OCTOBER TERM, 1991
Syllabus
HILTON
v. SOUTH CAROLINA PUBLIC RAILWAYS COMMISSION
CERTIORARI TO THE SUPREME COURT OF SOUTH CAROLINA No. 90-848.
Argued October 8, 1991-Decided December 16, 1991
Respondent South Carolina Public Railways Commission, a state
agency that is a common carrier engaged in interstate commerce by
railroad, was sued in state court under the Federal Employers'
Liability Act (FE LA) by its employee, petitioner Hilton, who
alleged that he was injured in the course of his employment as a
result of the commission's negligence. In dismissing the complaint
on the ground that FELA does not authorize a damages action against
a state agency, even if suit is maintained in a state forum, the
trial court acknowledged that in
Parden v.
Terminal
Railway of Alabama Docks Dept., 377 U. S. 184, this Court
interpreted FELA to permit such actions, but held that in effect
Parden had been overruled by subsequent decisions of the
Court. The South Carolina Supreme Court affirmed.
Held: FELA creates a cause of action against a
state-owned railroad, enforceable in state court. Pp.201-207.
(a) Absent sufficient, countervailing justifications for
departing from precedent, the strong considerations favoring
adherence to
stare decisis in this case compel the Court to
reaffirm
Parden insofar as it held, 377 U. S., at 187-188,
that when Congress used the phrase "[e]very common carrier by
railroad" to describe the class of employers subject to FELA's
terms, it intended to include state-owned railroads. Weight must be
accorded to the continued acceptance of the
Parden holding
by Congress, which has had almost 30 years in which to take
corrective action if it disagreed with that holding, but has chosen
not to do so. Moreover, overruling
Parden would require an
extensive legislative response by the many States, including South
Carolina, that have specifically excluded railroad workers from
workers' compensation coverage on the assumption that FELA
adequately protects those workers in the event of injuries caused
by an employer's negligence, and would dislodge the settled rights
and expectations of employees and employers who have been acting on
that assumption. Overruling
Parden would also throw into
doubt this Court's decisions holding that the entire federal scheme
of railroad regulation applies to state-owned railroads.
Pp.201-203.
(b) Decisions subsequent to
Parden do not require the
Court to depart from
stare decisis in this case.
Welch v.
Texas Dept. of Highways and Public
Transportation, 483 U. S. 468, 478-which
held that the
198
Syllabus
Jones Act, which incorporates FELA's remedial scheme, does not
abrogate the States' Eleventh Amendment immunity from suit in
federal court,
ibid., but which explicitly reserved the
question whether in that Act (or in FELA) Congress intended to
create a cause of action against the States,
id., at 476, n.
6 (plurality opinion); see also
id., at 495 (WHITE, J.,
concurring)-cannot be characterized as having considered and
rejected the aforementioned arguments for following
stare
decisis, since
Welch neither addressed nor discussed the
most vital consideration of today's decision: that to confer
immunity from state-court suit would strip all FELA and Jones Act
protection from state-employed workers. Further, the
Welch
holding cannot be treated as determinative of the issue here
presented, since
Welch's statement that Congress may
abrogate the States' constitutionally secured immunity "only" by
making its intention unmistakably clear in the statutory language,
id., at 471, was made in the context of establishing a rule of
constitutional law based on the Eleventh Amendment, which does not
apply in state courts. Nor was
Parden effectively overruled
by
Will v.
Michigan Dept. of State Police, 491 U. S. 58, 65, which,
in holding that a State is not a "person" suable under 42 U. S. C.
§ 1983, relied in part on the lack of any "clear statement" in the
statute of a congressional intent to impose such liability.
Will's "clear statement" rule is not a
per se rule of
constitutional law, but only an "ordinary rule of statutory
construction,"
ibid. The issue in this case, as in
Will, is a pure question of statutory construction, where
the
stare decisis doctrine is most compelling. Thus the
clear statement inquiry need not be made here and the Court need
not decide whether FELA satisfies that standard, for the rule in
any event does not prevail over the
stare decisis doctrine
as applied to a longstanding statutory construction implicating
important reliance interests. And when the clear statement rule is
either overcome or inapplicable so that a federal statute does
impose liability upon the States, the Supremacy Clause makes that
statute the law in every State, fully enforceable in state courts.
Pp. 203-207.
Reversed and remanded.
KENNEDY, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and WHITE, STEVENS, and SOUTER, JJ., joined.
BLACKMUN, J., concurred in the judgment. O'CONNOR, J., filed a
dissenting opinion, in which SCALIA, J., joined,
post, p.
207. THOMAS, J., took no part in the consideration or decision of
the case.
Robert J.
Beckham argued the cause and filed
briefs for petitioner.
199
Keating L. Simons III argued the cause and filed a brief
for respondent. *
JUSTICE KENNEDY delivered the opinion of the Court.
In this case we must decide whether the Federal Employers'
Liability Act (FELA), 53 Stat. 1404,45 U. S. C. §§ 51-60, creates a
cause of action against a state-owned railroad, enforceable in
state court. We hold that it does, reaffirming in part our decision
in
Parden v.
Terminal Railway of Alabama Docks Dept.,
377 U. S. 184
(1964).
I
Petitioner Kenneth Hilton was an employee of the South Carolina
Public Railways Commission. The commission, which has some 300
employees, is a common carrier engaged in interstate commerce by
railroad and is an agency of the State of South Carolina, having
been created by statute in 1969. Hilton alleges he was injured in
the scope and course of his employment and that the negligence of
the commission was the cause of the accident. In the case now
before us the commission is the respondent.
To recover for his injuries, petitioner first filed a FELA
action in United States District Court. That case was pending when
we announced our decision in
Welch v.
Texas Dept. of
Highways and Public Transportation, 483 U. S. 468 (1987),
which held that the Jones Act, § 33, 41 Stat. 1007, 46 U. S. C.
App. § 688, does not abrogate the States' Eleventh Amendment
immunity. The Jones Act incorporates the remedial scheme of FELA;
and, based on his understanding that Eleventh Amendment immunity
from Jones Act suits would apply as well to FELA, petitioner
dismissed his
*
Robert M. Weinberg, Walter Kamiat, and
Laurence
Gold filed a brief for the American Federation of Labor and
Congress of Industrial Organizations as
amicus curiae urging
reversal.
Richard Ruda filed a brief for the National Governors'
Association et al. as
amici curiae urging affirmance.
200
federal-court action. He refiled his FELA suit in a South
Carolina state court, and this is the case now before us.
The state trial court dismissed Hilton's complaint on the ground
that FELA does not authorize an action for money damages against an
agency of the State, even if suit is maintained in a state forum.
Though acknowledging that in
Parden v.
Terminal Railway
of Alabama Docks Dept., supra, we interpreted FELA to permit
those actions, the trial court said that
Parden "has been
severely limited by subsequent decisions of the Supreme Court."
App. to Pet. for Cert. 22. The court held that
Parden "is no
longer good law,"
id., at 23, and ordered the action
dismissed, whereupon Hilton appealed to the South Carolina Supreme
Court.
While his appeal was pending, the South Carolina Supreme Court
decided
Freeman v.
South Carolina Public Railways
Commission, 302 S. C. 51, 393 S. E. 2d 383 (1990). Addressing
the same issue raised by this case,
Freeman held that FELA
does not subject States to liability in state-court suits. As did
the trial court, the State Supreme Court acknowledged our
Parden holding but concluded that in effect it had been
overruled by our subsequent course of decisions.
In
Parden we held that FELA authorizes suits for damages
against state-owned railroads, and that by entering the business of
operating a railroad a State waives its Eleventh Amendment immunity
from suit in federal court. The latter holding was overruled in
Welch, to accord with our more recent Eleventh Amendment
jurisprudence, 483 U. S., at 478; but the
Welch Court was
explicit in declining to decide whether in the Jones Act (or in
FELA) Congress intended to create a cause of action against the
States.
Id., at 476, n. 6 (plurality opinion); see also id.,
at 495 (WHITE, J., concurring). In other words, the
Welch
decision did not disturb the statutory-construction holding of
Parden.
In addressing the latter issue, the South Carolina court found
"dispositive" our decision in
Will v.
Michigan Dept. of
State Police, 491
U. S. 58 (1989).
Will was a suit brought in
201
state court under 42 U. S. C. § 1983 against Michigan state
officials. We held that a State is not a "person" as that term is
used in § 1983, and is not suable under the statute, regardless of
the forum where the suit is maintained. In so holding, we relied in
part on the lack of any "clear statement" in the statute of a
congressional intent to impose liability on the State. In its
Freeman decision that controlled its ruling in the instant
case, the South Carolina court read Will to hold that a statute
will not be interpreted to create a cause of action for money
damages against a State unless it contains "unmistakably clear
language" showing that Congress intended to do so. Deciding that
the text of FELA does not have language conforming to this
standard, the
Freeman court held that FELA does not subject
the States to liability.
When petitioner's case reached the South Carolina Supreme Court,
it affirmed dismissal of the action in a onesentence
per
curiam opinion, citing
Freeman. We granted certiorari,
498 U. S. 1081 (1991), and now reverse.
II
Our analysis and ultimate determination in this case are
controlled and informed by the central importance of
stare
decisis in this Court's jurisprudence. Respondent asks us to
overrule a 28-year-old interpretation, first enunciated in
Parden, that when Congress enacted FELA and used the phrase
"[e]very common carrier by railroad," 45 U. S. C. § 51, to describe
the class of employers subject to its terms, it intended to include
state-owned railroads. 377 U. S., at 187188.1 Just two Terms ago,
in
Port Authority Trans-Hudson Corp. v.
Feeney,
495 U. S. 299
(1990), we assumed the applicability of FELA to state-owned
railroads in finding that the defendant, a bistate compact
corporation, had waived any
1 Section 1 of FELA, 45 U. S. C. § 51, in pertinent part,
provides:
"Every common carrier by railroad while engaging in commerce ...
shall be liable in damages to any person suffering injury while he
is employed by such carrier in such commerce .... "
202
Eleventh Amendment immunity that it may have had. The issue here
is whether we should reexamine this longstanding statutory
construction. Because of the strong considerations favoring
adherence to
stare decisis in these circumstances, the
answer to that question must be no. Time and time again, this Court
has recognized that "the doctrine of
stare decisis is of
fundamental importance to the rule of law."
Welch, supra, at
494; see also
Patterson v.
McLean Credit Union,
491 U. S. 164,
172 (1989);
Burnet v.
Coronado Oil &
Gas
Co., 285 U. S.
393, 406 (1932) (Brandeis, J., dissenting). Adherence to
precedent promotes stability, predictability, and respect for
judicial authority.
Vasquez v.
Hillery, 474 U. S. 254, 265-266
(1986). For all of these reasons, we will not depart from the
doctrine of
stare decisis without some compelling
justification.
Arizona v.
Rumsey, 467 U. S. 203, 212
(1984).
In the case before us the policies in favor of following
stare decisis far outweigh those suggesting departure.
"Considerations of
stare decisis have special force in the
area of statutory interpretation, for here, unlike in the context
of constitutional interpretation, the legislative power is
implicated, and Congress remains free to alter what we have done."
Patterson, supra, at 172-173. Congress has had almost 30
years in which it could have corrected our decision in
Parden if it disagreed with it, and has not chosen to do so.
We should accord weight to this continued acceptance of our earlier
holding.
Stare decisis has added force when the legislature,
in the public sphere, and citizens, in the private realm, have
acted in reliance on a previous decision, for in this instance
overruling the decision would dislodge settled rights and
expectations or require an extensive legislative response. This is
so in the case before us.
Workers' compensation laws in many States specifically exclude
railroad workers from their coverage because of the assumption that
FELA provides adequate protection for those workers. See,
e.
g., Colo. Rev. Stat. §8-41-201 (Supp.
203
1990); D. C. Code Ann. § 36-301(9)(D) (1981); Ind. Code §
223-79(d) (Supp. 1991); La. Rev. Stat. Ann. § 23:1037 (West 1985);
Neb. Rev. Stat. §48-106(1) (1988). Counsel for respondent in this
case conceded during oral argument that petitioner may be precluded
from seeking an alternative remedy under state law for his
injuries, because of a like exclusion in South Carolina law. S. C.
Code Ann. §42-1-350 (1976). Our overruling
Parden would
require these States to reexamine their statutes, meanwhile putting
at risk all employees and employers who have been acting on the
assumption that they are protected in the event of injuries caused
by an employer's negligence. Overruling
Parden would also
throw into doubt previous decisions from this Court, cases holding
that the entire federal scheme of railroad regulation applies to
state-owned railroads.
United States v.
California,
297 U. S. 175
(1936) (Safety Appliance Act);
California v.
Taylor,
353 U. S. 553
(1957) (Railway Labor Act); see also
Transportation Union v.
Long Island R. Co.,
455 U. S. 678, 688
(1982). These factors all weigh in favor of adhering to
stare
decisis, and we cannot find here sufficient, countervailing
justifications for departing from our precedents.
III
Respondent argues that the Court has already considered and
rejected these arguments for following
stare decisis in
Welch, 483 U. S., at 478. That is not accurate; and even if
it were,
Welch is not controlling here. The characterization
of
Welch is inaccurate because the most vital consideration
of our decision today, which is that to confer immunity from
state-court suit would strip all FELA and Jones Act protection from
workers employed by the States, was not addressed or at all
discussed in the
Welch decision. Indeed, that omission can
best be explained by the assumption, made express in the concurring
opinion of JUSTICE WHITE, that
204
the Jones Act (and so too FELA 2) by its terms extends to the
States. This coverage, and the jurisdiction of state courts to
entertain a suit free from Eleventh Amendment constraints, is a
plausible explanation for the absence in
Welch of any
discussion of the practical adverse effects of overruling that
portion of
Parden which pertained only to the Eleventh
Amendment, since continued state-court jurisdiction made those
effects minimal.
Further, we cannot treat the holding of
Welch as
determinative of the issue now presented for our decision. As we
explained in
Welch, supra, at 471, our Eleventh Amendment
cases do indeed hold that "Congress may abrogate the States'
constitutionally secured immunity from suit in federal court
only by making its intention unmistakably clear in the
language of the statute."
Atascadero State Hospital v.
Scanlon, 473
U. S. 234, 242 (1985) (emphasis added). Congressional intent to
abrogate Eleventh Amendment immunity must be expressed in the text
of the statute; the Court will not look to legislative history in
making its inquiry.
Dellmuth v.
Muth, 491 U. S. 223, 230
(1989). These cases establish a rule of constitutional law based on
the Eleventh Amendment. That rule was developed after the
Parden decision, and was found in
Welch to have
undercut the reasoning of
Parden and to require
Parden's Eleventh Amendment holding to be overruled. But as
we have stated
2 The specific statutory construction issue reserved in
Welch was not the precise issue before the Court today, but
rather whether the language of the Jones Act ("Any seaman who shall
suffer personal injury in the course of his employment," 46 U. S.
C. App. § 688) was correctly interpreted by the Court in
Petty v.
Tennessee-Missouri Bridge Comm'n, 359 U. S. 275, 282-283
(1959), to afford a remedy against the States. JUSTICE WHITE'S
concurrence,
Welch v.
Texas Dept. of Highways and Public
Transportation, 483 U. S., at 495, focused on this question,
stating that "Congress has not disturbed this construction, and the
Court, as I understand it, does not now purport to do so." The
parties, however, agree that the resolution of this issue should be
the same for the Jones Act and FELA. We thus assume so for the
purposes of this decision.
205
on many occasions, "the Eleventh Amendment does not apply in
state courts."
Will, 491 U. S., at 63-64, citing
Maine v.
Thiboutot, 448 U. S. 1, 9, n. 7
(1980);
Nevada v.
Hall, 440 U. S. 410, 420-421
(1979).
The issue becomes, then, a pure question of statutory
construction, where the doctrine of
stare decisis is most
compelling. Respondent argues, and the state courts in this case
said, that the statutory-construction holding of
Parden is
no longer good law because of our later opinion in
Will,
supra. Respondent would make the result in
Will solely a
function of our Eleventh Amendment jurisprudence, reading the case
to adopt a
per se rule prohibiting the interpretation of
general liability language to include the States, absent a clear
statement by Congress to the effect that Congress intends to
subject the States to the cause of action. Respondent argues that
in light of
Will, the same considerations which led us to a
partial overruling of
Parden in
Welch should govern
here.
We think the argument misconstrues the
Will decision.
Will did not import the entirety of our Eleventh
Amendment jurisprudence into the area of statutory construction. It
treated the Eleventh Amendment as a relevant consideration. 491 U.
S., at 66-67;
Hafer v.
Melo, 502 U. S. 21, 30 (1991).
The primary focus of
Will was, as it should have been, on
the language and history of § 1983. 491 U. S., at 64, 68-70; cf.
Dellmuth v.
Muth, supra, at 229-230. If
Will
had adopted a
per se rule of the sort advocated by
respondent, that entire discussion would have been unnecessary. The
issue in
Will and in this case is different from the issue
in our Eleventh Amendment cases in a fundamental respect: The
latter cases involve the application of a rule of constitutional
law, while the former cases apply an "ordinary rule of statutory
construction."
Will, supra, at 65. This
206
conclusion is evident from our discussions in
EEOC v.
Wyoming, 460
U. S. 226, 244, n. 18 (1983), and in
Gregory v.
Ashcroft, 501
U. S. 452, 470 (1991), last Term. Both cases describe the plain
statement rule as "a rule of statutory construction to be applied
where statutory intent is ambiguous,"
ibid., rather than as
a rule of constitutional law; and neither case implicated the
Eleventh Amendment. The distinction we draw is also supported by
the Court's decision in
Welch, and in particular by the fact
that
Welch in explicit terms reserved the statutory
construction issue we resolve today. 483 U. S., at 476, n. 6.
When the issue to be resolved is one of statutory construction,
of congressional intent to impose monetary liability on the States,
the requirement of a clear statement by Congress to impose such
liability creates a rule that ought to be of assistance to the
Congress and the courts in drafting and interpreting legislation.
The requirement also serves to make parallel two separate inquiries
into state liability:
Eleventh Amendment doctrine and canons of statutory
interpretation. In most cases, as in
Will and
Gregory
v.
Ashcroft, the rule can be followed. The resulting
symmetry, making a State's liability or immunity, as the case may
be, the same in both federal and state courts, has much to commend
it. It also avoids the federalism-related concerns that arise when
the National Government uses the state courts as the exclusive
forum to permit recovery under a congressional statute. This is not
an inconsequential argument. Symmetry in the law is more than
esthetics. It is predictability and order. But symmetry is not an
imperative that must override just expectations which themselves
rest upon the predictability and order of
stare decisis.
In the case before us the clear statement inquiry need not be
made and we need not decide whether FELA satisfies that standard,
for the rule in any event does not prevail over the doctrine of
stare decisis as applied to a longstanding
207
statutory construction implicating important reliance interests.
And when the rule is either overcome or inapplicable so that a
federal statute does impose liability upon the States, the
Supremacy Clause makes that statute the law in every State, fully
enforceable in state court.
Howlett v.
Rose, 496 U. S. 356, 367-368
(1990).
IV
For the reasons we have stated, the judgment of the South
Carolina Supreme Court is reversed, and the case is remanded for
further proceedings not inconsistent with this opinion.
It is so ordered.
JUSTICE THOMAS took no part in the consideration or decision of
this case.
JUSTICE BLACKMUN concurs in the judgment.
JUSTICE O'CONNOR, with whom JUSTICE SCALIA joins,
dissenting.
The Court's decision in this case is an example of the truism
that hard cases make bad law. The Court's understandable reluctance
to leave petitioner without a remedy leads it to contort and
confuse the clear statement doctrine we have articulated in recent
opinions. For this reason, I respectfully dissent.
I
The Court invokes
stare decisis while at the same time
running headlong away from it. In my view, this case is cleanly
resolved by applying two recent precedents,
Will v.
Michigan Dept. of State Police, 491 U. S. 58 (1989), and
Welch v.
Texas Dept. of Highways and Public
Transportation, 483 U. S. 468 (1987), not
by rehabilitating a decision we have largely repudiated,
Parden v.
Terminal Railway of Alabama Docks Dept.,
377 U. S. 184
(1964).
208
In
Will, we held that if Congress intends to upset the
"'usual constitutional balance between the States and the Federal
Government,'" it must make its intention to do so unmistakably
clear.
Will, supra, at 65 (quoting
Atascadero State
Hospital v.
Scanlon, 473 U. S. 234, 242
(1985)). As we determined in that case, a federal statute requiring
the States to entertain damages suits against themselves in state
courts is precisely the kind of legislation that requires a clear
statement, because of the long-established principle that a State
cannot normally be sued in its own courts without its consent.
Will, supra, at 67.
In
Welch, we held that the language of the Jones Act,
which applied the Federal Employers' Liability Act's (FELA's)
remedial provisions to seamen, did not amount to a clear statement
of Congress' intent to abrogate the States' Eleventh Amendment
sovereign immunity. 483 U. S., at 474-476. In so holding, we
expressly stated that "to the extent that
Parden v.
Terminal Railway ... is inconsistent with the requirement
that an abrogation of Eleventh Amendment immunity by Congress must
be expressed in unmistakably clear language, it is overruled."
Id., at 478.
The result in this case should follow
a fortiori from the
reasoning of
Will and
Welch. We have already decided
that a clear statement is necessary before a State may be required
to entertain damages suits against itself in its own courts, and we
have already decided that FELA's language does not amount to a
clear statement of Congress' intent to abrogate state sovereign
immunity.
Stare decisis dictates that we follow the rules we
have laid down in
Will and
Welch, not that we revive
a substantially discredited case that litigants and lower courts
had every reason to think defunct.
II
The Court tries to drive a wedge between
Will and
Welch by characterizing the former as a statutory
interpretation
209
case and the latter as a constitutional case. The clear
statement rule, the Court says, was required in
Welch
because the Eleventh Amendment was implicated. In
Will, by
contrast, use of the clear statement rule was somewhat
discretionary, because the issue in that case was a question of
statutory interpretation in which the Constitution was
not
implicated. See
ante, at 205-207. Because this case involves
state sovereign immunity in state court, not federal court, and the
Eleventh Amendment does not by its terms apply, the Court holds
that the clear statement rule in this "nonconstitutional" context
can be trumped by
stare decisis.
The Court's distinction is untenable. The clear statement rule
is not a mere canon of statutory interpretation. Instead, it
derives from the Constitution itself. The rule protects the balance
of power between the States and the Federal Government struck by
the Constitution. Although the Eleventh Amendment spells out one
aspect of that balance of power, the principle of federalism
underlying the Amendment pervades the constitutional structure: The
Constitution gives Congress only limited power to govern the
Nation; the States retain power to govern locally. See
Dellmuth v.
Muth, 491 U. S. 223, 227 (1989)
("[A]brogation of sovereign immunity upsets 'the fundamental
constitutional balance between the Federal Government and the
States,' ... placing a considerable strain on '[t]he principles of
federalism that inform Eleventh Amendment''') (quoting
Atascadero State Hospital v.
Scanlon, supra, at 238,
and
Pennhurst State School and Hospital v.
Halderman,
465 U. S. 89, 100
(1984)). Recognizing this basic truth about our governmental
structure under the Constitution, we have been wary of extending
the effect of congressional enactments into areas traditionally
governed by the States, unless Congress has directed us to do so by
an unmistakably clear statement. Indeed, in the cases in which we
have employed the clear statement rule
210
outside the Eleventh Amendment context, we have recognized the
rule's constitutional dimensions.
Gregory v.
Ashcroft, 501
U. S. 452, 461 (1991) ("This plain statement rule is nothing
more than an acknowledgment that the States retain substantial
sovereign powers under our constitutional scheme, powers with which
Congress does not readily interfere");
Will, 491 U. S., at
65 ("[I]f Congress intends to alter the 'usual constitutional
balance between the States and the Federal Government,' it must
make its intention to do so 'unmistakably clear in the language of
the statute''') (quoting
Atascadero State Hospital v.
Scanlon, supra, at 242);
United States v.
Bass, 404 U.
S. 336, 349 (1971) (clear statement rule "rooted in ...
concepts of American federalism"). Thus, the Court's position that
we are not required to employ the clear statement rule in this
context ignores the constitutional source of the rule.
The Eleventh Amendment spells out one instance, but not the only
one, in which respect and forbearance is due from the national to
the state governments, a respect that cements our federation in the
Constitution. The clear statement rule assumes that Congress will
show that respect by not lightly abridging the powers or
sovereignty retained by the States. From this standpoint, it makes
little sense to apply the clear statement rule to congressional
enactments that make the States liable to damages suits in federal
courts, but not to apply the clear statement rule to congressional
enactments that make the States liable to damages suits in their
own courts. Sovereign immunity, a crucial attribute of separate
governments, is infringed in both cases. The suggested dichotomy
makes even less sense if we consider the remarkable anomaly that
these two canons of statutory construction create: a statutory
scheme in which
state courts are the exclusive avenue for
obtaining recovery under a
federal statute.
211
III
The Court gives no guidance to lower courts as to when it will
apply the clear statement rule and when it will not. The Court's
obscurity on this point does little to further the goals of
stability and predictability that assertedly drive its analysis.
The Court says only that
stare decisis will prevail over the
clear statement rule when Congress has manifested its acquiescence
in this Court's statutory interpretation by its silence, and when
citizens have "acted in reliance on a previous decision."
Ante, at 202. Yet we have previously applied the clear
statement rule despite the presence of both of these
considerations.
Just four years ago, we held that Congress did not manifest its
consent to allow States to be sued for FELA damages in federal
court, despite congressional silence in the face of our
long-established holding in
Parden. Welch v.
Texas Dept.
of Highways and Public Transportation, 483 U. S. 468 (1987). Do
the intervening four years make it more likely that Congress has
silently consented to the remaining encroachment upon state
sovereignty
Parden sanctioned? How long must Congress remain
silent before we declare its constructive consent to our statutory
interpretation? The suggestion that this Court can, in some cases,
better divine Congress' will to change the balance of power between
the Federal Government and the States by listening to congressional
silence than to a clear legislative statement substitutes telepathy
for statutory interpretation.
In deciding when to ignore the requirements of the clear
statement rule, the Court also considers the extent to which
citizens have relied on our past decisions. This analysis looks to
the reliance of the employees who may be without a remedy if FELA
does not apply to their state employers. From the standpoint of the
States, however, the Court ignores the fact that we generally do
not assume States waive their right to challenge an abrogation of
their traditional authority just because they have acquiesced in,
or even relied
212
on, longstanding congressional regulation. See
Welch, 483
U. S., at 473 (constructive consent to suit not sufficient). The
"reliance" exception to the clear statement rule thus reinstates a
theory of constructive waiver of sovereign immunity that our cases
have repeatedly rejected. See
ibid.; Atascadero State
Hospital v.
Scanlon, 473 U. S., at 241,246247;
Port
Authority Trans-Hudson Corp. v.
Feeney, 495 U. S. 299, 306
(1990).
In sum, the Court's newly created exception to the clear
statement rule threatens to eliminate it altogether, except when
the States' Eleventh Amendment sovereign immunity is abrogated in
federal court. It will be difficult, if not impossible, for lower
courts to know when they should apply the rule in interpreting
statutes that upset the traditional balance between the State and
Federal Governments outside the context of Eleventh Amendment
immunity.
IV
The Court fears that strict application of our precedents will
require a clear statement for
all congressional regulation
of state railroads.
Ante, at 203. That fear is not well
founded. The clear statement doctrine recently articulated in
Gregory and in
Will requires a clear statement by
Congress before we assume that it intends to alter the usual
constitutional balance of power in areas "traditionally regulated
by the States."
Gregory, 501 U. S., at 460. States have
traditionally regulated their liability to damages suits; they have
not traditionally regulated interstate railroads. See
Wabash,
St. L. &
P. R. Co. v.
Illinois, 118 U. S. 557, 577
(1886);
Transportation Union v.
Long Island R. Co.,
455 U. S. 678,
687 (1982). The clear statement rule in this context applies to
FELA because it provides for a cause of action for damages; it does
not apply to other congressional regulation of state railroads.
Nor would application of the clear statement rule here overrule
Port Authority Trans-Hudson Corp. v.
Feeney,
213
supra. In
Feeney, we held that a State could waive
its sovereign immunity from suit and consent to a damages action
under FELA.
Feeney's underlying assumption, of course, was
that Congress had intended to include state-owned railroads in the
class of appropriate FELA defendants. If States are not within the
contemplated category of defendants, then States could not consent
to suit, because they cannot "create a cause of action ... against
an entity whom Congress has not subjected to liability."
Howlett v.
Rose, 496 U. S. 356, 376
(1990).
Welch did not hold that railroads owned by States were
outside FELA's category of "[e]very common carrier by railroad,"
however. 45 U. S. C. § 51. In fact,
Welch never clarified
what would count in the context of FELA as a "clear statement" of
congressional intent that States submit to damages suits. Because
the aspect of state sovereignty at stake here is immunity from
damages suits, the clear statement required should be tailored to
that concern. See
Gregory v.
Ashcroft, 501 U. S. 452 (1991)
(when application of federal statute would change state law with
respect to tenure of state judges, clear statement rule tailored to
question whether Congress intended the statute to apply to state
judges, not whether Congress intended the statute to apply to
States generally). A "clear statement" in this context, then,
should be a statement that "Congress intended to abrogate the
States' immunity from suit."
Dellmuth v.
Muth, 491 U.
S., at 231.
Congress clearly wanted "[e]very common carrier by railroad" to
be subject to suit under FELA. Railroad owners, then, are clearly
within the contemplated category of defendants. Congress, however,
did not clearly say whether it intended to force States that happen
also to be railroad owners to submit to suit without their consent.
Indeed, it is quite doubtful that Congress thought it had the power
to create causes of action against the States in 1908 when FELA was
enacted. See
Welch, supra, at 496 (SCALIA, J.,
concurring
214
O'CONNOR, J., dissenting
in part and concurring in judgment). Since, in enacting FELA,
Congress has not clearly stated that it wishes to abrogate a
State's immunity from suit, but has said that it wishes to provide
a damages remedy to employees of "[e]very common carrier by
railroad," a State is a proper defendant
ifit consents to be
sued under FELA in its capacity as a railroad owner. But unless a
State agrees to be treated as a railroad owner instead of a
sovereign, it may not be sued without its consent. As South
Carolina has not agreed to throw off its mantle of sovereign
immunity, it may not be sued under FELA. I would therefore affirm
the judgment of the South Carolina Supreme Court.
The concern that South Carolina Public Railways Commission's
employees will be without a remedy should not determine the result
in this case. If we clarified our doctrine, instead of obfuscating
it, States could allow other compensation schemes to fill the void
left by FELA. We should not so quickly assume that South Carolina
will callously ignore the fate of its own workers. Certainly, South
Carolina has more of a stake in seeing that its employees are
compensated than does Congress or this Court.
Instead of avoiding the implications of our previous decisions,
I would adhere to them. The Court's holding, while premised on
fairness, is unfair to the States, courts, and parties that must
parse our doctrine applying the clear statement rule. Therefore, I
respectfully dissent.
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