OCTOBER TERM, 1999
Syllabus
TEXAS ET AL.
v. LESAGE ET AL.
ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE FIFTH CIRCUIT
No.98-1111. Decided November 29, 1999
Respondent Lesage, an African immigrant of Caucasian descent,
was denied admission to a Ph.D. program at the University of Texas,
which considered applicants' race during the review process. He
filed suit seeking money damages and injunctive relief, alleging
that, by establishing and maintaining a race-conscious admissions
process, the school had violated the Fourteenth Amendment's Equal
Protection Clause and 42 U. S. C. §§ 1981, 1983, and 2000d. The
District Court granted summary judgment for petitioners, who
offered evidence that, even if the school's admissions process had
been completely colorblind, Lesage would not have been admitted.
The Fifth Circuit reversed.
Held: The Fifth Circuit's holding that summary judgment
was inappropriate on Lesage's § 1983 damages claim even if
petitioners conclusively established that he would have been
rejected under a race-neutral policy is inconsistent with this
Court's well-established framework for analyzing such claims. Under
Mt. Healthy City Bd. of Ed. v.
Doyle, 429 U. S. 274,
287, when the government has considered an impermissible criterion
in making a decision adverse to the plaintiff, it can nonetheless
avoid liability by proving that it would have made the same
decision absent the forbidden consideration. It is immaterial that
the Court's previous decisions on this point have typically
involved alleged retaliation for protected First Amendment activity
rather than racial discrimination. Of course, a plaintiff
challenging an ongoing race-conscious program and seeking
forward-looking relief need only show "the inability to compete on
an equal footing."
Northeastern Fla. Chapter, Associated Gen.
Contractors of America v.
Jacksonville, 508 U. S. 656, 666. But
where there is no allegation of an ongoing or imminent
constitutional violation to support such a claim, the government's
conclusive demonstration that it would have made the same decision
absent the alleged discrimination precludes any liability finding.
Whether Lesage's claims under §§ 1981 and 2000d remain, and whether
he has abandoned his claim for injunctive relief, are matters open
on remand.
Certiorari granted;
158 F.3d
213, reversed and remanded.
19
PER CURIAM.
Respondent Franvois Daniel Lesage, an African immigrant of
Caucasian descent, applied for admission to the Ph.D. program in
counseling psychology at the University of Texas' Department of
Education for the 1996-1997 academic year. In the year Lesage
applied, the school received 223 applications for the program and
offered admission to roughly 20 candidates. App. to Pet. for Cert.
A-22. It is undisputed that the school considered the race of its
applicants at some stage during the review process. The school
rejected Lesage's application and offered admission to at least one
minority candidate. Lesage filed suit seeking money damages and
injunctive relief. He alleged that, by establishing and maintaining
a race-conscious admissions process, the school had violated the
Equal Protection Clause of the Fourteenth Amendment and Rev. Stat.
§ 1977, 42 U. S. C. § 1981, Rev. Stat. § 1979, as amended, 42 U. S.
C. § 1983 (1994 ed., Supp. III), and 78 Stat. 252, 42 U. S. C. §
2000d.
Petitioners sought summary judgment, offering evidence that,
even if the school's admissions process had been completely
colorblind, Lesage would not have been admitted. At least 80
applicants had higher undergraduate grade point averages (GPA's)
than Lesage, 152 applicants had higher Graduate Record Examination
(GRE) scores, and 73 applicants had both higher GPA's and higher
GRE scores. App. to Pet. for Cert. A-23. In an affidavit, Professor
Ricardo Ainslie, one of two members of the school's admissions
committee, stated that Lesage's personal statement indicated that
he had "'a rather superficial interest in the field with a limited
capacity to convey his interests and ideas,'" and that his letters
of recommendation were "weak."
Id., at A-24. Ainslie stated
that Lesage's application was rejected early in the review process,
when the committee was winnowing the full application pool to a
list of 40.
Ibid. The District Court concluded that "any
consideration of race had no effect
20
Per Curiam
on this particular individual's rejection," and that there was
"uncontested evidence that the students ultimately admitted to the
program ha[d] credentials that the committee considered superior to
Plaintiff's."
Id., at A-26 to A-27. It therefore granted
summary judgment for petitioners with respect to all of Lesage's
claims for relief.
The Court of Appeals for the Fifth Circuit reversed.
158 F.3d
213 (1998). The court did not review the District Court's
conclusion that there was no genuine issue as to whether the school
would have rejected Lesage under a colorblind admissions process.
Instead, it held that such a determination was "irrelevant to the
pertinent issue on summary judgment, namely, whether the state
violated Lesage's constitutional rights by rejecting his
application in the course of operating a racially discriminatory
admissions program."
Id., at 222. An applicant who was
rejected at a stage of the review process that was race conscious,
the court reasoned, has "suffered an implied injury"the inability
to compete on an equal footing.
Ibid. Because there remained
a factual dispute as to whether the stage of review during which
Lesage's application was eliminated was in some way race conscious,
the court held that summary judgment was inappropriate and remanded
the case for trial.
Ibid.
Insofar as the Court of Appeals held that summary judgment was
inappropriate on Lesage's § 1983 action seeking damages for the
school's rejection of his application for the 1996-1997 academic
year even if petitioners conclusively established that Lesage would
have been rejected under a race-neutral policy, its decision is
inconsistent with this Court's well-established framework for
analyzing such claims. Under
Mt. Healthy City Bd. of Ed. v.
Doyle, 429 U. S. 274 (1977), even if the government has
considered an impermissible criterion in making a decision adverse
to the plaintiff, it can nonetheless defeat liability by
demonstrating that it would have made the same decision ab-
21
sent the forbidden consideration. See
id., at 287. See
also
Crawford-El v.
Britton, 523 U. S. 574, 593
(1998);
Board of Comm'rs, Wabaunsee Cty. v.
Umbehr,
518 U. S. 668,
675 (1996). Our previous decisions on this point have typically
involved alleged retaliation for protected First Amendment activity
rather than racial discrimination, but that distinction is
immaterial. The underlying principle is the same: The government
can avoid liability by proving that it would have made the same
decision without the impermissible motive.
Simply put, where a plaintiff challenges a discrete governmental
decision as being based on an impermissible criterion and it is
undisputed that the government would have made the same decision
regardless, there is no cognizable injury warranting relief under §
1983.
Of course, a plaintiff who challenges an ongoing raceconscious
program and seeks forward-looking relief need not affirmatively
establish that he would receive the benefit in question if race
were not considered. The relevant injury in such cases is "the
inability to compete on an equal footing."
Northeastern Fla.
Chapter, Associated Gen. Contractors of America v.
Jacksonville, 508 U. S. 656, 666
(1993). See also
Adarand Constructors, Inc. v.
Pena,
515 U. S. 200,
211 (1995). But where there is no allegation of an ongoing or
imminent constitutional violation to support a claim for
forward-looking relief, the government's conclusive demonstration
that it would have made the same decision absent the alleged
discrimination precludes any finding of liability.
Lesage's second amended complaint sought injunctive relief and
alleged that petitioners "have established
and are
maintaining, under color of the laws of the State of Texas, an
affirmative action admissions program at the College of Education
that classifies applicants on the basis of race and ethnicity."
App. to Pet. for Cert. A-22 (emphasis added). But in deciding that
summary judgment was improper, the Court of Appeals did not
distinguish between Lesage's retrospective claim for damages and
his forward-
22
Per Curiam
looking claim for injunctive relief based on continuing
discrimination. Further, in their petition for certiorari,
petitioners assert that "[t]he case at bar differs from
Adarand because there is no allegation that the department
of counseling psychology continues to use race-based admissions
subsequent to the Fifth Circuit's
Hopwood v.
State of
Texas[, 78 F.3d
932, cert. denied, 518 U. S. 1033 (1996),] decision." Pet. for
Cert. 13. The brief in opposition does not contest this statement.
It therefore appears, although we do not decide, that Lesage has
abandoned any claim that the school is presently administering a
discriminatory admissions process.
Insofar as the Court of Appeals held that petitioners were not
entitled to summary judgment on Lesage's § 1983 claim for damages
relating to the rejection of his application for the 1996-1997
academic year even if he would have been denied admission under a
race-neutral policy, its decision contradicts our holding in
Mt.
Healthy. We therefore grant the petition for writ of certiorari
and reverse the judgment of the Court of Appeals in this
respect.
Lesage also asserted claims under 42 U. S. C. §§ 1981 and 2000d.
Whether these claims remain, and whether Lesage has abandoned his
claim for injunctive relief on the ground that petitioners are
continuing to operate a discriminatory admissions process, are
matters open on remand. The case is remanded for further
proceedings consistent with this opinion.
It is so ordered.
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