On petition for writ of certiorari to the Supreme Court of
Florida.
The petition for writ of certiorari is denied.
Justice MARSHALL, with whom Justice BRENNAN joins, dissenting
from denial of certiorari.
Adhering to my view that capital punishment is unconstitutional
under all circumstances, I would grant certiorari and vacate the
death sentence on this basis alone. However, even if I believed
that the death penalty could constitutionally be imposed under
certain circumstances, I would grant certiorari because the
decision below undermines a critical premise of this Court's
conclusion that Florida's capital sentencing procedures adequately
guard against the "arbitrary or capricious" imposition of death
sentences. Proffitt v. Florida,
428 U.S.
242, 253, 2967 (1976) (opinion of STEWART, POWELL, and STEVENS,
JJ.).
Petitioner pleaded guilty to burglary and felony-murder in the
first degree. As part of the plea bargain, petitioner waived his
right to a sentencing recommendation by a jury and agreed that the
sentence would be determined solely by the trial judge. After
conducting a sentencing hearing, the judge found three aggravating
circumstances and one mitigating circumstance. The judge found as
aggravating circumstances that the murder was heinous, that it was
committed for pecuniary gain, and that it was committed during the
commission of a rape. He found as a mitigating circumstance that
"(t)he capacity of the defendant to appreciate the criminality of
his conduct or to conform his conduct to the requirements of law
was substantially impaired." Fla.Stat.Ann. 921.141(6)(f) (Supp.
1982). The judge concluded, however, that this mitigating
circumstance was " not entitled to a great deal of weight," and was
outweighed by the aggravating circumstances. Accordingly, he
imposed the death sentence. Petitioner appealed to the Florida
Supreme Court, contending
Page 459 U.S.
895 , 896
that the trial court erred in giving too little weight to the
mitigating circumstance.
In its decision affirming the death sentence, the Florida
Supreme Court declined to make an independent evaluation of the
evidence concerning aggravating and mitigating circumstances. The
court explained that its statutory duty to review death sentences
does not require it to make such an evaluation:
"Our sole concern on evidentiary
matters is to determine whether there was sufficient competent
evidence in the record from which the judge ... could properly find
the presence of appropriate aggravating or mitigating
circumstances. If the findings of aggravating or mitigating
circumstances are so supported, ... and if the death sentence is
not disproportionate to others properly sustainable under the
statute, the trial court's sentence must be sustained even though,
had we been triers and weighers of fact, we might have reached a
different result in an independent evaluation."
414 So. 2d
185, 187 ( 1982), quoting Brown v. Wainwright,
392 So. 2d
1327, 1331 (Fla.) ( footnote omitted), cert. denied,
454 U.S. 1000, 70 L. Ed.
2d 407 (1981).
Applying its deferential standard of review, the court affirmed
the death sentence on the ground that "(t)he trial judge was not
unreasonable in failing to give great weight" to petitioner's
diminished capacity. Ibid. In the court's view it was significant
that "(t)he trial judge clearly did not ignore every aspect of the
medical testimony as the judge did in Huckaby v. State,
343 So. 2d 29
(Fla.), cert. denied, 434 U.S. 920 () (1977)." 414 So.2d, at
187.
The decision below undermines a fundamental premise of this
Court's decision in Proffitt v. Florida upholding Florida's death
penalty statute. The Florida statute, which was enacted in response
to Furman v. Georgia,
408 U.S. 238 (1972),
provides for automatic review by the Florida Supreme Court of all
death sentences. Fla.Stat.Ann. 921.141(4) (Supp.1982).
Page 459 U.S.
895 , 897
In rejecting a constitutional challenge to the statute, this
Court assumed in Proffitt that the Florida Supreme Court's
obligation to review death sentences encompasses two functions.
[
Footnote 1] First, death
sentences must be reviewed "to ensure that similar results are
reached in similar cases." 428 U.S., at 258 (opinion of STEWART,
POWELL, and STEVENS, JJ.); see also id., at 251, 253, 2967 (same).
In addition,
"the evidence of the aggravating and
mitigating circumstances is reviewed and reweighed by the Supreme
Court of Florida 'to determine independently whether the imposition
of the ultimate penalty is warranted.' Songer v. State,
322 So. 2d
481, 484 (1975). See also Sullivan v. State,
303 So. 2d
632, 637 (1974)." 428 U.S., at 253, 96 S. Ct., at 2967 (opinion
of STEWART, POWELL, and STEVENS, JJ.) (emphasis added).
On the basis of this understanding of the Florida Supreme
Court's duty to review death sentences, this Court concluded that
the risk of " arbitrary or capricious" imposition of death
sentences was "minimized by Florida's appellate review system."
Ibid. [
Footnote 2] The Florida
Supreme Court subsequently confirmed this Court's understanding of
the standard of review when it stated that its "responsibility (is)
to evaluate anew the aggravating and mitigating circumstances of
the case to determine whether the punishment is appropriate."
Page 459 U.S.
895 , 898
Harvard v. State,
375 So. 2d
833, 834 (1978) (emphasis added), cert. denied, 414 U.S. 956
(1979).
This is no longer a correct statement of Florida law. The
decision below indicates that the Florida Supreme Court now employs
a far more restricted standard of review in capital cases. So long
as "sufficient competent evidence," 414 So.2d, at 187, supports the
death sentence, the Florida Supreme Court will uphold the sentence
even if its "independent evaluation (would) have reached a
different result." Ibid.
In light of the Florida Supreme Court's abandonment of its
previously recognized duty to make an independent determination of
whether a death sentence is warranted, the constitutionality of the
Florida death penalty statute should be reappraised by this Court.
It is simply no longer the case that "evidence of the aggravating
and mitigating circumstances is reviewed and reweighed by the
Supreme Court of Florida 'to determine independently whether the
imposition of the ultimate penalty is warranted.' " 428 U.S., at
253 (opinion of STEWART, POWELL, and STEVENS, JJ.) (citation
omitted). Therefore, even if I believed that the death penalty
could constitutionally be imposed under certain conditions, I would
grant certiorari to decide whether Florida's death penalty statute,
as reinterpreted by the Florida Supreme Court, "serves to assure
that sentences of death will not be 'wantonly' or 'freakishly'
imposed." Id., at 260 quoting Furman v. Georgia, 428 U.S., at 310
(Stewart, J.) (concurring).
Footnotes
Footnote 1 Since the statute
does not specify the standard of review, the Court relied in
Proffitt on Florida Supreme Court decisions interpreting and
applying the mandatory review provision.
Footnote 2 There can be
little doubt that the joint opinion of Justices STEWART, POWELL and
STEVENS placed particular emphasis on the independent evidentiary
review performed by the Florida Supreme Court. The opinion stresses
that the Florida Supreme Court "has not hesitated to vacate a death
sentence when it has determined that the sentence should not have
been imposed."
428 U.S.
242, 253, 2967 ( 1976). In one of the cases cited in support of
this assertion, Halliwell v. State,
323 So. 2d
557, 561 (1975), the Florida Supreme Court stated: "As required
by statute, we have weighed both the aggravating and the mitigating
circumstances as shown in the record, and we conclude that the
death penalty is not warranted." (Emphasis added).
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