OPINION OF THE COURT
YARBOROUGH V. ALVARADO
541 U. S. ____ (2004)
SUPREME COURT OF THE UNITED STATES
NO. 02-1684
MICHAEL YARBOROUGH, WARDEN, PETITIONER
v.
MICHAEL ALVARADO
on writ of certiorari to the united states court of
appeals for the ninth circuit
[June 1, 2004]
Justice Kennedy delivered the
opinion of the Court.
Under the Antiterrorism and
Effective Death Penalty Act of 1996 (AEDPA), 110 Stat. 1214, a
federal court can grant an application for a writ of habeas corpus
on behalf of a person held pursuant to a state-court judgment if
the state-court adjudication “resulted in a decision that was
contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the
United States.” 28 U. S. C. §2254(d)(1). The United States
Court of Appeals for the Ninth Circuit ruled that a state court
unreasonably applied clearly established law when it held that the
respondent was not in custody for
Miranda purposes.
Alvarado v.
Hickman, 316 F. 3d 841 (2002).
We disagree and reverse.
I
Paul Soto and respondent Michael
Alvarado attempted to steal a truck in the parking lot of a
shopping mall in Santa Fe Springs, California. Soto and
Alvarado were part of a larger group of teenagers at the mall that
night. Soto decided to steal the truck, and Alvarado agreed to
help. Soto pulled out a .357 Magnum and approached the driver,
Francisco Castaneda, who was standing near the truck emptying trash
into a dumpster. Soto demanded money and the ignition keys from
Castaneda. Alvarado, then five months short of his 18th birthday,
approached the passenger side door of the truck and crouched down.
When Castaneda refused to comply with Soto’s demands, Soto shot
Castaneda, killing him. Alvarado then helped hide Soto’s gun.
Los Angeles County Sheriff’s
detective Cheryl Comstock led the investigation into the
circumstances of Castaneda’s death. About a month after the
shooting, Comstock left word at Alvarado’s house and also contacted
Alvarado’s mother at work with the message that she wished to speak
with Alvarado. Alvarado’s parents brought him to the Pico Rivera
Sheriff’s Station to be interviewed around lunchtime. They waited
in the lobby while Alvarado went with Comstock to be interviewed.
Alvarado contends that his parents asked to be present during the
interview but were rebuffed.
Comstock brought Alvarado to a small interview
room and began interviewing him at about 12:30 p.m. The interview
lasted about two hours, and was recorded by Comstock with
Alvarado’s knowledge. Only Comstock and Alvarado were present.
Alvarado was not given a warning under
Miranda v.
Arizona,
384 U. S. 436 (1965).
Comstock began the interview by asking Alvarado to recount the
events on the night of the shooting. On that night, Alvarado
explained, he had been drinking alcohol at a friend’s house with
some other friends and acquaintances. After a few hours, part of
the group went home and the rest walked to a nearby mall to use its
public telephones. In Alvarado’s initial telling, that was the end
of it. The group went back to the friend’s home and “just went to
bed.” App. 101.
Unpersuaded, Comstock pressed on:
“Q. Okay. We did real good up
until this point and everything you’ve said it’s pretty accurate
till this point, except for you left out the shooting.
“A. The shooting?
“Q. Uh huh, the shooting.
“A. Well I had never seen no shooting.
“Q. Well I’m afraid you did.
“A. I had never seen no shooting.
“Q. Well I beg to differ with you. I’ve been
told quite the opposite and we have witnesses that are saying quite
the opposite.
“A. That I had seen the shooting?
“Q. So why don’t you take a deep breath, like I
told you before, the very best thing is to be honest… . You
can’t have that many people get involved in a murder and expect
that some of them aren’t going to tell the truth, okay? Now granted
if it was maybe one person, you might be able to keep your fingers
crossed and say, god I hope he doesn’t tell the truth, but the
problem is is that they have to tell the truth, okay? Now all I’m
simply doing is giving you the opportunity to tell the truth and
when we got that many people telling a story and all of a sudden
you tell something way far fetched different.”
Id., at
101–102 (punctuation added).
At this point, Alvarado slowly
began to change his story. First he acknowledged being present when
the carjacking occurred but claimed that he did not know what
happened or who had a gun. When he hesitated to say more, Comstock
tried to encourage Alvarado to discuss what happened by appealing
to his sense of honesty and the need to bring the man who shot
Castaneda to justice. See,
e.g.,
id., at 106
(“[W]hat I’m looking for is to see if you’ll tell the truth”);
id., at 105–106 (“I know it’s very difficult when it comes
time to ‘drop the dime’ on somebody[,] … [but] if that
had been your parent, your mother, or your brother, or your sister,
you would darn well want [the killer] to go to jail ‘cause no one
has the right to take someone’s life like that …”). Alvarado
then admitted he had helped the other man try to steal the truck by
standing near the passenger side door. Next he admitted that the
other man was Paul Soto, that he knew Soto was armed, and that he
had helped hide the gun after the murder. Alvarado explained that
he had expected Soto to scare the driver with the gun, but that he
did not expect Soto to kill anyone.
Id., at 127. Toward
the end of the interview, Comstock twice asked Alvarado if he
needed to take a break. Alvarado declined. When the interview was
over, Comstock returned with Alvarado to the lobby of the sheriff’s
station where his parents were waiting. Alvarado’s father drove him
home.
A few months later, the State of California
charged Soto and Alvarado with first-degree murder and attempted
robbery. Citing
Miranda,
supra, Alvarado moved to
suppress his statements from the Comstock interview. The trial
court denied the motion on the ground that the interview was
noncustodial. App. 196. Alvarado and Soto were tried together, and
Alvarado testified in his own defense. He offered an innocent
explanation for his conduct, testifying that he happened to be
standing in the parking lot of the mall when a gun went off nearby.
The government’s cross-examination relied on Alvarado’s statement
to Comstock. Alvarado admitted having made some of the statements
but denied others. When Alvarado denied particular statements, the
prosecution countered by playing excerpts from the audio recording
of the interview.
During cross-examination, Alvarado agreed that
the interview with Comstock “was a pretty friendly conversation,”
id., at 438, that there was “sort of a free flow between
[Alvarado] and Detective Comstock,”
id., at 439, and that
Alvarado did not “feel coerced or threatened in any way” during the
interview,
ibid. The jury convicted Soto and Alvarado of
first-degree murder and attempted robbery. The trial judge later
reduced Alvarado’s conviction to second-degree murder for his
comparatively minor role in the offense. The judge sentenced Soto
to life in prison and Alvarado to 15-years-to-life.
On direct appeal, the Second Appellate
District Court of Appeal (hereinafter state court) affirmed.
People v.
Soto,
74 Cal. App.
4th 1099, 88 Cal. Rptr. 688 (1999) (unpublished in relevant
part). The state court rejected Alvarado’s contention that his
statements to Comstock should have been excluded at trial because
no
Miranda warnings were given. The court ruled Alvarado
had not been in custody during the interview, so no warning was
required. The state court relied upon the custody test articulated
in
Thompson v.
Keohane, 516 U. S. 99, 112 (1995), which
requires a court to consider the circumstances surrounding the
interrogation and then determine whether a reasonable person would
have felt at liberty to leave. The state court reviewed the facts
of the Comstock interview and concluded Alvarado was not in
custody. App. to Pet. for Cert. C–17. The court emphasized the
absence of any intense or aggressive tactics and noted that
Comstock had not told Alvarado that he could not leave. The
California Supreme Court denied discretionary review.
Alvarado filed a petition for a writ of habeas
corpus in the United States District Court for the Central District
of California. The District Court agreed with the state court that
Alvarado was not in custody for
Miranda purposes during
the interview.
Alvarado v.
Hickman, No. ED
CV–00–326–VAP(E) (2000), App. to Pet. for Cert. B1–B10. “At a
minimum,” the District Court added, the deferential standard of
review provided by 28 U. S. C. §2254(d) foreclosed relief.
App. to Pet. for Cert. B–7.
The Court of Appeals for the Ninth Circuit
reversed.
Alvarado v.
Hickman, 316 F. 3d 841
(2002). First, the Court of Appeals held that the state court erred
in failing to account for Alvarado’s youth and inexperience when
evaluating whether a reasonable person in his position would have
felt free to leave. It noted that this Court has considered a
suspect’s juvenile status when evaluating the voluntariness of
confessions and the waiver of the privilege against
self-incrimination. See
id., at 843 (citing,
inter
alia,
Haley v.
Ohio, 332 U. S. 596, 599–601
(1948), and
In re Gault, 387 U. S. 1, 45 (1967)).
The Court of Appeals held that in light of these authorities,
Alvarado’s age and experience must be a factor in the
Miranda custody inquiry. 316 F. 3d, at 843. A minor
with no criminal record would be more likely to feel coerced by
police tactics and conclude he is under arrest than would an
experienced adult, the Court of Appeals reasoned. This required
extra “safeguards … commensurate with the age and circumstances of
a juvenile defendant.” See
id., at 850. According to the
Court of Appeals, the effect of Alvarado’s age and inexperience was
so substantial that it turned the interview into a custodial
interrogation.
The Court of Appeals next considered whether
Alvarado could obtain relief in light of the deference a federal
court must give to a state-court determination on habeas review.
The deference required by AEDPA did not bar relief, the Court of
Appeals held, because the relevance of juvenile status in Supreme
Court case law as a whole compelled the “extension of the principle
that juvenile status is relevant” to the context of
Miranda custody determinations. 316 F. 3d, at 853. In
light of the clearly established law considering juvenile status,
it was “simply unreasonable to conclude that a reasonable
17-year-old, with no prior history of arrest or police interviews,
would have felt that he was at liberty to terminate the
interrogation and leave.”
Id., at 854–855 (internal
quotation marks omitted).
We granted certiorari.
539 U. S. 986
(2003).
II
We begin by determining the
relevant clearly established law. For purposes of 28 U. S. C.
§2254(d)(1), clearly established law as determined by this Court
“refers to the holdings, as opposed to the dicta, of this Court’s
decisions as of the time of the relevant state-court decision.”
Williams v.
Taylor, 529 U. S. 362, 412
(2000). We look for “the governing legal principle or principles
set forth by the Supreme Court at the time the state court renders
its decision.”
Lockyer v.
Andrade,
538 U. S. 62, 71, 72
(2003).
Miranda itself held that
preinterrogation warnings are required in the context of custodial
interrogations given “the compulsion inherent in custodial
surroundings.” 384 U. S., at 458. The Court explained that
“custodial interrogation” meant “questioning initiated by law
enforcement officers after a person has been taken into custody or
otherwise deprived of his freedom of action in any significant
way.”
Id., at 444. The
Miranda decision did not
provide the Court with an opportunity to apply that test to a set
of facts.
After
Miranda, the Court first
applied the custody test in
Oregon v.
Mathiason, 429 U. S. 492 (1977)
(per curiam). In
Mathiason, a police officer
contacted the suspect after a burglary victim identified him. The
officer arranged to meet the suspect at a nearby police station. At
the outset of the questioning, the officer stated his belief that
the suspect was involved in the burglary but that he was not under
arrest. During the 30-minute interview, the suspect admitted his
guilt. He was then allowed to leave. The Court held that the
questioning was not custodial because there was “no indication that
the questioning took place in a context where [the suspect’s]
freedom to depart was restricted in any way.”
Id., at 495.
The Court noted that the suspect had come voluntarily to the police
station, that he was informed that he was not under arrest, and
that he was allowed to leave at the end of the interview.
Ibid.
In
California v.
Beheler, 463 U. S. 1121 (1983)
(per curiam), the Court reached the same result in a case
with facts similar to those in
Mathiason. In
Beheler, the state court had distinguished
Mathiason based on what it described as differences in the
totality of the circumstances. The police interviewed Beheler
shortly after the crime occurred; Beheler had been drinking earlier
in the day; he was emotionally distraught; he was well known to the
police; and he was a parolee who knew it was necessary for him to
cooperate with the police. 463 U. S., at 1124–1125. The Court
agreed that “the circumstances of each case must certainly
influence” the custody determination, but reemphasized that “the
ultimate inquiry is simply whether there is a formal arrest or
restraint on freedom of movement of the degree associated with a
formal arrest.”
Id., at 1125 (internal quotation marks
omitted). The Court found the case indistinguishable from
Mathiason. It noted that how much the police knew about
the suspect and how much time had elapsed after the crime occurred
were irrelevant to the custody inquiry. 463 U. S., at 1125.
Our more recent cases instruct that custody
must be determined based on a how a reasonable person in the
suspect’s situation would perceive his circumstances. In
Berkemer v.
McCarty,
468 U. S. 420 (1984), a
police officer stopped a suspected drunk driver and asked him some
questions. Although the officer reached the decision to arrest the
driver at the beginning of the traffic stop, he did not do so until
the driver failed a sobriety test and acknowledged that he had been
drinking beer and smoking marijuana. The Court held the traffic
stop noncustodial despite the officer’s intent to arrest because he
had not communicated that intent to the driver. “A policeman’s
unarticulated plan has no bearing on the question whether a suspect
was ‘in custody’ at a particular time,” the Court explained.
Id., at 442. “[T]he only relevant inquiry is how a
reasonable man in the suspect’s position would have understood his
situation.”
Ibid. In a footnote, the Court cited a New
York state case for the view that an objective test was preferable
to a subjective test in part because it does not “ ‘place upon
the police the burden of anticipating the frailties or
idiosyncrasies of every person whom they question.’ ”
Id., at 442, n. 35 (quoting
People v.
P., 21 N. Y. 2d 1, 9–10, 233 N. E. 2d 255, 260
(1967)).
Stansbury v.
California,
511 U. S. 318
(1994)
(per curiam), confirmed this analytical framework.
Stansbury explained that “the initial determination of
custody depends on the objective circumstances of the
interrogation, not on the subjective views harbored by either the
interrogating officers or the person being questioned.”
Id., at 323. Courts must examine “all of the circumstances
surrounding the interrogation” and determine “how a reasonable
person in the position of the individual being questioned would
gauge the breadth of his or her freedom of action.”
Id.,
at 322, 325 (internal quotation marks and alteration omitted).
Finally, in
Thompson v.
Keohane, 516 U. S. 99 (1995), the Court offered
the following description of the
Miranda custody test:
“Two discrete inquiries are essential to the
determination: first, what were the circumstances surrounding the
interrogation; and second, given those circumstances, would a
reasonable person have felt he or she was not at liberty to
terminate the interrogation and leave. Once the scene is set and
the players’ lines and actions are reconstructed, the court must
apply an objective test to resolve the ultimate inquiry: was there
a formal arrest or restraint on freedom of movement of the degree
associated with a formal arrest.” 516 U. S., at 112 (internal
quotation marks omitted).
We turn now to the case before us
and ask if the state-court adjudication of the claim “involved an
unreasonable application” of clearly established law when it
concluded that Alvarado was not in custody. 28 U. S. C.
§2254(d)(1). See
Williams, 529 U. S., at 413 (“Under the
‘unreasonable application’ clause, a federal habeas court may grant
the writ if the state court identifies the correct governing
principle from this Court’s decisions but unreasonably applies that
principle to the facts of the prisoner’s case”). The term
“unreasonable” is “a common term in the legal world and,
accordingly, federal judges are familiar with its meaning.”
Id., at 410. At the same time, the range of reasonable
judgment can depend in part on the nature of the relevant rule. If
a legal rule is specific, the range may be narrow. Applications of
the rule may be plainly correct or incorrect. Other rules are more
general, and their meaning must emerge in application over the
course of time. Applying a general standard to a specific case can
demand a substantial element of judgment. As a result, evaluating
whether a rule application was unreasonable requires considering
the rule’s specificity. The more general the rule, the more leeway
courts have in reaching outcomes in case by case determinations.
Cf.
Wright v.
West, 505 U. S. 277, 308–309
(1992) (Kennedy, J., concurring in judgment).
Based on these principles, we conclude that
the state court’s application of our clearly established law was
reasonable. Ignoring the deferential standard of §2254(d)(1) for
the moment, it can be said that fair-minded jurists could disagree
over whether Alvarado was in custody. On one hand, certain facts
weigh against a finding that Alvarado was in custody. The police
did not transport Alvarado to the station or require him to appear
at a particular time. Cf.
Mathiason, 429 U. S., at 495.
They did not threaten him or suggest he would be placed under
arrest.
Ibid. Alvarado’s parents remained in the lobby
during the interview, suggesting that the interview would be brief.
See
Berkemer, 468 U. S., at 441–442. In fact, according to
trial counsel for Alvarado, he and his parents were told that the
interview was “ ‘not going to be long.’ ” App. 186.
During the interview, Comstock focused on Soto’s crimes rather than
Alvarado’s. Instead of pressuring Alvarado with the threat of
arrest and prosecution, she appealed to his interest in telling the
truth and being helpful to a police officer. Cf.
Mathiason, 429 U. S., at 495. In addition, Comstock twice
asked Alvarado if he wanted to take a break. At the end of the
interview, Alvarado went home.
Ibid. All of these
objective facts are consistent with an interrogation environment in
which a reasonable person would have felt free to terminate the
interview and leave. Indeed, a number of the facts echo those of
Mathiason, a
per curiam summary reversal in which
we found it “clear from these facts” that the suspect was not in
custody.
Ibid.
Other facts point in the opposite direction.
Comstock interviewed Alvarado at the police station. The interview
lasted two hours, four times longer than the 30-minute interview in
Mathiason. Unlike the officer in
Mathiason,
Comstock did not tell Alvarado that he was free to leave. Alvarado
was brought to the police station by his legal guardians rather
than arriving on his own accord, making the extent of his control
over his presence unclear. Counsel for Alvarado alleges that
Alvarado’s parents asked to be present at the interview but were
rebuffed, a fact that—if known to Alvarado—might reasonably have
led someone in Alvarado’s position to feel more restricted than
otherwise. These facts weigh in favor of the view that Alvarado was
in custody.
These differing indications lead us to hold
that the state court’s application of our custody standard was
reasonable. The Court of Appeals was nowhere close to the mark when
it concluded otherwise. Although the question of what an
“unreasonable application” of law might be difficult in some cases,
it is not difficult here. The custody test is general, and the
state court’s application of our law fits within the matrix of our
prior decisions. We cannot grant relief under AEDPA by conducting
our own independent inquiry into whether the state court was
correct as a
de novo matter. “[A] federal habeas court may
not issue the writ simply because that court concludes in its
independent judgment that the state-court decision applied [the
law] incorrectly.”
Woodford v.
Visciotti, 537 U. S. 19, 24–25
(2002)
(per curiam). Relief is available under §2254(d)(1)
only if the state court’s decision is objectively unreasonable. See
Williams,
supra, at 410;
Andrade, 538 U.
S., at 75. Under that standard, relief cannot be granted.
III
The Court of Appeals reached the
opposite result by placing considerable reliance on Alvarado’s age
and inexperience with law enforcement. Our Court has not stated
that a suspect’s age or experience is relevant to the
Miranda custody analysis, and counsel for Alvarado did not
press the importance of either factor on direct appeal or in habeas
proceedings. According to the Court of Appeals, however, our
Court’s emphasis on juvenile status in other contexts demanded
consideration of Alvarado’s age and inexperience here. The Court of
Appeals viewed the state court’s failure to “extend a clearly
established legal principle [of the relevance of juvenile status]
to a new context” as objectively unreasonable in this case,
requiring issuance of the writ. 316 F. 3d, at 853 (quoting
Anthony v.
Cambra, 236 F. 3d 568, 578 (CA9
2000)).
The petitioner contends that if a
habeas court must extend a rationale before it can apply to the
facts at hand then the rationale cannot be clearly established at
the time of the state-court decision. Brief for Petitioner 10–24.
See also
Hawkins v.
Alabama, 318 F. 3d 1302,
1306, n. 3 (CA11 2003) (asserting a similar argument). There
is force to this argument. Section 2254(d)(1) would be undermined
if habeas courts introduced rules not clearly established under the
guise of extensions to existing law. Cf.
Teague v.
Lane, 489 U. S. 288 (1989). At
the same time, the difference between applying a rule and extending
it is not always clear. Certain principles are fundamental enough
that when new factual permutations arise, the necessity to apply
the earlier rule will be beyond doubt.
This is not such a case, however. Our opinions
applying the
Miranda custody test have not mentioned the
suspect’s age, much less mandated its consideration. The only
indications in the Court’s opinions relevant to a suspect’s
experience with law enforcement have rejected reliance on such
factors. See
Beheler, 463 U. S., at 1125 (rejecting a
lower court’s view that the defendant’s prior interview with the
police was relevant to the custody inquiry);
Berkemer,
supra, at 442, n. 35 (citing
People v.
P., 21 N. Y. 2d, at 9–10, 233 N. E. 2d, at 260,
which noted the difficulties of a subjective test that would
require police to “ ‘anticipat[e] the frailties or
idiosyncrasies of every person whom they question’ ”); 468 U.
S., at 430–432 (describing a suspect’s criminal past and police
record as a circumstance “unknowable to the police”).
There is an important conceptual difference
between the
Miranda custody test and the line of cases
from other contexts considering age and experience. The
Miranda custody inquiry is an objective test. As we stated
in
Keohane, “[o]nce the scene is set and the players’
lines and actions are reconstructed, the court must apply an
objective test to resolve the ultimate inquiry.” 516 U. S., at 112
(internal quotation marks omitted). The objective test furthers
“the clarity of [Miranda’s] rule,”
Berkemer, 468 U. S., at
430, ensuring that the police do not need “to make guesses as to
[the circumstances] at issue before deciding how they may
interrogate the suspect.”
Id., at 431. To be sure, the
line between permissible objective facts and impermissible
subjective experiences can be indistinct in some cases. It is
possible to subsume a subjective factor into an objective test by
making the latter more specific in its formulation. Thus the Court
of Appeals styled its inquiry as an objective test by considering
what a “reasonable 17-year-old, with no prior history of arrest or
police interviews” would perceive. 316 F. 3d, at 854–855 (case
below).
At the same time, the objective
Miranda custody inquiry could reasonably be viewed as
different from doctrinal tests that depend on the actual mindset of
a particular suspect, where we do consider a suspect’s age and
experience. For example, the voluntariness of a statement is often
said to depend on whether “the defendant’s will was overborne,”
Lynumn v.
Illinois, 372 U. S. 528, 534
(1963), a question that logically can depend on “the
characteristics of the accused.”
Schneckloth v.
Bustamonte, 412 U. S. 218, 226
(1973). The characteristics of the accused can include the
suspect’s age, education, and intelligence, see
ibid., as
well as a suspect’s prior experience with law enforcement, see
Lynumn,
supra, at 534. In concluding that there
was “no principled reason” why such factors should not also apply
to the
Miranda custody inquiry, 316 F. 3d, at 850,
the Court of Appeals ignored the argument that the custody inquiry
states an objective rule designed to give clear guidance to the
police, while consideration of a suspect’s individual
characteristics—including his age—could be viewed as creating a
subjective inquiry. Cf.
Mathiason, 429 U. S., at 495–496
(noting that facts arguably relevant to whether an environment is
coercive may have “nothing to do with whether respondent was in
custody for purposes of the
Miranda rule”). For these
reasons, the state court’s failure to consider Alvarado’s age does
not provide a proper basis for finding that the state court’s
decision was an unreasonable application of clearly established
law.
Indeed, reliance on Alvarado’s prior history
with law enforcement was improper not only under the deferential
standard of 28 U. S. C. §2254(d)(1), but also as a
de
novo matter. In most cases, police officers will not know a
suspect’s interrogation history. See
Berkemer,
supra, at 430–431. Even if they do, the relationship
between a suspect’s past experiences and the likelihood a
reasonable person with that experience would feel free to leave
often will be speculative. True, suspects with prior law
enforcement experience may understand police procedures and
reasonably feel free to leave unless told otherwise. On the other
hand, they may view past as prologue and expect another in a string
of arrests. We do not ask police officers to consider these
contingent psychological factors when deciding when suspects should
be advised of their
Miranda rights. See
Berkemer,
supra, at 431–432. The inquiry turns too much on the
suspect’s subjective state of mind and not enough on the “objective
circumstances of the interrogation.”
Stansbury, 511 U. S.,
at 323.
The state court considered the proper factors
and reached a reasonable conclusion. The judgment of the Court of
Appeals is
Reversed.
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