OPINION OF THE COURT
WILKINSON V. DOTSON
544 U. S. ____ (2005)
SUPREME COURT OF THE UNITED STATES
NO. 03-287
REGINALD A. WILKINSON, DIRECTOR, OHIO DEPARTMENT OF
REHABILITATION AND CORRECTION, et al., PETITIONERS
v.
WILLIAM DWIGHT DOTSON et al.
on writ of certiorari to the united states court of
appeals for the sixth circuit
[March 7, 2005]
Justice Breyer delivered the
opinion of the Court.
Two state prisoners brought an
action under 42 U. S. C. §1983 claiming that Ohio’s state
parole procedures violate the Federal Constitution. The prisoners
seek declaratory and injunctive relief. The question before us is
whether they may bring such an action under Rev. Stat. §1979, 42 U.
S. C. §1983, the Civil Rights Act of 1871, or whether they
must instead seek relief exclusively under the federal habeas
corpus statutes. We conclude that these actions may be brought
under §1983.
I
The two respondents, William
Dotson and Rogerico Johnson, are currently serving lengthy terms in
Ohio prisons. Dotson began to serve a life sentence in 1981. The
parole board rejected his first parole request in 1995; and a
parole officer, after reviewing Dotson’s records in the year 2000,
determined that he should not receive further consideration for
parole for at least five more years. In reaching this conclusion
about Dotson’s parole eligibility, the officer used parole
guidelines first adopted in 1998, after Dotson began to serve his
term. Dotson claims that the retroactive application of these new,
harsher guidelines to his preguidelines case violates the
Constitution’s
Ex Post Facto and Due Process Clauses. He
seeks a federal-court declaration to that effect as well as a
permanent injunction ordering prison officials to grant him an
“immediate parole hearing in accordance with the statutory laws and
administrative rules in place when [he] committed his crimes.” App.
20 (Dotson Complaint, Prospective Declaratory and Injunctive
Relief, ¶ 3).
Johnson began to serve a 10- to
30-year prison term in 1992. The parole board considered and
rejected his first parole request in 1999, finding him unsuitable
for release. In making this determination, the board applied the
new 1998 guidelines. Johnson too claims that the application of
these new, harsher guidelines to his preguidelines case violated
the Constitution’s
Ex Post Facto Clause. He also alleges
that the parole board’s proceedings (by having too few members
present and by denying him an adequate opportunity to speak)
violated the Constitution’s Due Process Clause. Johnson’s complaint
seeks a new parole hearing conducted under constitutionally proper
procedures and an injunction ordering the State to comply with
constitutional due process and
ex post facto requirements
in the future.
Both prisoners brought §1983 actions in
federal court. In each case, the Federal District Court concluded
that a §1983 action does not lie and that the prisoner would have
to seek relief through a habeas corpus suit.
Dotson v.
Wilkinson, No. 3:00 CV 7303 (ND Ohio, Aug. 7,
2000);
Johnson v.
Ghee, No.
4:00 CV 1075 (ND Ohio, July 16, 2000). Each prisoner
appealed. The Court of Appeals for the Sixth Circuit ultimately
consolidated the two appeals and heard both cases en banc. The
court found that the actions could proceed under §1983, and it
reversed the lower courts. 329 F. 3d 463, 472 (2003). Ohio
parole officials then petitioned for certiorari, and we granted
review.
II
This Court has held that a
prisoner in state custody cannot use a §1983 action to challenge
“the fact or duration of his confinement.”
Preiser v.
Rodriguez, 411 U. S. 475, 489
(1973); see also
Wolff v.
McDonnell, 418 U. S. 539, 554
(1974);
Heck v.
Humphrey,
512 U. S. 477, 481
(1994);
Edwards v.
Balisok,
520 U. S. 641, 648
(1997). He must seek federal habeas corpus relief (or appropriate
state relief) instead.
Ohio points out that the inmates
in these cases attack their parole-eligibility proceedings (Dotson)
and parole-suitability proceedings (Johnson) only because they
believe that victory on their claims will lead to speedier release
from prison. Consequently, Ohio argues, the prisoners’ lawsuits, in
effect, collaterally attack the
duration of their
confinement; hence, such a claim may only be brought through a
habeas corpus action, not through §1983.
The problem with Ohio’s argument lies in its
jump from a true premise (that in all likelihood the prisoners hope
these actions will help bring about earlier release) to a faulty
conclusion (that habeas is their sole avenue for relief). A
consideration of this Court’s case law makes clear that the
connection between the constitutionality of the prisoners’ parole
proceedings and release from confinement is too tenuous here to
achieve Ohio’s legal door-closing objective.
The Court initially addressed the relationship
between §1983 and the federal habeas statutes in
Preiser
v.
Rodriguez, supra. In that case, state
prisoners brought civil rights actions attacking the
constitutionality of prison disciplinary proceedings that had led
to the deprivation of their good-time credits.
Id., at
476. The Court conceded that the language of §1983 literally covers
their claims. See §1983 (authorizing claims alleging the
deprivation of constitutional rights against every “person” acting
“under color of” state law). But, the Court noted, the language of
the federal habeas statutes applies as well. See 28 U. S. C.
§2254(a) (permitting claims by a person being held “in custody in
violation of the Constitution”). Moreover, the Court observed, the
language of the habeas statute is more specific, and the writ’s
history makes clear that it traditionally “has been accepted as the
specific instrument to obtain release from [unlawful] confinement.”
Preiser, 411 U. S., at 486. Finally, habeas corpus actions
require a petitioner fully to exhaust state remedies, which §1983
does not.
Id., at 490–491; see also
Patsy v.
Board of Regents of Fla.,
457 U. S. 496, 507
(1982). These considerations of linguistic specificity, history,
and comity led the Court to find an implicit exception from §1983’s
otherwise broad scope for actions that lie “within the core of
habeas corpus.”
Preiser, 411 U. S., at 487.
Defining the scope of that exception, the
Court concluded that a §1983 action will not lie when a state
prisoner challenges “the fact or duration of his confinement,”
id., at 489, and seeks either “immediate release from
prison,” or the “shortening” of his term of confinement,
id., at 482. Because an action for restoration of
good-time credits in effect demands immediate release or a shorter
period of detention, it attacks “the very duration of . . .
physical confinement,”
id., at 487–488, and thus lies at
“the core of habeas corpus,”
id., at 487. Therefore, the
Court held, the
Preiser prisoners could not pursue their
claims under §1983.
In
Wolff v.
McDonnell,
supra, the Court elaborated the
contours of this habeas corpus “core.” As in
Preiser,
state prisoners brought a §1983 action challenging prison
officials’ revocation of good-time credits by means of
constitutionally deficient disciplinary proceedings. 418 U. S., at
553. The Court held that the prisoners could not use §1983 to
obtain restoration of the credits because
Preiser had held
that “an injunction restoring good time improperly taken is
foreclosed.” 418 U. S., at 555. But the inmates
could use
§1983 to obtain a declaration (“as a predicate to” their requested
damages award) that the disciplinary procedures were invalid.
Ibid. They could also seek “by way of ancillary relief[,]
an otherwise proper injunction enjoining the
prospective
enforcement of invalid prison regulations.”
Ibid.
(emphasis added). In neither case would victory for the prisoners
necessarily have meant immediate release or a shorter period of
incarceration; the prisoners attacked only the “wrong procedures,
not … the wrong result (
i.e., [the denial of] good-time
credits).”
Heck,
supra, at 483 (discussing
Wolff).
In
Heck, the Court considered a
different, but related, circumstance. A state prisoner brought a
§1983 action for damages, challenging the conduct of state
officials who, the prisoner claimed, had unconstitutionally caused
his conviction by improperly investigating his crime and destroying
evidence. 512 U. S., at 479. The Court pointed to “the hoary
principle that civil tort actions are not appropriate vehicles for
challenging the validity of outstanding criminal judgments.”
Id., at 486. And it held that where “establishing the
basis for the damages claim necessarily demonstrates the invalidity
of the conviction,”
id., at 481–482, a §1983 action will
not lie “unless . . . the conviction or sentence has already been
invalidated,”
id., at 487. The Court then added that,
where the §1983 action, “even if successful, will
not
demonstrate the invalidity of any outstanding criminal judgment … ,
the action should be allowed to proceed.”
Ibid.
Finally, in
Edwards v.
Balisok,
supra, the Court returned to the prison
disciplinary procedure context of the kind it had addressed
previously in
Preiser and
Wolff. Balisok sought
“a declaration that the procedures employed by state officials [to
deprive him of good-time credits] violated due process, … damages
for use of the unconstitutional procedures, [and] an injunction to
prevent future violations.” 520 U. S., at 643. Applying
Heck, the Court found that habeas was the sole vehicle for
the inmate’s constitutional challenge insofar as the prisoner
sought declaratory relief and money damages, because the “principal
procedural defect complained of,” namely deceit and bias on the
part of the decisionmaker, “would, if established, necessarily
imply the invalidity of the deprivation of [Balisok’s] good-time
credits.” 520 U. S., at 646. Hence, success on the prisoner’s claim
for money damages (and the accompanying claim for declaratory
relief) would “necessarily imply the invalidity of the punishment
imposed.”
Id., at 648. Nonetheless, the prisoner’s claim
for an injunction barring
future unconstitutional
procedures did
not fall within habeas’ exclusive domain.
That is because “[o]rdinarily, a prayer for such prospective relief
will not ‘necessarily imply’ the invalidity of a previous loss of
good-time credits.”
Ibid.
Throughout the legal journey from
Preiser to
Balisok, the Court has focused on the
need to ensure that state prisoners use only habeas corpus (or
similar state) remedies when they seek to invalidate the duration
of their confinement—either
directly through an injunction
compelling speedier release or
indirectly through a
judicial determination that necessarily implies the unlawfulness of
the State’s custody. Thus,
Preiser found an implied
exception to §1983’s coverage where the claim seeks—not where it
simply “relates to”—“core” habeas corpus relief,
i.e.,
where a state prisoner requests present or future release. Cf.
post, at 5 (Kennedy, J., dissenting) (arguing that
Preiser covers challenges that “relate … to” the duration
of confinement).
Wolff makes clear that §1983 remains
available for procedural challenges where success in the action
would not necessarily spell immediate or speedier
release for the prisoner.
Heck specifies that a prisoner
cannot use §1983 to obtain damages where success
would
necessarily imply the unlawfulness of a (not previously
invalidated) conviction or sentence. And
Balisok, like
Wolff, demonstrates that habeas remedies do not displace
§1983 actions where success in the civil rights suit would not
necessarily vitiate the legality of (not previously invalidated)
state confinement. These cases, taken together, indicate that a
state prisoner’s §1983 action is barred (absent prior
invalidation)—no matter the relief sought (damages or equitable
relief), no matter the target of the prisoner’s suit (state conduct
leading to conviction or internal prison proceedings)—
if
success in that action would necessarily demonstrate the invalidity
of confinement or its duration.
Applying these principles to the present case,
we conclude that respondents’ claims are cognizable under §1983,
i.e., they do not fall within the implicit habeas
exception. Dotson and Johnson seek relief that will render invalid
the state procedures used to deny parole eligibility (Dotson) and
parole suitability (Johnson). See
Wolff,
supra,
at 554–555. Neither respondent seeks an injunction ordering his
immediate or speedier release into the community. See
Preiser, 411 U. S., at 500;
Wolff,
supra, at 554. And as in
Wolff, a favorable
judgment will not “necessarily imply the invalidity of [their]
conviction[s] or sentence[s].”
Heck,
supra, at
487
. Success for Dotson does not mean immediate release
from confinement or a shorter stay in prison; it means at most new
eligibility review, which at most will speed
consideration
of a new parole application. Success for Johnson means at most a
new parole hearing at which Ohio parole authorities may, in their
discretion, decline to shorten his prison term. See Ohio Rev. Code
Ann. §2967.03 (Lexis 2003) (describing the parole authority’s broad
discretionary powers);
Inmates of Orient Correctional
Inst. v.
Ohio State Adult Parole Auth. 929 F. 2d
233, 236 (CA6 1991) (same); see also Tr. of Oral Arg. 18
(petitioners’ counsel conceding that success on respondents’ claims
would not inevitably lead to release). Because neither prisoner’s
claim would necessarily spell speedier release, neither lies at
“the core of habeas corpus.”
Preiser, 411 U. S., at 489.
Finally, the prisoners’ claims for
future relief (which,
if successful, will not necessarily imply the invalidity of
confinement or shorten its duration) are yet more distant from that
core. See
Balisok,
supra, at 648.
The dissent disagrees with our legal analysis
and advocates use of a different legal standard in critical part
because, in its view, (1) a habeas challenge to a sentence (a
“core” challenge) does not necessarily produce the prisoner’s
“release” (so our standard “must be … wrong”), see
post,
at 1–2, 4; and (2)
Heck’s standard is irrelevant because
Heck concerned only damages, see
post, at 4. As
to the first, we believe that a case challenging a sentence seeks a
prisoner’s “release” in the only pertinent sense: It seeks
invalidation (in whole or in part) of the judgment authorizing the
prisoner’s confinement; the fact that the State may seek a
new judgment (through a new trial or a new sentencing
proceeding) is beside the point. As to the second,
Balisok
applied
Heck’s standard and addressed a claim seeking not
only damages, but also a separate declaration that the State’s
procedures were unlawful. See 520 U. S., at 643, 647–648.
III
Ohio makes two additional
arguments. First, Ohio points to language in
Heck
indicating that a prisoner’s §1983 damages action cannot lie where
a favorable judgment would “necessarily imply the invalidity of his
conviction
or sentence.” 512 U. S., at 487 (emphasis
added). Ohio then argues that its parole proceedings are part of
the prisoners’ “sentence[s]”—indeed, an aspect of the “sentence[s]”
that the §1983 claims, if successful, will invalidate.
We do not find this argument
persuasive. In context,
Heck uses the word “sentence” to
refer not to prison procedures, but to substantive determinations
as to the length of confinement. See
Muhammad v.
Close,
540
U. S. 749, 751, n. 1 (2004)
(per curiam) (“[T]he
incarceration that matters under
Heck is the incarceration
ordered by the original judgment of conviction”).
Heck
uses the word “sentence” interchangeably with such other terms as
“continuing confinement” and “imprisonment.” 512 U. S., at 483,
486; see also
Balisok,
supra, at 645, 648
(referring to the invalidity of “the judgment” or “punishment
imposed”). So understood,
Heck is consistent with other
cases permitting prisoners to bring §1983 challenges to prison
administrative decisions. See,
e.g., Wolff, 418
U. S., at 554–555;
Muhammad, 540 U. S., at 754; see also
ibid., (rejecting “the mistaken view … that
Heck
applies categorically to all suits challenging prison disciplinary
proceedings”). Indeed, this Court has repeatedly permitted
prisoners to bring §1983 actions challenging the conditions of
their confinement—conditions that, were Ohio right, might be
considered part of the “sentence.” See,
e.g.,
Cooper v.
Pate,
378 U. S. 546 (1964)
(per curiam); Wilwording v.
Swenson,
404 U. S. 249,
251 (1971)
(per curiam). And this interpretation of
Heck is consistent with
Balisok, where the Court
held the prisoner’s suit
Heck-barred not because it sought
nullification of the disciplinary procedures but rather because
nullification of the disciplinary procedures would lead necessarily
to restoration of good-time credits and hence the shortening of the
prisoner’s sentence. 520 U. S., at 646.
Second, Ohio says that a decision in favor of
respondents would break faith with principles of federal/state
comity by opening the door to federal court without prior
exhaustion of state-court remedies. Our earlier cases, however,
have already placed the States’ important comity considerations in
the balance, weighed them against the competing need to vindicate
federal rights without exhaustion, and concluded that prisoners may
bring their claims without fully exhausting state-court remedies so
long as their suits, if established, would not necessarily
invalidate state-imposed confinement. See Part II,
supra.
Thus, we see no reason for moving the line these cases
draw—particularly since Congress has already strengthened the
requirement that prisoners exhaust state administrative remedies as
a precondition to any §1983 action. See 42 U. S. C. §1997e(a);
Porter v.
Nussle,
534 U. S. 516, 524
(2002).
For these reasons, the Sixth Circuit’s
judgment is affirmed, and the case is remanded for further
proceedings consistent with this opinion.
It is so ordered.
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