OPINION OF THE COURT
NEVADA COMM'N ON ETHICS V. CARRIGAN
564 U. S. ____ (2011)
SUPREME COURT OF THE UNITED STATES
NO. 10-568
NEVADA COMMISSION ON ETHICS, PETITIONER
v.
MICHAEL A. CARRIGAN
on writ of certiorari to the supreme court of
nevada
[June 13, 2011]
Justice Scalia delivered the
opinion of the Court.
The Nevada Supreme Court
invalidated a recusal provision of the State’s Ethics in Government
Law as unconstitutionally overbroad in violation of the First
Amendment. We consider whether legislators have a personal, First
Amendment right to vote on any given matter.
I
Nevada’s Ethics in Government Law
provides that “a public officer shall not vote upon or advocate the
passage or failure of, but may otherwise participate in the
con-sideration of, a matter with respect to which the independence
of judgment of a reasonable person in his situation would be
materially affected by,”
inter alia, “[h]is commitment in
a private capacity to the interests of others.” Nev. Rev. Stat.
§281A.420(2) (2007).[
Footnote
1] Section 281A.420(8)(a)–(d) of the law defines the term
“commitment in a private capacity to the interests of others” to
mean a “commitment to a person” who is a member of the officer’s
household; is related by blood, adoption, or marriage to the
officer; employs the officer or a member of his household; or has a
substantial and continuing business relationship with the officer.
Paragraph (e) of the same subsection adds a catchall to that
definition: “[a]ny other commitment or relationship that is
substantially similar” to one of those listed in paragraphs
(a)–(d).
The Ethics in Government Law is
administered and enforced by the petitioner in this litigation, the
Nevada Commission on Ethics. In 2005, the Commission initiated an
investigation of Michael Carrigan, an elected member of the City
Council of Sparks, Nevada, in response to complaints that Carrigan
had violated §281A.420(2) by voting to approve an application for a
hotel/casino project known as the “Lazy 8.” Carrigan, the
complaints asserted, had a disabling conflict in the matter because
his long-time friend and campaign manager, Carlos Vasquez, worked
as a paid consultant for the Red Hawk Land Company, which had
proposed the Lazy 8 project and would benefit from its
approval.
Upon completion of its investigation, the
Commission concluded that Carrigan had a disqualifying conflict of
interest under §281A.420(8)(e)’s catchall provision because his
relationship with Vasquez was “substantially similar” to the
prohibited relationships listed in §281A.420(8)(a)–(d). Its written
decision censured Carrigan for failing to abstain from voting on
the Lazy 8 matter, but did not impose a civil penalty because his
violation was not willful, see §281A.480. (Before the hearing,
Carrigan had consulted the Sparks city attorney, who advised him
that disclosing his relationship with Vasquez before voting on the
Lazy 8 project, which he did, would satisfy his obligations under
the Ethics in Government Law.)
Carrigan filed a petition for judicial review
in the First Judicial District Court of the State of Nevada,
arguing that the provisions of the Ethics in Government Law that he
was found to have violated were unconstitutional under the First
Amendment. The District Court denied the petition, but a divided
Nevada Supreme Court reversed. The majority held that voting was
protected by the First Amendment, and, applying strict scrutiny,
found that §281A.420(8)(e)’s catchall definition was
unconstitutionally overbroad. 126 Nev. 28, ___–___, 236 P. 3d
616, 621–624 (2010).
We granted certiorari, 562 U. S. ___
(2011).
II
The First Amendment prohibits
laws “abridging the freedom of speech,” which, “ ‘as a general
matter … means that government has no power to restrict expression
because of its message, its ideas, its subject matter, or its
content.’ ”
Ashcroft v.
American Civil Liberties
Union,
535 U.
S. 564, 573 (2002) (quoting
Bolger v.
Youngs Drug
Products Corp.,
463 U. S. 60, 65 (1983)).
But the Amendment has no application when what is restricted is not
protected speech. See,
e.g.,
Roth v.
United
States,
354 U.
S. 476, 483 (1957) (obscenity not protected speech). The Nevada
Supreme Court thought a legislator’s vote to be protected speech
because voting “is a core legislative function.” 126 Nev., at ___,
236 P. 3d, at 621 (internal quotation marks omitted).
We disagree, for the same reason.
But before discussing that issue, we must address a preliminary
detail: The challenged law not only prohibits the legislator who
has a conflict from voting on the proposal in question, but also
forbids him to “advocate the passage or failure” of the
proposal—evidently meaning advocating its passage or failure during
the legislative debate. Neither Carrigan nor any of his
amici contend that the prohibition on advocating can be
unconstitutional if the prohibition on voting is not. And with good
reason. Legislative sessions would become massive town-hall
meetings if those who had a right to speak were not limited to
those who had a right to vote. If Carrigan was constitutionally
excluded from voting, his exclusion from “advocat[ing]” at the
legislative session was a reasonable time, place and manner
limitation. See
Clark v.
Community for Creative
Non-Violence,
468 U. S. 288, 293
(1984).
III
“[A] universal and
long-established tradition of prohibiting certain conduct creates a
strong presumption that the prohibition is constitutional:
Principles of liberty fundamental enough to have been embodied
within constitutional guarantees are not readily erased from the
Nation’s consciousness.”
Republican Party of Minn. v.
White,
536 U. S. 765, 785 (2002) (internal
quotation marks omitted). Laws punishing libel and obscenity are
not thought to violate “the freedom of speech” to which the First
Amendment refers because such laws existed in 1791 and have been in
place ever since. The same is true of legislative recusal rules.
The Nevada Supreme Court and Carrigan have not cited a single
decision invalidating a generally applicable conflict-of-interest
recusal rule—and such rules have been commonplace for over 200
years.
“[E]arly congressional enactments
‘provid[e] contemporaneous and weighty evidence of the
Constitution’s meaning,’ ”
Printz v.
United
States,
521 U.
S. 898, 905 (1997) (quoting
Bowsher v.
Synar,
478 U. S. 714,
723–724 (1986)). That evidence is dispositive here. Within 15 years
of the founding, both the House of Representatives and the Senate
adopted recusal rules. The House rule—to which no one is recorded
as having objected, on constitutional or other grounds, see D.
Currie, The Constitution in Congress: The Federalist Period
1789–1801, p. 10 (1997)—was adopted within a week of that chamber’s
first achieving a quorum.[
Footnote
2] The rule read: “No member shall vote on any question, in the
event of which he is immediately and particularly interested.” 1
Annals of Cong. 99 (1789). Members of the House would have been
subject to this recusal rule when they voted to submit the First
Amendment for ratification; their failure to note any inconsistency
between the two suggests that there was none.
The first Senate rules did not include a
recusal requirement, but Thomas Jefferson adopted one when he was
President of the Senate. His rule provided as follows:
“Where the private interests of a
member are concerned in a bill or question, he is to withdraw. And
where such an interest has appeared, his voice [is] disallowed,
even after a division. In a case so contrary not only to the laws
of decency, but to the fundamental principles of the social
compact, which denies to any man to be a judge in his own case, it
is for the honor of the house that this rule, of immemorial
observance, should be strictly adhered to.” A Manual of
Parliamentary Practice for the Use of the Senate of the United
States 31 (1801).
Contemporaneous treatises on parliamentary
procedure track parts of Jefferson’s formulation. See,
e.g., A. Clark, Manual, Compiled and Prepared for the Use
of the [New York] Assembly 99 (1816); L. Cushing, Manual of
Parliamentary Practice, Rules of Proceeding and Debate in
Deliberative Assemblies 30 (7th ed. 1854).
Federal conflict-of-interest rules applicable
to judges also date back to the founding. In 1792, Congress passed
a law requiring district court judges to recuse themselves if they
had a personal interest in a suit or had been counsel to a party
appearing before them. Act of May 8, 1792, ch. 36, §11, 1 Stat.
278–279. In 1821, Congress expanded these bases for recusal to
include situations in which “the judge … is so related to, or
connected with, either party, as to render it improper for him, in
his opinion, to sit on the trial of such suit.” Act of Mar. 3,
1821, ch. 51, 3 Stat. 643. The statute was again expanded in 1911,
to make any “personal bias or prejudice” a basis for recusal. Act
of Mar. 3, 1911, §21, 36 Stat. 1090. The current version, which
retains much of the 1911 version’s language, is codified at 28 U.
S. C. §144. See generally
Liteky v.
United
States,
510 U.
S. 540, 544 (1994); Frank, Disqualification of Judges, 56 Yale
L. J. 605, 626–630 (1947) (hereinafter Frank). There are of
course differences between a legislator’s vote and a judge’s, and
thus between legislative and judicial recusal rules; nevertheless,
there do not appear to have been any serious challenges to judicial
recusal statutes as having unconstitutionally restricted judges’
First Amendment rights.[
Footnote
3]
The Nevada Supreme Court’s belief that recusal
rules violate legislators’ First Amendment rights is also
inconsistent with long-standing traditions in the States. A number
of States, by common-law rule, have long required recusal of public
officials with a conflict. See,
e.g.,
In re
Nashua, 12 N. H. 425, 430 (1841) (“If one of the commissioners
be interested, he shall not serve”);
Commissioners’ Court
v.
Tarver, 25 Ala. 480, 481 (1854) (“If any member … has a
peculiar, personal interest, such member would be disqualified”);
Stubbs v.
Florida State Finance Co., 118 Fla.
450, 451, 159 So. 527, 528 (1935) (“[A] public official cannot
legally participate in his official capacity in the decision of a
question in which he is personally and adversely
interested”).[
Footnote 4]
Today, virtually every State has enacted some type of recusal law,
many of which, not unlike Nevada’s, require public officials to
abstain from voting on all matters presenting a conflict of
interest. See National Conference of State Legisla-tures, Voting
Recusal Provisions (2009), online at http://
www.ncsl.org/?TabID=15357 (as visited June 9, 2011, and available
in Clerk of Court’s case file).
In an attempt to combat this overwhelming
evidence of constitutional acceptability, Carrigan relies on a
handful of lower-court cases from the 1980’s and afterwards. See
Brief for Respondent 25 (citing
Clark v.
United
States, 886 F. 2d 404 (CADC 1989);
Miller v.
Hull, 878 F. 2d 523 (CA1 1989); and
Camacho
v.
Brandon, 317 F. 3d 153 (CA2 2003)). Even if they
were relevant, those cases would be too little and too late to
contradict the long-recognized need for legislative recusal. But
they are not relevant. The first was vacated as moot, see
Clark v.
United States, 915 F. 2d 699, 700,
706 (CADC 1990) (en banc), and the other two involve retaliation
amounting to viewpoint discrimination. See
Miller,
supra, at 533;
Camacho,
supra, at 160.
In the past we have applied heightened scrutiny to laws that are
viewpoint discriminatory even as to speech
not protected
by the First Amendment, see
R. A. V. v.
St.
Paul,
505 U. S.
377, 383–386 (1992). Carrigan does not assert that the recusal
laws here are viewpoint discriminatory, nor could he: The statute
is content-neutral and applies equally to all legislators
regardless of party or position.
IV
But how can it be that
restrictions upon legislators’ voting are not restrictions upon
legislators’ protected speech? The answer is that a legislator’s
vote is the commitment of his apportioned share of the
legislature’s power to the passage or defeat of a particular
proposal. The legislative power thus committed is not personal to
the legislator but belongs to the people; the legislator has no
personal right to it. As we said in
Raines v.
Byrd,
521
U. S. 811, 821 (1997), when denying Article III standing to
legislators who claimed that their voting power had been diluted by
a statute providing for a line-item veto, the legislator casts his
vote “as trustee for his constituents, not as a prerogative of
personal power.” In this respect, voting by a legislator is
different from voting by a citizen. While “a voter’s franchise is a
personal right,” “[t]he procedures for voting in legislative
assemblies … pertain to legislators not as individuals but as
political representatives executing the legislative process.”
Coleman v.
Miller,
307 U. S. 433, 469–470
(1939) (opinion of Frankfurter, J.).
Carrigan and Justice Alito say
that legislators often “ ‘us[e] their votes to express deeply
held and highly unpopular views, often at great personal or
political peril.’ ”
Post, at 1 (opinion concurring in
part and concurring in judgment) (quoting Brief for Respondent 23).
How do they express those deeply held views, one wonders? Do
ballots contain a check-one-of-the-boxes attachment that will be
displayed to the public, reading something like “( ) I have a
deeply held view about this; ( ) this is probably desirable; ( )
this is the least of the available evils; ( ) my personal view is
the other way, but my constituents want this; ( ) my personal view
is the other way, but my big contributors want this; ( ) I don’t
have the slightest idea what this legislation does, but on my way
in to vote the party Whip said vote ‘aye’ ”? There are, to be
sure, instances where action conveys a symbolic meaning—such as the
burning of a flag to convey disagreement with a country’s policies,
see
Texas v.
Johnson,
491 U. S. 397, 406
(1989). But the act of voting symbolizes nothing. It
discloses, to be sure, that the legislator wishes (for
whatever reason) that the proposition on the floor be adopted, just
as a physical assault discloses that the attacker dislikes the
victim. But neither the one nor the other is an act of
communication. Cf.
Rumsfeld v.
Forum for Academic and
Institutional Rights, Inc.,
547 U. S. 47, 66 (2006)
(expressive value was “not created by the conduct itself but by the
speech that accompanies it”).
Moreover, the fact that a nonsymbolic act is
the product of deeply held personal belief—even if the actor would
like it to
convey his deeply held personal belief—does not
transform action into First Amendment speech. Nor does the fact
that action may have social consequences—such as the unpopularity
that cost John Quincy Adams his Senate seat resulting from his vote
in favor of the Embargo Act of 1807, see
post, at 1.
However unpopular Adams’ vote may have made him, and however deeply
Adams felt that his vote was the right thing to do, the act of
voting was still nonsymbolic conduct engaged in for an independent
governmental purpose.
Even if it were true that the vote itself
could “express deeply held and highly unpopular views,” the
argument would still miss the mark. This Court has rejected the
notion that the First Amendment confers a right to use governmental
mechanics to convey a message. For example, in
Timmons v.
Twin Cities Area New Party,
520 U. S. 351 (1997), we
upheld a State’s prohibition on multiple-party or “fusion”
candidates for elected office against a First Amendment challenge.
We admitted that a State’s ban on a person’s appearing on the
ballot as the candidate of more than one party might prevent a
party from “using the ballot to communicate to the public it
supports a particular candidate who is already another party’s
candidate,”
id., at 362; but we nonetheless were
“unpersuaded … by the party’s contention that it has a right to use
the ballot itself to send a particularized message.”
Id.,
at 362–363; see also
Burdick v.
Takushi,
504 U. S. 428, 438
(1992). In like manner, a legislator has no right to use official
powers for expressive purposes.
Carrigan and Justice Alito also cite
Doe v.
Reed, 561 U. S. ___ (2010), as
establishing “the expressive character of voting.”
Post,
at 2; see also Brief for Respondent 26. But
Reed did no
such thing. That case held only that a citizen’s signing of a
petition—“ ‘core political speech,’ ”
Meyer v.
Grant,
486
U. S. 414, 421–422 (1988)—was not deprived of its protected
status simply because, under state law, a petition that garnered a
sufficient number of signatures would suspend the state law to
which it pertained, pending a referendum. See
Reed, 561 U.
S., at ___ (slip op., at 6);
id., at ___ (slip op., at 3)
(opinion of Scalia, J.). It is one thing to say that an inherently
expressive act remains so despite its having governmental effect,
but it is altogether another thing to say that a governmental act
becomes expressive simply because the governmental actor wishes it
to be so. We have never said the latter is true.[
Footnote 5]
V
Carrigan raises two additional
arguments in his brief: that Nevada’s catchall provision
unconstitutionally burdens the right of association of officials
and supporters, and that the provision is unconstitutionally vague.
Whatever the merits of these arguments, we have no occasion to
consider them. Neither was decided below: The Nevada Supreme Court
made no mention of the former argument and said that it need not
address the latter given its resolution of the overbreadth
challenge, 126 Nev. ___, n. 4, 236 P. 3d, at 619,
n. 4. Nor was either argument raised in Carrigan’s brief in
opposition to the petition for writ of certiorari. Arguments thus
omitted are normally considered waived, see this Court’s Rule 15.2;
Baldwin v.
Reese,
541 U. S. 27, 34 (2004),
and we find no reason to sidestep that Rule here.
* * *
The judgment of the Nevada
Supreme Court is reversed, and the case is remanded for further
proceedings not inconsistent with this opinion.
It is so ordered.
Footnote 1
At the time of the relevant events in this
case, the disclosure and recusal provisions of the Ethics in
Government Law were codified at Nev. Rev. Stat. §281.501 (2003).
They were recodified without relevant change in 2007 at §281A.420,
and all citations are to that version. The Nevada Legislature
further amended the statute in 2009, see Nev. Stats., ch. 257,
§9.5, p. 1057, but those changes are not relevant here.
Footnote 2
The House first achieved a quorum on April 1,
1789, 1 Annals of Cong. 96, and it adopted rules governing its
procedures on April 7, 1789, see
id., at 98–99.
Footnote 3
We have held that restrictions on judges’
speech during elections are a different matter. See
Republican
Party of Minn. v.
White,
536 U. S. 765, 788 (2002) (holding
that it violated the First Amendment to prohibit announcement of
views on disputed legal and political issues by candidates for
judicial election).
Footnote 4
A number of States enacted early judicial
recusal laws as well. See,
e.g., 1797 Vt. Laws, §23, p.
178 (“[N]o justice of the peace shall take cognizance of any cause,
where he shall be within either the first, second, third, or fourth
degree of affinity, or consanguinity, to either of the parties, or
shall be directly or indirectly interested, in the cause or matter
to be determined”); 1818 Mass. Laws, §5, p. 632 (“[W]henever any
Judge of Probate shall be interested in the estate of any person
deceased, within the county of such Judge, such estate shall be
settled in the Probate Court of the most ancient next adjoining
county …”);
Macon v.
Huff, 60 Ga. 221, 223–226
(1878). See generally Frank 609–626.
Footnote 5
Justice Alito reasons as follows: (1) If an
ordinary citizen were to vote in a straw poll on an issue pending
before a legislative body, that vote would be speech; (2) if a
member of the legislative body were to do the same, it would be no
less expressive; therefore (3) the legislator’s actual vote must
also be expressive. This conclusion does not follow. A legislator
voting on a bill is not fairly analogized to one simply discussing
that bill or expressing an opinion for or against it. The former is
performing a governmental act as a representative of his
constituents, see
supra, at 8; only the latter is
exercising personal First Amendment rights.
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