OCTOBER TERM, 1991
Syllabus
SUTER ET AL.
v. ARTIST M. ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SEVENTH
CIRCUIT
No. 90-1488. Argued December 2, 1991-Decided March 25,1992
The Adoption Assistance and Child Welfare Act of 1980 provides
that a State will be reimbursed by the Federal Government for
certain expenses it incurs in administering foster care and
adoption services, if it submits a plan for approval by the
Secretary of Health and Human Services. Among its requisite
features, an approved plan must provide that it "shall be in effect
in all" of a State's political subdivisions and "be mandatory upon
them," 42 U. S. C. § 671 (a)(3), and that "reasonable efforts will
be made" to prevent removal of children from their homes and to
facilitate reunification of families where removal has occurred, §
671(a)(15). Respondents, child beneficiaries of the Act, sought
declaratory and injunctive relief, alleging that petitioners, the
Director and the Guardianship Administrator of the Illinois agency
responsible for investigating charges of child abuse and neglect
and providing services for abused and neglected children and their
families, had failed to make reasonable efforts to preserve and
reunite families, in contravention of § 671(a)(15). The District
Court denied petitioners' motion to dismiss, holding,
inter
alia, that the Act contained an implied cause of action and
that suit could also be brought under 42 U. S. C. § 1983. The court
entered an injunction against petitioners, and the Court of Appeals
affirmed. That court relied on
Wilder v.
Virginia
Hospital Assn., 496 U. S. 498, to hold that the "reasonable
efforts" clause of the Act could be enforced through a § 1983
action, and applied the standard of
Cort v.
Ash,
422 U. S. 66, to
find that the Act created an implied right of action entitling
respondents to bring suit directly under the Act.
Held:
1. Section 671(a)(15) does not confer on its beneficiaries a
private right enforceable in a § 1983 action. Pp. 355-364.
(a) Section 1983 is not available to enforce a violation of a
federal statute where Congress has foreclosed enforcement in the
enactment itself and "where the statute did not create enforceable
rights, privileges, or immunities within the meaning of § 1983."
Wright v.
Roanoke Redevelopment and Housing
Authority, 479 U.
S. 418, 423. Congress must confer such rights unambiguously
when it intends to impose conditions on the grant of federal
moneys.
Pennhurst State School and Hospital v.
Halderman, 451
U. S. 1, 17. Thus, statutory provisions must
348
Syllabus
be analyzed in detail, in light of the entire legislative
enactment, to determine whether the language in question created
rights within the meaning of § 1983. Pp. 355-357.
(b) Congress did not unambiguously confer upon the Act's
beneficiaries the right to enforce the "reasonable efforts"
requirement. The Act is mandatory only insofar as it requires a
State to have an approved plan containing the listed features; and
it is undisputed that the Illinois plan provides that reasonable
efforts at prevention and reunification will be made. Respondents
err in basing their § 1983 argument, in part, on § 671 (a) (3)'s
"in effect" language, which is directed to the requirement that the
plan apply to all of a State's political subdivisions and is not
intended to otherwise modify the word "plan." Unlike the Medicaid
legislation in
Wilder, supra-which actually required the
States to adopt reasonable and adequate reimbursement rates for
health care providers and which, along with regulations, set forth
in some detail the factors to be considered in determining the
methods for calculating rates-here, the statute provides no further
guidance as to how "reasonable efforts" are to be measured, and,
within broad limits, lets the State decide how to comply with the
directive. Since other sections of the Act provide mechanisms for
the Secretary to enforce the "reasonable efforts" clause, the
absence of a § 1983 remedy does not make the clause a dead letter.
The regulations also are not specific and provide no notice that
failure to do anything other than submit a plan with the requisite
features is a further condition on the receipt of federal funds.
And the legislative history indicates that the Act left a great
deal of discretion to the States to meet the "reasonable efforts"
requirement. Pp. 358-363.
2. The Act does not create an implied cause of action for
private enforcement. Respondents have failed to demonstrate that
Congress intended to make such a remedy available. See
Cort,
supra; Transamerica Mortgage Advisors, Inc. v.
Lewis,
444 U. S. 11,
15-16. pp. 363-364.
917 F.2d
980, reversed.
REHNQUIST, C. J., delivered the opinion of the Court, in which
WHITE, O'CONNOR, SCALIA, KENNEDY, SOUTER, and THOMAS, JJ., joined.
BLACKMUN, J., filed a dissenting opinion, in which STEVENS, J.,
joined,
post, p.364.
Christina M. Tchen, Special Assistant Attorney General of
Illinois, argued the cause for petitioners. With her on
349
the briefs were
Susan Getzendanner, Charles F. Smith, and
Kimberley K. Baer, Special Assistant Attorneys General.
Deputy Solicitor General Roberts argued the cause for the United
States as amicus curiae urging reversal. With him on the brief were
Solicitor General Starr, Assistant Attorney General Gerson, Michael
R. Dreeben, and Anthony
Michael G.
Dsida argued the cause for respondents.
With him on the brief were
Patrick T. Murphy and
Lee Ann
Lowder. *
*Briefs of
amici curiae urging reversal were filed for
the State of Louisiana et al. by
William J. Guste,
Jr., Attorney General of Louisiana, and
Jesse James
Marks and
David A. Dalia, Assistant Attorneys General,
James H. Evans, Attorney General of Alabama,
Grant
Woods, Attorney General of Arizona,
Daniel E. Lungren,
Attorney General of California,
Gale A. Norton, Attorney
General of Colorado,
Charles M. Oberly III, Attorney General
of Delaware,
John Payton, Corporation Counsel of the
District of Columbia,
Michael J. Bowers,
Attorney General of Georgia,
Warren Price III, Attorney
General of Hawaii,
Larry EchoHawk, Attorney General of
Idaho,
Linley E. Pearson, Attorney General of Indiana,
Bonnie J. Campbell, Attorney General of Iowa,
Robert T. Stephan, Attorney General of Kansas,
Frederic J. Cowan, Attorney General of
Kentucky,
Michael E. Carpenter, Attorney General of Maine,
J. Joseph Curran, Jr., Attorney General of Maryland,
Scott Harshbarger, Attorney General of Massachusetts,
Frank J. Kelley, Attorney General of Michigan,
Hubert H. Humphrey III, Attorney General of Minnesota,
Mike Moore, Attorney General of Mississippi,
William L.
Webster, Attorney General of Missouri,
Marc Racicot,
Attorney General of Montana,
Frankie Sue Del Papa, Attorney
General of Nevada,
Robert J. Del Tufo,
Attorney General of New Jersey,
Tom Udall, Attorney General
of New Mexico,
Lacy H. Thornburg, Attorney General of North
Carolina,
Nicholas J. Spaeth, Attorney General
of North Dakota,
Lee Fisher, Attorney General of Ohio,
Susan Brimer Loving, Attorney General of Oklahoma,
Dave
Frohnmayer, Attorney General of Oregon,
Ernest D. Preate,
Jr., Attorney General of Pennsylvania,
James E. O'Neil,
Attorney General of Rhode Island,
T. Travis Medlock,
Attorney General of South Carolina,
Mark W Barnett, Attorney
General of South Dakota,
Paul Van Dam, Attorney General of
Utah,
Jan C.
Graham, Solicitor General,
Jeffrey L.
Amestoy, Attorney General of Vermont,
Mary Sue Terry,
Attorney General of Virginia,
Ken Eikenberry, Attorney
General
350
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
This case raises the question whether private individuals have
the right to enforce by suit a provision of the Adoption Assistance
and Child Welfare Act of 1980 (Adoption Act or Act), 94 Stat. 500,
42 U. S. C. §§ 620-628, 670-679a, either under the Act itself or
through an action under 42 U. S. C. § 1983.1 The Court of Appeals
for the Seventh Circuit held that 42 U. S. C. § 671(a)(15)
contained an implied right of action, and that respondents could
enforce this section of the Act through an action brought under §
1983 as well. We hold that the Act does not create an enforceable
right on behalf of respondents.
The Adoption Act establishes a federal reimbursement program for
certain expenses incurred by the States in ad-
of Washington, and
Mario J. Palumbo,
Attorney General of West Virginia; and for the Council of State
Governments et al. by
Richard Ruda and
Charles
Rothfeld.
Briefs of amici curiae urging affirmance were filed for the
American Association for Protecting Children et al. by James D.
Weill and Robert G. Schwartz; for the American Bar Association by
Talbot S. D'alemberte; for the Illinois State Bar Association et
al. by Robert E. Lehrer, Dennis A. Rendleman, Roger B. Derstine,
Richard L. Mandel, John
J. Casey, Michael A. O'Connor,
Alexander Polikoff, Roslyn C. Lieb, Gary H. Palm, and Thomas F.
Geraghty; and for the National Association of Counsel for Children
et al. by Christopher A. Hansen, John A. Powell, Harvey M.
Grossman, Ira A. Burnim, Henry Weintraub, Martha Bergmark, and Mark
Soler.
Kenneth C.
Bass III, Thomas J.
Madden, and
Jeffrey Kuhn filed a brief for the
National Council of Juvenile and Family Court Judges as
amicus
curiae.
1 Section 1983 provides, in relevant part: "Every person who,
under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia,
subjects or causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities, secured by
the Constitution and laws shall be liable to the party injured in
an action at law, suit in equity, or other proper proceeding for
redress."
351
ministering foster care and adoption services. The Act provides
that States will be reimbursed for a percentage of foster care and
adoption assistance payments when the State satisfies the
requirements of the Act. 42 U. S. C. §§ 672-674, 675(4)(A) (1988
ed. and Supp. I).
To participate in the program, States must submit a plan to the
Secretary of Health and Human Services for approval by the
Secretary. §§ 670, 671. Section 671 lists 16 qualifications which
state plans must contain in order to gain the Secretary's approval.
As relevant here, the Act provides:
"(a) Requisite features of State plan
"In order for a State to be eligible for payments under this
part, it shall have a plan approved by the Secretary which-
"(3) provides that the plan shall be in effect in all political
subdivisions of the State, and, if administered by them, be
mandatory upon them;
"(15) effective October 1, 1983, provides that, in each case,
reasonable efforts will be made (A) prior to the placement of a
child in foster care, to prevent or eliminate the need for removal
of the child from his home, and (B) to make it possible for the
child to return to his home .... " §§ 671(a)(3), (15).
Petitioners in this action are Sue Suter and Gary T. Morgan, the
Director and the Guardianship Administrator, respectively, of the
Illinois Department of Children and Family Services (DCFS). DCFS is
the state agency responsible for, among other things, investigating
charges of child abuse and neglect and providing services to abused
and neglected children and their families. DCFS is authorized under
Illinois law, see Ill. Rev. Stat., ch. 37, , 802-1
et seq.
(1989), to gain temporary custody of an abused or neglected child
after a
352
hearing and order by the Juvenile Court. Alternatively, the
court may order that a child remain in his home under a protective
supervisory order entered against his parents. See
Artist M.
v.
Johnson, 917 F.2d
980, 982-983 (CA7 1990). Once DCFS has jurisdiction over a
child either in its temporary custody, or in the child's home under
a protective order, all services are provided to the child and his
family by means of an individual caseworker at DCFS to whom the
child's case is assigned. App. 35-39.
Respondents filed this class-action suit seeking declaratory and
injunctive relief under the Adoption Act.2 They alleged that
petitioners, in contravention of 42 U. S. C. § 671(a)(15), failed
to make reasonable efforts to prevent removal of children from
their homes and to facilitate reunification of families where
removal had occurred.3 This failure occurred, as alleged by
respondents, because DCFS failed promptly to assign caseworkers to
children placed in DCFS custody and promptly to reassign cases when
caseworkers were on leave from DCFS. App. 6-8. The District Court,
without objection from petitioners, certified two separate classes
seeking relief, including all children who are or will be wards of
DCFS and are placed in foster care or remain in their homes under a
judicial protective order.4
Artist M. v.
2 Count III of the complaint alleged that petitioners violated
the Due Process Clause of the Constitution. App. 26. This count was
dismissed by the District Court and was not appealed.
Artist
M. v.
Johnson, 917
3 Although DCFS administers the child welfare program for the
entire State of Illinois, respondents only alleged violations of
the Adoption Act as to Cook County. App. 6.
4 Specifically, the following classes were certified by the
District Court:
"Class A: Children who are or will be the subjects of neglect,
dependency or abuse petitions filed in the Circuit Court of Cook
County, Juvenile Division ('Juvenile Court'), who are or will be in
the custody of [DCFS] or in
353
Johnson, 726 F. Supp. 690, 691 (ND Ill. 1989). The
District Court denied a motion to dismiss filed by petitioners,
holding, as relevant here, that the Adoption Act contained an
implied cause of action and that suit could also be brought to
enforce the Act under 42 U. S. C. § 1983. 726 F. Supp., at
696,697.
The District Court then entered an injunction requiring
petitioners to assign a caseworker to each child placed in DCFS
custody within three working days of the time the case is first
heard in Juvenile Court, and to reassign a caseworker within three
working days of the date any caseworker relinquishes responsibility
for a particular case. App. to Pet. for Cert. 56a. The
3-working-day deadline was found by the District Court to
"realistically refiec[t] the institutional capabilities of DCFS,"
id., at 55a, based in part on petitioners' assertion that
assigning caseworkers within that time frame "would not be overly
burdensome."
Id., at 54a. The District Court, on partial
remand from the Court of Appeals, made additional factual findings
regarding the nature of the delays in assigning caseworkers and the
progress of DCFS reforms at the time the preliminary injunction was
entered. App. 28-50.
The Court of Appeals affirmed.
917 F.2d
980 (CA7 1990).
Relying heavily on this Court's decision in
Wilder v.
Virginia Hospital Assn., 496 U. S. 498 (1990), the
Court of Ap-
a home under DCFS supervision by an order of Juvenile Court and
who are now or will be without a DCFS caseworker for a significant
period of time.
"Class B: Children who are or will be the subjects of neglect,
dependency or abuse petitions filed in Juvenile Court who are or
will be placed in DCFS' custody and who are or will be without a
DCFS caseworker for a significant period of time."
Artist M.
v.
Johnson, 726 F. Supp. 690, 691 (ND Ill. 1989).
The "Class B" plaintiffs only raised a constitutional due
process claim, which was dismissed by the District Court. See n. 2,
supra.
354
peals held that the "reasonable efforts" clause of the Adoption
Act could be enforced through an action under § 1983. 917 F. 2d, at
987-989.5 That court, applying the standard established in
Cort v.
Ash, 422 U. S. 66 (1975), also
found that the Adoption Act created an implied right of action such
that private individuals could bring suit directly under the Act to
enforce the provisions relied upon by respondents. 917 F. 2d, at
989-991. We granted certiorari, 500 U. S. 915 (1991), and now
reverse.6
5 The Court of Appeals also noted that the Fourth Circuit, in
L. J. ex rel.
Darr v.
Massinga, 838 F.2d
118 (1988), cert. denied, 488 U. S. 1018 (1989), had found the
substantive requirements listed in § 671(a) to be enforceable under
§ 1983. 917 F. 2d, at 988.
Several cases have addressed the enforceability of various
sections of the Adoption Act. See,
e. g., Massinga, supra,
at 123 (finding case plan requirements enforceable under § 1983);
Lynch v.
Dukakis, 719 F.2d
504 (CA1 1983) (same);
Norman v.
Johnson,
739 F. Supp. 1182 (ND Ill. 1990) (finding "reasonable efforts"
clause enforceable under § 1983);
B. H. v.
Johnson,
715 F. Supp. 1387, 1401 (ND Ill. 1989) (finding "reasonable
efforts" clause not enforceable under § 1983).
6 Subsequent to oral argument, respondents notified the Court of
the entry of a consent decree in the case of
B. H. v.
Suter, No.
88-C 5599 (ND Ill.), which they suggest
may affect our decision on the merits, or indeed may make the
instant action moot. We find no merit to respondents' contentions,
and conclude that the
B. H. consent decree has no bearing on
the issue the Court decides today. Sue Suter, petitioner in this
case, is the defendant in the
B. H. suit, which alleges
statewide deficiencies in the operations of DCFS. See
B. H.
v.
Johnson, supra. The class approved in
B. H.
contains "all persons who are or will be in the custody of [DCFS]
and who have been or will be placed somewhere other than with their
parents." 715 F. Supp., at 1389.
Respondents suggest that because petitioner has agreed in the
B. H. consent decree to provide "reasonable efforts" to
maintain and reunify families, she is somehow precluded from
arguing in this case that § 671(a)(15) does not grant a right for
individual plaintiffs to enforce that section by suit. As we have
recognized previously this Term, however, parties may agree to
provisions in a consent decree which exceed the requirements
offederallaw.
Rufo v.
Inmates of Suffolk County Jail,
502 U. S. 367, 389 (1992). Paragraph two of the
B. H.
decree itself provides that the decree is not an admission of any
factual or legal issue. In addi-
355
In
Maine v.
Thiboutot, 448 U. S. 1 (1980), we
first established that § 1983 is available as a remedy for
violations of federal statutes as well as for constitutional
violations. We have subsequently recognized that § 1983 is not
available to enforce a violation of a federal statute "where
Congress has foreclosed such enforcement of the statute in the
enactment
tion, the
B. H. consent decree does not require
"reasonable efforts" with no further definition, but rather defines
the standard against which those efforts are to be measured. See
B. H. Consent Decree "8, 16(a), pp. 12, 20. Thus, the
agreement embodied in the consent decree is not inconsistent with
the position petitioner asserts here, namely, that § 671(a)(15)
requiring "reasonable efforts," without further definition, does
not create an enforceable right on behalf of respondents to enforce
the clause by suit.
Respondents next contend that the
B. H. decree "may also
render much of this case moot." Supp. Brief for Respondents 8.
Although petitioner here is the defendant in
B. H., the
class certified in
B. H. does not include children living at
home under a protective order, and therefore is more narrow than
the class certified in the instant suit. In addition, while DCFS
agrees in the
B. H. consent decree to certain obligations,
for example, a ceiling on the number of cases handled by each
caseworker, none of these obligations subsumes the injunction
entered by the District Court and affirmed by the Court of Appeals
below, requiring petitioners to provide a caseworker within three
days of when a child is first removed from his home. Cf.
Johnson v.
Board of Ed. of Chicago, 457 U. S. 52 (1982)
(per curiam).
In short, the situation in this case is quite different from
that in the cases cited by respondents in which this Court remanded
for further proceedings after events subsequent to the filing of
the petition for certiorari or the grant of certiorari affected the
case before the Court. Unlike the parties in
J. Aron
&
Co. v.
Mississippi Shipping Co., 361 U. S. 115 (1959)
(per curiam), the parties in the case before the Court have
not entered a consent decree. Unlike
Kremens v.
Bartley, 431
U. S. 119 (1977), the
B. H. decree does nothing to
change the class at issue or the claims of the named class members.
And unlike
American Foreign Service Assn. v.
Garfinkel, 490
U. S. 153 (1989)
(per curiam), where we noted that
"[eJvents occurring since the District Court issued its ruling
place this case in a light far different from the one in which that
court considered it,"
id., at 158, the issue whether the
reasonable efforts clause creates an enforceable right on behalf of
respondents is the same now as it was when decided by the District
Court below.
356
itself and where the statute did not create enforceable rights,
privileges, or immunities within the meaning of § 1983."
Wright v.
Roanoke Redevelopment and Housing
Authority, 479 U.
S. 418, 423 (1987).
In
Pennhurst State School and Hospital v.
Halderman, 451
U. S. 1 (1981), we held that § 111 of the Developmentally
Disabled Assistance and Bill of Rights Act of 1975, 42 U. S. C. §
6010 (1976 ed. and Supp. III), did not confer an implied cause of
action. That statute, as well as the statute before us today, was
enacted by Congress pursuant to its spending power.7 In
Pennhurst, we noted that it was well established that
Congress has the power to fix the terms under which it disburses
federal money to the States. 451 U. S., at 17, citing
Oklahoma v.
United States Civil Service Comm'n, 330
U. S. 127 (1947);
Rosado v.
Wyman, 397 U. S. 397 (1970). As
stated in
Pennhurst:
"The legitimacy of Congress' power to legislate under the
spending power thus rests on whether the State voluntarily and
knowingly accepts the terms of the 'contract.' There can, of
course, be no knowing acceptance if a State is unaware of the
conditions or is unable to ascertain what is expected of it.
Accordingly, if Congress intends to impose a condition on the grant
of federal moneys, it must do so unambiguously." 451 U. S., at 17
(citations and footnote omitted).
We concluded that the statutory section sought to be enforced by
the
Pennhurst respondents did not provide such unambiguous
notice to the States because it spoke in terms "intended to be
hortatory, not mandatory."
Id., at 24.
In
Wright, the Brooke Amendment to existing housing
legislation imposed a ceiling on the rent which might be charged
low-income tenants living in public housing projects.
7 Article I, § 8, cl. 1, of the Constitution contains the
spending power, which provides, "Congress shall have Power to ...
provide for the ... general Welfare of the United States."
357
The regulations issued by the Department of Housing and Urban
Development in turn defined rent to include" 'a reasonable amount
for [use of] utilities,'" and further defined how that term would
be measured.
Wright, supra, at 420421, n. 3. We held that
tenants had an enforceable right to sue the Housing Authority for
utility charges claimed to be in violation of these provisions. In
Wilder, 496 U. S., at 503, the Boren Amendment to the
Medicaid Act required that Medicaid providers be reimbursed
according to rates that the "'State finds, and makes assurances
satisfactory to the Secretary,'" are "'reasonable and adequate'" to
meet the costs of "'efficiently and economically operated
facilities.'" Again, we held that this language created an
enforceable right, on the part of providers seeking reimbursement,
to challenge the rates set by the State as failing to meet the
standards specified in the Boren Amendment.
In both
Wright and
Wilder the word "reasonable"
occupied a prominent place in the critical language of the statute
or regulation, and the word "reasonable" is similarly involved
here. But this, obviously, is not the end of the matter. The
opinions in both
Wright and
Wilder took pains to
analyze the statutory provisions in detail, in light of the entire
legislative enactment, to determine whether the language in
question created "enforceable rights, privileges, or immunities
within the meaning of § 1983."
Wright, supra, at 423. And in
Wilder, we caution that" '[s]ection 1983 speaks in terms of
"rights, privileges, or immunities," not violations of
federal law.'"
Wilder, supra, at 509, quoting
Golden
State Transit Corp. v.
Los Angeles, 493 U. S. 103, 106
(1989).
Did Congress, in enacting the Adoption Act, unambiguously confer
upon the child beneficiaries of the Act a right to enforce the
requirement that the State make "reasonable efforts" to prevent a
child from being removed from his home, and once removed to reunify
the child with his family? We turn now to that inquiry.
358
As quoted above, 42 U. S. C. § 671(a)(15) requires that to
obtain federal reimbursement, a State have a plan which "provides
that, in each case, reasonable efforts will be made ... to prevent
or eliminate the need for removal of the child from his home, and
... to make it possible for the child to return to his home ...
;">" As recognized by petitioners, respondents, and the courts
below, the Act is mandatory in its terms. However, in the light
shed by
Pennhurst, we must examine exactly what is required
of States by the Act. Here, the terms of § 671(a) are clear: "In
order for a State to be eligible for payments under this part, it
shall have a plan approved by the Secretary." Therefore the Act
does place a requirement on the States, but that requirement only
goes so far as to ensure that the State have a plan approved by the
Secretary which contains the 16 listed features.8
Respondents do not dispute that Illinois in fact has a plan
approved by the Secretary which provides that reasonable efforts at
prevention and reunification will be made. Tr. of Oral Arg. 29-30.9
Respondents argue, however, that § 1983
8 Contrary to respondents' assertion that finding 42 U. S. C. §
671(a) to require only the filing of a plan for approval by the
Secretary would add a new "prerequisite for the existence of a
right under § 1983," Brief for Respondents 22, n. 6, our holding
today imposes no new "prerequisites" but merely counsels that each
statute must be interpreted by its own terms.
9 The state plan filed by Illinois relies on a state statute and
DCFS internal rules to meet the "reasonable efforts" requirement.
Department of Health and Human Services, Office of Human
Development Services Administration for Children, Youth and
Families, Children's Bureau, State Plan for Title IV-E of the
Social Security Act Foster Care and Adoption Assistance, State
Illinois 2-13 (1988).
The Illinois statute to which the plan refers imposes a
requirement that before temporary custody may be ordered, the court
must find that reasonable efforts have been made or good cause has
been shown why "reasonable efforts cannot prevent or eliminate the
necessity of removal of the minor from his or her home." Ill. Rev.
Stat., ch. 37, ,s02-1O(2) (1989). The statute further provides:
"The Court shall require documentation by representatives of [DCFS]
or the probation department as to the reason-
359
allows them to sue in federal court to obtain enforcement of
this particular provision of the state plan. This argument is
based, at least in part, on the assertion that 42 U. S. c. §
671(a)(3) requires that the State have a plan which is "in effect."
This section states that the state plan shall "provid[e] that the
plan shall be in effect in all political subdivisions of the State,
and, if administered by them, be mandatory upon them." But we think
that "in effect" is directed to the requirement that the plan apply
to all political subdivisions of the State, and is not intended to
otherwise modify the word "plan." 10
In
Wilder, the underlying Medicaid legislation similarly
required participating States to submit to the Secretary of Health
and Human Services a plan for medical assistance describing the
State's Medicaid program. But in that case we held that the Boren
Amendment actually required the States to adopt reasonable and
adequate rates, and that this obligation was enforceable by the
providers. We relied in part on the fact that the statute and
regulations set forth in some detail the factors to be considered
in determining the methods for calculating rates.
Wilder,
496 U. S., at 519, n. 17.
In the present case, however, the term "reasonable efforts" to
maintain an abused or neglected child in his home,
able efforts that were made to prevent or eliminate the
necessity of removal of the minor from his or her home, and shall
consider the testimony of any person as to those reasonable
efforts."
Ibid.
10 Respondents also based their claim for relief on 42 U. S. C.
§ 671 (a)(9) which states that the state plan shall "provid[e] that
where any agency of the State has reason to believe that the home
or institution in which a child resides whose care is being paid
for in whole or in part with funds provided under this part or part
B of this subchapter is unsuitable for the child because of the
neglect, abuse, or exploitation of such child, it shall bring such
condition to the attention of the appropriate court or law
enforcement agency .... "
As this subsection is merely another feature which the state
plan must include to be approved by the Secretary, it does not
afford a cause of action to the respondents anymore than does the
"reasonable efforts" clause of § 671(a)(15).
360
or return the child to his home from foster care, appears in
quite a different context. No further statutory guidance is found
as to how "reasonable efforts" are to be measured. This directive
is not the only one which Congress has given to the States, and it
is a directive whose meaning will obviously vary with the
circumstances of each individual case. How the State was to comply
with this directive, and with the other provisions of the Act, was,
within broad limits, left up to the State.
Other sections of the Act provide enforcement mechanisms for the
"reasonable efforts" clause of 42 U. S. C. § 671(a)(15). The
Secretary has the authority to reduce or eliminate payments to a
State on finding that the State's plan no longer complies with §
671(a) or that "there is a substantial failure" in the
administration of a plan such that the State is not complying with
its own plan. § 671(b). The Act also requires that in order to
secure federal reimbursement for foster care payments made with
respect to a child involuntarily removed from his home the removal
must be "the result of a judicial determination to the effect that
continuation [in the child's home] would be contrary to the welfare
of such child and (effective October 1, 1983) that reasonable
efforts of the type described in section 671(a)(15) of this title
have been made." § 672(a)(1). While these statutory provisions may
not provide a comprehensive enforcement mechanism so as to manifest
Congress' intent to foreclose remedies under § 1983,11 they do show
that the absence of a remedy to pri-
11 We have found an intent by Congress to foreclose remedies
under § 1983 where the statute itself provides a comprehensive
remedial scheme which leaves no room for additional private
remedies under § 1983.
Smith v.
Robinson, 468 U. S. 992 (1984);
Middlesex County Sewerage Authority v.
National Sea
Clammers Assn., 453
U. S. 1 (1981). We need not consider this question today due to
our conclusion that the Adoption Act does not create the federally
enforceable right asserted by respondents.
361
vate plaintiffs under § 1983 does not make the "reasonable
efforts" clause a dead letter.12
The regulations promulgated by the Secretary to enforce the
Adoption Act do not evidence a view that § 671(a) places any
requirement for state receipt of federal funds other than the
requirement that the State submit a plan to be approved by the
Secretary.13 The regulations provide that to meet the requirements
of § 671(a)(15) the case plan for each child must "include a
description of the services offered and the services provided to
prevent removal of the child from the home and to reunify the
family." 45 CFR § 1356.21(d)(4) (1991). Another regulation,
entitled "requirements and submittal," provides that a state plan
must specify "which preplacement preventive and reunification
services are available to children and families in need." §
1357.15(e)(1).14 What is
12 The language of other sections of the Act also shows that
Congress knew how to impose precise requirements on the States
aside from the submission of a plan to be approved by the Secretary
when it intended to. For example, 42 U. S. C. § 672(e) provides
that "[n]o Federal payment may be made under this part" for a child
voluntarily placed in foster care for more than 180 days unless
within that period there is a judicial determination that the
placement is in the best interest of the child. That the
"reasonable efforts" clause is not similarly worded buttresses a
conclusion that Congress had a different intent with respect to
it.
13 Cf.
Wright v.
Roanoke Redevelopment and Housing
Authority, 479 U. S. 418, 430-432 (1987) (statute providing
that tenants in low-income housing could only be charged 30% of
their income as rent, in conjunction with regulations providing
that "reasonable utilities" costs were included in the rental
figure, created right under § 1983 to not be charged more than a
"reasonable" amount for utilities).
14 The regulation, 45 CFR § 1357. 15(e)(2) (1991), goes on to
provide a list of which services may be included in the State's
proposal:
"Twenty-four hour emergency caretaker, and homemaker services;
day care; crisis counseling; individual and family counseling;
emergency shelters; procedures and arrangements for access to
available emergency financial assistance; arrangements for the
provision of temporary child care to provide respite to the family
for a brief period, as part of a plan for preventing children's
removal from home; other services which the agency identifies as
necessary and appropriate such as home-based family serv-
362
significant is that the regulations are not specific and do not
provide notice to the States that failure to do anything other than
submit a plan with the requisite features, to be approved by the
Secretary, is a further condition on the receipt of funds from the
Federal Government. Respondents contend that "[n]either
[petitioners] nor amici supporting them present any legislative
history to refute the evidence that Congress intended 42 U. S. C. §
671(a)(15) to be enforceable." Brief for Respondents 33. To the
extent such history may be relevant, our examination of it leads us
to conclude that Congress was concerned that the required
reasonable efforts be made by the States, but also indicated that
the Act left a great deal of discretion to them.15
ices, self-help groups, services to unmarried parents, prOV1SlOn
of, or arrangements for, mental health, drug and alcohol abuse
counseling, vocational counseling or vocational rehabilitation; and
post adoption services."
15 The Report of the Senate Committee on Finance describes how
under the system before the Adoption Act States only received
reimbursement for payments made with respect to children who were
removed from their homes, and how the Act contains a number of
provisions in order to "deemphasize the use of foster care,"
including reimbursing States for developing and administering
adoption assistance programs and programs for "tracking" children
in foster care, placing a cap on the amount of federal
reimbursements a State may receive for foster care maintenance
payments, and "specifically permitting expenditures for State ...
services to reunite families." S. Rep. No. 96-336, p. 12 (1979).
This Senate Report shows that Congress had confidence in the
ability and competency of state courts to discharge their duties
under what is now § 672(a) of the Act.
I d., at 16 ("The
committee is aware of allegations that the judicial determination
requirement can become a mere
pro forma exercise in paper
shuffling to obtain Federal funding. While this could occur in some
instances, the committee is unwilling to accept as a general
proposition that the judiciaries of the States would so lightly
treat a responsibility placed upon them by Federal statute for the
protection of children").
The House Ways and Means Committee Report on the Adoption Act
similarly recognizes that "the entire array of possible preventive
services are not appropriate in all situations. The decision as to
the appropriate-
363
Careful examination of the language relied upon by respondents,
in the context of the entire Act, leads us to conclude that the
"reasonable efforts" language does not unambiguously confer an
enforceable right upon the Act's beneficiaries. The term
"reasonable efforts" in this context is at least as plausibly read
to impose only a rather generalized duty on the State, to be
enforced not by private individuals, but by the Secretary in the
manner previously discussed.
Having concluded that § 671(a)(15) does not create a federally
enforceable right to "reasonable efforts" under § 1983, the
conclusion of the Court of Appeals that the Adoption Act contains
an implied right of action for private enforcement, 917 F. 2d, at
989, may be disposed of quickly. Under the familiar test of
Cort v.
Ash, 422 U. S. 66 (1975), the
burden is on respondents to demonstrate that Congress intended to
make a private remedy available to enforce the "reasonable
ness of specific services in specific situations will have to be
made by the administering agency having immediate responsibility
for the care of the child." H. R. Rep. No. 96-136, p. 47
(1979).
Remarks on the floor of both the House and the Senate further
support these general intentions. See,
e. g., 125
Congo Rec. 22113 (1979) (remarks of Rep. Brodhead) ("What the bill
attempts to do is to get the States to enact a series of reforms of
their foster care laws, because in the past there has been too much
of a tendency to use the foster care program. The reason there has
been that tendency is because ... it becomes a little more
expensive for the State to use the protective services than foster
care. Through this bill, we want to free up a little bit of money
... so you will have an incentive to keep a family together");
id., at 29939 (remarks of Sen. Cranston, sponsor of the
Adoption Act) ("This requirement in the State plan under [§
671(a)(15)] would be reinforced by the new requirement under [§
672] that each State with a plan approved ... may make foster care
maintenance payments only for a child who has been removed from a
home as a result of an explicit judicial determination that
reasonable efforts to prevent the removal have been made, in
addition to the judicial determination required by existing law
that continuation in the home would be contrary to the welfare of
the child").
364
efforts" clause of the Adoption Act.16 The most important
inquiry here as well is whether Congress intended to create the
private remedy sought by the plaintiffs.
Transamerica Mortgage
Advisors, Inc. v.
Lewis, 444 U. S. 11, 15-16 (1979)
("[WJhat must ultimately be determined is whether Congress intended
to create the private remedy asserted"). As discussed above, we
think that Congress did not intend to create a private remedy for
enforcement of the "reasonable efforts" clause.
We conclude that 42 U. S. C. § 671(a)(15) neither confers an
enforceable private right on its beneficiaries nor creates an
implied cause of action on their behalf.
The judgment of the Court of Appeals is therefore
Reversed.
JUSTICE BLACKMUN, with whom JUSTICE STEVENS joins,
dissenting.
The Adoption Assistance and Child Welfare Act of 1980 (Adoption
Act or Act) conditions federal funding for state child welfare,
foster care, and adoption programs upon,
inter alia, the
State's express commitment to make, "in each case, reasonable
efforts" to prevent the need for removing children from their homes
and "reasonable efforts," where removal has occurred, to reunify
the family. 42 U. S. C. § 671(a)(15). The Court holds today that
the plaintiff chil-
16 As established in
Cort v.
Ash, 422 U. S. 66 (1975), these
factors are:
"First, is the plaintiff one of the class for whose
especial benefit the statute was enacted, that is, does the
statute create a federal right in favor of the plaintiff? Second,
is there any indication of legislative intent, explicit or
implicit, either to create such a remedy or to deny one? Third, is
it consistent with the underlying purposes of the legislative
scheme to imply such a remedy for the plaintiff? And finally, is
the cause of action one traditionally relegated to state law, in an
area basically the concern of the States, so that it would be
inappropriate to infer a cause of action based solely on federal
law?"
Id., at 78 (internal quotation marks omitted; emphasis
in original).
365
dren in this case may not enforce the State's commitment in
federal court either under 42 U. S. C. § 1983 or under the Act
itself.
In my view, the Court's conclusion is plainly inconsistent with
this Court's decision just two Terms ago in
Wilder v.
Virginia Hospital Assn., 496 U. S. 498 (1990), in
which we found enforceable under § 1983 a functionally identical
provision of the Medicaid Act requiring "reasonable" reimbursements
to health-care providers. More troubling still, the Court reaches
its conclusion without even stating, much less applying, the
principles our precedents have used to determine whether a statute
has created a right enforceable under § 1983. I cannot acquiesce in
this unexplained disregard for established law. Accordingly, I
dissent.
I A
Section 1983 provides a cause of action for the "deprivation of
any rights, privileges, or immunities, secured by the Constitution
and laws" of the United States. We recognized in
Maine v.
Thiboutot, 448
U. S. 1 (1980), that § 1983 provides a cause of action for
violations of federal statutes, not just the Constitution. Since
Thiboutot, we have recognized two general exceptions to this
rule. First, no cause of action will lie where the statute in
question does not" 'create enforceable rights, privileges, or
immunities within the meaning of § 1983.'"
Wilder, 496 U.
S., at 508 (quoting
Wright v.
Roanoke Redevelopment and
Housing Authority, 479 U. S. 418, 423
(1987)). Second, § 1983 is unavailable where "Congress has
foreclosed such enforcement of the statute in the enactment
itself." 496 U. S., at 508.
In determining the scope of the first exception-whether a
federal statute creates an "enforceable right"-the Court has
developed and repeatedly applied a three-part test. We have asked
(1) whether the statutory provision at issue "'was intend[ed] to
benefit the putative plaintiff.'"
Id., at
366
509 (quoting
Golden State Transit Corp. v.
Los
Angeles, 493 U. S. 103, 106 (1989)). If so, then the provision
creates an enforceable right unless (2) the provision "reflects
merely a 'congressional preference' for a certain kind of conduct
rather than a binding obligation on the governmental unit," 496 U.
S., at 509 (quoting
Pennhurst State School and Hospital v.
Halderman, 451
U. S. 1, 19 (1981)), or unless (3) the plaintiff's interest is
so "'vague and amorphous'" as to be "'beyond the competence of the
judiciary to enforce.''' 496 U. S., at 509 (quoting
Golden
State, 493 U. S., at 106, in turn quoting
Wright, 479 U.
S., at 431-432). See also
Dennis v.
Higgins, 498 U. S. 439, 448-449
(1991) (quoting and applying the three-part test as stated in
Golden State). The Court today has little difficulty
concluding that the plaintiff children in this case have no
enforceable rights, because it does not mention-much less
apply-this firmly established analytic framework.
B
In
Wilder, we held that under the above three-part test,
the Boren Amendment to the Medicaid Act creates an enforceable
right. As does the Adoption Act, the Medicaid Act provides federal
funding for state programs that meet certain federal standards and
requires participating States to file a plan with the Secretary of
Health and Human Services. Most relevant here, the Medicaid Act,
like the Adoption Act, requires that the State undertake a
"reasonableness" commitment in its plan. With respect to the rate
at which providers are to be reimbursed, the Boren Amendment
requires:
"A State plan for medical assistance must-
"provide ... for payment ... [of services] provided under the
plan through the use of rates (determined in accordance with
methods and standards developed by the State ... ) which the State
finds, and makes assurances satisfactory to the Secretary, are
reasonable and
367
adequate to meet the costs which must be incurred by
efficiently and economically operated facilities in order to
provide care and services in conformity with applicable State and
Federal laws, regulations, and quality and safety standards and to
assure that individuals eligible for medical assistance have
reasonable access ... to inpatient hospital services of
adequate quality." 42 U. S. C. § 1396a(a)(13)(A) (emphasis
supplied).
In
Wilder, we had no difficulty concluding that the
reimbursement provision of the Boren Amendment "was intend[ed] to
benefit" the plaintiff providers of Medicaid services. 496 U. S.,
at 509. We also concluded that the second part of the test was
satisfied. The amendment, we held, does not simply express a
"congressional preference" for reasonable and adequate
reimbursement rates; rather, it imposes a "binding obligation" on
the State to establish and maintain such rates.
Id., at 512.
In so concluding, we emphasized two features of the Medicaid
reimbursement scheme. First, we observed that the language of the
provision is "cast in mandatory rather than precatory terms,"
stating that the plan
"must" provide for reasonable and
adequate reimbursement.
Ibid. Second, we noted that the text
of the statute expressly conditions federal funding on state
compliance with the amendment and requires the Secretary to
withhold funds from noncomplying States.
Ibid. In light of
these features of the Medicaid Act, we rejected the argument,
advanced by the defendant state officials and by the United States
as
amicus curiae, that the only enforceable state obligation
is the obligation to file a plan with the Secretary, to find that
its rates are reasonable and adequate, and to make assurances to
that effect in the plan.
Id., at 512-515. Rather, we
concluded, participating States are required actually to provide
reasonable and adequate rates, not just profess to the Secretary
that they have done so.
Ibid.
Finally, we rejected the State's argument that Medicaid
providers' right to "reasonable and adequate" reimburse-
368
ment is "too vague and amorphous" for judicial enforcement. We
acknowledged that the State has "substantial discretion" in
choosing among various methods of calculating reimbursement rates.
Id., at 519; see also
id., at 505-508. A State's
discretion in determining how to calculate what rates are
"reasonable and adequate," we concluded, "may affect the standard
under which a court reviews" the State's reimbursement plan, but it
does not make the right to reasonable reimbursement judicially
unenforceable.
Id., at 519.
c
These principles, as we applied them in
Wilder, require
the conclusion that the Adoption Act's "reasonable efforts" clause
1 establishes a right enforceable under § 1983. Each of the three
elements of our three-part test is satisfied. First, and most
obvious, the plaintiff children in this case are clearly the
intended beneficiaries of the requirement that the State make
"reasonable efforts" to prevent unnecessary removal and to reunify
temporarily removed children with their families.
Second, the "reasonable efforts" clause imposes a binding
obligation on the State because it is "cast in mandatory rather
than precatory terms," providing that a participating State
"shall have a plan approved by the Secretary which
...
shall be in effect in all political subdivisions of the State,
and, if administered by them, be
mandatory upon them."
Further, the statute requires the plan to "provid[e] that, in each
case, reasonable efforts
will be made." Moreover, as
1 "In order for a State to be eligible for payments under this
part, it shall have a plan approved by the Secretary which- ... (3)
provides that the plan shall be in effect in all political
subdivisions of the State, and, if administered by them, be
mandatory upon them; [and] ... (15) ... provides that, in each
case, reasonable efforts will be made (A) prior to the placement of
a child in foster care, to prevent or eliminate the need for
removal of the child from his home, and (B) to make it possible for
the child to return to his home." 42 U. S. C. § 671 (a).
369
in
Wilder, the statutory text expressly conditions
federal funding on state compliance with the plan requirement and
requires the Secretary to reduce payments to a State if "in the
administration of [the State's] plan there is a substantial failure
to comply with the provisions of the plan." 42 U. S. C. § 671(b).
Under our holding in
Wilder, these provisions of the
Adoption Act impose a binding obligation on the State. Indeed,
neither the petitioner state officials nor
amicus United
States dispute this point. Brief for Petitioners 17; Reply Brief
for Petitioners 3, n. 2; Brief for United States as
Amicus
Curiae 13-14.
What petitioners and
amicus United States do dispute is
whether the third element of the
Golden State- WilderDennis
test has been satisfied: They argue that the "reasonable efforts"
clause of the Adoption Act is too "vague and amorphous" to be
judicially enforced. Aware that
Wilder enforced an
apparently similar "reasonableness" clause, they argue that
this clause is categorically different.
According to petitioners, the Court would not have found the
Boren Amendment's reasonableness clause enforceable had the statute
not provided an "objective benchmark" against which "reasonable and
adequate" reimbursement rates could be measured. Reasonable and
adequate rates, the Boren Amendment provides, are those that meet
the costs that would be incurred by "an 'efficiently and
economically operated facilit[y]' providing care in compliance with
federal and state standards while at the same time ensuring
'reasonable access' to eligible participants."
Wilder, 496
U. S., at 519 (quoting 42 U. S. C. § 1396a(a)(13)(A)). Petitioners
claim that, given this benchmark, "reasonable and adequate" rates
can be ascertained by
"monetary calculations easily
determined based on prevailing rates in the market." Brief for
Petitioners 21. By contrast, they observe, there is "no market for
'reasonable efforts' to keep or return a child home, and such
'reasonable efforts' cannot be calculated or quantified."
Ibid.
370
Petitioners misunderstand the sense in which the "benchmark" in
Wilder is "objective." The Boren Amendment does not simply
define "reasonable and adequate" rates as market rates. Rather, it
defines a "reasonable and adequate" rate by referring to what
would be provided by a
hypothetical facility-one that
operates "efficiently and economically," "compli[es] with federal
and state standards," and "ensur[es] 'reasonable access' to
eligible participants." Whether particular existing facilities meet
those criteria is not a purely empirical judgment that requires
only simple "monetary calculations." Indeed, the Boren Amendment's
specification of the words "reasonable and adequate" ultimately
refers us to a
second reasonableness clause: The "benchmark"
facility, we are told, is one that "ensure[s]
'reasonable
access' to eligible participants." This second reasonableness
clause is left undefined. Contrary to petitioners' suggestions,
then, the "reasonable and adequate" rates provision of the Boren
Amendment is not "objective" in the sense of being mechanically
measurable. The fact that this Court found the provision judicially
enforceable demonstrates that an asserted right is not "vague and
amorphous" simply because it cannot be easily "calculated or
quantified."
Petitioners also argue that the right to "reasonable efforts" is
"vague and amorphous" because of substantial disagreement in the
child-welfare community concerning appropriate strategies.
Furthermore, they contend, because the choice of a particular
strategy in a particular case necessarily will depend upon the
facts of that case, a court-enforced right to reasonable efforts
either will homogenize very different situations or else will
fragment into a plurality of "rights" that vary from State to
State. For both of these reasons, petitioners contend, Congress
left the question of what efforts are "reasonable" to state
juvenile courts, the recognized experts in such matters.
Here again, comparison with
Wilder is instructive. The
Court noted the lack of consensus concerning which of vari-
371
ous possible methods of calculating reimbursable costs would
best promote efficient operation of health-care facilities. See
Wilder, 496 U. S., at 506-507. The Court further noted that
Congress chose a standard that leaves the States considerable
autonomy in selecting the methods they will use to determine which
reimbursement rates are "reasonable and adequate."
Id., at
506-508, 515. The result, of course, is that the "content" of the
federal right to reasonable and adequate rates-the method of
calculating reimbursement and the chosen rate-varies from State to
State. And although federal judges are hardly expert either in
selecting methods of Medicaid cost reimbursement or in determining
whether particular rates are "reasonable and adequate," neither the
majority nor the dissent found that the right to reasonable and
adequate reimbursement was so vague and amorphous as to be "beyond
the competence of the judiciary to enforce." See
id., at
519-520;
id., at 524 (REHNQUIST, C. J., dissenting). State
flexibility in determining what is "reasonable," we held,
"may affect the standard under which a court reviews whether the
rates comply with the amendment, but it does not render the
amendment unenforceable by a court. While there may be a range of
reasonable rates, there certainly are some rates outside
that range that no State could ever find to be reasonable and
adequate under the Act." Id., at 519-520.
The same principles apply here. There may be a "range" of
"efforts" to prevent unnecessary removals or secure beneficial
reunifications that are "reasonable."
Ibid. It may also be
that a court, in reviewing a State's strategies of compliance with
the "reasonable efforts" clause, would owe substantial deference to
the State's choice of strategies. That does not mean, however, that
no State's efforts could
ever be deemed
"unreasonable." As in
Wilder, the asserted right in
372
this case is simply not inherently "beyond the competence of the
judiciary to enforce."
Ibid.
Petitioners' argument that the "reasonable efforts" clause of
the Adoption Act is so vague and amorphous as to be unenforceable
assumes that in
Wright and
Wilder the Court was
working at the outer limits of what is judicially cognizable:
Any deviation from
Wright or
Wilder, petitioners
imply, would go beyond the bounds of judicial competence. There is
absolutely nothing to indicate that this is so. See
Wilder,
496 U. S., at 520 (inquiry into reasonableness of reimbursement
rates is
"well within the competence of the Judiciary")
(emphasis supplied). Federal courts, in innumerable cases, have
routinely enforced reasonableness clauses in federal statutes. See,
e. g., Virginian R. Co. v.
Railway Employees,
300 U. S. 515,
518, 550 (1937) (enforcing "every reasonable effort" provision of
the Railway Labor Act and noting that "whether action taken or
omitted is ... reasonable [is an] everyday subjec[t] of inquiry by
courts in framing and enforcing their decrees"). Petitioners have
not shown that the Adoption Act's reasonableness clause is
exceptional in this respect.
II
The Court does not explain why the settled three-part test for
determining the enforceability of an asserted right is not applied
in this case. Moreover, the reasons the Court does offer to support
its conclusion-that the Adoption Act's "reasonable efforts" clause
creates no enforceable right-were raised and rejected in
Wilder.
The Court acknowledges that the Adoption Act is "mandatory in
its terms."
Ante, at 358. It adopts, however, a narrow
understanding of what is "mandatory." It reasons that the language
of § 671(a), which provides that "[i]n order for a State to be
eligible for payments under this part, it shall have a plan
approved by the Secretary," requires participating States only to
submit and receive approval for a plan that contains the features
listed in §§ 671(a)(1) to (16). According
373
to the Court, the beneficiaries of the Act enjoy at most a
procedural right under § 671(a)-the right to require a
participating State to prepare and file a plan-not a substantive
right to require the State to live up to the commitments stated in
that plan, such as the commitment to make "reasonable efforts" to
prevent unnecessary removals and secure beneficial reunifications
of families. Since the State of Illinois has filed a plan that the
Secretary has approved, the Court reasons, the State has violated
no right enforceable in federal court.
The Court's reasoning should sound familiar: The state officials
in
Wilder made exactly the same argument, and this Court
rejected it. In
Wilder, we noted that the Medicaid Act
expressly conditions federal funding on state compliance with the
provisions of an approved plan, and that the Secretary is required
to withhold payments from noncomplying States. See 496 U. S., at
512 (citing 42 U. S. C. § 1396c).2 In substantially identical
language, the Adoption Act, too, requires States to live up to the
commitments stated in their plans.3 To be sure, the Court's
reasoning is consistent with the
dissent in
Wilder.
See 496 U. S., at 524, 527-528 (REHNQUIST, C. J., dissenting). But
it flatly contradicts what the Court
held in that case.
The Court attempts to fend off this conclusion in two ways,
neither of them persuasive. First, the Court seeks to distinguish
Wilder, asserting that our conclusion-that the Boren
Amendment gave the health-care providers a substantive right to
reasonable and adequate reimbursement-"relied in
2 "If the Secretary ... finds ... that in the administration of
the plan there is a failure to comply substantially with any ...
provision [required to be included in the plan,] the Secretary
shall notify [the] State agency that further payments will not be
made .... " 42 U. S. C. § 1396c.
3 "[I]n any case in which the Secretary finds ... there is a
substantial failure to comply with the provisions of [an approved]
plan, the Secretary shall notify the State that further payments
will not be made ... , or that such payments will be made to the
State but reduced by an amount which the Secretary determines
appropriate .... " 42 U. S. C. § 671(b).
374
part on the fact that the statute and regulations set forth in
some detail the factors to be considered in determining the methods
for calculating rates."
Ante, at 359 (citing
Wilder,
496 U. S., at 519, n. 17). By contrast, the Court continues,
neither the provisions of the Adoption Act nor the implementing
regulations offer any guidance as to how the term "reasonable
efforts" should be interpreted.
Even assuming that it is accurate to call the statute and
regulations involved in that case "detailed,"4 the Court has
misread
Wilder. The Court there referred to the relative
specificity of the statute and regulations not to demonstrate that
the health-care providers enjoyed a substantive right to reasonable
and adequate rates-we had already concluded that the State was
under a binding obligation to adopt such rates, see
Wilder,
496 U. S., at 514-515-but only to reinforce our conclusion that the
providers' interest was not so "vague and amorphous" as to be
"beyond the competence of judicial enforcement." See 496 U. S., at
519, n. 17. Under our three-part test, the Court would not have
inquired whether that interest was "vague and amorphous" unless it
had
already concluded that the State was required to
do more than simply file a paper plan that lists the appropriate
factors.
4 Petitioners suggest a sharp contrast between the implementing
regulations considered in
Wilder and the implementing
regulation for the Adoption Act "reasonable efforts" provision: The
former, they say, require the State to consider certain factors,
but the latter merely provides "a laundry list of services the
States
'may' provide." Brief for Petitioners 34 (citing 45
CFR § 1357.15(e) (1991)). Further, petitioners emphasize the
Department of Health and Human Services' remark during rulemaking
that States must retain flexibility in administering the Adoption
Act's "reasonable efforts" requirement. Brief for Petitioners
34-35.
Neither of these factors marks a significant difference between
Wilder and the present case. The difference between
requiring States to
consider certain factors, as in
Wilder, and
permitting States to
provide
certain listed services, as in the present case, is hardly
dramatic. As for the second asserted difference,
Wilder
itself emphasized that States must retain substantial discretion in
calculating "reasonable and adequate" reimbursement rates.
375
Second, the Court emphasizes: "Other sections of the [Adoption]
Act provide enforcement mechanisms for the reasonable efforts
clause of 42 U. S. C. § 671(a)(15)."
Ante, at 360. Such
"mechanisms" include the Secretary's power to cut off or reduce
funds for noncompliance with the state plan, and the requirement of
a state judicial finding that "reasonable efforts" have been made
before federal funds may be used to reimburse foster care payments
for a child involuntarily removed.
The Court has apparently forgotten that ever since
Rosado
v.
Wyman, 397
U. S. 397 (1970), the power of the Secretary to enforce
congressional spending conditions by cutting off funds has not
prevented the federal courts from enforcing those same conditions.
See
id., at 420, 422-423. Indeed, we reasoned in
Wilder that a similar "cutoff" provision
supports the
conclusion that the Medicaid Act creates an enforceable right,
because it puts the State "on notice" that it may not simply adopt
the reimbursement rates of its choosing. See 496 U. S., at 514. As
for the Court's contention that § 671(a)(15) should be enforced
through individual removal determinations in state juvenile court,
the availability of a state judicial forum can hardly deprive a §
1983 plaintiff of a federal forum.
Monroe v.
Pape,
365 U. S. 167,
183 (1961). The Court's reliance on enforcement mechanisms other
than § 1983, therefore, does not support its conclusion that the
"reasonable efforts" clause of the Adoption Act creates no
enforceable right.
The Court, without acknowledgment, has departed from our
precedents in yet another way. In our prior cases, the existence of
other enforcement mechanisms has been relevant not to the question
whether the statute at issue creates an enforceable right, but to
whether the second exception to § 1983 enforcement applies-whether,
that is, "'Congress has foreclosed such enforcement of the statute
in the enactment itself.'"
Wilder, 496 U. S., at 508
(quoting
Wright v.
Roanoke Redevelopment and Housing
Authority, 479 U. S., at
376
423). In determining whether this second exception to § 1983
enforcement applies, we have required the defendant not merely to
point to the existence of alternative means of enforcement, but to
demonstrate "by express provision or other specific evidence from
the statute itself that Congress intended to foreclose [§ 1983]
enforcement." 496 U. S., at 520-521. We have said repeatedly that
we will not "lightly" conclude that Congress has so intended.
Id., at 520 (quoting
Wright, 479 U. S., at 423-424,
in turn quoting
Smith v.
Robinson, 468 U. S. 992, 1012
(1984)). In only two instances, where we concluded that "the
statute itself provides a comprehensive remedial scheme which
leaves no room for additional private remedies under § 1983,"
ante, at 360, n. 11, have we held that Congress has intended
to foreclose § 1983 enforcement. See
Smith v.
Robinson, 468
U. S. 992 (1984) ("carefully tailored" mixed system of
enforcement beginning with local administrative review and
culminating in a right to judicial review);
Middlesex County
Sewerage Authority v.
National Sea Clammers Assn.,
453 U. S. 1 (1981)
(enforcement scheme authorizing Environmental Protection Agency to
bring civil suits, providing for criminal penalties, and including
two citizen-suit provisions).
The Court does not find these demanding criteria satisfied here.
See
ante, at 360-361, and n. 11. Instead, it simply
circumvents them altogether: The Court holds that even if the
funding cutoff provision in the Adoption Act is not an "express
provision" that "provides a comprehensive remedial scheme" leaving
"no room for additional private remedies under § 1983,"
Wilder, 496 U. S., at 520, that provision nevertheless
precludes § 1983 enforcement. In so holding, the Court has inverted
the established presumption that a private remedy is available
under § 1983 unless "Congress has affirmatively withdrawn the
remedy." 496 U. S., at 509, n. 9 (citing
Golden State Transit
Corp. v.
Los Angeles, 493 U. S., at 106-107, and
Wright, 479 U. S., at 423-424).
377
III
In sum, the Court has failed, without explanation, to apply the
framework our precedents have consistently deemed applicable; it
has sought to support its conclusion by resurrecting arguments
decisively rejected less than two years ago in
Wilder; and
it has contravened 22 years of precedent by suggesting that the
existence of other "enforcement mechanisms" precludes § 1983
enforcement. At least for this case, it has changed the rules of
the game without offering even minimal justification, and it has
failed even to acknowledge that it is doing anything more
extraordinary than "interpret[ing]" the Adoption Act "by its own
terms."
Ante, at 358, n. 8. Readers of the Court's opinion
will not be misled by this hollow assurance. And, after all, we are
dealing here with children. I would affirm the judgment of the
Court of Appeals.5 I dissent.
5 Since I conclude that respondents have a cause of action under
§ 1983, I need not reach the question, decided in the affirmative
by the Court of Appeals, whether petitioners may pursue a private
action arising directly under the Adoption Act.
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