OCTOBER TERM, 1999
Syllabus
LOS ANGELES POLICE DEPARTMENT
v. UNITED REPORTING
PUBLISHING CORP.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No. 98-678. Argued October 13, 1999-Decided December 7,1999
Respondent publishing company provides the names and addresses
of recently arrested individuals to its customers, who include
attorneys, insurance companies, drug and alcohol counselors, and
driving schools. It received this information from petitioner and
other California state and local law enforcement agencies until the
State amended Cal. Govt. Code Ann. § 6254(f)(3) to require that a
person requesting an arrestee's address declare that the request is
being made for one of five prescribed purposes and that the address
will not be used directly or indirectly to sell a product or
service. Respondent sought declaratory and injunctive relief to
hold the amendment unconstitutional under the First and Fourteenth
Amendments. The Federal District Court ultimately granted
respondent summary judgment, having construed respondent's claim as
presenting a facial challenge to amended § 6254(f). In affirming,
the Ninth Circuit concluded that the statute unconstitutionally
restricts commercial speech.
Held: Respondent was not, under this Court's cases,
entitled to prevail on a "facial attack" on § 6254(f)(3). The
allowance of a First Amendment overbreadth challenge to a statute
is an exception to the traditional rule that "a person to whom a
statute may constitutionally be applied may not challenge that
statute on the ground that it may conceivably be applied
unconstitutionally to others in situations not before the Court."
New York v.
Ferber, 458 U. S. 747, 767. The
overbreadth doctrine is strong medicine that should be employed
only as a last resort. At least for the purposes of facial
invalidation, petitioner is correct that § 6254(f)(3) is not an
abridgment of anyone's right to engage in speech, but simply a law
regulating access to information in the government's hands. This is
not a case in which the government is prohibiting a speaker from
conveying information that the speaker already possesses.
California law merely requires respondent to qualify under the
statute if it wishes to obtain arrestees' addresses. California
could decide not to give out arrestee information at all without
violating the First Amendment. Cf.
Houchins v.
KQED,
Inc., 438 U. S.
1, 14. To the extent that respondent's "facial challenge" seeks
to rely on the statute's effect on parties not before the
court-respondent's potential customers,
33
for example-its claim does not fall within the case law allowing
courts to entertain facial challenges. No threat of prosecution,
see
Gooding v.
Wilson, 405 U. S. 518, 520-521,
or cut off of funds, see
National Endowment for Arts v.
Finley, 524 U.
S. 569, hangs over their heads. The alternative bases for
affirmance urged by respondent will remain open on remand if
properly presented and preserved in the Ninth Circuit.
Pp.37-41.
146 F.3d
1133, reversed.
REHNQUIST, C. J., delivered the opinion of the Court, in which
O'CONNOR, SCALIA, SOUTER, THOMAS, GINSBURG, and BREYER, JJ.,
joined. SCALIA, J., filed a concurring opinion, in which THOMAS,
J., joined,
post, p. 41. GINSBURG, J., filed a concurring
opinion, in which O'CONNOR, SOUTER, and BREYER, JJ., joined,
post, p. 42. STEVENS, J., filed a dissenting opinion, in
which KENNEDY, J., joined,
post, p. 44.
Thomas C.
Goldstein argued the cause for
petitioner.
With him on the briefs were David Boies, James K. Hahn, and
Frederick N. Merkin.
Edward C. DuMont argued the cause for the United States as
amicus curiae urging reversal. With him on the brief were Solicitor
General Waxman, Acting Assistant Attorney General Ogden, Deputy
Solicitor General Kneedler, Leonard Schaitman, and John S.
Koppel.
Bruce J. Ennis argued the cause for
respondent. On the brief were
Guylyn R. Cummins and
Marcelle E. Mihaila. *
* A brief of
amici curiae urging reversal was filed for
the State of New York et al. by
Eliot Spitzer, Attorney
General of New York,
Preeta D. Bansal, Solicitor General,
Peter H. Schiff, Deputy Solicitor General, and
Daniel
Smirlock, Assistant Attorney General, and by the Attorneys
General for their respective States as follows:
Bill Lockyer
of California,
Ken Salazar of Colorado,
M. Jane Brady
of Delaware,
Margery S.
Bronster of Hawaii,
Alan G.
Lance of Idaho,
Thomas J.
Miller of Iowa,
Richard p. Ieyoub of Louisiana,
Frankie Sue Del Papa of Nevada,
Betty D. Montgomery
of Ohio,
Charles M. Condon of South Carolina, and
Christine Q Gregoire of Washington.
Briefs of
amici curiae urging affirmance were filed for
the Direct Marketing Association by
Robert L. Sherman; for
the Individual Reference Services Group et al. by
Ronald L.
Plesser, James J. Halpert, and
Emilio W
Cividanes; for Investigative Reporters and Editors, Inc., by
David
34
34 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
California Govt. Code Ann. § 6254(f)(3) (West Supp. 1999) places
two conditions on public access to arrestees' addresses-that the
person requesting an address declare that the request is being made
for one of five prescribed purposes, and that the requester also
declare that the address will not be used directly or indirectly to
sell a product or service.
The District Court permanently enjoined enforcement of the
statute, and the Court of Appeals affirmed, holding that the
statute was facially invalid because it unduly burdens commercial
speech. We hold that the statutory section in question was not
subject to a "facial" challenge.
Petitioner, the Los Angeles Police Department, maintains records
relating to arrestees. Respondent, United Reporting Publishing
Corporation, is a private publishing service that provides the
names and addresses of recently arrested individuals to its
customers, who include attorneys, insurance companies, drug and
alcohol counselors, and driving schools.
Before July 1, 1996, respondent received arrestees' names and
addresses under the old version of § 6254, which generally required
state and local law enforcement agencies to make public the name,
address, and occupation of every individual arrested by the agency.
Cal. Govt. Code Ann. § 6254(f) (West 1995). Effective July 1, 1996,
the state legislature amended § 6254(f) to limit the public's
access to arrestees' and victims' current addresses. The amended
statute provides that state and local law enforcement agencies
shall make public:
Brian Smallman; for the Newsletter Publishers Association by
James E. Grossberg and Jay Ward Brown; for the Reporters Committee
for Freedom of the Press et al. by Jane E. Kirtley, Samuel P.
Spencer, Richard M. Schmidt, and Xenia M. Boone; and for the
Washington Legal Foundation by David H. Remes, Daniel
J.
Popeo, and Richard A. Samp.
35
"[T]he current address of every individual arrested by the
agency and the current address of the victim of a crime, where the
requester declares under penalty of perjury that the request is
made for a scholarly, journalistic, political, or governmental
purpose, or that the request is made for investigation purposes by
a licensed private investigator ... except that the address of the
victim of [certain crimes] shall remain confidential. Address
information obtained pursuant to this paragraph shall not be used
directly or indirectly to sell a product or service to any
individual or group of individuals, and the requester shall execute
a declaration to that effect under penalty of perjury." Cal. Govt.
Code Ann. § 6254(f)(3) (West Supp. 1999).
Sections 6254(f)(1) and (2) require that state and local law
enforcement agencies make public,
inter alia, the name,
occupation, and physical description, including date of birth, of
every individual arrested by the agency, as well as the
circumstances of the arrest.1 Thus, amended § 6254(f) limits access
only to the arrestees' addresses.
1 Section 6254(f) provides, in pertinent part:
"Other provisions of this subdivision notwithstanding, state and
local law enforcement agencies shall make public the following
information, except to the extent that disclosure of a particular
item of information would endanger the safety of a person involved
in an investigation or would endanger the successful completion of
the investigation or a related investigation:
"(1) The full name and occupation of every individual arrested
by the agency, the individual's physical description including date
of birth, color of eyes and hair, sex, height and weight, the time
and date of arrest, the time and date of booking, the location of
the arrest, the factual circumstances surrounding the arrest, the
amount of bail set, the time and manner of release or the location
where the individual is currently being held, and all charges the
individual is being held upon, including any outstanding warrants
from other jurisdictions and parole or probation holds.
"(2) Subject to the restrictions imposed by Section 841.5 of the
Penal Code, the time, substance, and location of all complaints or
requests for assistance received by the agency and the time and
nature of the response
36
36 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
Before the effective date of the amendment, respondent sought
declaratory and injunctive relief pursuant to Rev. Stat. § 1979, 42
U. S. C. § 1983, to hold the amendment unconstitutional under the
First and Fourteenth Amendments to the United States Constitution.
On the effective date of the statute, petitioner and other law
enforcement agencies denied respondent access to the address
information because, according to respondent, "[respondent's]
employees could not sign section 6254(f)(3) declarations." Brief
for Respondent 5. Respondent did not allege, and nothing in the
record before this Court indicates, that it ever "declar[ed] under
penalty of perjury" that it was requesting information for one of
the prescribed purposes and that it would not use the address
information to "directly or indirectly ... sell a product or
service," as would have been required by the statute. See §
6254(f)(3).
Respondent then amended its complaint and sought a temporary
restraining order. The District Court issued a temporary
restraining order, and, a few days later, issued a preliminary
injunction. Respondent then filed a motion for summary judgment,
which was granted. In granting the motion, the District Court
construed respondent's claim as
thereto, including, to the extent the information regarding
crimes alleged or committed or any other incident investigated is
recorded, the time, date, and location of occurrence, the time and
date of the report, the name and age of the victim, the factual
circumstances surrounding the crime or incident, and a general
description of any injuries, property, or weapons involved. The
name of a victim of any crime defined by Section 220, 261, 262,
264, 264.1, 273a, 273d, 273.5, 286, 288, 288a, 289, 422.6, 422.7,
422.75, or 646.9 of the Penal Code may be withheld at the victim's
request, or at the request of the victim's parent or guardian if
the victim is a minor. When a person is the victim of more than one
crime, information disclosing that the person is a victim of a
crime defined by Section 220, 261, 262, 264, 264.1, 273a, 273d,
286, 288, 288a, 289, 422.6, 422.7, 422.75, or 646.9 of the Penal
Code may be deleted at the request of the victim, or the victim's
parent or guardian if the victim is a minor, in making the report
of the crime, or of any crime or incident accompanying the crime,
available to the public in compliance with the requirements of this
paragraph."
37
presenting a facial challenge to amended § 6254(f).
United
Reporting Publishing Corp. v.
Lungren, 946 F. Supp. 822,
823 (SD Cal. 1996). The court held that the statute was facially
invalid under the First Amendment.
The Court of Appeals affirmed the District Court's facial
invalidation.
United Reporting Publishing Corp. v.
California Highway Patrol, 146 F.3d
1133 (CA9 1998). The court concluded that the statute
restricted commercial speech, and, as such, was entitled to "'a
limited measure of protection, commensurate with its subordinate
position in the scale of First Amendment values.'''
Ibid.
(quoting
Ohralik v.
Ohio State Bar Assn., 436 U. S. 447, 456
(1978)). The court applied the test set out in
Central Hudson
Gas & Elec. Corp. v.
Public Servo Comm'n of N.
Y., 447 U. S.
557, 566 (1980), and found that the asserted governmental
interest in protecting arrestees' privacy was substantial. But, the
court held that "the numerous exceptions to § 6254(f)(3) for
journalistic, scholarly, political, governmental, and investigative
purposes render the statute unconstitutional under the First
Amendment." 146 F. 3d, at 1140. The court noted that "[h]aving
one's name, crime, and address printed in the local paper is a far
greater affront to privacy than receiving a letter from an
attorney, substance abuse counselor, or driving school eager to
help one overcome his present difficulties (for a fee, naturally),"
and thus that the exceptions "undermine and counteract" the
asserted governmental interest in preserving arrestees' privacy.
Ibid. Thus, the Court of Appeals affirmed the District
Court's grant of summary judgment in favor of respondent and upheld
the injunction against enforcement of § 6254(f)(3). We granted
certiorari. 525 U. S. 1121 (1999).
We hold that respondent was not, under our cases, entitled to
prevail on a "facial attack" on § 6254(f)(3).
Respondent's primary argument in the District Court and the
Court of Appeals was that § 6254(f)(3) was invalid on its
38
38 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
face, and respondent maintains that position here. But we
believe that our cases hold otherwise.
The traditional rule is that "a person to whom a statute may
constitutionally be applied may not challenge that statute on the
ground that it may conceivably be applied unconstitutionally to
others in situations not before the Court."
New York v.
Ferber, 458 U.
S. 747, 767 (1982) (citing
Broadrick v.
Oklahoma,
413 U. S. 601,
610 (1973)).
Prototypical exceptions to this traditional rule are First
Amendment challenges to statutes based on First Amendment
overbreadth. "At least when statutes regulate or proscribe speech
... the transcendent value to all society of constitutionally
protected expression is deemed to justify allowing 'attacks on
overly broad statutes with no requirement that the person making
the attack demonstrate that his own conduct could not be regulated
by a statute drawn with the requisite narrow specificity.'"
Gooding v.
Wilson, 405 U. S. 518, 520-521
(1972) (quoting
Dombrowski v.
Pfister, 380 U. S. 479, 486
(1965)). "This is deemed necessary because persons whose expression
is constitutionally protected may well refrain from exercising
their right for fear of criminal sanctions provided by a statute
susceptible of application to protected expression."
Gooding
v.
Wilson, supra, at 520-521. See also
Thornhill v.
Alabama, 310 U.
S. 88 (1940).
In
Gooding, for example, the defendant was one of a group
that picketed an Army headquarters building carrying signs opposing
the Vietnam war. A confrontation with the police occurred, as a
result of which Gooding was charged with " 'using opprobrious words
and abusive language ... tending to cause a breach of the peace.'"
405 U. S., at 518-519. In
Thornhill, the defendant was
prosecuted for violation of a statute forbidding any person to
"'picket the works or place of business of such other persons,
firms, corporations, or associations of persons, for the purpose of
hindering, delay-
39
ing, or interfering with or injuring any lawful business or
enterprise .... '" 310 U. S., at 91.
This is not to say that the threat of criminal prosecution is a
necessary condition for the entertainment of a facial challenge. We
have permitted such attacks on statutes in appropriate
circumstances where no such threat was present. See,
e. g.,
National Endowment for Arts v.
Finley, 524 U. S. 569 (1998)
(entertaining a facial challenge to a public funding scheme);
Suitum v.
Tahoe Regional Planning Agency, 520 U. S.
725 (1997) (entertaining a landowner's facial challenge to a local
redevelopment plan);
Anderson v.
Edwards, 514 U. S.
143 (1995) (entertaining a facial challenge to a state regulation
restructuring the disbursal of welfare benefits).
But the allowance of a facial overbreadth challenge to a statute
is an exception to the traditional rule that "a person to whom a
statute may constitutionally be applied may not challenge that
statute on the ground that it may conceivably be applied
unconstitutionally to others in situations not before the Court."
Ferber, supra, at 767 (citing
Broadrick, supra, at
610). This general rule reflects two "cardinal principles" of our
constitutional order: the personal nature of constitutional rights
and the prudential limitations on constitutional adjudication. 458
U. S., at 767. "By focusing on the factual situation before us, and
similar cases necessary for development of a constitutional rule,
we face 'flesh and blood' legal problems with data 'relevant and
adequate to an informed judgment.'"
Id., at 768 (footnotes
omitted).
Even though the challenge be based on the First Amendment, the
overbreadth doctrine is not casually employed. "Because of the
wide-reaching effects of striking down a statute on its face at the
request of one whose own conduct may be punished despite the First
Amendment, we have recognized that the overbreadth doctrine is
'strong medicine' and have employed it with hesitation, and then
'only as a last resort.'"
Id., at 769 (citing
Broadrick,
supra, at 613). "'[F]acial overbreadth adjudication is an
exception to our
40
40 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
traditional rules of practice and ... its function, a limited
one at the outset, attenuates as the otherwise unprotected behavior
that it forbids the State to sanction moves from "pure speech"
toward conduct and that conduct-even if expressive-falls within the
scope of otherwise valid criminal laws .... '" 458 U. S., at 770
(quoting
Broadrick, supra, at 615). See also
Board of
Airport Comm'rs of Los Angeles v.
Jews for Jesus, Inc.,
482 U. S. 569
(1987).
The Court of Appeals held that § 6254(f)(3) was facially invalid
under the First Amendment. Petitioner contends that the section in
question is not an abridgment of anyone's right to engage in
speech, be it commercial or otherwise, but simply a law regulating
access to information in the hands of the police department.
We believe that, at least for purposes of facial invalidation,
petitioner's view is correct. This is not a case in which the
government is prohibiting a speaker from conveying information that
the speaker already possesses. See
Rubin v.
Coors Brewing
Co., 514 U. S.
476 (1995). The California statute in question merely requires
that if respondent wishes to obtain the addresses of arrestees it
must qualify under the statute to do so. Respondent did not attempt
to qualify and was therefore denied access to the addresses. For
purposes of assessing the propriety of a facial invalidation, what
we have before us is nothing more than a governmental denial of
access to information in its possession. California could decide
not to give out arrestee information at all without violating the
First Amendment.2 Cf.
Houchins v.
KQED, Inc.,
438 U. S. 1, 14
(1978).
To the extent that respondent's "facial challenge" seeks to rely
on the effect of the statute on parties not before the Court-its
potential customers, for example-its claim does not fit within the
case law allowing courts to entertain facial
2 Respondent challenged the statute as a violation of equal
protection under the Fourteenth Amendment, but the Court of Appeals
did not pass on that challenge, nor do we.
41
challenges. No threat of prosecution, for example, see
Gooding, or cutoff of funds, see
NEA, hangs over
their heads. They may seek access under the statute on their own
just as respondent did, without incurring any burden other than the
prospect that their request will be denied. Resort to a facial
challenge here is not warranted because there is "[no] possibility
that protected speech will be muted."
Bates v.
State Bar
of Ariz., 433 U.
S. 350, 380 (1977).
The Court of Appeals was therefore wrong to facially invalidate
§ 6254(f)(3). Respondent urges several grounds as alternative bases
for affirmance, but none of them were passed on by the Court of
Appeals and they will remain open on remand if properly presented
and preserved there.
The judgment of the Court of Appeals is accordingly
Reversed.
JUSTICE SCALIA, with whom JUSTICE THOMAS joins, concurring.
I join the Court's opinion because I agree that, insofar as this
case presents a facial challenge to the statute, the fact that it
is formally nothing but a restriction upon access to government
information is determinative. As the Court says, that fact
eliminates any "chill" upon speech that would allow a plaintiff to
complain about the application of the statute to someone other than
himself.
I understand the Court's opinion as not addressing the asapplied
challenge to the statute, and as leaving that question open upon
remand. That seems to me a permissible course, since the Court of
Appeals' judgment here affirmed without qualification the judgment
of the District Court, which rested exclusively upon the facial
unconstitutionality of the statute and hence purported to
invalidate it in all its applications. Though there are portions of
the Court of Appeals' opinion that address the particular
circumstances of this respondent, I do not read it as narrowing the
facial invalida-
42
42 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
tion, nor as offering as-applied invalidation as an alternative
ground for affirmance.
I do not agree with JUSTICE GINSBURG that what renders this
statute immune from a facial challenge necessarily renders it
immune from an as-applied challenge as well. A law that is formally
merely a restriction upon access to information subjects no speaker
to the risk of prosecution, and hence there is no need to protect
such speakers by allowing someone else to raise their challenges to
the law. But it is an entirely different question whether a
restriction upon access that
allows access to the press
(which in effect makes the information part of the public domain),
but at the same time
denies access to persons who wish to
use the information for certain speech purposes, is in reality a
restriction upon speech rather than upon access to government
information. That question-and the subsequent question whether, if
it is a restriction upon speech, its application to this respondent
is justified-is not addressed in the Court's opinion.
JUSTICE GINSBURG, with whom JUSTICE O'CONNOR, JusTICE SOUTER,
and JUSTICE BREYER join, concurring.
I join the Court's opinion, which recognizes that California
Government Code § 6254(f)(3) is properly analyzed as a restriction
on access to government information, not as a restriction on
protected speech. See
ante, at 40. That is sufficient reason
to reverse the Ninth Circuit's judgment.
As the Court observes, see
ibid., the statute at issue
does not restrict speakers from conveying information they already
possess. Anyone who comes upon arrestee address information in the
public domain is free to use that information as she sees fit. It
is true, as JUSTICE SCALIA suggests,
ante this page
(concurring opinion), that the information could be provided to and
published by journalists, and § 6254(f)(3) would indeed be a speech
restriction if it then prohibited people from using that published
information to speak to or about arrestees. But the statute
contains no
43
such prohibition. Once address information is in the public
domain, the statute does not restrict its use in any way.
California could, as the Court notes, constitutionally decide
not to give out arrestee address information at all. See
ante, at 40. It does not appear that the selective
disclosure of address information that California has chosen
instead impermissibly burdens speech. To be sure, the provision of
address information is a kind of subsidy to people who wish to
speak to or about arrestees, and once a State decides to make such
a benefit available to the public, there are no doubt limits to its
freedom to decide how that benefit will be distributed. California
could not, for example, release address information only to those
whose political views were in line with the party in power. Cf.
Board of Comm'rs, Wabaunsee Cty. v.
Umbehr, 518 U. S. 668 (1996)
(local officials may not terminate an independent contractor for
criticizing government policy). But if the award of the subsidy is
not based on an illegitimate criterion such as viewpoint,
California is free to support some speech without supporting other
speech. See
Regan v.
Taxation With Representation of
Wash., 461 U. S.
540 (1983).
Throughout its argument, respondent assumes that § 6254(f)(3)'s
regime of selective disclosure burdens speech in the sense of
reducing the total flow of information. Whether that is correct is
far from clear and depends on the point of comparison. If
California were to publish the names and addresses of arrestees for
everyone to use freely, it would indeed be easier to speak to and
about arrestees than it is under the present system. But if States
were required to choose between keeping proprietary information to
themselves and making it available without limits, States might
well choose the former option. In that event, disallowing selective
disclosure would lead not to more speech overall but to more
secrecy and less speech. As noted above, this consideration could
not justify limited disclosures that discriminated on the basis of
viewpoint or some other
44
44 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
STEVENS, J., dissenting
proscribed criterion. But it does suggest that society's
interest in the free flow of information might argue for upholding
laws like the one at issue in this case rather than imposing an
all-or-nothing regime under which "nothing" could be a State's
easiest response.
JUSTICE STEVENS, with whom JUSTICE KENNEDY joins,
dissenting.
The majority's characterization of this case as an improper
facial challenge is misguided. Even a brief look at the complaint
reveals that respondent unequivocally advanced both a facial and an
"as applied" challenge to the constitutionality of California
Government Code § 6254(f)(3) (hereinafter Amendment). In each of
the six counts of its complaint, respondent explicitly challenged
the Amendment on its face "and as applied." Complaint ~~ 29, 32,
35, 38, 41, 43. Respondent also alleged that it "will be and has
already been injured in a serious way by the Amendment";
specifically, it claimed that it "has lost prospective clients and
sales, and will ultimately be put out of business."
Id., ~
23. Finally, respondent has maintained before us that it continues
to challenge the Amendment "on its face and as applied." Brief for
Respondent 15.1 It is, therefore, perfectly clear
1 The majority suggests that respondent was denied the
information simply because it "did not attempt to qualify" under
the statute.
Ante, at 40. This suggestion assumes that
respondent's publication might qualify as "journalistic" even
though it serves primarily as a mere conduit of data to prospective
commercial users. The Amendment provides, however, that even a
"journalistic" publication must sign, under risk of criminal
prosecution for perjury, an affidavit stating that the information
will "not be used directly or indirectly to sell a product or
service to any individual or group of individuals." Cal. Govt. Code
Ann. § 6254(f)(3) (West Supp.1999). Not coincidentally, that is
precisely how respondent uses the information. Accordingly, not
only is the belief that respondent would have qualified under the
statute unrealistic, but the notion that respondent must put itself
at risk of 2-to-4 years' imprisonment in order to raise a
constitutional challenge to a state statute is alarming, to say the
least.
45
that respondent's allegations of direct injury justified the
decision of the District Court and the Court of Appeals to pass on
the validity of the Amendment.2
To determine whether the Amendment is valid as applied to
respondent, it is similarly not necessary to invoke the overbreadth
doctrine. That doctrine is only relevant if the challenger needs to
rely on the possibility of invalid applications to third parties.
In this case, it is the application of the Amendment to respondent
itself that is at issue. Nor, in my opinion, is it necessary to do
the four-step
Central Hudson dance, because I agree with the
majority that the Amendment is really a restriction on access to
government information rather than a direct restriction on
protected speech. For this reason, the majority is surely correct
in observing that "California could decide not to give out arrestee
information at all without violating the First Amendment."
Ante, at 40. Moreover, I think it equally clear that
California could release the information on a selective basis to a
limited group of users who have a special, and legitimate, need for
the information.
A different, and more difficult, question is presented when the
State makes information generally available, but denies access to a
small disfavored class. In this case, the State is making the
information available to scholars, news media, politicians, and
others, while denying access to a narrow category of persons solely
because they intend to use the information for a constitutionally
protected purpose. As
2 The majority's characterization of both the lower court
decisions as simple facial invalidations is perplexing. See
ante, at 36-37. The District Court explicitly phrased the
issue presented as whether "the amendment to Cal. Gov. Code § 6254
[is] an unconstitutional limitation on
plaintiff's
commercial speech."
United Reporting Publishing Corp. v.
Lungren, 946 F. Supp. 822, 824 (SD Cal. 1996) (emphasis
added). Similarly, the Ninth Circuit concluded its opinion by
stating that it need not reach respondent's "overbreadth
arguments,"
United Reporting Publishing Corp. v.
California Highway Patrol, 146 F.3d
1133, 1140, n. 6 (1998), clearly indicating that it was not
deciding the case as a facial challenge.
46
46 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
STEVENS, J., dissenting
JUSTICE GINSBURG points out, if the State identified the
disfavored persons based on their viewpoint, or political
affiliation, for example, the discrimination would clearly be
invalid. See
ante, at 43 (concurring opinion).
What the State did here, in my opinion, is comparable to that
obviously unconstitutional discrimination. In this case, the denial
of access is based on the fact that respondent plans to publish the
information to others who, in turn, intend to use it for a
commercial speech purpose that the State finds objectionable.
Respondent's proposed publication of the information is
indisputably lawful-petitioner concedes that if respondent
independently acquires the data, the First Amendment protects its
right to communicate it to others. Brief for Petitioner 27; see
also
Cox Broadcasting Corp. v.
Cohn, 420 U. S. 469, 496
(1975). Similarly, the First Amendment supports the third parties'
use of it for commercial speech purposes. See
Shapero v.
Kentucky Bar Assn., 486 U. S. 466, 472 (1988). Thus, because
the State's discrimination is based on its desire to prevent the
information from being used for constitutionally protected
purposes, I think it must assume the burden of justifying its
conduct.
The only justification advanced by the State is an asserted
interest in protecting the privacy of victims and arrestees.
Although that interest would explain a total ban on access, or a
statute narrowly limiting access, it is insufficient when the data
can be published in the news media and obtained by private
investigators or others who meet the Amendment's vague criteria.
This Amendment plainly suffers from the same "overall
irrationality" that undermined the statutes at issue in
Rubin v.
Coors Brewing Co., 514 U. S. 476, 488
(1995), and
Greater New Orleans Broadcasting Assn., Inc. v.
United States, 527 U. S. 173 (1999). By
allowing such widespread access to the information, the State has
eviscerated any rational basis for believing that the Amendment
will truly protect the privacy of these persons. See
Cox
Broadcasting Corp., 420 U. S., at 493-495.
47
A different, and more likely, rationale that might explain the
restriction is the State's desire to prevent lawyers from
soliciting law business from unrepresented defendants.3 This
interest is arguably consistent with trying to uphold the ethics of
the legal profession. Also at stake here, however, are the
important interests of allowing lawyers to engage in protected
speech and potentially giving criminal defendants better access to
needed professional assistance. See
Bates v.
State Bar of
Ariz., 433 U. S.
350, 376 (1977). Ultimately, this state interest must fail
because at its core it relies on discrimination against disfavored
speech.4
That the State might simply withhold the information from all
persons does not insulate its actions from constitutional scrutiny.
For even though government may withhold
3 While there is no direct evidence that the State is acting
with intended animus toward respondent and others' speech, see
Brief for Petitioner 13, n. 5, we have expressly rejected the
argument that "discriminatory ... treatment is suspect under the
First Amendment only when the legislature intends to suppress
certain ideas,"
Simon &
Schuster, Inc. v.
Members of N. Y.
State Crime Victims Bd., 502 U. S. 105, 117
(1991).
4 Our cases have repeatedly frowned on regulations that
discriminate based on the content of the speech or the identity of
the speaker. See,
e. g., Greater New Orleans Broadcasting Assn.,
Inc. v.
United States, 527 U. S. 173, 190 (1999)
(Government cannot restrict advertising for private casinos while
allowing the advertising for tribal casinos);
Simon &
Schuster, Inc., 502 U. S., at 116 (government cannot
"singl[e] out income derived from expressive activity for a burden
the State places on no other income");
Arkansas Writers'
Project, Inc. v.
Ragland, 481 U. S. 221, 229 (1987)
(a tax that applies to some magazines but not to others "is
particularly repugnant to First Amendment principles: a magazine's
tax status depends entirely on its content" (emphasis deleted));
Regan v.
Time, Inc., 468 U. S. 641, 648-649
(1984) ("Regulations which permit the Government to discriminate on
the basis of the content of the message cannot be tolerated under
the First Amendment");
Minneapolis Star &
Tribune
Co. v.
Minnesota Comm'r of Revenue, 460 U. S. 575, 582 (1983)
(a tax that "singleEs] out the press for special treatment" is
unconstitutional);
Police Dept. of Chicago v.
Mosley,
408 U. S. 92, 96
(1972) ("[W]e have frequently condemned ... discrimination among
different users of the same medium for expression").
48
48 LOS ANGELES POLICE DEPT.
v. UNITED
REPORTING PUBLISHING CORP.
STEVENS, J., dissenting
a particular benefit entirely, it "may not deny a benefit to a
person on a basis that infringes his constitutionally protected
interests-especially his interest in freedom of speech."
Perry V.
Sindermann, 408 U. S. 593, 597
(1972). A contrary view would impermissibly allow the government to
"'produce a result which [it] could not command directly.'"
Ibid. It is perfectly clear that California could not
directly censor the use of this information or the resulting
speech. It follows, I believe, that the State's discriminatory ban
on access to information-in an attempt to prohibit persons from
exercising their constitutional rights to publish it in a truthful
and accurate manner-is equally invalid.
Accordingly, I respectfully dissent.
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