THOMAS, J., CONCURRING IN JUDGMENT
SYKES V. UNITED STATES
564 U. S. ____ (2011)
SUPREME COURT OF THE UNITED STATES
NO. 09-11311
MARCUS SYKES, PETITIONER
v. UNITED
STATES
on writ of certiorari to the united states court of
appeals for the seventh circuit
[June 9, 2011]
Justice Thomas, concurring in the
judgment.
I agree with the Court that the
Indiana crime of in-tentional vehicular flight, Ind. Code
§35–44–3–3(b)(1)(A) (2004), is a “violent felony” under the Armed
Career Criminal Act (ACCA), 18 U. S. C. §924(e)(2)(B)(ii). The
majority also correctly refuses to apply the “ purposeful,
violent, and aggressive ” test created in
Begay v.
United States,
553 U. S. 137, 145
(2008). However, the majority errs by implying that the
“purposeful, violent, and aggressive” test may still apply to
offenses “akin to strict liability, negligence, and recklessness
crimes.”
Ante, at 11.
The error in imposing that test, which does
not appear in ACCA, is well catalogued. See,
e.g.,
Begay, 553 U. S.
, at 150–152 (Scalia, J.,
concurring in judgment);
id., at 158–159 (Alito, J.,
dissenting);
ante, at 11 (finding “no pre- cise textual
link” in the statute). I agree with Justices Scalia and Kagan that
the majority’s partial retreat from
Begay only further
muddies ACCA’s residual clause.
Post, at 1 (Scalia, J.,
dissenting);
post, at 1, n. 1 (Kagan, J.,
dissenting).
The only question here is whether, in the
ordinary case, using a vehicle to knowingly flee from the police
after being ordered to stop “involves conduct that presents a
serious potential risk of physical injury to another.”
§924(e)(2)(B)(ii). I believe that it does. Therefore I concur in
the judgment.
I
Under Indiana law, intentional
vehicular flight is a felony. Any person who “knowingly or
intentionally … flees from a law enforcement officer after the
officer has, by visible or audible means, identified himself and
ordered the person to stop” commits a misdemeanor. Ind. Code
§35–44–3–3(a)(3). If the person “uses a vehicle” to flee, however,
the offense is elevated to a class D felony. §3(b)(1)(A). That
felony, the parties agree, qualifies as a “violent felony” under
ACCA if it is “burglary, arson, or extortion, involves use of
explosives, or otherwise involves conduct that presents a serious
potential risk of physical injury to another.” 18 U. S. C.
§924(e)(2)(B)(ii).
As explained below, Indiana’s
crime of intentional vehicular flight “involves conduct that
presents a serious potential risk of physical injury to another.”
Ibid. The elements of §3(b)(1)(A), compared to those of
the enumerated ACCA offense of burglary, suggest that an ordinary
violation of §3(b)(1)(A) is far riskier than an ordinary burglary.
Statistics, common experience, and Indiana cases support this
conclusion.
A
The specific crimes Congress
listed as “violent felon-[ies]” in ACCA—arson, extortion, burglary,
and use of explosives—provide a “baseline against which to measure
the degree of risk” that a nonenumerated offense must present in
order to qualify as a violent felony.
James v.
United
States,
550 U.
S. 192, 208 (2007); see also
ante, at 6. Burglary, for
instance, sets a low baseline level for risk. Its elements are
“unlawful or unprivileged entry into, or remaining in, a building
or structure, with intent to commit a crime.”
Taylor v.
United States,
495 U. S. 575, 599
(1990). As this Court has recognized, the risk of burglary is in
“the possibility that an innocent person might appear while the
crime is in progress” and the danger inherent in such a
“face-to-face confrontation.”
James, 550 U. S., at 203.
The chance of an interruption or confrontation in an ordinary
burglary is, of course, quite small; burglars generally plan and
commit their crimes with an eye toward avoiding detection.
Nevertheless, that small chance sufficed for Congress to list
burglary as a “violent felony,” and for this Court to hold that
attempted burglary also qualifies. See
id., at 195.
Compared to burglary, the
elements of intentional vehicular flight describe conduct that
ordinarily poses greater potential risk. Although interruption and
confrontation are quite rare for burglary,
every §3(a)(3)
flight is committed in the presence of a police officer.
Every §3(a)(3) flight also involves a perpetrator acting
in knowing defiance of an officer’s direct order to stop, “which is
a clear challenge to the officer’s authority and typically
initiates pursuit.”
United States v.
Harrimon,
568 F. 3d 531, 535 (CA5 2009); see also
United States
v.
Spells, 537 F. 3d 743, 752 (CA7 2008) (“Taking
flight calls the officer to give chase, and aside from any
accompanying risk to pedestrians and other motorists, such flight
dares the officer to needlessly endanger himself in pursuit”).
Finally, in
every §3(b)(1)(A) flight, the perpetrator is
armed with what can be a deadly weapon: a vehicle. See,
e.g.,
Scott v.
Harris,
550 U. S. 372, 383
(2007) (noting that “the threat posed by the flight on foot of an
unarmed suspect” was not “even remotely comparable to the extreme
danger to human life” posed by that vehicular chase);
United
States v.
Kendrick, 423 F. 3d 803, 809 (CA8
2005) (“[T]he dangerous circumstances surrounding a person’s
attempt to flee from law enforcement are compounded by the person’s
operation of a motor vehicle”);
United States v.
Aceves-Rosales, 832 F. 2d 1155, 1157 (CA9 1987)
(per curiam) (“It is indisputable that an automobile … can
be used as a deadly weapon”).
In sum, every violation of §3(b)(1)(A)
involves a defiant suspect with a dangerous weapon committing a
felony in front of a police officer. Based on its elements, the
potential risk of intentional vehicular flight resembles “armed
burglary in the presence of a security guard” more than simple
burglary. Section 3(b)(1)(A) outlaws conduct with much more risk—a
far greater likelihood of confrontation with police and a greater
chance of violence in that confrontation—than burglary. It follows
that the “the con-duct encompassed by the elements of the offense,
in the ordi-nary case,” poses a greater risk of harm than the
enumerated offense of burglary.
James,
supra, at
208.
B
Common experience and statistical
evidence confirm the “potential risk” of intentional vehicular
flight. Cf.
Chambers v.
United States,
555 U. S. 122, 129
(2009) (statistical evidence, though not always necessary,
“strongly supports the intuitive belief that failure to report does
not involve a serious potential risk of physical injury”). Data
from the National Highway Traffic Safety Administration shows that
approximately 100 police officers, pedestrians, and occupants of
other cars are killed each year in chase-related crashes. National
Center for Statistics & Analysis, Fatalities in Motor Vehicle
Traffic Crashes Involving Police in Pursuit 37–56 (2010) (reporting
1,269 such deaths between 2000 and 2009).
The number injured must be much
higher. Many thousands of police chases occur every year. In
California and Pennsylvania, which collect statewide pursuit data,
police were involved in a combined total of more than 8,700 chases
in 2007 alone. See Pennsylvania State Police Bureau of Research
& Development, Police Pursuits 2007 Annual Report; Report to
the Legislature, Senate Bill 719, California Police Pursuits (March
2008); see also Schultz, Hudak, & Alpert, Emergency Driving and
Pursuits, FBI Law Enforcement Bulletin, Apr. 2009, pp. 1, 4
(surveying more than 2,100 police officers and finding an average
of just over one pursuit per officer each year). And up to 41% of
all chases involve a crash, which always carries some risk of
injury. Wells & Falcone, Research on Police Pursuits:
Advantages of Multiple Data Collection Strategies, 20 Policing:
Int’l J. Police Strategies & Management 729, 740 (1997) (citing
nine studies, each showing a crash rate between 18% and 41%).
Indeed, studies show that 4% to 17% of all chases actually cause
injury.
Ibid.; see also C. Lum & G. Fachner, Police
Pursuits in an Age of Innovation and Reform 57 (2008) (finding that
23.5% of flights involve a crash, and 9% of flights cause
injury).
An International Association of Chiefs of
Police study of 7,737 pursuits across 30 States found 900 injuries,
of which 313 were to police or bystanders.
Ibid. As the
majority observes, that injury rate is just over 4 injuries per 100
chases,
excluding injuries to the perpetrator.
Ante, at 8. By comparison, the injury rate for burglary
and arson is around 3 injuries per 100 crimes, or less.
Ante, at 9; see also
Harrimon,
supra, at
537 (citing similar arson statistics, showing between 1 and 3
injuries per 100 fires, apparently including injuries to
perpetrators). Statistics support what logic suggests: The ordinary
case of intentional vehicular flight is risky, indeed, more so than
some offenses listed in ACCA.
These statistical risks of intentional flight
merely reinforce common sense and real world experience. See,
e.g., Carroll & Woomer, Family Killed in Visalia Crash
After Man Flees From Sheriff’s Deputy, Visalia Times-Delta, Apr.
2–3, 2011, p. 1A; Broward & Butler, Fleeing Car Hits Another; 5
People Injured, Florida Times-Union, Mar. 15, 2011, p. C2; Klopott,
Crash During Police Chase Kills Father of Four, Washington
Examiner, Nov. 22, 2010, p. 4; Fenton, Woman Killed During Pursuit
Identified, Baltimore Sun, July 27, 2010, p. 4A (reporting that a
woman was killed when a fleeing suspect crashed into her car); Rein
& Hohmann, Crashes, Injuries Left in Wake of Pr.
George’s-Baltimore Chase, Washington Post, Nov. 22, 2009, p. C3
(noting injuries to two police officers and an innocent
motorist).
Also well known are the lawsuits that result
from these chases. See,
e.g., Bowes, Claim Settled in
Death of Officer, Richmond Times-Dispatch, Mar. 28, 2007, p. B1
($2.35 million settlement for the family of an off-duty police
officer killed in a head-on collision with a police car chasing a
suspect); Cuculiansky, Stop-Stick Death Suit Settled, Daytona Beach
News-Journal, Aug. 4, 2010, p. 1C ($100,000 settlement for the
family of a man killed by a fleeing vehicle); Ostendorff, Woman
Sues City Police, Asheville Citizen-Times, June 17, 2010, p. A1
(woman sued police after they fired 10 shots into the fleeing car
she was riding in, wounding her); Gates, $375,000 Awarded in Crash
Lawsuit
, Jackson, Miss., Clarion-Ledger, May 9, 2010, p.
1B (noting four police-chase lawsuits won against the city in a
single year and describing an opinion awarding $375,000 to an
injured third-party); Pallasch, $17.5 Million Awarded to Motorist
Disabled in Police Chase, Chicago Sun Times, Mar. 23, 2005,
p. 18. In the real world, everyone—police, citizens, and
suspects who elect to flee—knows that vehicular flight is
dangerous.
C
Convictions under §3(b)(1)(A)
further support this conclusion. See,
e.g.,
Mason
v.
State, 944 N. E. 2d 68, 69–70 (Ind. App. 2011)
(defendant suddenly drove his car toward police officers, who then
fired at him; he crashed into other cars and was Tasered);
Jones v.
State, 938 N. E. 2d 1248, 1253
(Ind. App. 2010) (defendant accelerated and crashed into a police
car);
Haney v.
State, 920 N. E. 2d 818, 2010
WL 305813, *1 (Ind. App., Jan. 27, 2010) (defendant, who had been
speeding, drove into a yard, between two houses, and then into a
field where he crashed into a tree);
Hape v.
State, 903 N. E. 2d 977, 984, 985, n. 4, 994 (Ind.
App. 2009) (defendant fled for 40 minutes, at times in excess of
100 mph and into oncoming traffic; police fired at his truck at
least 20 times; he was captured only after driving into a flooded
area);
Smith v
. State, 908 N. E. 2d 1280,
2009 WL 1766526, *1 (Ind. App., June 23, 2009) (defendant led
police on a stop-and-go chase for five minutes, which included
traveling at 30 mph through a stop sign and crowded parking lot; he
ultimately had to be chemical sprayed);
Butler v
.
State, 912 N. E. 2d 449, 2009 WL 2706123, *1 (Ind. App.,
Aug. 28, 2009) (defendant led a chase at speeds up to 80 mph,
swerved into the path of an oncoming vehicle, and eventually jumped
from the car while it was still moving);
Amore v.
State, 884 N. E. 2d 434, 2008 WL 1032611, *1 (Ind.
App., Apr. 11, 2008) (defendant led police on a 15-mile chase at
speeds up to 125 mph, ending in a crash);
Johnson v
.
State, 879 N. E. 2d 24, 2008 WL 131195, *1 (Ind. App.,
Jan. 14, 2008) (defendant led a chase at 65–70 mph at 1 a.m. with
no tail lights, crashed his car, and caused a police car to crash);
Tinder v.
State, 881 N. E. 2d 735, 2008 WL
540772, *1, *3 (Ind. App., Feb. 29, 2008) (rev’g on other grounds)
(defendant led a 12:30 a.m. chase, which ended when he ran off the
road, crashed through a corn silo, and hit a fence). Although these
cases are only a limited collection, their facts illustrate that
convictions under §3(b)(1)(A) often involve highly dangerous
conduct.
II
Sykes argues that intentional
vehicular flight is not a violent felony for two main reasons.
First, he asserts that it is possible to violate Indiana’s
intentional vehicular flight statute without doing anything
dangerous. Second, he urges that the existence of Ind. Code
§35–44–3–3(b)(1)(B), which includes “substantial risk” as an
additional element, indicates that §3(b)(1)(A) is nonrisky. Neither
argument is persuasive.
A
Sykes observes that it would
violate the statute to flee at low speed, obeying traffic signs and
stopping after only a short distance. See
Woodward v.
State, 770 N. E. 2d 897, 900–901 (Ind. App. 2002);
post, at 4 (Kagan, J., dissenting). Such a flight, he
urges, would not present “a serious potential risk of physical
injury to another,” so a conviction under the statute cannot
categorically be a violent felony.
The fact that Sykes can imagine a
nonrisky way to violate §3(b)(1)(A) does not disprove that
intentional vehicular flight is dangerous “in the ordinary case.”
See
James, 550 U. S., at 208. It is also possible to
imagine committing burglary—an enumerated offense—under
circumstances that pose virtually no risk of physical injury. See
id., at 207 (hypothesizing a “break-in of an unoccupied
structure located far off the beaten path and away from any
potential intervenors”).
Nor has Sykes established that the nonrisky
scenario he imagines is the ordinary violation of §3(b)(1)(A).
Sykes offers nothing more than two Indiana cases that, in his view,
are instances of nonrisky vehicular flight. See
Swain v.
State, 923 N. E. 2d 32, 2010 WL 623720 (Ind. App.,
Feb. 23, 2010);
Woodward,
supra, at 898. Yet not
even those cases obviously involve nonrisky conduct. In
Swain, the defendant was a getaway driver who picked up
her boyfriend’s accomplice as he ran on foot from two police
officers. 2010 WL 623720, *1, *3. As the officers approached the
car and shouted to stop, she yelled, “ ‘Hurry up. Come on.
They’re coming,’ ” and drove off as the runner jumped in.
Id., at *1. She stopped 10 to 15 seconds later, when
police vehicles converging on the scene took up pursuit.
Ibid. In
Woodward, the defendant ignored a police
siren for approximately a mile, passed several good places to pull
over, and drove all the way home, but traveled at the speed limit
of 45 mph and obeyed traffic laws. 770 N. E. 2d, at 898.
Eventually the defendant got out of his car and shouted profanities
at the officer, who drew his pistol.
Id., at 898, 901; see
also
id., at 901, 902 (observing that the defendant had
refused to stop “except on his own terms” and noting “the dangers
that could await a police officer stopping where the citizen
selects”). These two cases fall well short of showing that
intentional flight in Indiana is ordinarily nonrisky.[
Footnote 1] See also
post, at 6
(Kagan, J., dissenting) (noting that the “intuition that dangerous
flights outstrip mere failures to stop … seems consistent with
common sense and experience”).
B
Sykes also notes that a different
subparagraph, §3(b) (1)(B), covers intentional flight committed
while “oper-at[ing] a vehicle in a manner that creates a substan-
tial risk of bodily injury to another person,” whereas §3(b)(1)(A)
has no such element. From this, Sykes infers that §3(b)(1)(A)
necessarily concerns only flight that does not present a serious
potential risk. The argument is that, even though the elements of
§3(b)(1)(A) describe conduct that ordinarily will satisfy the
requisite level of risk, the presence of §3(b)(1)(B) casts
§3(b)(1)(A) in a less dangerous light.
Post, at 8 (Kagan,
J., dissenting). But the fact that §3(b)(1)(B) includes
“substantial risk of bodily injury” as an element does not restrict
§3(b)(1)(A) to nonrisky conduct.
First, apart from the existence
of §3(b)(1)(B), the absence of risk as an element of §3(b)(1)(A)
does not mean that the offense is not a violent felony. ACCA does
not require that a violent felony expressly include a risk of
injury as an element of the offense. Enumerated violent felonies
like arson and burglary have no such element.
Second, §3(b)(1)(B) is not a risky, aggravated
version of §3(b)(1)(A). Both are class D felonies, and at the time
of Sykes’ conviction, there was no statutory difference in
punishment between them. Even now, the offenses remain of a single
class, meriting similar punishments.
The similarity in punishment for these
related, overlapping offenses suggests that §3(b)(1)(A) is the
rough equivalent of one type of §3(b)(1)(B) violation. Section
3(b)(1)(B) enhances punishments for three separate types of
in-tentional misdemeanors: obstructing an officer, §3(a)(1);
interfering with service of process, §3(a)(2); and fleeing from a
police officer, §3(a)(3). Under §3(b)(1)(B), committing any of
those offenses while also drawing a deadly weapon, inflicting
injury, or “operat[ing] a vehicle in a manner that creates a
substantial risk of bodily injury to another person” has long been
a class D felony.
In 1998, the Indiana Legislature added
§3(b)(1)(A) to provide that
any use of a vehicle to flee
from an officer under §3(a)(3) is
always a class D felony.
Section 3(b)(1)(A) is, in effect, a shortcut to the same punishment
for one particular violation of §3(b)(1)(B).[
Footnote 2] It is still the case that under
§3(b)(1)(B), using a vehicle to obstruct an officer or interfere
with service of process is a class D felony only if the vehicle is
“operate[d] … in a manner that creates a substantial risk of bodily
injury to another person.” §3(b)(1)(B). But using a vehicle to
intentionally flee is always a class D felony, without any need to
prove risk. §3(b)(1)(A).
This rough equivalence between §3(b)(1)(A) and
§3(b) (1)(B) is borne out in Indiana case law. The conduct
underlying the Indiana cases discussed above, see
supra,
at 6–7, demonstrates that despite §3(b)(1)(B), convictions under
§3(b)(1)(A) include risky flights.
Third, the remainder of Indiana’s resisting
law enforcement statute confirms that its other provisions do not
reserve §3(b)(1)(A) for nonrisky conduct. An intentional vehicular
flight becomes a class C felony if the vehicle is operated “in a
manner that causes serious bodily injury.” Ind. Code
§35–44–3–3(b)(2). The same act becomes a class B felony if someone
is killed. §35–44–3–3(b)(3).[
Footnote 3] Justice Kagan asserts that each of these
“separate, escalating crimes” captures an increasing degree of risk
and necessarily means that §3(b)(1)(A), the offense
simpliciter, is less risky than it otherwise seems.
Post, at 7.
The flaw in this reasoning is that §§3(b)(2)
and (3) enhance punishment based solely on the
results of
the flight
, not the degree of risk it posed. Neither
provision requires any action by a suspect beyond that which
satisfies the elements of §3(b)(1)(A).[
Footnote 4] Rather, each provision addresses what happens
when the risk inherent in a violation of §3(b)(1)(A) is actualized
and someone is hurt or killed. The risk of physical injury inherent
in intentional vehicular flight
simpliciter was apparently
clear enough to spur the Indiana Legislature to specify greater
penalties for the inevitable occasions when physical injury
actually occurs. By comparison, for obviously nonrisky felonies
like insurance fraud or misappropriation of escrow funds,
legislatures do not specify what additional punishment is warranted
when the crime kills or injures bystanders or police. See,
e.g., Ind. Code §35–43–5–7.2; §35–43–9–7. In sum,
§§3(b)(2) and (3) do not demonstrate that §3(b)(1)(A) is less risky
than it otherwise seems, but instead support the idea that it is
inherently risky.
* * *
Looking to the elements,
statistics, common experience, and cases, I conclude that in the
ordinary case, Indiana’s crime of intentional vehicular flight,
§3(b)(1)(A), “involves conduct that presents a serious potential
risk of physical injury to another.” 18 U. S. C.
§924(e)(2)(B)(ii). The crime is therefore a violent felony under
ACCA.
Footnote 1
Sykes certainly cannot use his own flight as
an example. His §3(b)(1)(A) conviction was based on fleeing from
police in a damaged car at night without headlights, driving on the
wrong side of the road, weaving through traffic, barreling through
two yards and among bystanders, destroying a fence, and crashing
into a house.
Ante, at 4; 2 App. 11 (Sealed).
Footnote 2
Indiana law at the time of Sykes’ conviction
presented two related provisions, within a single statute, carrying
the same punishment. One was a broad provision that had risk as an
element, and the other was a narrower provision that did not. While
Justice Kagan would infer that the offense lacking risk as an
element was likely not ordinarily risky,
post, at 6–8, I
think it makes more sense to infer the opposite.
Consider reckless endangerment statutes. In
Hawaii, for instance, it is “reckless endangering in the second
degree” either to “recklessly plac[e] another person in danger of
death or serious bodily injury,” Haw. Rev. Stat.
§707–714(1)(a) (2009 Cum. Supp.),
or to “[i]ntentionally
discharg[e] a firearm in a populated area,” §707–714(1)(b). I would
infer that discharging the firearm is deemed dangerous enough
per se that the statute does not require the State to
prove danger in any given case. Other States have similar statutes.
See,
e.g., Del. Code Ann., Tit. 11, §§603(a)(1), (2)
(2007); Wyo. Stat. Ann. §§6–2–504(a), (b) (2009); Me. Rev. Stat.
Ann., Tit. 17–A, §§301(1)(B)(1), (2) (Supp. 2010).
Similarly here, I infer that §3(b)(1)(A)’s
upgrade of intentional flight to a class D felony based on the use
of a vehicle alone indicates that the offense
inherently
qualifies as, or approximates, “operat[ing] a vehicle in a manner
that creates a substantial risk of bodily injury to another person”
under §3(b)(1)(B).
Justice Kagan argues that if my reading were
correct, the Indiana Legislature would have removed the reference
to vehicular flight from §3(b)(1)(B) when it added §3(b)(1)(A).
Post, at 12. There are at least two problems with this
reasoning. First, even though §3(b)(1)(A) may be redundant with
§3(b)(1)(B) as to the vehicular flight offenses in subsection
(a)(3), the reference to “operat[ing] a vehicle” in §3(b)(1)(B) is
still independently useful for the offenses in subsections (a)(1)
and (2). Thus, it is hardly strange
for the legislature
to have left the reference to “operat[ing] a vehicle” in
§3(b)(1)(B). Second, although Justice Kagan can envision a more
perfectly drafted statute, we do not require perfection in
statutory drafting. See, e.g., Bruesewitz v.
Wyeth LLC, 562 U. S. ___, ___ (2011) (slip op., at 12). I
think it clear enough what the statute means.
Footnote 3
Indiana recently added that if a
police officer dies, it becomes a class A felony. 2010 Ind. Acts p.
1197.
Footnote 4
For that matter, each provision
also could be satisfied by a flight that did not satisfy
§3(b)(1)(B), which casts further doubt on Justice Kagan’s vision of
the statutory scheme as a unified structure of neatly progressing
offenses with corresponding risk levels and punishments. See
post, at 7.
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