OCTOBER TERM, 1999
Syllabus
UNITED STATES
v. MARTINEZ-SALAZAR
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No. 98-1255. Argued November 29, 1999-Decided January
19,2000
Respondent Martinez-Salazar and a codefendant were charged with
a variety of federal offenses. As the Federal Rules of Criminal
Procedure instruct, the District Court allotted them 10 peremptory
challenges exercisable jointly in the selection of 12 jurors, Rule
24(b), and another such challenge exercisable in the selection of
an alternate juror, Rule 24(c). Because prospective juror Don
Gilbert indicated several times that he would favor the
prosecution, the codefendants challenged him for cause, but the
District Court declined to excuse him. After twice objecting,
unsuccessfully, to the for-cause ruling, Martinez-Salazar used a
peremptory challenge to remove Gilbert. The codefendants
subsequently exhausted all of their peremptory challenges. At the
close of jury selection, the District Court read the names of the
jurors to be seated and asked if the prosecutor or defense counsel
had any objections to any of those jurors. Martinez-Salazar's
counsel responded: "None from us." At the conclusion of the trial,
Martinez-Salazar was convicted on all counts. On appeal, the Ninth
Circuit agreed with him (and the Government here does not contest)
that the District Court's refusal to strike Gilbert for cause was
an abuse of discretion. This error, the Ninth Circuit held, did not
violate the Sixth Amendment, because Gilbert was removed and the
impartiality of the jury eventually seated was not challenged. But
the Court of Appeals further concluded that the District Court's
mistake resulted in a violation of Martinez-Salazar's Fifth
Amendment due process rights because it forced him to use a
peremptory challenge curatively, thereby impairing his right to the
full complement of peremptory challenges to which federal law
entitled him. Such an error, the Court of Appeals held, requires
automatic reversal.
Held: A defendant's exercise of peremptory challenges
pursuant to Rule 24 is not denied or impaired when the defendant
chooses to use such a challenge to remove a juror who should have
been excused for cause. Pp.311-317.
(a) Although the peremptory challenge plays an important role in
reinforcing a defendant's constitutional right to trial by an
impartial jury, see,
e. g., Swain v.
Alabama, 380
U. S. 202, 212-213, 218-219, this Court has long recognized
that such challenges are auxiliary; unlike the right to an
impartial jury guaranteed by the Sixth Amendment, peremptory
305
challenges are not of federal constitutional dimension, see,
e. g., Ross v.
Oklahoma, 487 U. S. 81, 88.
Peremptory challenges in federal criminal trials are governed by
Rule 24 of the Federal Rules of Criminal Procedure. Rule 24(b)
prescribes,
inter alia, that for offenses "punishable by
imprisonment for more than one year, ... the defendant or
defendants [are] jointly [entitled] to 10 peremptory challenges."
Rule 24(c) further provides that when, as in this case, an
alternate juror is to be selected, each side is entitled to one
peremptory challenge in selecting that juror. The question to which
the Court turns is whether Martinez-Salazar was denied any right
for which Rule 24 provides. Pp. 311-313.
(b)
Ross dealt with a state-law question resembling the
one presented here. This Court first rejected the
Ross
defendant's position that, without more, the loss of a peremptory
challenge constitutes a violation of the constitutional right to an
impartial jury. 487 U. S., at 88. So long as the jury that sits is
impartial, the Court held, the fact that the defendant had to use a
peremptory challenge to achieve that result does not mean the Sixth
Amendment was violated.
Ibid. The Court then rejected the
defendant's due process objection that forced use of a peremptory
challenge to cure a trial court's error in denying a challenge for
cause arbitrarily deprived him of the full complement of peremptory
challenges allowed under Oklahoma law.
Id., at 89. An
Oklahoma statute accorded the defendant nine such challenges.
Oklahoma courts had read into that grant a requirement that a
defendant who disagreed with the trial court's ruling on a
for-cause challenge must, in order to preserve the claim that the
ruling deprived him of a fair trial, exercise a peremptory
challenge to remove the juror.
Ibid. Even then, under state
law, the error was grounds for reversal only if the defendant
exhausted all peremptory challenges, and an incompetent juror
therefore was forced upon him.
Ibid. The defendant in
Ross, the Court concluded, did not lose any state-law right
when he used one of his nine challenges to remove a juror who
should have been excused for cause; rather, he received all that
state law allowed him, and the fair trial that the Federal
Constitution guaranteed.
Id., at 90-91. Pp. 313-314.
(c) This Court rejects the Government's contention that federal
law, like the Oklahoma statute considered in
Ross, should be
read to require a defendant to use a peremptory challenge to strike
a juror who should have been removed for cause, in order to
preserve the claim that the for-cause ruling impaired the
defendant's right to a fair trial. Although this Court has
sanctioned various limitations on the exercise of peremptory
challenges that could be viewed as effectively reducing the number
of challenges available to a defendant, see,
e. g.,
Stilson v.
United States, 250 U. S. 583, 586, these
cases address procedures under which such
306
challenges are exercised. None of them demands that a defendant
use or refrain from using a challenge on a particular basis or when
a particular set of facts is present. To date this Court has
recognized only one substantive control over a federal criminal
defendant's choice of whom to challenge peremptorily. Under the
Equal Protection Clause, a defendant may not exercise a challenge
to remove a potential juror solely on the basis of the juror's
gender, ethnic origin, or race. See,
e. g.,
Batson v.
Kentucky, 476 U. S. 79. The Court
declines to read into Rule 24, or otherwise impose, the further
control advanced by the Government. Pp. 314-315.
(d) However, the Court agrees with the Government's narrower
contention that Rule 24(b) was not violated in this case. The Ninth
Circuit erred in concluding that the District Court's mistake
compelled Martinez-Salazar to challenge Gilbert peremptorily,
thereby reducing his allotment of peremptory challenges by one. A
hard choice is not the same as no choice. Martinez-Salazar received
and exercised 11 peremptory challenges. That is all he is entitled
to under the Rule. After objecting to the District Court's denial
of his for-cause challenge, he had the option of letting Gilbert
sit on the petit jury and, upon conviction, pursuing a Sixth
Amendment challenge on appeal. Instead, he elected to use a
challenge to remove Gilbert. In choosing to remove Gilbert rather
than taking his chances on appeal, Martinez-Salazar did not lose a
peremptory challenge. Rather, he used the challenge in line with a
principal reason for peremptories: to help secure the
constitutional guarantee of trial by an impartial jury. See,
e. g., J. E. B. v.
Alabama ex rel. T. B.,
511 U. S. 127,
137, n. 8. Moreover, the immediate choice he confronted comports
with the reality of the jury selection process. Challenges for
cause and rulings upon them are fast paced, made on the spot and
under pressure. Counsel as well as court in that process must be
prepared promptly to decide, often between shades of gray. Pp.
315-317.
(e) Martinez-Salazar and his codefendant were accorded the exact
number of peremptory challenges that federal law allowed; he cannot
tenably assert any violation of his Fifth Amendment due process
right. See
Ross, 487 U. S., at 91. P. 317.
146 F.3d
653, reversed.
GINSBURG, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and STEVENS, O'CONNOR, SOUTER, THOMAS, and
BREYER, JJ., joined. SOUTER, J., filed a concurring opinion,
post, p. 317. SCALIA, J., filed an opinion concurring in the
judgment, in which KENNEDY, J., joined,
post, p.318.
307
Deputy Solicitor General Dreeben argued the cause for the United
States. With him on the briefs were Solicitor General Waxman,
Assistant Attorney General Robinson, David C. Frederick, and
Richard A. Friedman.
Michael D. Gordon, by appointment of the Court, 527 U. S.
1054, argued the cause and filed a brief for respondent. *
JUSTICE GINSBURG delivered the opinion of the Court.
In
Ross v.
Oklahoma, 487 U. S. 81 (1988), this
Court reaffirmed that "peremptory challenges [to prospective
jurors] are not of constitutional dimension,"
id., at 88;
rather, they are one means to achieve the constitutionally required
end of an impartial jury. We address in this case a problem in
federal jury selection left open in
Ross. See
id., at
91, n. 4. We focus on this sequence of events: the erroneous
refusal of a trial judge to dismiss a potential juror for cause,
followed by the defendant's exercise of a peremptory challenge to
remove that juror. Confronting that order of events, the United
States Court of Appeals for the Ninth Circuit ruled that the Due
Process Clause of the Fifth Amendment requires automatic reversal
of a conviction whenever the defendant goes on to exhaust his
peremptory challenges during jury selection.
146
F.3d 653 (1998).
We reverse the Ninth Circuit's judgment. We reject the
Government's contention that under federal law, a defendant is
obliged to use a peremptory challenge to cure the judge's error. We
hold, however, that if the defendant elects to cure such an error
by exercising a peremptory challenge, and is subsequently convicted
by a jury on which no biased juror sat, he has not been deprived of
any rule-based or constitutional right.
*David A. Reiser and
Barbara Bergman filed a brief
for the National Association of Criminal Defense Lawyers et al. as
amici curiae urging affirmance.
308
I
Respondent Abel Martinez-Salazar and a codefendant were tried by
a jury in the United States District Court for the District of
Arizona for a variety of narcotics and weapons offenses. As Rule
24(b) of the Federal Rules of Criminal Procedure instructs, the
District Court allotted the codefendants 10 peremptory challenges
exercisable jointly in the selection of 12 jurors. Martinez-Salazar
and his codefendant also received an additional peremptory
challenge exercisable in the selection of an alternate juror. See
Fed. Rule Crim. Proc. 24(c).
Prior to jury selection, the District Court gave the prospective
jurors a written questionnaire to complete. See 146 F. 3d, at
654-655. A potential juror, Don Gilbert, indicated on his
questionnaire that he would favor the prosecution.
Id., at
655. In a discussion with the trial judge, Gilbert restated: "[A]ll
things being equal, I would probably tend to favor the
prosecution."
Ibid. The judge explained that the burden of
proving a person guilty rests with the Government. Gilbert said he
would not disagree with that proposition. The judge next asked
Gilbert whether, if he were a defendant facing jurors with
backgrounds and opinions similar to his own, he thought he would
get a fair trial. Gilbert answered: "I think that's a difficult
question. I don't think I know the answer to that."
Ibid.
MartinezSalazar's counsel then inquired whether Gilbert would feel
more comfortable erring on the side of the prosecution or the
defense. Gilbert responded: "I would probably be more favorable to
the prosecution. I suppose most people are. I mean, they're
predisposed. You assume that people are on trial because they did
something wrong."
Ibid. The judge then told Gilbert that his
response was "contrary to our whole system of justice. When people
are accused of a crime, there's no presumption ... of guil[t]. The
presumption is the other way."
Ibid. Gilbert replied, "I
understand that in theory."
Ibid.
309
At the completion of this colloquy, Martinez-Salazar and his
codefendant challenged Gilbert for cause. The Government opposed
the challenge. The District Court declined to excuse Gilbert for
cause, stating: "You know about him and know his opinions. He said
... he could follow the instructions, and he said ... 'I don't
think I know what I would do,' et cetera. So I think you have
reasons to challenge him[,] ... strike him if you choose to do
that."
Ibid.
After twice objecting, unsuccessfully, to the for-cause ruling,
Martinez-Salazar used a peremptory challenge to remove Gilbert.
Martinez-Salazar and his codefendant subsequently exhausted all of
their peremptory challenges. The codefendants did not request an
additional peremptory challenge for selection of the petit jury (a
request Rule 24(b) expressly permits a district court to grant when
there are multiple defendants). See Tr. of Oral Arg. 34-35. At the
close of jury selection, the District Court read out the names of
the jurors to be seated and asked if the prosecutor or defense
counsel had any objections to any of those jurors.
Martinez-Salazar's counsel responded: "None from us." App. 182. At
the conclusion of the trial, Martinez-Salazar was convicted on all
counts.
On appeal, Martinez-Salazar contended that the District Court
abused its discretion in refusing to strike Gilbert for cause and
that this error forced Martinez-Salazar to use a peremptory
challenge on Gilbert. The Ninth Circuit agreed (and the Government
here does not contest) that the District Court's refusal to strike
Gilbert for cause was an abuse of discretion. 146 F. 3d, at 656.
This error, the Court of Appeals held, did not violate the Sixth
Amendment, because Gilbert was removed and the impartiality of the
jury eventually seated was not challenged.
Id., at 657. But
the Court of Appeals further concluded that the District Court's
mistake resulted in a violation of Martinez-Salazar's Fifth
Amendment due process rights. According to the Ninth Circuit, the
District Court's error in denying the for-cause
310
challenge forced Martinez-Salazar to use a peremptory challenge
curatively, thereby impairing his right to the full complement of
peremptory challenges to which federal law entitled him. Such an
error, the Court of Appeals held, requires automatic reversal.
Id., at 659.
Judge Rymer dissented in part. She observed that nothing in the
text of Rule 24(b) suggests that the exercise of peremptory
challenges is impaired if the defendant uses a challenge to remove
a juror who should have been excused for cause.
Id., at
659-660. Martinez-Salazar, she emphasized, never asserted in the
District Court that he wished to strike some other juror with the
peremptory challenge he used to remove Gilbert, nor did he question
the impartiality of the jury as finally composed.
Id., at
660. Assuming,
arguendo, that there was a violation of Rule
24(b), Judge Rymer "would not engraft [onto the Due Process Clause]
a common law remedy of per se reversal for a Rule violation."
Id., at 661. The court's decision
"[clonstitutionalizing the impairment of peremptory
challenges," she underscored, ran counter to this Court's decision
in
Ross and was hardly "inconsequential" in view of the
reality that "[t]rial courts, state and federal, rule on cause
challenges by the minute."
Id., at 659, 661.
The Courts of Appeals have divided on the question whether a
defendant's peremptory challenge right is impaired when he
peremptorily challenges a potential juror whom the district court
erroneously refused to excuse for cause, and the defendant
thereafter exhausts his peremptory challenges. The First and Fifth
Circuits have indicated agreement with the Ninth Circuit that this
circumstance constitutes an abridgment of the right to exercise
peremptory challenges. See
United States v.
Cambara,
902 F.2d
144, 147-148 (CAl1990);
United States v.
Hall,
152 F.3d
381, 408
(CA5 1998). The Tenth and Eleventh Circuits, on
the other hand, have found in this situation no impairment of the
right to peremptory challenges. See
United States v.
Brooks, 161
311
F. 3d 1240, 1245-1246 (CAlO 1998);
United States v.
Farmer, 923 F.2d
1557, 1566 (CAll 1991).1 We granted certiorari, 527 U. S. 1021
(1999), and now reverse the Ninth Circuit's judgment.
II
The peremptory challenge is part of our common-law heritage. Its
use in felony trials was already venerable in Blackstone's time.
See 4 W. Blackstone, Commentaries 346348 (1769). We have long
recognized the role of the peremptory challenge in reinforcing a
defendant's right to trial by an impartial jury. See,
e.
g., Swain v.
Alabama, 380 U. S. 202, 212-213,
218-219 (1965);
Pointer v.
United States, 151 U. S.
396, 408 (1894). But we have long recognized, as well, that such
challenges are auxiliary; unlike the right to an impartial jury
guaranteed by the Sixth Amendment, peremptory challenges are not of
federal constitutional dimension.
Ross, 487 U. S., at 88;
see
Stilson v.
United States, 250 U. S. 583, 586 (1919)
("There is nothing in the Constitution of the United States which
requires the Congress to grant peremptory challenges.").
Legislative provision for peremptory challenges in federal
criminal trials dates from 1790. See Act of Apr. 30, 1790, ch. 9, §
30, 1 Stat. 119. Since 1946, Rule 24 of the Federal Rules of
Criminal Procedure has provided the governing instructions. That
Rule, reproduced in its entirety below,2
1 There is a corresponding conflict among the Circuits in civil
cases.
Compare
Kirk v.
Raymark Industries, Inc.,
61 F.3d
147, 157
(CA3 1995) (right to peremptory challenge is
impaired when a party exercises such a challenge to strike a
prospective juror who should have been removed for cause), with
Getter v.
Wal-Mart Stores, Inc., 66 F.3d
1119, 1122-1123 (CAlO 1995) (no impairment).
2 Rule 24. Trial Jurors.
"(a) EXAMINATION. The court may permit the defendant or the
defendant's attorney and the attorney for the government to conduct
the examination of prospective jurors or may itself conduct the
examination. In the latter event the court shall permit the
defendant or the defendant's attorney and the attorney for the
government to supplement the examina-
312
prescribes that for offenses "punishable by imprisonment for
more than one year, the government is entitled to 6 peremptory
challenges and the defendant or defendants jointly to 10 peremptory
challenges." Fed. Rule Crim. Proc. 24(b). In a multiple-defendant
case, the district court "may allow the defendants additional
peremptory challenges and permit them to be exercised separately or
jointly."
Ibid. The Rule also provides for further
peremptory challenges when alternate jurors are to be impanelled;
when, as in MartinezSalazar's case, an alternate is to be selected,
each side is entitled to one peremptory challenge in selecting that
juror.
tion by such further inquiry as it deems proper or shall itself
submit to the prospective jurors such additional questions by the
parties or their attorneys as it deems proper.
"(b) PEREMPTORY CHALLENGES. If the offense charged is punishable
by death, each side is entitled to 20 peremptory challenges. If the
offense charged is punishable by imprisonment for more than one
year, the government is entitled to 6 peremptory challenges and the
defendant or defendants jointly to 10 peremptory challenges. If the
offense charged is punishable by imprisonment for not more than one
year or by fine or both, each side is entitled to 3 peremptory
challenges. If there is more than one defendant, the court may
allow the defendants additional peremptory challenges and permit
them to be exercised separately or jointly.
"(c) ALTERNATE JURORS. The court may direct that not more than 6
jurors in addition to the regular jury be called and impanelled to
sit as alternate jurors. Alternate jurors in the order in which
they are called shall replace jurors who, prior to the time the
jury retires to consider its verdict, become or are found to be
unable or disqualified to perform their duties. Alternate jurors
shall be drawn in the same manner, shall have the same
qualifications, shall be subject to the same examination and
challenges, shall take the same oath and shall have the same
functions, powers, facilities and privileges as the regular jurors.
An alternate juror who does not replace a regular juror shall be
discharged after the jury retires to consider its verdict. Each
side is entitled to 1 peremptory challenge in addition to those
otherwise allowed by law if 1 or 2 alternate jurors are to be
impanelled, 2 peremptory challenges if 3 or 4 alternate jurors are
to be impanelled, and 3 peremptory challenges if 5 or 6 alternate
jurors are to be impanelled. The additional peremptory challenges
may be used against an alternate jury only, and the other
peremptory challenges allowed by these rules may not be used
against an alternate juror."
313
Fed. Rule Crim. Proc. 24(c). The question to which we now turn
is whether Martinez-Salazar was denied any right for which Rule 24
provides.
III
Our most recent decision in point is
Ross v.
Oklahoma.
That 1988 decision dealt with a question resembling the one
presented here, although the issue in
Ross arose in a
statelaw setting. The defendant in
Ross exercised a
peremptory challenge to cure the trial court's error in denying a
challenge for cause. We first rejected, as the Ninth Circuit
rightly did in the decision under review, the position that,
without more, "the loss of a peremptory challenge constitutes a
violation of the constitutional right to an impartial jury." 487 U.
S., at 88. "So long as the jury that sits is impartial," we held,
"the fact that the defendant had to use a peremptory challenge to
achieve that result does not mean the Sixth Amendment was
violated."
Ibid. We then took up the defendant's due process
objection. He argued that forced use of a peremptory challenge to
cure a trial court's error in denying a challenge for cause
"arbitrarily depriv[ed] him of the full complement of ...
peremptory challenges allowed under Oklahoma law."
Id., at
89. An Oklahoma statute accorded the defendant nine peremptory
challenges. Oklahoma courts had read into that grant a requirement
that "a defendant who disagrees with the trial court's ruling on a
for-cause challenge must, in order to preserve the claim that the
ruling deprived him of a fair trial, exercise a peremptory
challenge to remove the juror."
Ibid. Even then, under
Oklahoma law, "the error [was] grounds for reversal only if the
defendant exhaust[ed] all peremptory challenges and an incompetent
juror [was] forced upon him."
Ibid. The defendant in
Ross, we therefore concluded, did not lose any right
conferred by state law when he used one of his nine challenges to
remove a juror who should have been excused for cause. Because the
defendant received all that state law allowed him, and the fair
trial that the Federal Constitution
314
guaranteed, we rejected his due process challenge.
Id.,
at 90-91.
Underlying the Court of Appeals holding in this case was the
notion that the District Court's error in denying the challenge for
cause "forced" Martinez-Salazar to use a peremptory challenge to
remove the objectionable venire member. 146 F. 3d, at 659. Starting
from this premise, the Court of Appeals reasoned that Rule 24(b)
was violated because Martinez-Salazar could effectively exercise
only nine of the ten initial peremptory challenges for which the
Rule provided. The Court of Appeals further concluded that "due
process is violated when a defendant is forced to exercise a
peremptory challenge to cure an erroneous for-cause refusal."
Id., at 658.
The Government urges us to reverse the Court of Appeals judgment
on the ground that federal law, like the Oklahoma statute
considered in
Ross, should be read to require a defendant to
use a peremptory challenge to strike a juror who should have been
removed for cause, in order to preserve the claim that the
for-cause ruling impaired the defendant's right to a fair trial.
Brief for United States 19-22. In support of its position, the
Government points to various limitations on the exercise of
peremptory challenges that this Court has sanctioned-limitations
that could be viewed as effectively reducing the number of
challenges available to a defendant. See Reply Brief 3 (citing
Stilson, 250 U. S., at 586 (sharing of peremptories among
codefendants);
St. Clair v.
United States, 154 U. S. 134, 147-148
(1894) (requirement that parties exercise or waive peremptory
strike as each potential juror is selected at random and
qualified);
Pointer, 151 U. S., at 409, 412 (simultaneous
defense and prosecution strikes)). The cases on which the
Government relies address procedures under which peremptory
challenges are exercised. None of them demands that a defendant use
or refrain from using a peremptory challenge on a particular basis
or when a particular set of facts is present. To date
315
this Court has recognized only one substantive control over a
federal criminal defendant's choice of whom to challenge
peremptorily. Under the Equal Protection Clause, a defendant may
not exercise a peremptory challenge to remove a potential juror
solely on the basis of the juror's gender, ethnic origin, or race.
See,
e. g., J.
E. B. v.
Alabama ex rel. T.
B., 511 U. S.
127 (1994) (gender);
Hernandez v.
New York,
500 U. S. 352
(1991) (ethnic origin);
Batson v.
Kentucky, 476 U. S.
79 (1986) (race). We decline to read into Rule 24, or otherwise
impose, the further control advanced by the Government.
We agree, however, with the Government's narrower contention
that Rule 24(b) was not violated in this case. Reply Brief 2-3. The
Court of Appeals erred in concluding that the District Court's
for-cause mistake compelled MartinezSalazar to challenge Gilbert
peremptorily, thereby reducing his allotment of peremptory
challenges by one. 146 F. 3d, at 659. A hard choice is not the same
as no choice. Martinez-Salazar, together with his codefendant,
received and exercised 11 peremptory challenges (10 for the petit
jury, 1 in selecting an alternate juror). That is all he is
entitled to under the Rule.
After objecting to the District Court's denial of his forcause
challenge, Martinez-Salazar had the option of letting Gilbert sit
on the petit jury and, upon conviction, pursuing a Sixth Amendment
challenge on appeal. Instead, MartinezSalazar elected to use a
challenge to remove Gilbert because he did not want Gilbert to sit
on his jury. This was Martinez-Salazar's choice.3 The District
Court did not demand-and Rule 24(b) did not require-that
MartinezSalazar use a peremptory challenge curatively.
In choosing to remove Gilbert rather than taking his chances on
appeal, Martinez-Salazar did not lose a peremp-
3 The choice would be less hard, of course, if, as JUSTICE
SCALIA hypothesizes, the "defendant had plenty of peremptories
left." See
post, at 319 (opinion concurring in
judgment).
316
tory challenge. Rather, he used the challenge in line with a
principal reason for peremptories: to help secure the
constitutional guarantee of trial by an impartial jury. See,
e. g., J. E. B., 511 U. S., at 137, n. 8 (purpose of
peremptory challenges "'is to permit litigants to assist the
government in the selection of an impartial trier of fact''')
(quoting
Edmonson v.
Leesville Concrete Co., 500 U. S. 614, 620
(1991));
Georgia v.
McCollum, 505 U. S. 42, 57 (1992)
(peremptory challenges are "one state-created means to the
constitutional end of an impartial jury and a fair trial");
Frazier v.
United States, 335 U. S. 497, 505 (1948)
("the right [to peremptory challenges] is given in aid of the
party's interest to secure a fair and impartial jury"). Moreover,
the immediate choice Martinez-Salazar confronted-to stand on his
objection to the erroneous denial of the challenge for cause or to
use a peremptory challenge to effect an instantaneous cure of the
error-comports with the reality of the jury selection process.
Challenges for cause and rulings upon them, as Judge Rymer
observed, see
supra, at 310, are fast paced, made on the
spot and under pressure. Counsel as well as court, in that setting,
must be prepared to decide, often between shades of gray, "by the
minute." 146 F. 3d, at 661.
In conclusion, we note what this case does not involve. It is
not asserted that the trial court deliberately misapplied the law
in order to force the defendants to use a peremptory challenge to
correct the court's error. See
Ross, 487 U. S., at 91, n. 5.
Accordingly, no question is presented here whether such an error
would warrant reversal. Nor did the District Court's ruling result
in the seating of any juror who should have been dismissed for
cause. As we have recognized, that circumstance would require
reversal. See
id., at 85 ("Had [the biased juror] sat on the
jury that ultimately sentenced petitioner to death, and had
petitioner properly preserved his right to challenge the trial
court's failure to remove [the juror] for cause, the sentence would
have to be overturned."); see also
Parker v.
Gladden,
385 U. S. 363,
366
317
(1966) (per curiam) (a defendant is "entitled to
be tried by 12, not 9 or even 10, impartial and unprejudiced
jurors").4
***
We answer today the question left open in
Ross and hold
that a defendant's exercise of peremptory challenges pursuant to
Rule 24(b) is not denied or impaired when the defendant chooses to
use a peremptory challenge to remove a juror who should have been
excused for cause. Martinez-Salazar and his codefendant were
accorded 11 peremptory challenges, the exact number Rule 24(b) and
(c) allowed in this case. Martinez-Salazar received precisely what
federal law provided; he cannot tenably assert any violation of his
Fifth Amendment right to due process. See
Ross, 487 U. S.,
at 91. For the reasons stated, the judgment of the Court of Appeals
for the Ninth Circuit is
Reversed.
JUSTICE SOUTER, concurring.
I concur in the opinion of the Court. I write only to suggest
that this case does not present the issue whether it is reversible
error to refuse to afford a defendant a peremptory challenge beyond
the maximum otherwise allowed, when he has used a peremptory
challenge to cure an erroneous denial of a challenge for cause and
when he shows that he would
4 Relying on language in
Swain v.
Alabama,
380 U. S. 202
(1965), as did the Court of Appeals in the decision below,
Martinez-Salazar urges the Court to adopt a remedy of automatic
reversal whenever a defendant's right to a certain number of
peremptory challenges is substantially impaired. Brief for
Respondent 29 (a "'denial or impairment of the right [to exercise
peremptory challenges] is reversible error without a showing of
prejudice''') (quoting
Swain, 380 U. S., at 219). Because we
find no impairment, we do not decide in this case what the
appropriate remedy for a substantial impairment would be. We note,
however, that the oftquoted language in
Swain was not only
unnecessary to the decision in that case-because
Swain did
not address any claim that a defendant had been denied a peremptory
challenge-but was founded on a series of our early cases decided
long before the adoption of harmless-error review.
318
otherwise use his full complement of peremptory challenges for
the noncurative purposes that are the focus of the peremptory
right. Martinez-Salazar did not show that, if he had not used his
peremptory challenge curatively, he would have used it peremptorily
against another juror. He did not ask for a makeup peremptory or
object to any juror who sat. Martinez-Salazar simply made a choice
to use his peremptory challenge curatively.
JUSTICE SCALIA, with whom JUSTICE KENNEDY joins, concurring in
the judgment.
I agree with the Court's analysis of the issue before us:
Respondent has been accorded the full number of peremptory
challenges to which he was entitled. The fact that he voluntarily
chose to expend one of them upon a venireman who should have been
stricken for cause makes no difference.
I do not join the opinion of the Court because it unnecessarily
pronounces upon the question whether, had respondent
not
expended his peremptory challenge, he would have been able to
complain about the seating of the biased juror. See
ante, at
315 ("Martinez-Salazar had the option of letting Gilbert sit on the
petit jury and, upon conviction, pursuing a Sixth Amendment
challenge on appeal"). Since he
did expend the challenge,
that issue is simply not before us.
I am far from certain, moreover, that the Court's suggested
resolution of the issue is correct. It is easy enough to agree that
we have no warrant "to read into Rule 24,"
ibid., a
requirement that peremptories be used to remove veniremen properly
challenged for cause. The difficult question, however, is not
whether Federal Rule of Criminal Procedure 24(b) requires exercise
of the peremptory, but whether normal principles of waiver (not to
say the even more fundamental principle of
volenti non fit
injuria) disable a defendant from objecting on appeal to the
seating of a juror he was entirely able to prevent. I would not
find it easy to overturn a conviction where, to take an extreme
ex-
319
ample, a defendant had plenty of peremptories left but chose
instead to allow to be placed upon the jury a person to whom he had
registered an objection for cause, and whose presence he believed
would nullify any conviction.
The resolution of juror-bias questions is never clear cut, and
it may well be regarded as one of the very purposes of peremptory
challenges to enable the defendant to correct judicial error on the
point. Indeed, that
must have been one of their purposes in
earlier years, when there was
no appeal from a criminal
conviction, see
Bessette v.
W B. Conkey Co., 194 U. S. 324, 335-336
(1904)-so that if the defendant did not correct the error by using
one of his peremptories, the error would not be corrected at all.
It is certainly not clear to me that the institution of appeals
exempted defendants from using peremptories for this original
purpose, thereby giving them (in effect) additional challenges.
Because the question is not presented (and hence cannot be
authoritatively resolved), I would leave it unaddressed.
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