OCTOBER TERM, 1999
Syllabus
WEISGRAM ET AL.
v. MARLEY
CO. ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH
CIRCUIT
No.99-161. Argued January 18, 2000-Decided February 22, 2000
Bonnie Weisgram died of carbon monoxide poisoning during a fire
in her home. Her son, petitioner Chad Weisgram, individually and on
behalf of her heirs (hereinafter Weisgram), brought this diversity
action in the District Court seeking wrongful death damages.
Weisgram alleged that a defect in a heater, manufactured by
defendant (now respondent) Marley Company and located in Bonnie
Weisgram's home, caused both the fire and her death. At trial,
Weisgram introduced the testimony of three witnesses, proffered as
experts, in an endeavor to prove the alleged heater defect and its
causal connection to the fire. The District Court overruled
Marley's objections that this testimony was unreliable and
therefore inadmissible under Federal Rule of Evidence 702 as
elucidated by
Daubert v.
Merrell Dow Pharmaceuticals,
Inc., 509 U. S.
579. At the close of Weisgram's evidence, and again at the
close of all the evidence, Marley unsuccessfully moved under
Federal Rule of Civil Procedure 50(a) for judgment as a matter of
law on the ground that plaintiffs had failed to meet their burden
of proof on the issues of defect and causation. The jury returned a
verdict for Weisgram. Marley again requested judgment as a matter
of law, and additionally requested, in the alternative, a new
trial, pursuant to Rules 50 and 59; among arguments in support of
its post-trial motions, Marley reasserted that the expert testimony
essential to prove Weisgram's case was unreliable and therefore
inadmissible. The District Court denied the motions and entered
judgment for Weisgram. The Eighth Circuit panel held that Marley's
motion for judgment as a matter of law should have been granted
because the testimony of We is gram's expert witnesses, the sole
evidence supporting the product defect charge, was speculative and
not shown to be scientifically sound, and was therefore incompetent
to prove plaintiffs' case. The court then considered the remaining
evidence in the light most favorable to Weisgram, found it
insufficient to support the jury verdict, and directed judgment as
a matter of law for Marley. Although recognizing its discretion to
remand for a new trial under Rule 50(d), the court rejected any
contention that it was required to do so, stating that this was not
a close case, plaintiffs had had a fair opportunity to prove their
strict liability claim, they failed to do so, and there was no
reason to give them a second chance.
441
Held: Rule 50 permits an appellate court to direct the
entry of judgment as a matter of law when it determines that
evidence was erroneously admitted at trial and that the remaining,
properly admitted, evidence is insufficient to constitute a
submissible case. Pp. 447-457.
(a) Rule 50(d), which controls when, as here, the verdict loser
appeals from the trial court's denial of a motion for judgment as a
matter of law, provides: "[T]he party who prevailed on that motion
may, as appellee, assert grounds entitling the party to a new trial
in the event the appellate court concludes that the trial court
erred in denying the motion .... If the appellate court reverses
the judgment, nothing in this rule precludes it from determining
that the appellee is entitled to a new trial, or from directing the
trial court to determine whether a new trial shall be granted."
Rule 50 does not expressly address Weisgram's contention that,
under subdivision (d), when a court of appeals determines that a
jury verdict cannot be sustained due to an error in the admission
of evidence, the appellate court may not order the entry of
judgment for the verdict loser, but must instead remand the case to
the trial court for a new trial determination.
Neely v.
Martin K. Eby Constr. Co., 386 U. S. 317, ruled definitively
that if a court of appeals determines that the district court
erroneously denied a defendant's motion for judgment as a matter of
law, the appellate court may (1) order a new trial at the verdict
winner's request or on its own motion, (2) remand the case for the
trial court to decide whether a new trial or entry of judgment for
the defendant is warranted, or (3) direct the entry of judgment as
a matter of law for the defendant.
Id., at 327-330.
Pp.447-452.
(b) The authority of courts of appeals to direct the entry of
judgment as a matter of law extends to cases such as the present
one in which, on the appellate court's excision of erroneously
admitted testimony, there remains insufficient evidence to support
the jury's verdict. Contrary to Weisgram's contention, that
authority is not limited to cases exemplified by
Neely in
which judgment as a matter of law is requested based on plaintiff's
failure to produce enough evidence to warrant a jury verdict.
Weisgram asserts that insufficiency caused by deletion of evidence
on appeal requires an "automatic remand" to the district court for
consideration whether a new trial is warranted. His assertion draws
support from Court of Appeals decisions holding that, in fairness
to a verdict winner who may have relied on erroneously admitted
evidence, courts confronting questions of judgment as a matter of
law should rule on the record as it went to the jury, without
excising evidence inadmissible under Federal Rule of Evidence 702.
The decisions on which Weisgram relies are of questionable
consistency with Rule 50(a)(1), which states that in ruling on a
motion for judgment as a matter of law, the court is to inquire
whether there is any "legally sufficient evidentiary
442
Syllabus
basis for a reasonable jury to find for [the opponent of the
motion]." Inadmissible evidence contributes nothing to a "legally
sufficient evidentiary basis." See
Brooke Group Ltd. v.
Brown &
Williamson Tobacco Corp., 509 U. S. 209, 242. As
Neely recognized, appellate rulings on post-trial pleas for
judgment as a matter of law call for the exercise of "informed
discretion," 386 U. S., at 329, and fairness to the parties is
surely key to the exercise of that discretion. But fairness
concerns should loom as large when the verdict winner, in the
appellate court's judgment, failed to present sufficient evidence
as when the appellate court declares inadmissible record evidence
essential to the verdict winner's case. In both situations, the
party whose verdict is set aside on appeal will have had notice,
before the close of evidence, of the alleged evidentiary
deficiency. See Rule 50(a)(2). On appeal, both will have the
opportunity to argue in support of the jury's verdict or,
alternatively, for a new trial. And if judgment is instructed for
the verdict loser, both will have a further chance to urge a new
trial in a rehearing petition. Since
Daubert, moreover,
parties relying on expert evidence have had notice of the exacting
standards of reliability such evidence must meet. It is implausible
to suggest,
post-Daubert, that parties will initially
present less than their best expert evidence in the expectation of
a second chance should their first try fail. The Court therefore
rejects Weisgram's argument that allowing courts of appeals to
direct the entry of judgment for defendants will punish plaintiffs
who could have shored up their cases by other means had they known
their expert testimony would be found inadmissible. In this case,
for example, although Weisgram was on notice every step of the way
that Marley was challenging plaintiffs' experts, he made no attempt
to add or substitute other evidence. Facing the Eighth Circuit's
determination that the properly admitted evidence was insufficient
to support the verdict, Weisgram offered that court no specific
grounds for a new trial. The Eighth Circuit therefore did not abuse
its discretion by directing entry of judgment for Marley, instead
of returning the case to the District Court for further
proceedings. This Court's holding adheres to
Neely's holding
and rationale. Pp.452-457.
169 F.3d
514, affirmed.
GINSBURG, J., delivered the opinion for a unanimous Court.
Paul A. Strandness argued the cause for petitioners.
With him on the briefs were
Stephen S.
Eckman and
Daniel J. Dunn.
443
Christine A. Hogan argued the cause for respondents.
With her on the brief was
James S.
Hill.*
JUSTICE GINSBURG delivered the opinion of the Court. This case
concerns the respective authority of federal trial and appellate
courts to decide whether, as a matter of law, judgment should be
entered in favor of a verdict loser. The pattern we confront is
this. Plaintiff in a product liability action gains a jury verdict.
Defendant urges, unsuccessfully before the federal district court
but successfully on appeal, that expert testimony plaintiff
introduced was unreliable, and therefore inadmissible, under the
analysis required by
Daubert v.
Merrell Dow
Pharmaceuticals, Inc., 509 U. S. 579 (1993).
Shorn of the erroneously admitted expert testimony, the record
evidence is insufficient to justify a plaintiff's verdict. May the
court of appeals then instruct the entry of judgment as a matter of
law for defendant, or must that tribunal remand the case, leaving
to the district court's discretion the choice between final
judgment for defendant or a new trial of plaintiff's case?
Our decision is guided by Federal Rule of Civil Procedure 50,
which governs the entry of judgment as a matter of law, and by the
Court's pathmarking opinion in
Neely v.
Martin K. Eby
Constr. Co., 386
U. S. 317 (1967). As
Neely teaches, courts of appeals
should "be constantly alert" to "the trial judge's first-hand
knowledge of witnesses, testimony, and issues"; in other words,
appellate courts should give due consideration to the
first-instance decisionmaker's "'feel' for the overall case."
Id., at 325. But the court of appeals has authority to
render the final decision. If, in the particular
* Jeffrey Robert White filed a brief for the
Association of Trial Lawyers of America as
amicus curiae
urging reversal.
Briefs of
amici curiae urging affirmance were filed for
Brunswick Corp. by
Stephen M. Shapiro, Timothy S.
Bishop, and
Jeffrey W Sarles; and for the Product
Liability Advisory Council, Inc., by
Michael T. Wharton.
444
case, the appellate tribunal determines that the district court
is better positioned to decide whether a new trial, rather than
judgment for defendant, should be ordered, the court of appeals
should return the case to the trial court for such an assessment.
But if, as in the instant case, the court of appeals concludes that
further proceedings are unwarranted because the loser on appeal has
had a full and fair opportunity to present the case, including
arguments for a new trial, the appellate court may appropriately
instruct the district court to enter judgment against the
jury-verdict winner. Appellate authority to make this determination
is no less when the evidence is rendered insufficient by the
removal of erroneously admitted testimony than it is when the
evidence, without any deletion, is insufficient.
I
Firefighters arrived at the home of Bonnie Weisgram on December
30, 1993, to discover flames around the front entrance. Upon
entering the home, they found Weisgram in an upstairs bathroom,
dead of carbon monoxide poisoning. Her son, petitioner Chad
Weisgram, individually and on behalf of Bonnie Weisgram's heirs,
brought a diversity action in the United States District Court for
the District of North Dakota seeking wrongful death damages. He
alleged that a defect in an electric baseboard heater, manufactured
by defendant (now respondent) Marley Company and located inside the
door to Bonnie Weisgram's home, caused both the fire and his
mother's death.1
1 At trial and on appeal, the suit of the Weisgram heirs was
consolidated with an action brought against Marley Company by State
Farm Fire and Casualty Company, insurer of the Weisgram home, to
recover benefits State Farm paid for the damage to the Weisgram
townhouse and an adjoining townhouse. State Farm was dismissed from
the appeal after certiorari was granted. For purposes of this
opinion, we generally refer to the plaintiffs below, and to the
petitioners before us, simply as "Weisgram."
445
At trial, Weisgram introduced the testimony of three witnesses,
proffered as experts, in an endeavor to prove the alleged defect in
the heater and its causal connection to the fire. The District
Court overruled defendant Marley's objections, lodged both before
and during the trial, that this testimony was unreliable and
therefore inadmissible under Federal Rule of Evidence 702 as
elucidated by
Daubert. At the close of Weisgram's evidence,
and again at the close of all the evidence, Marley unsuccessfully
moved under Federal Rule of Civil Procedure 50(a) for judgment as a
matter of law on the ground that plaintiffs had failed to meet
their burden of proof on the issues of defect and causation. The
jury returned a verdict for Weisgram. Marley again requested
judgment as a matter of law, and additionally requested, in the
alternative, a new trial, pursuant to Rules 50 and 59; among
arguments in support of its post-trial motions, Marley reasserted
that the expert testimony essential to prove Weisgram's case was
unreliable and therefore inadmissible. App. 123-125. The District
Court denied the motions and entered judgment for Weisgram. App. to
Pet. for Cert. A28-A40. Marley appealed.
The Court of Appeals for the Eighth Circuit held that Marley's
motion for judgment as a matter of law should have been granted.
169 F.3d
514, 517 (1999). Writing for the panel majority, Chief Judge
Bowman first examined the testimony of Weisgram's expert witnesses,
the sole evidence supporting plaintiffs' product defect charge.
Id., at 518-522. Concluding that the testimony was
speculative and not shown to be scientifically sound, the majority
held the expert evidence incompetent to prove Weisgram's case.
Ibid. The court then considered the remaining evidence in
the light most favorable to Weisgram, found it insufficient to
support the jury verdict, and directed judgment as a matter of law
for Marley.
Id., at 516-517, 521-522. In a footnote, the
majority "reject[ed] any contention that [it was] required to
remand for a new trial."
Id., at 517, n. 2. It recognized
its
446
discretion to do so under Rule 50(d), but stated: "[W]e can
discern no reason to give the plaintiffs a second chance to make
out a case of strict liability .... This is not a close case. The
plaintiffs had a fair opportunity to prove their claim and they
failed to do so."
Ibid. (citations omitted). The dissenting
judge disagreed on both points, concluding that the expert evidence
was properly admitted and that the appropriate remedy for improper
admission of expert testimony is the award of a new trial, not
judgment as a matter of law.
Id., at 522, 525 (citing
Midcontinent Broadcasting Co. v.
North Central Airlines,
Inc., 471 F.2d
357 (CA81973)).
Courts of Appeals have divided on the question whether Federal
Rule of Civil Procedure 50 permits an appellate court to direct the
entry of judgment as a matter of law when it determines that
evidence was erroneously admitted at trial and that the remaining,
properly admitted evidence is insufficient to constitute a
submissible case.2 We granted certiorari to resolve the conflict,
527 U. S. 1069 (1999),3 and we now affirm the Eighth Circuit's
judgment.
2 The Tenth Circuit has held it inappropriate for an appellate
court to direct the entry of judgment as a matter of law based on
the trial court's erroneous admission of evidence, because to do so
would be unfair to a party who relied on the trial court's
evidentiary rulings. See
Kinser v.
Gehl Co.,
184 F.3d
1259, 1267, 1269 (1999). The Fourth, Sixth, and Eighth Circuits
recently have issued decisions, in accord with the position earlier
advanced by the Third Circuit, directing the entry of judgment as a
matter of law based on proof rendered insufficient by the deletion
of improperly admitted evidence. See
Redman v.
John D.
Brush &
Co., 111 F.3d
1174,
1178-1179 (CA4 1997);
Smelser v.
Norfolk
Southern R. Co., 105 F.3d
299, 301, 306
(CA6 1997);
Wright v.
Willamette
Industries, Inc., 91 F.3d
1105,
1108 (CA8 1996); accord,
Aloe Coal Co. v.
Clark Equipment Co., 816 F.2d
110, 115-116
(CA3 1987).
3 We agreed to decide only the issue of the authority of a court
of appeals to direct the entry of judgment as a matter of law, and
accordingly accept as final the decision of the Eighth Circuit
holding the testimony of Weisgram's experts unreliable, and
therefore inadmissible under Federal Rule of Evidence 702, as
explicated in
Daubert v.
Merrell Dow Pharmaceuticals,
Inc., 509 U. S.
579 (1993). We also accept as final the Eighth Circuit's
447
II
Federal Rule of Civil Procedure 50, reproduced below, governs
motions for judgment as a matter of law in jury trials.4
determination that the remaining, properly admitted, evidence
was insufficient to make a submissible case under state law.
4 "Rule 50. Judgment as a Matter of Law in Jury Trials;
Alternative Motion for New Trial; Conditional Rulings.
"(a) JUDGMENT AS A MATTER OF LAW.
"(1) If during a trial by jury a party has been fully heard on
an issue and there is no legally sufficient evidentiary basis for a
reasonable jury to find for that party on that issue, the court may
determine the issue against that party and may grant a motion for
judgment as a matter of law against that party with respect to a
claim or defense that cannot under the controlling law be
maintained or defeated without a favorable finding on that
issue.
"(2) Motions for judgment as a matter of law may be made at any
time before submission of the case to the jury. Such a motion shall
specify the judgment sought and the law and the facts on which the
moving party is entitled to the judgment.
"(b) RENEWING MOTION FOR JUDGMENT AFTER TRIAL; ALTERNATIVE
MOTION FOR NEW TRIAL. If, for any reason, the court does not grant
a motion for judgment as a matter of law made at the close of all
the evidence, the court is considered to have submitted the action
to the jury subject to the court's later deciding the legal
questions raised by the motion. The movant may renew its request
for judgment as a matter of law by filing a motion no later than 10
days after entry of judgment-and may alternatively request a new
trial or join a motion for a new trial under Rule 59. In ruling on
a renewed motion, the court may:
"(1) if a verdict was returned: "(A) allow the judgment to
stand, "(E) order a new trial, or
"(C) direct entry of judgment as a matter of law; or "(2)
if no verdict was returned:
"(A) order a new trial, or
"(E) direct entry of judgment as a matter of law.
"(c) GRANTING RENEWED MOTION FOR JUDGMENT AS A MATTER OF LAW;
CONDITIONAL RULINGS; NEW TRIAL MOTION.
"(1) If the renewed motion for judgment as a matter of law is
granted, the court shall also rule on the motion for a new trial,
if any, by determining whether it should be granted if the judgment
is thereafter vacated or
448
I t allows the trial court to remove cases or issues from the
jury's consideration "when the facts are sufficiently clear that
the law requires a particular result." 9A C. Wright & A.
Miller, Federal Practice and Procedure § 2521, p. 240 (2d ed. 1995)
(hereinafter Wright & Miller). Subdivision (d) controls when,
as here, the verdict loser appeals from the trial court's denial of
a motion for judgment as a matter of law:
"[T]he party who prevailed on that motion may, as appellee,
assert grounds entitling the party to a new trial in the event the
appellate court concludes that the trial court erred in denying the
motion for judgment. If the appellate court reverses the judgment,
nothing in this rule precludes it from determining that the
appellee is entitled to a new trial, or from directing the trial
court to determine whether a new trial shall be granted."
Under this Rule, Weisgram urges, when a court of appeals
determines that a jury verdict cannot be sustained due to
reversed, and shall specify the grounds for granting or denying
the motion for the new trial. If the motion for a new trial is thus
conditionally granted, the order thereon does not affect the
finality of the judgment. In case the motion for a new trial has
been conditionally granted and the judgment is reversed on appeal,
the new trial shall proceed unless the appellate court has
otherwise ordered. In case the motion for a new trial has been
conditionally denied, the appellee on appeal may assert error in
that denial; and if the judgment is reversed on appeal, subsequent
proceedings shall be in accordance with the order of the appellate
court.
"(2) Any motion for a new trial under Rule 59 by a party against
whom judgment as a matter of law is rendered shall be filed no
later than 10 days after entry of the judgment.
"(d) SAME: DENIAL OF MOTION FOR JUDGMENT AS A MATTER OF LAW. If
the motion for judgment as a matter of law is denied, the party who
prevailed on that motion may, as appellee, assert grounds entitling
the party to a new trial in the event the appellate court concludes
that the trial court erred in denying the motion for judgment. If
the appellate court reverses the judgment, nothing in this rule
precludes it from determining that the appellee is entitled to a
new trial, or from directing the trial court to determine whether a
new trial shall be granted."
449
an error in the admission of evidence, the appellate court may
not order the entry of judgment for the verdict loser, but must
instead remand the case to the trial court for a new trial
determination. Brief for Petitioner 20, 22; Reply Brief 1, 17.
Nothing in Rule 50 expressly addresses this question.5
In a series of pre-1967 decisions, this Court refrained from
deciding the question, while emphasizing the importance of giving
the party deprived of a verdict the opportunity to invoke the
discretion of the trial judge to grant a new trial. See
Cone
v.
West Virginia Pulp &
Paper Co., 330 U. S. 212, 216-218
(1947);
Globe Liquor Co. v.
San Roman, 332 U. S. 571, 573-574
(1948);
Johnson v.
New York, N.
H. &
H.
R. Co., 344 U. S.
48, 54, n. 3 (1952); see also 9A Wright & Miller § 2540, at
370. Then, in
Neely, the Court reviewed its prior
jurisprudence and ruled definitively that if a motion for judgment
as a matter of law is erroneously denied by the district court, the
appellate court does have the power to order the entry of judgment
for the moving party. 386 U. S., at 326; see also Louis,
Post-Verdict Rulings on the Sufficiency of the Evidence: Neely v.
Martin K. Eby Construction Co. Revisited, 1975 Wis. L. Rev. 503
(surveying chronologically Court's decisions bearing on appellate
direction of judgment as a matter of law).
Neely first addressed the compatibility of appellate
direction of judgment as a matter of law (then styled "judgment
n.o.v.") with the Seventh Amendment's jury trial guarantee.
It was settled, the Court pointed out, that a trial court, pur-
5 According to the Advisory Committee Notes to the 1963 Rule 50
amendments, this "omission" was not inadvertent:
"Subdivision (d) does not attempt a regulation of all aspects of
the procedure where the motion for judgment n.o.v. and any
accompanying motion for a new trial are denied, since the problems
have not been fully canvassed in the decisions and the procedure is
in some respects still in a formative stage. It is, however,
designed to give guidance on certain important features of the
practice." Advisory Committee's Notes on Fed. Rule Civ. Proc.
50(d), 28 U. S. C. App., p. 769.
450
suant to Rule 50(b), could enter judgment for the verdict loser
without offense to the Seventh Amendment. 386 U. S., at 321 (citing
Montgomery Ward &
Co. v.
Duncan, 311 U. S. 243 (1940)).
"As far as the Seventh Amendment's right to jury trial is
concerned," the Court reasoned, "there is no greater restriction on
the province of the jury when an appellate court enters judgment
n.o.v. than when a trial court does"; accordingly, the Court
concluded, "there is no constitutional bar to an appellate court
granting judgment
n.o.v." 386 U. S., at 322 (citing
Baltimore &
Carolina Line, Inc. v.
Redman,
295 U. S. 654
(1935)). The Court next turned to "the statutory grant of appellate
jurisdiction to the courts of appeals [in 28 U. S. C. § 2106]," 6
which it found "certainly broad enough to include the power to
direct entry of judgment
n.o.v. on appeal." 386 U. S., at
322. The remainder of the
Neely opinion effectively
complements Rules 50(c) and 50(d), providing guidance on the
appropriate exercise of the appellate court's discretion when it
reverses the trial court's denial of a defendant's Rule 50(b)
motion for judgment as a matter of law.
Id., at 322-330; cf.
supra, at 449, n. 5 (1963 observation of Advisory Committee
that, as of that year, "problems [concerning motions for judgment
coupled with new trial motions] ha[d] not been fully
canvassed").
Neely represents no volte-face in the Court's
understanding of the respective competences of trial and appellate
forums. Immediately after declaring that appellate courts have the
power to order the entry of judgment for a verdict loser, the Court
cautioned:
6 Section 2106 reads:
"The Supreme Court or any other court of appellate jurisdiction
may affirm, modify, vacate, set aside or reverse any judgment,
decree, or order of a court lawfully brought before it for review,
and may remand the cause and direct the entry of such appropriate
judgment, decree, or order, or require such further proceedings to
be had as may be just under the circumstances. "
451
"Part of the Court's concern has been to protect the rights of
the party whose jury verdict has been set aside on appeal and who
may have valid grounds for a new trial, some or all of which should
be passed upon by the district court, rather than the court of
appeals, because of the trial judge's first-hand knowledge of
witnesses, testimony, and issues-because of his 'feel' for the
overall case. These are very valid concerns to which the court of
appeals should be constantly alert." 386 U. S., at 325.7
Nevertheless, the Court in
Neely continued, due
consideration of the rights of the verdict winner and the closeness
of the trial court to the case "do[es] not justify an ironclad rule
that the court of appeals should never order dismissal or judgment
for the defendant when the plaintiff's verdict has been set aside
on appeal."
Id., at 326. "Such a rule," the Court concluded,
"would not serve the purpose of Rule 50 to speed litigation and to
avoid unnecessary retrials."
Ibid. Neely ultimately
clarified that if a court of appeals determines that the district
court erroneously denied a motion for judgment as a matter of law,
the appellate court may (1) order a new trial at the verdict
winner's request or on its own motion, (2) remand the case for the
trial court to decide whether a new trial or entry of judgment for
the defendant is warranted, or (3) direct the entry of judgment as
a matter
7lacurci v.
Lummus Co., 387 U. S. 86 (1967)
(per curiam), decided shortly after
Neely, is
illustrative. There, the Court reversed the appellate court's
direction of the entry of judgment as a matter of law for the
defendant and instructed the appeals court to remand the case to
the trial court for a new trial determination; the Court pointed to
the jury's failure to respond to four out of five special
interrogatories, which left issues of negligence unresolved, and
concluded that in the particular circumstances, the trial judge
"was in the best position to pass upon the question of a new trial
in light of the evidence, his charge to the jury, and the jury's
verdict and interrogatory answers." 387 U. S., at 88.
452
of law for the defendant.
Id., at 327-330; see also 9A
Wright & Miller § 2540, at 371-372.
III
The parties before us-and Court of Appeals opinionsdiverge
regarding
Neely's scope. Weisgram, in line with some
appellate decisions, posits a distinction between cases in which
judgment as a matter of law is requested based on plaintiff's
failure to produce enough evidence to warrant a jury verdict, as in
Neely, and cases in which the proof introduced becomes
insufficient because the court of appeals determines that certain
evidence should not have been admitted, as in the instant case.8
Insufficiency caused by deletion of evidence, Weisgram contends,
requires an "automatic remand" to the district court for
consideration whether a new trial is warranted. Brief for
Petitioner 20, 22; Reply Brief 1,3-6; Tr. of Oral Arg. 6,
18,23.9
8 See Tr. of Oral Arg. 6, 8, 17-18, 23, 26-28, 31; Reply Brief
3-6; Brief for Respondents 24-29. Compare,
e. g., Redman,
111 F. 3d, at 1178-1179 (treating judgment as a matter of law based
on insufficiency caused by admission error identically to initial
insufficiency);
Smelser, 105 F. 3d, at 301, 306 (same);
Wright, 91 F. 3d, at 1108 (same);
Lightning Lube,
Inc. v.
Witco Corp., 4 F.3d
1153, 1198-1200
(CA3 1993) (rejecting distinction), with
Kinser, 184 F. 3d, at 1267, 1269 (insufficiency caused by
admission error inappropriate basis for judgment as a matter of
law);
Jackson v.
Pleasant Grove Health Care Center,
980 F.2d
692, 695-696
(CAll 1993) (same);
Douglass v.
Eaton Corp., 956 F.2d
1339, 1343-1344
(CA6 1992) (same);
Midcontinent
Broadcasting Co. v.
North Central Airlines, Inc.,
471 F.2d
357, 358-359
(CA8 1973) (same).
9Weisgram misreads the Court's decision in
Montgomery
Ward &
Co. v.
Duncan, 311
U. S. 243 (1940), to support his position. Reply Brief 3-4; Tr.
of Oral Arg. 19. The Court in
Montgomery Ward directed that
a trial judge who grants the verdict loser's motion for judgment
n.o. v. should also rule conditionally on that party's
alternative motion for a new trial. 311 U. S., at 253-254. The
conditional ruling would be reviewed by the court of appeals only
if it reversed the entry of judgment
n.o. v. Proceeding in
this manner would avoid protracting the proceedings by obviating
the
453
Weisgram relies on cases holding that, in fairness to a verdict
winner who may have relied on erroneously admitted evidence, courts
confronting questions of judgment as a matter of law should rule on
the record as it went to the jury, without excising evidence
inadmissible under Federal Rule of Evidence 702. See,
e. g.,
Kinser v.
Gehl Co., 184 F.3d
1259, 1267, 1269 (CAlO 1999);
Schudel v.
General
Electric Co., 120 F.3d
991, 995-996
(CA9 1997);
Jackson v.
Pleasant
Grove Health Care Center, 980 F.2d
692, 695-696
(CA111993); Midcontinent Broadcasting, 471
F. 2d, at 358. But see
Lightning Lube, Inc. v.
Witco
Corp., 4 F.3d
1153, 1198-1200
(CA3 1993). These decisions are of
questionable consistency with Rule 50(a)(1), which states that in
ruling on a motion for judgment as a matter of law, the court is to
inquire
need for multiple appeals. See
id., at 253. Rule 50 was
amended in 1963 to codify
Montgomery Ward's instruction. See
Fed. Rule Civ. Proc. 50(c)(1).
In the course of its elaboration, the
Montgomery Ward
Court observed that a "motion for judgment cannot be granted
unless, as a matter of law, the opponent of the movant failed to
make a case." 311 U. S., at 251. In contrast, the Court stated, a
new trial motion may invoke the court's discretion, bottomed on
such standard new trial grounds as "the verdict is against the
weight of the evidence," or "the damages are excessive," or
substantial errors were made "in admission or rejection of
evidence."
Ibid.; see also
id., at 249.
Many rulings on evidence, of course, do not bear dispositively
on the adequacy of the proof to support a verdict. For example, the
evidence erroneously admitted or excluded may strengthen or weaken
one side's case without being conclusive as to the litigation's
outcome. Or, the evidence may abundantly support a jury's verdict,
but one or another item may have been unduly prejudicial to the
verdict loser and excludable on that account. See Fed. Rule Evid.
403 (relevant evidence "may be excluded if its probative value is
substantially outweighed by the danger of unfair prejudice"). Such
run-of-the-mine, ordinarily nondispositive, evidentiary rulings, we
take it, were the sort contemplated in
Montgomery Ward. Cf.
311 U. S., at 245-246 (indicating that sufficiency-of-theevidence
challenges are properly raised by motion for judgment, while other
rulings on evidence may be assigned as grounds for a new
trial).
454
whether there is any "legally sufficient evidentiary basis for a
reasonable jury to find for [the opponent of the motion]."
Inadmissible evidence contributes nothing to a "legally sufficient
evidentiary basis." See
Brooke Group Ltd. v.
Brown
&
Williamson Tobacco Corp., 509 U. S. 209, 242 (1993)
("When an expert opinion is not supported by sufficient facts to
validate it in the eyes of the law, or when indisputable record
facts contradict or otherwise render the opinion unreasonable, it
cannot support a jury's verdict.").lo
As
Neely recognized, appellate rulings on post-trial
pleas for judgment as a matter of law call for the exercise of
"informed discretion," 386 U. S., at 329, and fairness to the
parties is surely key to the exercise of that discretion. But
fairness concerns should loom as large when the verdict winner, in
the appellate court's judgment, failed to present sufficient
evidence as when the appellate court declares inadmissible record
evidence essential to the verdict winner's case. In both
situations, the party whose verdict is set aside on appeal will
have had notice, before the close of evidence, of the alleged
evidentiary deficiency. See Fed. Rule Civ. Proc. 50(a)(2) (motion
for judgment as a matter of law "shall specify ... the law and
facts on which the moving party is entitled to the judgment"). On
appeal, both will have the opportunity to argue in support of the
jury's verdict or, alternatively, for a new trial. And if judgment
is instructed for
lOWeisgram additionally urges that the Seventh Amendment
prohibits a court of appeals from directing judgment as a matter of
law on a record different from the one considered by the jury.
Brief for Petitioner 20-22; Reply Brief 6-8.
Neely made
clear that a court of appeals may order entry of judgment as a
matter of law on sufficiency-of-the-evidence grounds without
violating the Seventh Amendment. 386 U. S., at 321322. Entering
judgment for the verdict loser when all of the evidence was
properly before the jury is scarcely less destructive of the jury's
verdict than is entry of such a judgment based on a record made
insufficient by the removal of evidence the jury should not have
had before it.
455
the verdict loser, both will have a further chance to urge a new
trial in a rehearing petition.ll
Since
Daubert, moreover, parties relying on expert
evidence have had notice of the exacting standards of reliability
such evidence must meet.
509 U. S. 579; see also
Kumho Tire Co. v.
Carmichael, 526 U. S. 137 (1999)
(rendered shortly after the Eighth Circuit's decision in Weisgram's
case); 12
General Electric Co. v.
Joiner, 522 U. S. 136 (1997). It
is implausible to suggest,
post-Daubert, that parties will
initially present less than their best expert evidence in the
expectation of a second chance should their first try fail. We
therefore find unconvincing Weisgram's fears that allowing courts
of appeals to direct the entry of judgment for defend-
11 We recognize that it is awkward for an appellee, who is
wholeheartedly urging the correctness of the verdict, to point out,
in the alternative, grounds for a new trial. See Kaplan, Amendments
of the Federal Rules of Civil Procedure, 1961-1963 (II), 77 Harv.
L. Rev. 801, 819 (1964) ("A verdict winner may suffer forensic
embarrassment in arguing for a new trial on his own
behalf,faute
de mieux, while seeking to defend his verdict against all
attacks by his opponent."). A petition for rehearing in the court
of appeals, however, involves no conflicting tugs. We are not
persuaded by Weisgram's objection that the 14 days allowed for the
filing of a petition for rehearing is insufficient time to
formulate compelling grounds for a new trial. Reply Brief 15-16.
This time period is longer than the ten days allowed a verdict
winner to move for a new trial after a trial court grants judgment
as a matter oflaw. See Fed. Rule Civ. Proc. 50(c)(2). Nor do we
foreclose the possibility that a court of appeals might properly
deny a petition for rehearing because it pressed an argument that
plainly could have been formulated in a party's brief. See Louis,
Post-Verdict Rulings on the Sufficiency of the Evidence: Neely v.
Martin K. Eby Construction Co. Revisited, 1975 Wis. L. Rev. 503,
519-520, n. 90 ("[I]t is often difficult to argue that a gap in
one's proof can be filled before a court has held that the gap
exists .... " On the other hand, "the brief or oral argument will
suffice ... when the area of the alleged evidentiary insufficiency
has previously been clearly identified." (citation omitted)).
12We note that the decision in
Kumho is consistent with
Eighth Circuit precedent existing at the time of trial in
Weisgram's case. See,
e. g., Peitzmeier v.
Hennessy Industries, Inc., 97 F.3d
293, 297
(CA8 1996).
456
ants will punish plaintiffs who could have shored up their cases
by other means had they known their expert testimony would be found
inadmissible. See Brief for Petitioner 18, 25. In this case, for
example, although Weisgram was on notice every step of the way that
Marley was challenging his experts, he made no attempt to add or
substitute other evidence. See
Lujan v.
National Wildlife
Federation, 497 U. S. 871, 897 (1990) ("[A] litigant's failure
to buttress its position because of confidence in the strength of
that position is always indulged in at the litigant's own
risk.").
After holding Weisgram's expert testimony inadmissible, the
Court of Appeals evaluated the evidence presented at trial, viewing
it in the light most favorable to Weisgram, and found the properly
admitted evidence insufficient to support the verdict. 169 F. 3d,
at 516-517. Weisgram offered no specific grounds for a new trial to
the Eighth Circuit.13 Even in the petition for rehearing, Weisgram
argued only that the appellate court had misapplied state law, did
not have the authority to direct judgment, and had failed to give
adequate deference to the trial court's evidentiary rulings. App.
131-151. The Eighth Circuit concluded that this was "not a close
case." 169 F. 3d, at 517, n. 2. In these circumstances, the Eighth
Circuit did not abuse its discretion by directing entry of judgment
for Marley, instead of returning the case to the District Court for
further proceedings.
***
Neely recognized that there are myriad situations in
which the determination whether a new trial is in order is best
made by the trial judge. 386 U. S., at 325-326.
Neely
held,
13 Cf.
Neely v.
Martin K. Eby Constr. Co.,
386 U. S. 317,
327 (1967) (observing that it would not be clear that litigation
should be terminated for evidentiary insufficiency when, for
example, the trial court excluded evidence that would have
strengthened the verdict winner's case or "itself caused the
insufficiency ... by erroneously [imposing] too high a burden of
proof").
457
however, that there are also cases in which a court of appeals
may appropriately instruct the district court to enter judgment as
a matter of law against the jury-verdict winner.
Id., at
326. We adhere to
Neely's holding and rationale, and today
hold that the authority of courts of appeals to direct the entry of
judgment as a matter of law extends to cases in which, on excision
of testimony erroneously admitted, there remains insufficient
evidence to support the jury's verdict.
For the reasons stated, the judgment of the Court of Appeals for
the Eighth Circuit is
Affirmed.
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