters of the United
States”).[
14]
The EPA argues that “waters” is “naturally read
to encompass wetlands” because the “presence of water is
‘universally regarded as the most basic feature of
wetlands.’ ” Brief for Respondents 19. But that reading proves
too much. Consider puddles, which are also defined by the ordinary
presence of water even though few would describe them as “waters.”
This argument is also tough to square with
SWANCC, which
held that the Act does not cover isolated ponds, see 531
U. S., at 171, or
Riverside Bayview, which would have
had no need to focus so extensively on the adjacency of wetlands to
covered waters if the EPA’s reading were correct, see 474
U. S., at 131–135, and n. 8. Finally, it is also
instructive that the CWA expressly “protect[s] the primary
responsibilities and rights of States to prevent, reduce, and
eliminate pollution” and “to plan the development and use
. . . of land and water resources.” §1251(b). It is hard
to see how the States’ role in regulating water resources would
remain “primary” if the EPA had jurisdiction over anything defined
by the presence of water. See
County of Maui v.
Hawaii
Wildlife Fund, 590 U. S. ___, ___ (2020) (slip op., at 7);
Rapanos, 547 U. S., at 737 (plurality opinion).
B
Although the ordinary meaning of “waters” in
§1362(7) might seem to exclude all wetlands, we do not view that
provision in isolation. The meaning of a word “may only become
evident when placed in context,”
FDA v.
Brown &
Williamson Tobacco Corp.,
529 U.S.
120, 132 (2000), and statutory context shows that some wetlands
qualify as “waters of the United States.”
In 1977, Congress amended the CWA and added
§1344(g)(1), which authorizes States to apply to the EPA for
permission to administer programs to issue permits for the
discharge of dredged or fill material into some bodies of water. In
simplified terms, the provision specifies that state permitting
programs may regulate discharges into (1) any waters of the United
States, (2) except for traditional navigable waters, (3) “including
wetlands adjacent thereto.”[
15]
When this convoluted formulation is parsed, it
tells us that at least some wetlands must qualify as “waters of the
United States.” The provision begins with a broad category, “the
waters of the United States,” which we may call category A. The
provision provides that States may permit discharges into these
waters, but it then qualifies that States cannot permit discharges
into a subcategory of A: traditional navigable waters (category B).
Finally, it states that a third category (category C), consisting
of wetlands “adjacent” to traditional navigable waters, is
“includ[ed]” within B. Thus, States may permit discharges into A
minus B, which includes C. If C (adjacent wetlands) were not part
of A (“the waters of the United States”) and therefore subject to
regulation under the CWA, there would be no point in excluding them
from that category. See
Riverside Bayview, 474 U. S.,
at 138, n. 11 (recognizing that §1344(g) “at least suggest[s]
strongly that the term ‘waters’ as used in the Act does not
necessarily exclude ‘wetlands’ ”);
Rapanos, 547
U. S., at 768 (opinion of Kennedy, J.). Thus, §1344(g)(1)
presumes that certain wetlands constitute “waters of the United
States.”
But what wetlands does the CWA regulate? Section
1344(g)(1) cannot answer that question alone because it is not the
operative provision that defines the Act’s reach. See
Riverside
Bayview, 474 U. S., at 138, n. 11. Instead, we must
harmonize the reference to adjacent wetlands in §1344(g)(1) with
“the waters of the United States,” §1362(7), which is the actual
term we are tasked with interpreting. The formulation discussed
above tells us how: because the adjacent wetlands in §1344(g)(1)
are “includ[ed]” within “the waters of the United States,” these
wetlands must qualify as “waters of the United States” in their own
right. In other words, they must be indistinguishably part of a
body of water that itself constitutes “waters” under the CWA. See
supra, at 14.
This understanding is consistent with
§1344(g)(1)’s use of “adjacent.” Dictionaries tell us that the term
“adjacent” may mean either “contiguous” or “near.” Random House
Dictionary 25; see Webster’s Third New International Dictionary 26
(1976); see also Oxford American Dictionary & Thesaurus 16 (2d
ed. 2009) (listing “adjoining” and “neighboring” as synonyms of
“adjacent”). But “construing statutory language is not merely an
exercise in ascertaining ‘the outer limits of a word’s definitional
possibilities,’ ”
FCC v.
AT&T Inc.,
562 U.S.
397, 407 (2011) (alterations omitted), and here, “only one
. . . meanin[g] produces a substantive effect that is
compatible with the rest of the law,”
United Sav. Assn. of
Tex. v.
Timbers of Inwood Forest Associates,
Ltd.,
484 U.S.
365, 371 (1988). Wetlands that are separate from traditional
navigable waters cannot be considered part of those waters, even if
they are located nearby.
In addition, it would be odd indeed if Congress
had tucked an important expansion to the reach of the CWA into
convoluted language in a relatively obscure provision concerning
state permitting programs. We have often remarked that Congress
does not “hide elephants in mouseholes” by “alter[ing] the
fundamental details of a regulatory scheme in vague terms or
ancillary provisions.”
Whitman v.
American Trucking
Assns.,
Inc.,
531 U.S.
457, 468 (2001). We cannot agree with such an implausible
interpretation here.
If §1344(g)(1) were read to mean that the CWA
applies to wetlands that are not indistinguishably part of
otherwise covered “waters of the United States,” see
supra,
at 14, it would effectively amend and substantially broaden
§1362(7) to define “navigable waters” as “waters of the United
States
and adjacent wetlands.” But §1344(g)(1)’s use of the
term “including” makes clear that it does not purport to do—and in
fact, does not do—any such thing. See
National Assn. of Home
Builders v.
Defenders of Wildlife,
551 U.S.
644, 662–664, and n. 8 (2007) (recognizing that implied
amendments require “ ‘clear and manifest’ ” evidence of
congressional intent). It merely reflects Congress’s assumption
that certain “adjacent” wetlands are
part of “waters of the
United States.”
This is the thrust of observations in decisions
going all the way back to
Riverside Bayview. In that case,
we deferred to the Corps’ decision to regulate wetlands actually
abutting a navigable waterway, but we recognized “the inherent
difficulties of defining precise bounds to regulable waters.” 474
U. S., at 134; see also
id., at 132 (noting that “the
transition from water to solid ground is not necessarily or even
typically an abrupt one” due to semi-aquatic features like shallows
and swamps). In such a situation, we concluded, the Corps could
reasonably determine that wetlands “adjoining bodies of water” were
part of those waters.
Id., at 135, and n. 9; see also
SWANCC, 531 U. S., at 167 (recognizing that
Riverside Bayview “held that the Corps had . . .
jurisdiction over wetlands that actually abutted on a navigable
waterway”).
In
Rapanos, the plurality spelled out
clearly when adjacent wetlands are part of covered waters. It
explained that “waters” may fairly be read to include only those
wetlands that are “as a practical matter indistinguishable from
waters of the United States,” such that it is “difficult to
determine where the ‘water’ ends and the ‘wetland’ begins.” 547
U. S., at 742, 755 (emphasis deleted). That occurs when
wetlands have “a continuous surface connection to bodies that are
‘waters of the United States’ in their own right, so that there is
no clear demarcation between ‘waters’ and wetlands.”
Id., at
742; cf. 33 U. S. C. §2802(5) (defining “coastal waters”
to include wetlands “having unimpaired connection with the open sea
up to the head of tidal influence”). We agree with this formulation
of when wetlands are part of “the waters of the United States.” We
also acknowledge that temporary interruptions in surface connection
may sometimes occur because of phenomena like low tides or dry
spells.[
16]
In sum, we hold that the CWA extends to only
those wetlands that are “as a practical matter indistinguishable
from waters of the United States.”
Rapanos, 547 U. S.,
at 755 (plurality opinion) (emphasis deleted). This requires the
party asserting jurisdiction over adjacent wetlands to establish
“first, that the adjacent [body of water constitutes]
. . . ‘water[s] of the United States,’ (
i.e., a
relatively permanent body of water connected to traditional
interstate navigable waters); and second, that the wetland has a
continuous surface connection with that water, making it difficult
to determine where the ‘water’ ends and the ‘wetland’ begins.”
Id., at 742.
IV
The EPA resists this reading of §1362(7) and
instead asks us to defer to its understanding of the CWA’s
jurisdictional reach, as set out in its most recent rule defining
“the waters of the United States.” See 88 Fed. Reg. 3004. This
rule, as noted, provides that “adjacent wetlands are covered by the
Act if they ‘possess a “significant nexus” to’ traditional
navigable waters.” Brief for Respondents 32 (quoting
Rapanos, 547 U. S., at 759 (opinion of Kennedy, J.));
see 88 Fed. Reg. 3143. And according to the EPA, wetlands are
“adjacent” when they are “neighboring” to covered waters, even if
they are separated from those waters by dry land. Brief for
Respondents 20; 88 Fed. Reg. 3144.
A
For reasons already explained, this
interpretation is inconsistent with the text and structure of the
CWA. Beyond that, it clashes with “background principles of
construction” that apply to the interpretation of the relevant
statutory provisions.
Bond, 572 U. S., at 857. Under
those presumptions, the EPA must provide clear evidence that it is
authorized to regulate in the manner it proposes.
1
First, this Court “require[s] Congress to
enact exceedingly clear language if it wishes to significantly
alter the balance between federal and state power and the power of
the Government over private property.”
United States Forest
Service v.
Cowpasture River Preservation Assn., 590
U. S. ___, ___–___ (2020) (slip op., at 15–16); see also
Bond, 572 U. S., at 858. Regulation of land and water
use lies at the core of traditional state authority. See,
e.g.,
SWANCC, 531 U. S., at 174 (citing
Hess v.
Port Authority Trans-Hudson Corporation,
513 U.S.
30, 44 (1994));
Tarrant Regional Water Dist. v.
Herrmann,
569 U.S.
614, 631 (2013). An overly broad interpretation of the CWA’s
reach would impinge on this authority. The area covered by wetlands
alone is vast—greater than the combined surface area of California
and Texas. And the scope of the EPA’s conception of “the waters of
the United States” is truly staggering when this vast territory is
supplemented by all the additional area, some of which is generally
dry, over which the Agency asserts jurisdiction. Particularly given
the CWA’s express policy to “preserve” the States’ “primary”
authority over land and water use, §1251(b), this Court has
required a clear statement from Congress when determining the scope
of “the waters of the United States.”
SWANCC, 531
U. S., at 174; accord,
Rapanos, 547 U. S., at 738
(plurality opinion).
The EPA, however, offers only a passing attempt
to square its interpretation with the text of §1362(7), and its
“significant nexus” theory is particularly implausible. It suggests
that the meaning of “the waters of the United States” is so “broad
and unqualified” that, if viewed in isolation, it would extend to
all water in the United States. Brief for Respondents 32. The EPA
thus turns to the “significant nexus” test in order to reduce the
clash between its understanding of “the waters of the United
States” and the term defined by that phrase,
i.e.,
“navigable waters.” As discussed, however, the meaning of “waters”
is more limited than the EPA believes. See
supra, at 14.
And, in any event, the CWA never mentions the “significant nexus”
test, so the EPA has no statutory basis to impose it. See
Rapanos, 547 U. S., at 755–756 (plurality opinion).
2
Second, the EPA’s interpretation gives rise to
serious vagueness concerns in light of the CWA’s criminal
penalties. Due process requires Congress to define penal statutes
“ ‘with sufficient definiteness that ordinary people can
understand what conduct is prohibited’ ” and “ ‘in a
manner that does not encourage arbitrary and discriminatory
enforcement.’ ”
McDonnell v.
United States, 579
U.S. 550, 576 (2016) (quoting
Skilling v.
United
States,
561 U.S.
358, 402–403 (2010)). Yet the meaning of “waters of the United
States” under the EPA’s interpretation remains “hopelessly
indeterminate.”
Sackett, 566 U. S., at 133 (Alito, J.,
concurring); accord,
Hawkes Co., 578 U. S., at 602
(opinion of Kennedy, J.).
The EPA contends that the only thing preventing
it from interpreting “waters of the United States” to “conceivably
cover literally every body of water in the country” is the
significant-nexus test. Tr. of Oral Arg. 70–71; accord, Brief for
Respondents 32. But the boundary between a “significant” and an
insignificant nexus is far from clear. And to add to the
uncertainty, the test introduces another vague concept—“similarly
situated” waters—and then assesses the aggregate effect of that
group based on a variety of open-ended factors that evolve as
scientific understandings change. This freewheeling inquiry
provides little notice to landowners of their obligations under the
CWA. Facing severe criminal sanctions for even negligent
violations, property owners are “left ‘to feel their way on a
case-by-case basis.’ ”
Sackett, 566 U. S., at 124
(quoting
Rapanos, 547 U. S., at 758 (Roberts,
C. J., concurring)). Where a penal statute could sweep so
broadly as to render criminal a host of what might otherwise be
considered ordinary activities, we have been wary about going
beyond what “Congress certainly intended the statute to cover.”
Skilling, 561 U. S., at 404.
Under these two background principles, the
judicial task when interpreting “the waters of the United States”
is to ascertain whether clear congressional authorization exists
for the EPA’s claimed power. The EPA’s interpretation falls far
short of that standard.
B
While mustering only a weak textual argument,
the EPA justifies its position on two other grounds. It primarily
claims that Congress implicitly ratified its interpretation of
“adjacent” wetlands when it adopted §1344(g)(1). Thus, it argues
that “waters of the United States” covers any wetlands that are
“bordering, contiguous, or neighboring” to covered waters. 88 Fed.
Reg. 3143. The principal opinion concurring in the judgment adopts
the same position. See
post, at 10–12 (Kavanaugh, J.,
concurring in judgment). The EPA notes that the Corps had
promulgated regulations adopting that interpretation before
Congress amended the CWA in 1977 to include the reference to
“adjacent” wetlands in §1344(g)(1). See 42 Fed. Reg. 37144. This
term, the EPA contends, was “ ‘ “obviously transplanted
from” ’ ” the Corps’ regulations and thus incorporates
the same definition. Brief for Respondents 22 (quoting
Taggart v.
Lorenzen, 587 U. S. ___, ___ (2019)
(slip op., at 5)).
This argument fails for at least three reasons.
First, as we have explained, the text of §§1362(7) and 1344(g)(1)
shows that “adjacent” cannot include wetlands that are not part of
covered “waters.” See
supra, at 22.
Second, this ratification theory cannot be
reconciled with our cases. We have repeatedly recognized that
§1344(g)(1) “ ‘does not conclusively determine the
construction to be placed on . . . the relevant
definition of “navigable waters.” ’ ”
SWANCC, 531
U. S., at 171 (quoting
Riverside Bayview, 474
U. S., at 138, n. 11); accord,
Rapanos, 547
U. S., at 747–748, n. 12 (plurality opinion).
Additionally,
SWANCC rejected the closely analogous argument
that Congress ratified the Corps’ definition of “waters of the
United States” by including “ ‘other . . .
waters’ ” in §1344(g)(1). 531 U. S., at 168–171. And yet,
the EPA’s argument would require us to hold that §1344(g)(1)
actually did amend the definition of “navigable waters” precisely
for the reasons we rejected in
SWANCC.
Third, the EPA cannot provide the sort of
“overwhelming evidence of acquiescence” necessary to support its
argument in the face of Congress’s failure to amend §1362(7).
Id., at 169–170, n. 5. We will infer that a term was
“ ‘transplanted from another legal source’ . . .
only when a term’s meaning was ‘well-settled’ before the
transplantation.”
Kemp v.
United States, 596
U. S. ___, ___–___ (2022) (slip op., at 9–10). Far from being
well settled, the Corps’ definition was promulgated mere months
before the CWA became law, and when the Corps adopted that
definition, it candidly acknowledged the “rapidly changing nature
of [its] regulatory programs.” 42 Fed. Reg. 37122. Tellingly, even
the EPA would not adopt that definition for several more years. See
45 Fed. Reg. 85345 (1980). This situation is a far cry from any in
which we have found ratification. See,
e.g.,
George
v.
McDonough, 596 U. S. ___, ___ (2022) (slip op., at
5) (finding ratification when “Congress used an unusual term that
had a long regulatory history in [the] very regulatory context” at
issue).
The EPA also advances various policy arguments
about the ecological consequences of a narrower definition of
adjacent. But the CWA does not define the EPA’s jurisdiction based
on ecological importance, and we cannot redraw the Act’s allocation
of authority. See
Rapanos, 547 U. S., at 756 (plurality
opinion). “The Clean Water Act anticipates a partnership between
the States and the Federal Government.”
Arkansas v.
Oklahoma,
503 U.S.
91, 101 (1992). States can and will continue to exercise their
primary authority to combat water pollution by regulating land and
water use. See,
e.g., Brief for Farm Bureau of Arkansas
et al. as
Amici Curiae 17–27.
V
Nothing in the separate opinions filed by
Justice Kavanaugh and Justice Kagan undermines our analysis.
Justice Kavanaugh claims that we have “rewrit[ten]” the CWA,
post, at 12 (opinion concurring in judgment), and Justice
Kagan levels similar charges,
post, at 3–4 (opinion
concurring in judgment). These arguments are more than unfounded.
We have analyzed the statutory language in detail, but the separate
opinions pay no attention whatsoever to §1362(7), the key statutory
provision that limits the CWA’s geographic reach to “the
waters of the United States.” Thus, neither separate opinion
even attempts to explain how the wetlands included in their
interpretation fall within a fair reading of “waters.” Textualist
arguments that ignore the operative text cannot be taken
seriously.
VI
In sum, we hold that the CWA extends to only
those “wetlands with a continuous surface connection to bodies that
are ‘waters of the United States’ in their own right,” so that they
are “indistinguishable” from those waters.
Rapanos, 547
U. S., at 742, 755 (plurality opinion) (emphasis deleted); see
supra, at 22. This holding compels reversal here. The
wetlands on the Sacketts’ property are distinguishable from any
possibly covered waters.
* * *
We reverse the judgment of the United States
Court of Appeals for the Ninth Circuit and remand the case for
further proceedings consistent with this opinion.
It is so ordered.
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