OPINION OF THE COURT
WILLIAMSON V. MAZDA MOTOR OF AMERICA, INC.
562 U. S. ____ (2011)
SUPREME COURT OF THE UNITED STATES
NO. 08-1314
DELBERT WILLIAMSON, et al., PETITIONERS
v. MAZDA MOTOR OF AMERICA, INC., et al.
on writ of certiorari to the court of appeal of
cali-fornia, fourth appellate district, division three
[February 23, 2011]
Justice Breyer delivered the
opinion of the Court.
Federal Motor Vehicle Safety
Standard 208 (1989 version) requires, among other things, that auto
manufacturers install seatbelts on the rear seats of passenger
vehicles. They must install lap-and-shoulder belts on seats next to
a vehicle’s doors or frames. But they have a choice about what to
install on rear inner seats (say, middle seats or those next to a
minivan’s aisle). There they can install either (1) simple lap
belts or (2) lap-and-shoulder belts. 54 Fed. Reg. 46257–46258
(1989); 49 CFR §571.208 (1993), promulgated pursuant to the
National Traffic and Motor Vehicle Safety Act of 1966 (Act), 80
Stat. 718, 15 U. S. C. §1381
et seq. (1988 ed.)
(recodified without substantive change at 49 U. S. C. §30101
et seq. (2006 ed.)).
The question presented here is whether this
federal regulation pre-empts a state tort suit that, if successful,
would deny manufacturers a choice of belts for rear inner seats by
imposing tort liability upon those who choose to install a simple
lap belt. We conclude that providing manufacturers with this
seatbelt choice is not a significant objective of the federal
regulation. Consequently, the regulation does not pre-empt the
state tort suit.
I
In 2002, the Williamson family,
riding in their 1993 Mazda minivan, was struck head on by another
vehicle. Thanh Williamson was sitting in a rear aisle seat, wearing
a lap belt; she died in the accident. Delbert and Alexa Williamson
were wearing lap-and-shoulder belts; they survived. They, along
with Thanh’s estate, subsequently brought this California tort suit
against Mazda. They claimed that Mazda should have installed
lap-and-shoulder belts on rear aisle seats, and that Thanh died
because Mazda equipped her seat with a lap belt instead.
The California trial court
dismissed this tort claim on the basis of the pleadings. And the
California Court of Appeal affirmed. The appeals court noted that
in
Geier v.
American Honda Motor Co.,
529 U. S. 861 (2000),
this Court considered whether a different portion of (an older
version of) Federal Motor Vehicle Safety Standard 208 (FMVSS 208)—a
portion that required installation of passive restraint
devices—pre-empted a state tort suit that sought to hold an auto
manufacturer liable for failure to install a particular kind of
passive restraint, namely, airbags. We found that the federal
regulation intended to assure manufacturers that they would retain
a choice of installing any of several different passive restraint
devices. And the regulation sought to assure them that they would
not have to exercise this choice in favor of airbags. For that
reason we thought that the federal regulation pre-empted a state
tort suit that, by premising tort liability on a failure to install
airbags, would have deprived the manufacturers of the choice that
the federal regulation had assured them.
Id., at
874–875.
The court saw considerable similarity between
this case and
Geier. The federal regulation at issue here
gives manufacturers a choice among two different kinds of seatbelts
for rear inner seats. And a state lawsuit that premises tort
liability on a failure to install a particular kind of seatbelt,
namely, lap-and-shoulder belts, would in effect deprive the
manufacturer of that choice. The court concluded that, as in
Geier, the federal regulation pre-empts the state tort
suit. 167 Cal. App. 4th 905, 84 Cal. Rptr. 3d 545 (2008).
The Williamsons sought certiorari. And we
granted certiorari in light of the fact that several courts have
interpreted
Geier as indicating that FMVSS 208 pre-empts
state tort suits claiming that manufacturers should have installed
lap-and-shoulder belts, not lap belts, on rear inner seats.
Carden v.
General Motors Corp., 509 F. 3d
227 (CA5 2007);
Roland v.
General Motors Corp.,
881 N. E. 2d 722 (Ind. App. 2008);
Heinricher v.
Volvo Car Corp., 61 Mass. App. 313, 809 N. E. 2d 1094
(2004).
II
In
Geier, we considered
a portion of an earlier (1984) version of FMVSS 208. That
regulation required manufacturers to equip their vehicles with
passive restraint systems, thereby providing occupants with
automatic accident protection. 49 Fed. Reg. 28983 (1984). But that
regulation also gave manufacturers a choice among several different
passive restraint systems, including airbags and automatic
seatbelts.
Id., at 28996. The question before the Court
was whether the Act, together with the regulation, pre-empted a
state tort suit that would have held a manufacturer liable for not
installing airbags. 529 U. S., at 865. By requiring manufacturers
to install airbags (in order to avoid tort liability) the tort suit
would have deprived the manufacturers of the choice among passive
restraint systems that the federal regulation gave them. See
Hillsborough County v.
Automated Medical Laboratories,
Inc.,
471 U. S.
707, 713 (1985) (“[S]tate laws can be pre-empted by federal
regulations as well as by federal statutes”).
We divided this basic pre-emption
question into three subsidiary questions. 529 U. S., at 867. First,
we asked whether the statute’s
express pre-emption
provision preempted the state tort suit. That statutory clause says
that “no State” may “establish, or . . . continue in effect . . .
any safety standard applicable to the same aspect of
performance” of a motor vehicle or item of equipment “which is not
identical to the Federal standard.” 15 U. S. C. §1392(d) (1988
ed.) (emphasis added). We had previously held that a word somewhat
similar to “standard,” namely, “requirements” (found in a similar
statute) included within its scope state “common-law duties,” such
as duties created by state tort law.
Medtronic, Inc. v.
Lohr,
518
U. S. 470, 502–503 (1996) (plurality opinion);
id., at
503–505 (Breyer, J., concurring in part and concurring in
judgment);
id., at 509–512 (O’Connor, J., concurring in
part and dissenting in part). But we nonetheless held that the
state tort suit in question fell
outside the scope of this
particular pre-emption clause. That is primarily because the
statute also contains a saving clause, which says that
“[c]ompliance with” a federal safety standard “does not exempt any
person
from any liability under common law.” 15 U.
S. C. §1397(k) (emphasis added). Since tort law is ordinarily
“common law,” we held that “the presence of the saving clause,”
makes clear that Congress intended state tort suits to fall outside
the scope of the express pre-emption clause.
Geier, 529 U.
S., at 868.
Second, we asked the converse question: The
saving clause
at least removes tort actions from the scope
of the express pre-emption clause.
Id., at 869. But does
it do more? Does it foreclose or limit “the operation of ordinary
pre-emption principles insofar as those principles instruct us to
read” federal statutes as pre-empting state laws (including state
common-law standards) that “actually conflict” with the federal
statutes (or related regulations)?
Ibid. (internal
quotation marks omitted). We concluded that the saving clause does
not foreclose or limit the operation of “ordinary pre-emption
principles, grounded in longstanding precedent.”
Id., at
874.
These two holdings apply directly to the case
before us. We here consider (1) the same statute, 15 U. S. C.
§1381
et seq.; (2) a later version of the same regulation,
FMVSS 208; and (3) a somewhat similar claim that a state tort
action conflicts with the federal regulation. In light of
Geier, the statute’s express pre-emption clause cannot
pre-empt the common-law tort action; but neither can the statute’s
saving clause foreclose or limit the operation of ordinary conflict
pre-emption principles. We consequently turn our attention to
Geier’s third subsidiary question, whether, in fact, the
state tort action conflicts with the federal regulation.
III
Under ordinary conflict
pre-emption principles a state law that “stands as an obstacle to
the accomplishment and execution of the full purposes and
objectives” of a federal law is pre-empted.
Hines v.
Davidowitz,
312 U. S. 52, 67 (1941).
See
ibid. (federal statute can pre-empt a state statute);
Cipollone v.
Liggett Group, Inc.,
505 U. S. 504 (1992)
(federal statute can pre-empt a state tort suit);
Fidelity Fed.
Sav. & Loan Assn. v.
De la Cuesta,
458 U. S. 141 (1982)
(federal regulation can pre-empt a state statute);
Geier,
supra (federal regulation can pre-empt a state tort suit).
In
Geier we found that the state law stood as an
“ ‘obstacle’ to the accomplishment” of a significant federal
regulatory objective, namely, the maintenance of manufacturer
choice. 529 U. S., at 886. We must decide whether the same is true
here.
A
At the heart of
Geier
lies our determination that giving auto manufacturers a choice
among different kinds of passive restraint devices was a
significant objective of the federal regulation. We
reached this conclusion on the basis of our examination of the
regulation, including its history, the promulgating agency’s
contemporaneous explanation of its objectives, and the agency’s
current views of the regulation’s pre-emptive effect.
The history showed that the
Department of Transportation (DOT) had long thought it important to
leave manufacturers with a choice. In 1967 DOT required
manufacturers to install manual seat belts.
Geier,
supra, at 875; 32 Fed. Reg. 2408, 2415 (1967). Because
many car occupants did not “buckle up,” DOT began to require
passive protection, such as airbags or automatic seatbelts, but
without “favor[ing] or “expect[ing]” the use of airbags.
Geier,
supra, at 875 (internal quotation marks
omitted); 35 Fed. Reg. 16927 (1970). DOT subsequently approved the
use of ignition interlocks, which froze the ignition until the
occupant buckled the belt, as a substitute for passive restraints.
Geier,
supra, at 876; 37 Fed. Reg. 3911 (1972).
But the interlock devices were unpopular with the public, and
Congress soon forbade the agency to make them a means of
compliance.
Geier,
supra, at 876; Motor Vehicle
and Schoolbus Safety Amendments of 1974, §109, 88 Stat. 1482
(previously codified at 15 U. S. C. §1410(b) (1988 ed.)). DOT
then temporarily switched to the use of demonstration projects, but
later it returned to mandating passive restraints, again leaving
manufacturers with a choice of systems.
Geier,
supra, at 876–877; see 49 Fed. Reg. 28962 (1984).
DOT’s contemporaneous explanation of
its 1984 regulation made clear that manufacturer choice was an
important means for achieving its basic objectives. The 1984
regulation gradually phased in passive restraint requirements,
initially requiring manufacturers to equip only 10% of their new
fleets with passive restraints. DOT explained that it intended its
phasing period partly to give manufacturers time to improve airbag
technology and to develop “other, better” passive restraint
systems.
Geier, 529 U. S., at 879. DOT further explained
that it had rejected an “ ‘all airbag’ ” system.
Ibid. It was worried that requiring airbags in most or all
vehicles would cause a public backlash, like the backlash against
interlock devices.
Ibid. DOT also had concerns about the
safety of airbags, for they could injure out-of-place occupants,
particularly children.
Id., at 877–878. And, given the
cost of airbags, vehicle owners might not replace them when
necessary, leaving occupants without passive protection.
Ibid. The regulation therefore “deliberately sought
variety—a mix of several different passive restraint systems.”
Id., at 878. DOT hoped that this mix would lead to better
information about the devices’ comparative effectiveness and to the
eventual development of “alternative, cheaper, and safer passive
restraint systems.”
Id., at 879.
Finally, the Solicitor General told us that a
tort suit that insisted upon use of airbags, as opposed to other
federally permissible passive restraint systems, would “stan[d] as
an obstacle to the accomplishment and execution of these
objectives.”
Id., at 883 (quoting Brief for United States
as
Amicus Curiae in
Geier v.
American Honda
Motor Co., O. T. 1999, No. 98–1811, pp. 25–26
(hereinafter United States Brief in
Geier) (internal
quotation marks omitted)). And we gave weight to the Solicitor
General’s view in light of the fact that it “ ‘embodie[d] the
Secretary’s policy judgment that safety would best be promoted if
manufacturers installed
alternative protection systems in
their fleets rather than one particular system in every
car.’ ” 529 U. S., at 881 (quoting United States Brief in
Geier 25–26).
Taken together, this history, the agency’s
contemporaneous explanation, and the Government’s current
understanding of the regulation convinced us that manufacturer
choice was an important regulatory objective. And since the tort
suit stood as an obstacle to the accomplishment of that objective,
we found the tort suit pre-empted.
B
We turn now to the present case.
Like the regulation in
Geier, the regulation here leaves
the manufacturer with a choice. And, like the tort suit in
Geier, the tort suit here would restrict that choice. But
unlike
Geier, we do not believe here that choice is a
significant regulatory objective.
We concede that the history of
the regulation before us resembles the history of airbags to some
degree. In 1984, DOT rejected a regulation that would have required
the use of lap-and-shoulder belts in rear seats. 49 Fed. Reg.
15241. Nonetheless, by 1989 when DOT promulgated the present
regulation, it had “concluded that several factors had changed.” 54
Fed. Reg. 46258.
DOT then required manufacturers to install a
particular kind of belt, namely, lap-and-shoulder belts, for rear
outer seats. In respect to rear inner seats, it retained
manufacturer choice as to which kind of belt to install. But its
1989 reasons for retaining that choice differed considerably from
its 1984 reasons for permitting manufacturers a choice in respect
to airbags. DOT here was not concerned about consumer acceptance;
it was convinced that lap-and-shoulder belts would increase safety;
it did not fear additional safety risks arising from use of those
belts; it had no interest in assuring a mix of devices; and, though
it was concerned about additional costs, that concern was
diminishing.
In respect to consumer acceptance, DOT wrote
that if
“people who are familiar with and in the habit of
wearing lap/shoulder belts in the front seat find lap/shoulder
belts in the rear seat, it stands to reason that they would be more
likely to wear those belts when riding in the rear seat.” 53 Fed.
Reg. 47983 (1988).
In respect to safety, DOT wrote
that, because an increasing number of rear seat passengers wore
seatbelts, rear seat lap-and-shoulder belts would have
“progressively greater actual safety benefits.” 54 Fed. Reg.
46257.
It added:
“[s]tudies of occupant protection from 1968 forward
show that the lap-only safety belts installed in rear seating
positions are effective in reducing the risk of death and injury. .
. . However, the agency believes that rear-seat lap/shoulder safety
belts would be even more effective.”
Ibid.
Five years earlier, DOT had
expressed concern that lap-and-shoulder belts might negatively
impact child safety by interfering with the use of certain child
car seats that relied upon a tether. But by 1989, DOT found that
car-seat designs “had shifted away” from tethers. 53 Fed. Reg.
47983. And rear lap-and-shoulder belts could therefore offer safety
benefits for children old enough to use them without diminishing
the safety of smaller children in car seats.
Id., at
47988–47989 (“[T]he agency believes that this proposal for rear
seat lap/shoulder belts would offer benefits for children riding in
some types of booster seats, would have no positive or negative
effects on children riding in most designs of car seats and
children that are too small to use shoulder belts, and would offer
older children the same incremental safety protection [as
adults]”). Nor did DOT seek to use its regulation to spur the
development of alternative kinds of rear aisle or middle seat
safety devices. See 54 Fed. Reg. 46257.
Why then did DOT not require lap-and-shoulder
belts in these seats? We have found some indication that it thought
use of lap-and-shoulder belts in rear aisle seats could cause
“entry and exit problems for occupants of seating positions to the
rear” by “stretch[ing] the shoulder belt across the aisleway,”
id., at 46258. However, DOT encouraged manufacturers to
address this issue through innovation:
“[I]n those cases where manufacturers are able to
design and install lap/shoulder belts at seating positions adjacent
to aisleways without interfering with the aisleway’s purpose of
allowing access to more rearward seating positions[, the agency]
encourages the manufacturers to do so.” 54 Fed. Reg. 46258.
And there is little indication that DOT considered
this matter a significant safety concern. Cf. Letter from Philip R.
Recht, Chief Counsel, National Highway Traffic Safety Admin., to
Roger Matoba (Dec. 28, 1994), App. to Reply Brief for Petitioners 2
(“With respect to your concerns about the safety of shoulder safety
belts which cross an aisle, I note that such belts do not in fact
prevent rearward passengers from exiting the vehicle. Such
passengers may … g[o] under or over the belt. They may also move
the belt aside”).
The more important reason why DOT did not
require lap-and-shoulder belts for rear inner seats was that it
thought that this requirement would not be cost-effective. The
agency explained that it would be significantly more expensive for
manufacturers to install lap-and-shoulder belts in rear middle and
aisle seats than in seats next to the car doors.
Ibid. But
that fact—the fact that DOT made a negative judgment about cost
effectiveness—cannot by itself show that DOT sought to forbid
common-law tort suits in which a judge or jury might reach a
different conclusion.
For one thing, DOT did not believe that costs
would remain frozen. Rather it pointed out that costs were falling
as manufacturers were “voluntarily equipping more and more of their
vehicles with rear seat lap/shoulder belts.”
Ibid. For
another thing, many, perhaps most, federal safety regulations
embody some kind of cost-effectiveness judgment. While an agency
could base a decision to pre-empt on its cost-effectiveness
judgment, we are satisfied that the rulemaking record at issue here
discloses no such pre-emptive intent. And to infer from the mere
existence of such a cost-effectiveness judgment that the federal
agency intends to bar States from imposing stricter standards would
treat all such federal standards as if they were
maximum
standards, eliminating the possibility that the federal agency
seeks only to set forth a
minimum standard potentially
supplemented through state tort law. We cannot reconcile this
consequence with a statutory saving clause that foresees the
likelihood of a continued meaningful role for state tort law.
Supra, at 4
.
Finally, the Solicitor General tells us that
DOT’s regulation does not pre-empt this tort suit. As in
Geier, “the agency’s own views should make a difference.”
529 U. S., at 883.
“Congress has delegated to DOT authority to
implement the statute; the subject matter is technical; and the
relevant history and background are complex and extensive. The
agency is likely to have a thorough understanding of its own
regulation and its objectives and is ‘uniquely qualified’ to
comprehend the likely impact of state requirements.”
Ibid.
There is
“no reason to suspect that the
Solicitor General’s representation of DOT’s views reflects anything
other than ‘the agency’s fair and considered judgment on the
matter.’ ”
Id., at 884 (quoting
Auer v.
Robbins,
519 U. S. 452, 462
(1997)).
Neither has DOT expressed inconsistent views
on this subject. In
Geier, the Solicitor General pointed
out that “state tort law does not conflict with a federal ‘minimum
standard’ merely because state law imposes a more stringent
requirement.” United States Brief in
Geier 21 (citation
omitted). And the Solicitor General explained that a standard
giving manufacturers “multiple options for the design of” a device
would not pre-empt a suit claiming that a manufacturer should have
chosen one particular option, where “the Secretary did not
determine that the availability of options was necessary to promote
safety.”
Id., at 22; see Brief for United States as
Amicus Curiae in
Wood v.
General Motors
Corp., O. T. 1989, No. 89–46, p. 15. This last
statement describes the present case.
In
Geier, then, the regulation’s
history, the agency’s contemporaneous explanation, and its
consistently held interpretive views indicated that the regulation
sought to maintain manufacturer choice in order to further
significant regulatory objectives. Here, these same considerations
indicate the contrary. We consequently conclude that, even though
the state tort suit may restrict the manufacturer’s choice, it does
not “stan[d] as an obstacle to the accomplishment . . . of the full
purposes and objectives” of federal law.
Hines, 312 U. S.,
at 67. Thus, the regulation does not pre-empt this tort action.
The judgment of the California Court of Appeal
is reversed
.
It is so ordered.
Justice Kagan took no
part in the consideration or decision of this case.
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