OCTOBER TERM, 1991
Syllabus
UNITED STATES
v. FELIX
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE TENTH
CIRCUIT
No. 90-1599. Argued January 14, 1992-Decided March 25,1992
During the summer of 1987, respondent Felix manufactured
methamphetamine at an Oklahoma facility. After Drug Enforcement
Administration (DEA) agents shut down that facility, Felix ordered
additional chemicals and equipment from a DEA informant for
delivery in Missouri. Federal Government officials observed the
delivery, arrested him, and charged him with the offense of
attempting to manufacture an illegal drug. At his trial in
Missouri, the Government, in order to establish Felix's criminal
intent, introduced evidence that he had manufactured
methamphetamine in Oklahoma, and he was convicted. Subsequently, he
was named in,
inter alia, six counts of an indictment filed
in a Federal District Court in Oklahoma. Count 1 charged him with
conspiracy to manufacture, possess, and distribute methamphetamine.
Two of the overt acts supporting this charge were based on the same
conduct that had been the subject of the Missouri prosecution. The
other counts charged him with substantive drug offenses, and at
trial the Government introduced much of the same evidence of the
Missouri and Oklahoma transactions that had been introduced at the
Missouri trial. Felix was convicted, but the Court of Appeals
reversed, relying on language in
Grady v.
Corbin,
495 U. S. 508,
521, that the Double Jeopardy Clause bars a subsequent prosecution
where the government, "to establish an essential element of an
offense charged in that prosecution, will prove conduct that
constitutes an offense for which the defendant has already been
prosecuted." With respect to the conspiracy count, the court
observed that in both trials, the Government proved that Felix had
learned to make, and had manufactured, methamphetamine in Oklahoma
and had sought to purchase more chemicals and equipment in
Missouri. The court also noted that the direct evidence supporting
the substantive offenses-that Felix had purchased chemicals and
equipment during the spring of 1987 and had manufactured
methamphetamine in Oklahoma-had been introduced at the Missouri
trial to show intent.
Held: The Double Jeopardy Clause does not bar Felix's
prosecution on either the substantive drug offenses or the
conspiracy charge. Pp. 384-392.
379
(a) None of the substantive offenses for which Felix was
prosecuted in Oklahoma is in any sense the same offense for which
he was prosecuted in Missouri. The actual crimes charged in each
case were different in both time and place, and no common conduct
links them. In addition, mere overlap in proof between two
prosecutions does not establish a double jeopardy violation.
Dowling v.
United States, 493 U. S. 342. Thus, the
Court of Appeals erred to the extent that it assumed that if the
Government offers in evidence in one prosecution acts of misconduct
that might ultimately be charged as criminal offenses in a second
prosecution, the latter prosecution is barred. And it gave an
extravagant reading to
Grady, supra, which disclaimed any
intention of adopting a "'same evidence'" test,
id., at 521,
and n. 12. Pp. 384-387.
(b) A substantive crime and a conspiracy to commit that crime
are not the "same offense" for double jeopardy purposes, see,
e.
g., United States v.
Bayer, 331 U. S. 532;
Pinkerton v.
United States, 328 U. S. 640, 643, even
if they are based on the same underlying incidents, because the
"essence" of a conspiracy offense "is in the agreement or
confederation to commit a crime,"
Bayer, supra, at 542. This
established doctrine predates, and was not questioned in,
Grady,
supra. In addition, while
Grady-which involved a State's
reliance on a defendant's two traffic offense convictions to
sustain later-filed homicide and assault charges arising from the
same accident-may be useful in cases arising from a "single course
of conduct," it is much less helpful in analyzing prosecutions
involving multilayered conduct, such as the conspiracy prosecution
here. Thus, the Court of Appeals erred in essentially reading
Grady as substituting for the "same offence" language of the
Double Jeopardy Clause a test based on whether the two prosecutions
involve the same conduct. Pp. 387-391.
926 F.2d
1522, reversed.
REHNQUIST, C. J., delivered the opinion of the Court, in which
WHITE, O'CONNOR, SCALIA, KENNEDY, SOUTER, and THOMAS, JJ., joined,
and in Parts I and II of which BLACKMUN and STEVENS, JJ., joined.
STEVENS, J., filed an opinion concurring in part and concurring in
the judgment, in which BLACKMUN, J., joined,
post, p.
392.
Deputy Solicitor General Bryson argued the cause for the United
States. With him on the briefs were Solicitor General Starr,
Assistant Attorney General Mueller, and James A. Feldman.
380
Scott M. Anderson argued the cause and filed a brief for
respondent. *
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
The Double Jeopardy Clause of the Fifth Amendment to the United
States Constitution provides: "[N]or shall any person be subject
for the same offence to be twice put in jeopardy of life or
limb."
During the summer of 1987, respondent Frank Dennis Felix
operated a facility in Beggs, Oklahoma, at which he manufactured
methamphetamine in violation of applicable federal statutes. In
July, this facility was raided and shut down by Drug Enforcement
Administration (DEA) agents. Felix thereupon ordered precursor
chemicals and equipment for the manufacture of methamphetamine to
be delivered to him at Joplin, Missouri. DEA agents observed the
transfer of these items and arrested Felix shortly afterwards. He
was charged and tried in the Western District of Missouri for the
offense of attempting to manufacture the illegal drug between
August 26 and August 31, 1987. This charge was based upon the
delivery of the materials to him at Joplin. He was tried, found
guilty, and his conviction and sentence were affirmed by the Court
of Appeals for the Eighth Circuit.
In February 1989, Felix was charged in the Eastern District of
Oklahoma with both conspiracy and substantive counts in connection
with the operation of the facility at Beggs. He was tried and
convicted, but the Court of Appeals for the Tenth Circuit reversed
most of the counts on which he had been found guilty because of its
view that trial on these counts constituted double jeopardy in
violation of the Fifth Amendment. We hold that prosecution of a
defendant for conspiracy, where certain of the overt acts
relied
* Edward T. M. Garland and
Donald F.
Samuel filed a brief for the National Association of
Criminal Defense Lawyers as
amicus curiae.
381
upon by the Government are based on substantive offenses for
which the defendant has been previously convicted, does not violate
the Double Jeopardy Clause.
I
At Felix's trial for attempting to manufacture methamphetamine
in Missouri, the Government showed that on August 26, 1987, Felix
asked to purchase chemicals and equipment needed for the
manufacture of methamphetamine from George Dwinnells, a DEA
informant. Felix made a down payment of $7,500 toward the purchase,
and in later telephone conversations instructed Dwinnells to
deliver the items to a Joplin, Missouri, hotel on August 31, 1987.
Dwinnells met Felix at the hotel on that date with the merchandise.
After Felix inspected the items and hitched his car to the trailer
in which the items had been transported, Government officials
arrested him.
Felix's defense in the Missouri case was that "he never had
criminal intent, but had been acting under the mistaken belief that
he was working in a covert DEA operation."
United States v.
Felix, 867 F.2d
1068, 1074 (CA8 1989). In order to establish Felix's criminal
intent with respect to the items delivered in Missouri, the
Government introduced evidence that Felix had manufactured
methamphetamine in Oklahoma earlier in 1987. See Fed. Rule Evid.
404(b) (Evidence of prior acts is admissible to show "motive,
opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident"). The evidence showed that during
the spring of 1987, Felix had purchased precursor materials from
Dwinnells and had furnished those items to Paul Roach in exchange
for lessons on how to manufacture methamphetamine. Roach, who
testified for the Government at Felix's Missouri trial, stated that
he and Felix had produced methamphetamine in a trailer near Beggs,
Oklahoma. Government agents had seized the trailer, which was
indeed being used as a methamphetamine lab, on July 13, 1987.
382
The agents did not arrest Felix at that time, however; he later
told Dwinnells that he had avoided arrest by hiding in the nearby
woods. In accordance with Rule 404(b), the District Court
instructed the jury that the evidence of the Oklahoma transactions
was admissible only to show Felix's state of mind with respect to
the chemicals and equipment he attempted to purchase in Missouri.
The jury convicted Felix, and the Eighth Circuit affirmed. 867 F.
2d, at 10701076.
The Government subsequently named Felix in 8 counts of an
ll-count indictment filed in the United States District Court for
the Eastern District of Oklahoma. Count 1 charged that Felix and
five others conspired, between May 1, 1987, and August 31, 1987, to
manufacture, possess, and distribute methamphetamine. Felix was
named in nine of the overt acts supporting the conspiracy charge;
two of those nine overt acts were based on conduct that had been
the subject of the earlier Missouri prosecution. Overt act 17
charged that "[o]n August 26, 1987, Frank Dennis Felix, while in
Tulsa, Oklahoma, provided money for the purchase of chemicals and
equipment necessary in the manufacture of methamphetamine." Overt
act 18 charged that "[o]n August 31, 1987, Frank Dennis Felix,
while at a location in Missouri, possessed chemicals and equipment
necessary in the manufacture of methamphetamine." Along with the
conspiracy charge, Felix was named in seven substantive counts.
Counts 2 through 5 alleged that on or about July 13, 1987, in the
Eastern District of Oklahoma, Felix had manufactured
methamphetamine, possessed methamphetamine with intent to
distribute it, possessed methamphetamine oil with intent to
manufacture methamphetamine, and manufactured phenylace tone, a
methamphetamine precursor. Count 6 charged that, between June 1,
1987, and July 13, 1987, in the Eastern District of Oklahoma, Felix
and a codefendant had maintained a methamphetamine manufacturing
lab. Counts 9 and 10 charged that, on or about June 21, 1987, and
July 13,
383
1987, Felix had traveled from Texas to the Eastern District of
Oklahoma with the intent to promote the manufacture of
methamphetamine and had thereafter attempted to promote that
activity. At trial, the Government introduced much of the same
evidence of the Missouri and Oklahoma transactions that had been
introduced in the Missouri trial. The jury convicted Felix of all
the crimes with which he was charged.
A divided panel of the Court of Appeals for the Tenth Circuit
reversed Felix's convictions on counts 1 through 6 of the Oklahoma
indictment. The court began by quoting our statement in
Grady v.
Corbin, 495 U. S. 508 (1990),
that the Double Jeopardy Clause bars a subsequent prosecution where
the government, "'to establish an essential element of an offense
charged in that prosecution, will prove conduct that constitutes an
offense for which the defendant has already been prosecuted.'"
926 F.2d
1522, 1527 (1991) (quoting
Grady v.
Corbin,
supra, at 521). With respect to count 1, the conspiracy charge,
the court observed that in both the Missouri and Oklahoma trials,
the Government proved that Felix had learned to make
methamphetamine in Oklahoma, had thereafter manufactured the drug
at the lab near Beggs, Oklahoma, and had sought to purchase more
chemicals and equipment in Missouri after the raid on the Oklahoma
lab. Based on the significant duplication of conduct proved in each
trial, the court concluded that the Oklahoma conspiracy count was
barred under the Double Jeopardy Clause because it charged "the
same conduct for which he was previously convicted in Missouri."
926 F. 2d, at 1530. With respect to the substantive offenses
charged in counts 2 through 6, the court noted that the direct
evidence supporting these charges-the fact that Felix had purchased
chemicals and equipment during the spring of 1987, and had
subsequently manufactured methamphetamine at the Beggs, Oklahoma,
trailer-had been introduced at the previous Missouri trial to show
intent. The court concluded that this
384
duplication "subjected Felix to a successive trial for the same
conduct," and therefore reversed Felix's convictions on counts 2
through 6.
Id., at 1530-1531.1
We granted certiorari, 502 U. S. 806 (1991), to consider whether
the Double Jeopardy Clause bars the prosecution of Felix for these
crimes.2 We hold that it does not, and so reverse.
II
We first consider whether the Double Jeopardy Clause bars
Felix's prosecution on the substantive drug offenses contained in
counts 2 through 6 of the Oklahoma indictment. The Court of Appeals
held that the Government was fore-
1 The Court of Appeals affirmed Felix's convictions on counts 9
and 10 of the indictment, which charged unlawful interstate travel.
The court concluded that the conduct alleged in those counts was
not sufficiently related to the conduct proved in the earlier
Missouri trial to require their dismissal under the Double Jeopardy
Clause. 926 F. 2d, at 1531.
2 The Courts of Appeals have differed in applying
Grady
to successive prosecutions for offenses arising out of a continuing
course of conduct, such as the conspiracy prosecution in this case.
In
United States v.
Calderone, 917
F.2d 717 (1990), the Second Circuit held that the Double
Jeopardy Clause barred a conspiracy prosecution where the defendant
had been previously prosecuted for a "broader" conspiracy that
entirely encompassed the actions alleged in the second, "narrower"
conspiracy. The court based its decision on our language in
Grady, concluding that the "conduct" at issue in a
conspiracy prosecution is not the agreement itself, but the conduct
from which the Government asks the jury to infer an agreement. See
id., at 721-722. The Second Circuit later followed that
reasoning in holding that a conspiracy prosecution is barred if
certain overt acts supporting the conspiracy charge involve
substantive offenses for which the defendant has been previously
prosecuted.
United States v.
Gambino, 920 F.2d
1108 (1990). The Tenth Circuit agreed with that position in
upholding Felix's double jeopardy claim below.
926 F.2d
1522 (1991).
On the other hand, two Courts of Appeals have concluded that the
Government is not barred from bringing a successive conspiracy
prosecution, even where it seeks to base the conspiracy offense on
previously prosecuted conduct.
United States v.
Rivera-Feliciano, 930 F.2d
951 (CA1 1991); United States v.
Clark, 928 F.2d
639 (CA4 1991).
385
closed from prosecuting these charges, because it had presented
evidence of the Oklahoma drug operation at the prior trial in order
to help demonstrate Felix's criminal intent with respect to the
Missouri transaction.
At its root, the Double Jeopardy Clause forbids the duplicative
prosecution of a defendant for the "same offence." U. S. Const.,
Amdt. 5; see
Blockburger v.
United States, 284 U. S.
299 (1932). An examination of the indictments below shows that
Felix was charged in the Missouri case only with attempting to
manufacture methamphetamine in Missouri, in late August 1987. App.
to Pet. for Cert. 62a-63a. In the five substantive drug counts of
the Oklahoma indictment that are at issue here, Felix was charged
with various drug offenses that took place in Oklahoma, in June and
July 1987.
Id., at 55a-57a. The crimes charged in the
Oklahoma indictment were related to the operation of the
methamphetamine lab near Beggs, Oklahoma, in the summer of 1987,
while the crime charged in the Missouri indictment dealt solely
with Felix's attempt to purchase chemicals and equipment from
Dwinnells in order to continue methamphetamine operations after the
Beggs lab was raided. The actual crimes charged in each case were
different in both time and place; there was absolutely no common
conduct linking the alleged offenses. In short, none of the
offenses for which Felix was prosecuted in the Oklahoma indictment
is in any sense the "same offence" as the offence for which he was
prosecuted in Missouri.
The Court of Appeals appears to have acknowledged as much, as it
concentrated not on the actual crimes prosecuted in the separate
trials, but instead on the type of evidence presented by the
Government during the two trials. The court found it decisive that
the Government had introduced evidence of Felix's involvement in
the Oklahoma lab to help show criminal intent for purposes of the
Missouri trial. But it is clear that, no matter how much evidence
of the Oklahoma transactions was introduced by the Government
to
386
help show Felix's state of mind, he was not
prosecuted in
the Missouri trial for any offense other than the Missouri attempt
offense with which he was charged. Thus, the Court of Appeals
holding must rest on an assumption that if the Government offers in
evidence in one prosecution acts of misconduct that might
ultimately be charged as criminal offenses in a second prosecution,
the latter prosecution is barred under the Double Jeopardy
Clause.
But such an assumption is not supportable; our precedents hold
that a mere overlap in proof between two prosecutions does not
establish a double jeopardy violation. The Court of Appeals relied
on the above-quoted language from our opinion in
Grady v.
Corbin, 495 U. S., at 521, in reaching its result. But we
think that this is an extravagant reading of
Grady, which
disclaimed any intention of adopting a "'same evidence'" test.
Id., at 521, and n. 12; accord,
Gavieres v.
United
States, 220 U. S.
338 (1911). Our decision two Terms ago in
Dowling v.
United States, 493 U. S. 342 (1990),
drives home this point.
In that case, Dowling was charged with bank robbery. To help
prove his identity at trial, the Government introduced evidence
under Federal Rule of Evidence 404(b) concerning the unrelated
robbery of a woman named Vena Henry. She testified that she had
been robbed by a man wearing a knitted mask similar to the one used
by the bank robber, and that she had been able to identify the
intruder as Dowling after unmasking him during a struggle. We
upheld the introduction of Henry's testimony at the bank robbery
trial, despite the fact that Dowling had previously been acquitted
of the Henry charges. The primary ruling of that case was our
conclusion that the collateral-estoppel component of the Double
Jeopardy Clause offered Dowling no protection despite his earlier
acquittal, because the relevance of evidence offered under Rule
404(b) was governed by a lower standard of proof than that required
for a conviction. See 493 U. S., at 348-349 (citing
Huddleston v.
United States, 485 U. S. 681,
387
689 (1988)). But it is clear that we would not have had to reach
the collateral-estoppel question if the mere introduction, pursuant
to Rule 404(b), of evidence concerning the Henry robbery
constituted a second prosecution of that crime for purposes of the
Double Jeopardy Clause. Underlying our approval of the Henry
evidence in
Dowling is an endorsement of the basic, yet
important, principle that the introduction of relevant evidence of
particular misconduct in a case is not the same thing as
prosecution for that conduct.3
That principle is clearly applicable here. At the Missouri
trial, the Government did not in any way
prosecute Felix for
the Oklahoma methamphetamine transactions; it simply introduced
those transactions as prior acts evidence under Rule 404(b). The
Government was therefore free to prosecute Felix in the trial below
for the substantive drug crimes detailed in counts 2 through 6.
III
We next examine whether the Court of Appeals erred in holding
that the Double Jeopardy Clause bars the prosecution of Felix for
the conspiracy charge contained in count 1 of the indictment. Here,
too, that court-with considerable
3 There is an obvious distinction between
Dowling and
this case, but one that makes no difference for purposes of our
analysis here. In
Dowling, the defendant was first
prosecuted for the Henry robbery, and evidence concerning that
robbery was subsequently admitted for Rule 404(b) purposes at a
second prosecution. In this case, evidence of the Oklahoma drug
transactions was first admitted for Rule 404(b) purposes at the
Missouri trial, and Felix was subsequently prosecuted for the
Oklahoma drug transactions. The first situation might raise
collateral-estoppel concerns as a result of an initial acquittal,
concerns we confronted in
Dowling, while the latter
situation would not. But both situations would be equally affected
by a rule that the admission of evidence concerning a crime under
Rule 404(b) constitutes prosecution for that crime; under such a
rule, the Double Jeopardy Clause would have barred the subsequent
admission of the Henry evidence in
Dowling, and it would bar
the subsequent prosecution of the Oklahoma drug crimes in this
case. We decline to adopt such a rule.
388
justification-relied upon language from our
Grady opinion
to support its conclusion. There is no doubt that the conspiracy
charge presents a more difficult question than the substantive drug
offenses dealt with in Part II above, because with respect to it
there exists more than a mere overlap in evidence. Of the nine
overt acts supporting the conspiracy charge against Felix, two were
based on the conduct for which he had been previously prosecuted in
Missouri. But we hold that because of long established precedent in
this area, which was not questioned in
Grady, Felix's claim
of double jeopardy fails.
Felix contends, and the Court of Appeals agreed, that language
from
Grady bars the conspiracy prosecution. There we said
that the Double Jeopardy Clause bars a prosecution where the
Government, "to establish an essential element of an offense
charged in that prosecution, will prove conduct that constitutes an
offense for which the defendant has already been prosecuted." 495
U. S., at 521. Taken out of context, and read literally, this
language supports the defense of double jeopardy. But we decline to
read the language so expansively, because of the context in which
Grady arose and because of difficulties which have already
arisen in its interpretation.
Grady involved a defendant who had driven his car across
the median line of a two-way highway and struck an oncoming car,
killing one of the occupants. The State charged the defendant with
driving while intoxicated and with failing to keep right of the
median, and the defendant pleaded guilty to those two traffic
violations. Two months later, the State prosecuted the defendant on
homicide and assault charges arising from the accident, and the
defendant argued that this was a violation of his rights under the
Double Jeopardy Clause. In our decision, we recognized our previous
holdings that the traditional
Blockburger test governing
double jeopardy claims bars a subsequent prosecution if one of the
two offenses is a lesser included offense of the other. See
389
Grady v.
Corbin, supra, at 519 (citing
Brown v.
Ohio, 432 U. S. 161 (1977);
Harris v.
Oklahoma, 433
U. S. 682 (1977)). Although the traffic offenses involved in
Grady were not technically lesser included offenses of the
homicide and assault charges, we analogized the case to the
situation we had previously confronted in
Illinois v.
Vitale, 447 U.
S. 410 (1980). There, the State sought to prosecute the
defendant for involuntary manslaughter after a car accident. We
stated, in dicta, that if the State found it necessary to rely on a
previous failure to reduce speed conviction to sustain the
manslaughter charge, the Double Jeopardy Clause might protect the
defendant. See
id., at 420. Despite the fact that neither
offense was technically a lesser included offense of the other, we
observed that, in such a circumstance, the failure to slow offense
might be viewed as a "species of lesser-included offense."
Ibid. In
Grady, the State sought to rely on the two
previous traffic offense convictions to sustain the homicide and
assault charges, presenting the situation about which we had
speculated in
Vitale. In concluding that the Double Jeopardy
Clause barred the subsequent homicide and assault prosecutions, we
simply adopted the suggestion we had previously made in dicta in
Vitale. Grady v.
Corbin, supra, at 521.
But long antedating any of these cases, and not questioned in
any of them, is the rule that a substantive crime and a conspiracy
to commit that crime are not the "same offence" for double jeopardy
purposes.
For example, in
United States v.
Bayer, 331 U. S. 532 (1947), a
military officer had been convicted in court-martial proceedings of
discrediting the military service by accepting payments in return
for transferring soldiers to noncombat units. We held that his
subsequent prosecution in federal court on charges of conspiring to
defraud the Government of his faithful services was not barred by
the Double Jeopardy Clause, despite the fact that it was based on
the same underlying incidents, because the "essence" of a
conspiracy offense
390
"is in the agreement or confederation to commit a crime."
Id., at 542. In language applicable here, we pointedly
stated that "the same overt acts charged in a conspiracy count may
also be charged and proved as substantive offenses, for the
agreement to do the act is distinct from the act itself."
Ibid.; see also
Pinkerton v.
United States,
328 U. S. 640,
643 (1946) ("[T]he commission of the substantive offense and a
conspiracy to commit it are separate and distinct offenses ...
[a]nd the plea of double jeopardy is no defense to a conviction for
both offenses"). We have continued to recognize this principle over
the years. See
Iannelli v.
United States, 420 U. S.
770, 777-779 (1975);
Garrett v.
United States,
471 U. S. 773,
778 (1985) ("[C]onspiracy is a distinct offense from the completed
object of the conspiracy"); cf.
id., at 793 ("[I]t does not
violate the Double Jeopardy Clause ... to prosecute [a continuing
criminal enterprise] offense after a prior conviction for one of
the predicate offenses").
In a related context, we recently cautioned against "ready
transposition of the 'lesser included offense' principles of double
jeopardy from the classically simple situation presented in
Brown [v.
Ohio] to the multilayered conduct, both as
to time and to place, involved in [continuing criminal enterprise
(CCE) prosecutions]."
Id., at 789. The great majority of
conspiracy prosecutions involve similar allegations of multilayered
conduct as to time and place; the conspiracy charge against Felix
is a perfect example. Reliance on the lesser included offense
analysis, however useful in the context of a "single course of
conduct," is therefore much less helpful in analyzing subsequent
conspiracy prosecutions that are supported by previously prosecuted
overt acts, just as it falls short in examining CCE offenses that
are based on previously prosecuted predicate acts.
Id., at
788-789.
Faced with the necessity of reconciling this longstanding
authority with our language in
Grady, we choose to adhere to
the
Bayer-Pinkerton line of cases dealing with the
distinction between conspiracy to commit an offense and the
391
offense itself. These are separate offenses for double jeopardy
purposes. The majority in the Court of Appeals below essentially
read
Grady as substituting for the "same offence" language
of the Double Jeopardy Clause a test based on whether the two
prosecutions involve the "same conduct." The dissenting judge in
the Court of Appeals thought that this was an oversimplification,
pointing to the fact that the word "conduct" in the previously
quoted sentence from
Grady is modified by the phrase" 'that
constitutes an offense for which the defendant has already been
prosecuted.'" 926 F. 2d, at 1532 (Anderson, J., dissenting)
(quoting
Grady v.
Corbin, 495 U. S., at 521). The
Court of Appeals for the Second Circuit, in
United States v.
Calderone, 917 F.2d
717 (1990), upheld a claim of double jeopardy by a divided
vote, with each judge on the panel writing an opinion interpreting
the crucial language from
Grady differently. That court
decided that the "conduct" at issue in a conspiracy prosecution is
not the agreement itself, but the conduct from which the Government
asks the jury to infer that there was an agreement. 917 F. 2d, at
721. Judge Newman filed a concurring opinion, concluding that
Grady bars a subsequent prosecution only when previously
prosecuted conduct will be used to establish the
entirety of
an element of the second crime. See 917 F. 2d, at 723-725 (Newman,
J., concurring). Other Courts of Appeals, as described in more
detail in n. 2,
supra, have rejected double jeopardy claims
in similar situations. It appears that while
Grady eschewed
a "same evidence" test and
Garrett rejected a "'single
transaction'" test,
Garrett v.
United States, supra,
at 790, the line between those tests and the "same conduct"
language of
Grady is not easy to discern.
We think it best not to enmesh in such subtleties the
established doctrine that a conspiracy to commit a crime is a
separate offense from the crime itself. Thus, in this case, the
conspiracy charge against Felix was an offense distinct from any
crime for which he had been previously prosecuted, and
392
Opinion of STEVENS, J.
the Double Jeopardy Clause did not bar his prosecution on that
charge.
The judgment of the Court of Appeals is accordingly
Reversed.
JUSTICE STEVENS, with whom JUSTICE BLACKMUN joins, concurring in
part and concurring in the judgment.
While I join Parts I and II of the Court's opinion, I do not
join Part III because I do not think there is "considerable
justification,"
ante, at 387-388, for the Court of Appeals'
conclusion that the Double Jeopardy Clause, as interpreted in
Grady v.
Corbin, 495 U. S. 508 (1990),
bars prosecution of Felix for the conspiracy charge contained in
count 1 of the indictment. In
Grady, we held that "the
Double Jeopardy Clause bars a subsequent prosecution if, to
establish an essential element of an offense charged in that
prosecution, the government will prove conduct that constitutes an
offense for which the defendant has already been prosecuted." 495
U. S., at 510. But as the dissenting opinion of the Court of
Appeals explained, "the overt acts at issue here did not
meaningfully 'establish' an essential element of the conspiracy"
because there is no overt act requirement in the federal drug
conspiracy statute and the overt acts did not establish an
agreement between Felix and his co-conspirators.
926 F.2d
1522, 1536 (CAlO 1991) (Anderson, J., dissenting). I would thus
reverse for the reasons explained in Parts I and II of the Court's
opinion,
ante, at 381-387, and Part III-B of the dissenting
opinion of the Court of Appeals, 926 F. 2d, at 1536-1539.
Comments
Be the first to comment
Leave a Comment