OPINION OF THE COURT
DEPARTMENT OF TRANSPORTATION V. PUBLICCITIZEN
541 U. S. ____ (2004)
SUPREME COURT OF THE UNITED STATES
NO. 03-358
DEPARTMENT OF TRANSPORTATION, et al.,
PETITIONERS
v. PUBLIC CITIZEN et al.
on writ of certiorari to the united states court of
appeals for the ninth circuit
[June 7, 2004]
Justice Thomas delivered the
opinion of the Court.
In this case, we confront the
question whether the National Environmental Policy Act of 1969
(NEPA), 83 Stat. 852 (codified, as amended, at 42 U. S. C.
§§4321–4370f), and the Clean Air Act (CAA), 42 U. S. C.
§§7401–7671q, require the Federal Motor Carrier Safety
Administration (FMCSA) to evaluate the environmental effects of
cross-border operations of Mexican-domiciled motor carriers, where
FMCSA’s promulgation of certain regulations would allow such
cross-border operations to occur. Because FMCSA lacks discretion to
prevent these cross-border operations, we conclude that these
statutes impose no such requirement on FMCSA.
I
Due to the complex statutory and
regulatory provisions implicated in this case, we begin with a
brief overview of the relevant statutes. We then turn to the
factual and procedural background.
A
1
Signed into law on January 1,
1970, NEPA establishes a “national policy [to] encourage productive
and enjoyable harmony between man and his environment,” and was
intended to reduce or eliminate environmental damage and to promote
“the understanding of the ecological systems and natural resources
important to” the United States. 42 U. S. C. §4321. “NEPA
itself does not mandate particular results” in order to accomplish
these ends.
Robertson v.
Methow Valley Citizens
Council, 490 U. S. 332, 350
(1989). Rather, NEPA imposes only procedural requirements on
federal agencies with a particular focus on requiring agencies to
undertake analyses of the environmental impact of their proposals
and actions. See
id., at 349–350. At the heart of NEPA is
a requirement that federal agencies
“include in every recommendation or report on
proposals for legislation and other major Federal actions
significantly affecting the quality of the human environment, a
detailed statement by the responsible official on—(i) the
environmental impact of the proposed action, (ii) any adverse
environmental effects which cannot be avoided should the proposal
be implemented, (iii) alternatives to the proposed action, (iv) the
relationship between local short-term uses of man’s environment and
the maintenance and enhancement of long-term productivity, and (v)
any irreversible and irretrievable commitments of resources which
would be involved in the proposed action should it be implemented.”
42 U. S. C. §4332(2)(C).
This detailed statement is called
an Environmental Impact Statement (EIS). The Council of
Environmental Quality (CEQ), established by NEPA with authority to
issue regulations interpreting it, has promulgated regulations to
guide federal agencies in determining what actions are subject to
that statutory requirement. See 40 CFR §1500.3 (2003). The CEQ
regulations allow an agency to prepare a more limited document, an
Environmental Assessment (EA), if the agency’s proposed action
neither is categorically excluded from the requirement to produce
an EIS nor would clearly require the production of an EIS. See
§§1501.4(a)–(b). The EA is to be a “concise public document” that
“[b]riefly provide[s] sufficient evidence and analysis for
determining whether to prepare an [EIS].” §1508.9(a). If, pursuant
to the EA, an agency determines that an EIS is not required under
applicable CEQ regulations, it must issue a “finding of no
significant impact” (FONSI), which briefly presents the reasons why
the proposed agency action will not have a significant impact on
the human environment. See §§1501.4(e), 1508.13.
2
What is known as the CAA became
law in 1963, 77 Stat. 393. In 1970, Congress substantially amended
the CAA into roughly its current form. 84 Stat. 1713. The 1970
amendments mandated national air quality standards and deadlines
for their attainment, while leaving to the States the development
of “implementation plan[s]” to comply with the federal standards.
Ibid.
In 1977, Congress again
amended the CAA, 91 Stat. 749, to prohibit the Federal Government
and its agencies from “engag[ing] in, support[ing] in any way or
provid[ing] financial assistance for, licens[ing] or permit[ting],
or approv[ing], any activity which does not conform to [a state]
implementation plan.” 42 U. S. C. §7506(c)(1). The definition
of “conformity” includes restrictions on, for instance,
“increas[ing] the frequency or severity of any existing violation
of any standard in any area,” or “delay[ing] timely attainment of
any standard … in any area.” §7506(c)(1)(B). These safeguards
prevent the Federal Government from interfering with the States’
abilities to comply with the CAA’s requirements.
3
FMCSA, an agency within the
Department of Transportation (DOT), is responsible for motor
carrier safety and registration. See 49 U. S. C. §113(f).
FMCSA has a variety of statutory mandates, including “ensur[ing]”
safety, §31136, establishing minimum levels of financial
responsibility for motor carriers, §31139, and prescribing federal
standards for safety inspections of commercial motor vehicles,
§31142. Importantly, FMCSA has only limited discretion regarding
motor vehicle carrier registration: It must grant registration to
all domestic or foreign motor carriers that are “willing and able
to comply with” the applicable safety, fitness, and
financial-responsibility requirements. §13902(a)(1). FMCSA has no
statutory authority to impose or enforce emissions controls or to
establish environmental requirements unrelated to motor carrier
safety.
B
We now turn to the factual
and procedural background of this case. Before 1982, motor carriers
domiciled in Canada and Mexico could obtain certification to
operate within the United States from the Interstate Commerce
Commission (ICC).[Footnote 1]
In 1982, Congress, concerned about discriminatory treatment of
United States motor carriers in Mexico and Canada, enacted a 2-year
moratorium on new grants of operating authority. Congress
authorized the President to extend the moratorium beyond the 2-year
period if Canada or Mexico continued to interfere with United
States motor carriers, and also authorized the President to lift or
modify the moratorium if he determined that doing so was in the
national interest. 49 U. S. C. §10922(l) (1982 ed.).
Although the moratorium on Canadian motor carriers was quickly
lifted, the moratorium on Mexican motor carriers remained, and was
extended by the President.
In December 1992, the leaders of
Mexico, Canada, and the United States signed the North American
Free Trade Agreement (NAFTA), 32 I. L. M. 605 (1993). As
part of NAFTA, the United States agreed to phase out the moratorium
and permit Mexican motor carriers to obtain operating authority
within the United States’ interior by January 2000. On NAFTA’s
effective date (January 1, 1994), the President began to lift the
trade moratorium by allowing the licensing of Mexican carriers to
provide some bus services in the United States. The President,
however, did not continue to ease the moratorium on the timetable
specified by NAFTA, as concerns about the adequacy of Mexico’s
regulation of motor carrier safety remained.
The Government of Mexico challenged the United
States’ implementation of NAFTA’s motor carrier provisions under
NAFTA’s dispute-resolution process, and in February 2001, an
international arbitration panel determined that the United States’
“blanket refusal” of Mexican motor carrier applications breached
the United States’ obligations under NAFTA. App. 279, ¶ ;295.
Shortly thereafter, the President made clear his intention to lift
the moratorium on Mexican motor carrier certification following the
preparation of new regulations governing grants of operating
authority to Mexican motor carriers.
In May 2001, FMCSA published for comment
proposed rules concerning safety regulation of Mexican motor
carriers. One rule (the Application Rule) addressed the
establishment of a new application form for Mexican motor carriers
that seek authorization to operate within the United States.
Another rule (the Safety Monitoring Rule) addressed the
establishment of a safety-inspection regime for all Mexican motor
carriers that would receive operating authority under the
Application Rule.
In December 2001, Congress enacted the
Department of Transportation and Related Agencies Appropriations
Act, 2002, 115 Stat. 833. Section 350 of this Act,
id., at
864, provided that no funds appropriated under the Act could be
obligated or expended to review or to process any application by a
Mexican motor carrier for authority to operate in the interior of
the United States until FMCSA implemented specific application and
safety-monitoring requirements for Mexican carriers. Some of these
requirements went beyond those proposed by FMCSA in the Application
and Safety Monitoring Rules. Congress extended the §350 conditions
to appropriations for Fiscal Years 2003 and 2004.
In January 2002, acting pursuant to NEPA’s
mandates, FMCSA issued a programmatic EA for the proposed
Application and Safety Monitoring Rules. FMCSA’s EA evaluated the
environmental impact associated with three separate scenarios:
where the President did not lift the moratorium; where the
President did but where (contrary to what was legally possible)
FMCSA did not issue any new regulations; and the Proposed Action
Alternative, where the President would modify the moratorium and
where FMCSA would adopt the proposed regulations. The EA considered
the environmental impact in the categories of traffic and
congestion, public safety and health, air quality, noise,
socioeconomic factors, and environmental justice. Vital to the EA’s
analysis, however, was the assumption that there would be no change
in trade volume between the United States and Mexico due to the
issuance of the regulations. FMCSA did note that §350’s
restrictions made it impossible for Mexican motor carriers to
operate in the interior of the United States before FMCSA’s
issuance of the regulations. But, FMCSA determined that “this and
any other associated effects in trade characteristics would be the
result of the modification of the moratorium” by the President, not
a result of FMCSA’s implementation of the proposed safety
regulations. App. 60. Because FMCSA concluded that the entry of the
Mexican trucks was not an “effect” of its regulations, it did not
consider any environmental impact that might be caused by the
increased presence of Mexican trucks within the United States.
The particular environmental effects on which
the EA focused, then, were those likely to arise from the increase
in the number of roadside inspections of Mexican trucks and buses
due to the proposed regulations. The EA concluded that these
effects (such as a slight increase in emissions, noise from the
trucks, and possible danger to passing motorists) were minor and
could be addressed and avoided in the inspections process itself.
The EA also noted that the increase of inspection-related emissions
would be at least partially offset by the fact that the safety
requirements would reduce the number of Mexican trucks operating in
the United States. Due to these calculations, the EA concluded that
the issuance of the proposed regulations would have no significant
impact on the environment, and hence FMCSA, on the same day as it
released the EA, issued a FONSI.
On March 19, 2002, FMCSA issued the two
interim rules, delaying their effective date until May 3, 2002, to
allow public comment on provisions that FMCSA added to satisfy the
requirements of §350. In the regulatory preambles, FMCSA relied on
its EA and its FONSI to demonstrate compliance with NEPA. FMCSA
also addressed the CAA in the preambles, determining that it did
not need to perform a “conformity review” of the proposed
regulations under 42 U. S. C. §7506(c)(1) because the increase
in emissions from these regulations would fall below the
Environmental Protection Agency’s (EPA’s) threshold levels needed
to trigger such a review.
In November 2002, the President lifted the
moratorium on qualified Mexican motor carriers. Before this action,
however, respondents filed petitions for judicial review of the
Application and Safety Monitoring Rules, arguing that the rules
were promulgated in violation of NEPA and the CAA. The Court of
Appeals agreed with respondents, granted the petitions, and set
aside the rules. 316 F. 3d 1002 (CA9 2003).
The Court of Appeals concluded that the EA was
deficient because it failed to give adequate consideration to the
overall environmental impact of lifting the moratorium on the
cross-border operation of Mexican motor carriers. According to the
Court of Appeals, FMCSA was required to consider the environmental
effects of the entry of Mexican trucks because “the President’s
rescission of the moratorium was ‘reasonably foreseeable’ at the
time the EA was prepared and the decision not to prepare an EIS was
made.”
Id., at 1022 (quoting 40 CFR §§1508.7, 1508.8(b)
(2003)). Due to this perceived deficiency, the Court of Appeals
remanded the case for preparation of a full EIS.
The Court of Appeals also directed FMCSA to
prepare a full CAA conformity determination for the challenged
regulations. It concluded that FMCSA’s determination that emissions
attributable to the challenged rules would be below the threshold
levels was not reliable because the agency’s CAA determination
reflected the “illusory distinction between the effects of the
regulations themselves and the effects of the presidential
rescission of the moratorium on Mexican truck entry.” 316
F. 3d, at 1030.
We granted certiorari, 540 U. S. __ (2003),
and now reverse.
II
An agency’s decision not to
prepare an EIS can be set aside only upon a showing that it was
“arbitrary, capricious, an abuse of discretion, or otherwise not in
accordance with law.” 5 U. S. C. §706(2)(A). See also
Marsh v.
Oregon Natural Resources
Council, 490 U. S. 360, 375–376
(1989);
Kleppe v.
Sierra Club,
427 U. S. 390, 412
(1976). Here, FMCSA based its FONSI upon the analysis contained
within its EA; respondents argue that the issuance of the FONSI was
arbitrary and capricious because the EA’s analysis was flawed. In
particular, respondents criticize the EA’s failure to take into
account the various environmental effects caused by the increase in
cross-border operations of Mexican motor carriers.
Under NEPA, an agency is required
to provide an EIS only if it will be undertaking a “major Federal
actio[n],” which “significantly affect[s] the quality of the human
environment.” 42 U. S. C. §4332(2)(C). Under applicable CEQ
regulations, “[m]ajor Federal action” is defined to “includ[e]
actions with effects that may be major and which are potentially
subject to Federal control and responsibility.” 40 CFR §1508.18
(2003). “Effects” is defined to “include: (a) Direct effects, which
are caused by the action and occur at the same time and place,” and
“(b) Indirect effects, which are caused by the action and are later
in time or farther removed in distance, but are still reasonably
foreseeable.” §1508.8. Thus, the relevant question is whether the
increase in cross-border operations of Mexican motor carriers, with
the correlative release of emissions by Mexican trucks, is an
“effect” of FMCSA’s issuance of the Application and Safety
Monitoring Rules; if not, FMCSA’s failure to address these effects
in its EA did not violate NEPA, and so FMCSA’s issuance of a FONSI
cannot be arbitrary and capricious.
A
To answer this question, we begin
by explaining what this case does
not involve. What is not
properly before us, despite respondents’ argument to the contrary,
see Brief for Respondents 38–41, is any challenge to the EA due to
its failure properly to consider possible alternatives to the
proposed action (
i.e., the issuance of the challenged
rules) that would mitigate the environmental impact of the
authorization of cross-border operations by Mexican motor carriers.
Persons challenging an agency’s compliance with NEPA must
“structure their participation so that it … alerts the agency to
the [parties’] position and contentions,” in order to allow the
agency to give the issue meaningful consideration.
Vermont
Yankee Nuclear Power Corp. v.
Natural Resources Defense
Council, Inc., 435 U. S. 519, 553
(1978). None of the respondents identified in their comments any
rulemaking alternatives beyond those evaluated in the EA, and none
urged FMCSA to consider alternatives. Because respondents did not
raise these particular objections to the EA, FMCSA was not given
the opportunity to examine any proposed alternatives to determine
if they were reasonably available. Respondents have therefore
forfeited any objection to the EA on the ground that it failed
adequately to discuss potential alternatives to the proposed
action.
Admittedly, the agency bears the
primary responsibility to ensure that it complies with NEPA, see
ibid., and an EA’s or an EIS’ flaws might be so obvious
that there is no need for a commentator to point them out
specifically in order to preserve its ability to challenge a
proposed action. But that situation is not before us. With respect
to FMCSA’s ability to mitigate, respondents can argue only that
FMCSA could regulate emissions from Mexican trucks indirectly,
through making the safety-registration process more onerous or by
removing older, more polluting trucks through more effective
enforcement of motor carrier safety standards. But respondents fail
to identify any evidence that shows that any effect from these
possible actions would be significant, or even noticeable, for
air-quality purposes. The connection between enforcement of motor
carrier safety and the environmental harms alleged in this case is
also tenuous at best. Nor is it clear that FMCSA could, consistent
with its limited statutory mandates, reasonably impose on Mexican
carriers standards beyond those already required in its proposed
regulations.
B
With this point aside,
respondents have only one complaint with respect to the EA: It did
not take into account the environmental effects of increased
cross-border operations of Mexican motor carriers. Respondents’
argument that FMCSA was required to consider these effects is
simple. Under §350, FMCSA is barred from expending any funds to
process or review any applications by Mexican motor carriers until
FMCSA implemented a variety of specific application and
safety-monitoring requirements for Mexican carriers. This
expenditure bar makes it impossible for any Mexican motor carrier
to receive authorization to operate within the United States until
FMCSA issued the regulations challenged here. The promulgation of
the regulations, the argument goes, would “caus[e]” the entry of
Mexican trucks (and hence also cause any emissions such trucks
would produce), and the entry of the trucks is “reasonably
foreseeable.” 40 CFR §1508.8 (2003). Thus, the argument concludes,
under the relevant CEQ regulations, FMCSA must take these emissions
into account in its EA when evaluating whether to produce an
EIS.
Respondents’ argument, however,
overlooks a critical feature of this case: FMCSA has no ability to
countermand the President’s lifting of the moratorium or otherwise
categorically to exclude Mexican motor carriers from operating
within the United States. To be sure, §350 did restrict the ability
of FMCSA to authorize cross-border operations of Mexican motor
carriers, but Congress did not otherwise modify FMCSA’s statutory
mandates. In particular, FMCSA remains subject to the mandate of 49
U. S. C. §13902(a)(1), that FMCSA “
shall register a
person to provide transportation … as a motor carrier if [it] finds
that the person is willing and able to comply with” the safety and
financial responsibility requirements established by the Department
of Transportation. (Emphasis added.) Under FMCSA’s entirely
reasonable reading of this provision, it must certify
any
motor carrier that can show that it is willing and able to comply
with the various substantive requirements for safety and financial
responsibility contained in DOT regulations; only the moratorium
prevented it from doing so for Mexican motor carriers before 2001.
App. 51–55. Thus, upon the lifting of the moratorium, if FMCSA
refused to authorize a Mexican motor carrier for cross-border
services, where the Mexican motor carrier was willing and able to
comply with the various substantive safety and financial
responsibilities rules, it would violate §13902(a)(1).
If it were truly impossible for FMCSA to
comply with both §350 and §13902(a)(1), then we would be presented
with an irreconcilable conflict of laws. As the later enacted
provision, §350 would quite possibly win out. See
Posadas
v.
National City Bank, 296 U. S. 497, 503
(1936). But FMCSA can easily satisfy both mandates: It can issue
the application and safety inspection rules required by §350, and
start processing applications by Mexican motor carriers and
authorize those that satisfy §13902(a)(1)’s conditions. Without a
conflict, then, FMCSA must comply with all of its statutory
mandates.
Respondents must rest, then, on a particularly
unyielding variation of “but for” causation, where an agency’s
action is considered a cause of an environmental effect even when
the agency has no authority to prevent the effect. However, a “but
for” causal relationship is insufficient to make an agency
responsible for a particular effect under NEPA and the relevant
regulations. As this Court held in
Metropolitan Edison Co.
v.
People Against Nuclear Energy, 460 U. S. 766, 774
(1983), NEPA requires “a reasonably close causal relationship”
between the environmental effect and the alleged cause. The Court
analogized this requirement to the “familiar doctrine of proximate
cause from tort law.”
Ibid. In particular, “courts must
look to the underlying policies or legislative intent in order to
draw a manageable line between those causal changes that may make
an actor responsible for an effect and those that do not.”
Id., at 774, n. 7. See also W. Keeton, D. Dobbs, R.
Keeton, & D. Owen, Prosser and Keeton on Law of Torts 264,
274–275 (5th ed. 1984) (proximate cause analysis turns on policy
considerations and considerations of the “legal responsibility” of
actors).
Also, inherent in NEPA and its implementing
regulations is a “rule of reason,” which ensures that agencies
determine whether and to what extent to prepare an EIS based on the
usefulness of any new potential information to the decisionmaking
process. See
Marsh, 490 U. S., at 373–374. Where the
preparation of an EIS would serve “no purpose” in light of NEPA’s
regulatory scheme as a whole, no rule of reason worthy of that
title would require an agency to prepare an EIS. See
Aberdeen
& Rockfish R. Co. v.
Students Challenging Regulatory
Agency Procedures (SCRAP), 422 U. S. 289, 325
(1975); see also 40 CFR §§1500.1(b)–(c) (2003).
In these circumstances, the underlying
policies behind NEPA and Congress’ intent, as informed by the “rule
of reason,” make clear that the causal connection between FMCSA’s
issuance of the proposed regulations and the entry of the Mexican
trucks is insufficient to make FMCSA responsible under NEPA to
consider the environmental effects of the entry. The NEPA EIS
requirement serves two purposes. First, “[i]t ensures that the
agency, in reaching its decision, will have available, and will
carefully consider, detailed information concerning significant
environmental impacts.”
Robertson, 490 U. S., at 349.
Second, it “guarantees that the relevant information will be made
available to the larger audience that may also play a role in both
the decisionmaking process and the implementation of that
decision.”
Ibid. Requiring FMCSA to consider the
environmental effects of the entry of Mexican trucks would fulfil
neither of these statutory purposes. Since FMCSA has no ability
categorically to prevent the cross-border operations of Mexican
motor carriers, the environmental impact of the cross-border
operations would have no effect on FMCSA’s decisionmaking—FMCSA
simply lacks the power to act on whatever information might be
contained in the EIS.
Similarly, the informational purpose is not
served. The “informational role” of an EIS is to “giv[e] the public
the assurance that the agency ‘has indeed considered environmental
concerns in its decisionmaking process,’
Baltimore Gas &
Electric Co. [v.
Natural Resources Defense Council,
Inc.,
462 U. S.
87, 97 (1983)], and, perhaps more significantly, provid[e] a
springboard for public comment” in the agency decisionmaking
process itself,
ibid. The purpose here is to ensure that
the “larger audience,”
ibid., can provide input as
necessary to the agency making the relevant decisions. See 40 CFR
§1500.1(c) (2003) (“NEPA’s purpose is not to generate
paperwork—even excellent paperwork—but to foster excellent action.
The NEPA process is intended to help public officials make
decisions that are based on understanding of environmental
consequences, and take actions that protect, restore, and enhance
the environment”); §1502.1 (“The primary purpose of an
environmental impact statement is to serve as an action-forcing
device to insure that the policies and goals defined in the Act are
infused into the ongoing programs and actions of the Federal
Government”). But here, the “larger audience” can have no impact on
FMCSA’s decisionmaking, since, as just noted, FMCSA simply could
not act on whatever input this “larger audience” could
provide.[
Footnote 2]
It would not, therefore, satisfy NEPA’s “rule
of reason” to require an agency to prepare a full EIS due to the
environmental impact of an action it could not refuse to perform.
Put another way, the legally relevant cause of the entry of the
Mexican trucks is
not FMCSA’s action, but instead the
actions of the President in lifting the mora- torium and those of
Congress in granting the President this authority while
simultaneously limiting FMCSA’s discretion.
Consideration of the CEQ’s “cumulative impact”
regulation does not change this analysis. An agency is required to
evaluate the “[c]umulative impact” of its action, which is defined
as “the impact on the environment which results from the
incremental impact of the action when added to other past, present,
and reasonably foreseeable future actions regardless of what agency
(Federal or non-Federal) or person undertakes such other actions.”
§1508.7. The “cumulative impact” regulation required FMCSA to
consider the “incremental impact” of the safety rules themselves,
in the context of the President’s lifting of the moratorium and
other relevant circumstances. But this is exactly what FMCSA did in
its EA. FMCSA appropriately and reasonably examined the incremental
impact of its safety rules assuming the President’s modification of
the moratorium (and, hence, assuming the increase in cross-border
operations of Mexican motor carriers). The “cumulative impact”
regulation does not require FMCSA to treat the lifting of the
moratorium itself, or consequences from the lifting of the
moratorium, as an effect of its promulgation of its Application and
Safety Monitoring Rules.[
Footnote
3]
C
We hold that where an agency has
no ability to prevent a certain effect due to its limited statutory
authority over the relevant actions, the agency cannot be
considered a legally relevant “cause” of the effect. Hence, under
NEPA and the implementing CEQ regulations, the agency need not
consider these effects in its EA when determining whether its
action is a “major Federal action.” Because the President, not
FMCSA, could authorize (or not authorize) cross-border operations
from Mexican motor carriers, and because FMCSA has no discretion to
prevent the entry of Mexican trucks, its EA did not need to
consider the environmental effects arising from the entry.[
Footnote 4]
III
Under the CAA, a federal
“department, agency, or instrumentality” may not, generally,
“engage in, support in any way or provide financial assistance for,
license or permit, or approve, any activity” that violates an
applicable State air-quality implementation plan. 42 U. S. C.
§7506(c)(1); 40 CFR §93.150 (2003). Federal agencies must, in many
circumstances, undertake a conformity determination with respect to
a proposed action, to ensure that the action is consistent with
§7606(c)(1). See 40 CFR §§93.150(b), 93.153(a)–(b). However, an
agency is exempt from the general conformity determination under
the CAA if its action would not cause new emissions to exceed
certain threshold emission rates set forth in §93.153(b). FMCSA
determined that its proposed regulations would not cause emissions
to exceed the relevant threshold amounts and therefore concluded
that the issuance of its regulations would comply with the CAA.
App. to Pet. for Cert. 65a–66a, 155a. Critical to its calculations
was its consideration of only those emissions that would occur from
the increased roadside inspections of Mexican trucks; like its NEPA
analysis, FMCSA’s CAA analysis did not consider any emissions
attributable to the increased presence of Mexican trucks within the
United States.
EPA’s rules provide that “a
conformity determination is required for each pollutant where the
total of direct and indirect emissions in a nonattainment or
maintenance area caused by a Federal action would equal or exceed”
the threshold levels established by the EPA. 40 CFR §93.153(b).
“Direct emissions” are defined as those covered emissions “that are
caused or initiated by the Federal action and occur at the same
time and place as the action.” §93.152. The term “indirect
emissions” means covered emissions that
“(1) Are caused by the Federal action, but may
occur later in time and/or may be further removed in distance from
the action itself but are still reasonably foreseeable; and (2) The
Federal agency can practicably control and will maintain control
over due to a continuing program responsibility of the Federal
agency.”
Ibid.
Unlike the regulations
implementing NEPA, the EPA’s CAA regulations have defined the term
“[c]aused by.”
Ibid. In particular, emissions are
“[c]aused by” a Federal action if the “emissions … would not …
occur in the absence of the Federal action.”
Ibid. Thus,
the EPA has made clear that for purposes of evaluating causation in
the conformity review process, some sort of “but for” causation is
sufficient.
Although arguably FMCSA’s proposed regulations
would be “but for” causes of the entry of Mexican trucks into the
United States, the emissions from these trucks are neither “direct”
nor “indirect” emissions. First, the emissions from the Mexican
trucks are not “direct” because they will not occur at the same
time or at the same place as the promulgation of the
regulations.
Second, FMCSA cannot practicably control, nor
will it maintain control, over these emissions. As discussed above,
FMCSA does not have the ability to countermand the President’s
decision to lift the moratorium, nor could it act categorically to
prevent Mexican carriers from being registered or Mexican trucks
from entering the United States. Once the regulations are
promulgated, FMCSA would have no ability to regulate any aspect of
vehicle exhaust from these Mexican trucks. FMCSA could not refuse
to register Mexican motor carriers simply on the ground that their
trucks would pollute excessively. FMCSA cannot determine whether
registered carriers actually will bring trucks into the United
States, cannot control the routes the carriers take, and cannot
determine what the trucks will emit. Any reduction in emissions
that would occur at the hands of FMCSA would be mere happenstance.
It cannot be said that FMCSA “practicably control[s]” or “will
maintain control” over the vehicle emissions from the Mexican
trucks, and it follows that the emissions from the Mexican trucks
are not “indirect emissions.”
Ibid.; see also Determining
Conformity of General Federal Actions to State or Federal
Implementation Plans, 58 Fed. Reg. 63214, 63221 (1993) (“The EPA
does not believe that Congress intended to extend the prohibitions
and responsibilities to cases where, although licensing or
approving action is a required initial step for a subsequent
activity that causes emissions, the agency has no control over that
subsequent activity”).
The emissions from the Mexican trucks are
neither “direct” nor “indirect” emissions caused by the issuance of
FMCSA’s proposed regulations. Thus, FMCSA did not violate the CAA
or the applicable regulations by failing to consider them when it
evaluated whether it needed to perform a full “conformity
determination.”
IV
FMCSA did not violate NEPA or the
relevant CEQ regulations when it did not consider the environmental
effect of the increase in cross-border operations of Mexican motor
carriers in its EA. Nor did FMCSA act improperly by not performing,
pursuant to the CAA and relevant regulations, a full conformity
review analysis for its proposed regulations. We therefore reject
respondents’ challenge to the procedures used in promulgating these
regulations. Accordingly, the judgment of the Court of Appeals is
reversed, and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.
Footnote 1
In 1995, Congress abolished the ICC and
transferred most of its responsibilities to the Secretary of
Transportation. See ICC Termination Act of 1995, §101, 109 Stat.
803. In 1999, Congress transferred responsibility for motor carrier
safety within DOT to the newly created FMCSA. See Motor Carrier
Safety Improvement Act of 1999, 113 Stat. 1748.
Footnote 2
Respondents are left with arguing that an EIS
would be useful for informational purposes entirely outside FMCSA’s
decisionmaking process. See Brief for Respondents 42. But such an
argument overlooks NEPA’s core focus on improving agency
decisionmaking. See 40 CFR §§1500.1, 1500.2, 1502.1 (2003).
Footnote 3
The Court of Appeals and respondents contend
that the EA contained numerous other errors, but their contentions
are premised on the conclusion that FMCSA was required to take into
account the increased cross-border operations of Mexican motor
carriers.
Footnote 4
Respondents argue that Congress ratified the
Court of Appeals’ decision when it, after the lower court’s
opinion, reenacted §350 in two appropriations bills. The doctrine
of ratification states that “Congress is presumed to be aware of
[a] … judicial interpretation of a statute and to adopt that
interpretation when it re-enacts a statute without change.”
Lorillard v.
Pons, 434 U. S. 575, 580
(1978). But this case involves the interpretation of NEPA and the
CAA, not §350. Indeed, the precise requirements of §350 were not
below, and are not here, in dispute. Hence, congressional
reenactment of §350 tells us nothing about Congress’ view as to the
requirements of NEPA and the CAA, and so, on the legal issues
involved in this case, Congress has been entirely silent.
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