OPINION OF THE COURT
UNITED STATES V. DENEDO
556 U. S. ____ (2009)
SUPREME COURT OF THE UNITED STATES
NO. 08-267
UNITED STATES, PETITIONER
v. JACOB
DENEDO
on writ of certiorari to the united states court of
appeals for the armed forces
[June 8, 2009]
Justice Kennedy delivered the
opinion of the Court.
The case before us presents a
single issue: whether an Article I military appellate court has
jurisdiction to entertain a petition for a writ of error
coram
nobis to challenge its earlier, and final, decision affirming
a criminal conviction. The military court which had affirmed the
conviction and where the writ of
coram nobis was sought is
the Navy-Marine Corps Court of Criminal Appeals (NMCCA). Its ruling
that it had jurisdiction to grant the writ, but then denying its
issuance for lack of merit, was appealed to the United States Court
of Appeals for the Armed Forces (CAAF). After the CAAF agreed that
the NMCCA has jurisdiction to issue the writ, it remanded for
further proceedings on the merits. The Government of the United
States, contending that a writ of
coram nobis directed to
a final judgment of conviction is beyond the jurisdiction of the
military courts, now brings the case to us.
I
Respondent Jacob Denedo came to
the United States in 1984 from his native Nigeria. He enlisted in
the Navy in 1989 and became a lawful permanent resident in 1990. In
1998, military authorities charged him with conspiracy, larceny,
and forgery—in contravention of Articles 81, 121, and 123 of the
Uniform Code of Military Justice (UCMJ), 10 U. S. C. §§881,
921, 923—all for his role in a scheme to defraud a community
college. With the assistance of both military and civilian counsel,
respondent made a plea bargain to plead guilty to reduced charges.
In exchange for his plea the convening authority referred
respondent’s case to a special court-martial, §819, which, at that
time, could not impose a sentence greater than six months’
confinement.
The special court-martial,
consisting of a single military judge, accepted respondent’s guilty
plea after determining that it was both knowing and voluntary. The
court convicted respondent of conspiracy and larceny. It sentenced
him to three months’ confinement, a bad-conduct discharge, and a
reduction to the lowest enlisted pay grade. Respondent appealed on
the ground that his sentence was unduly severe. The NMCCA affirmed.
App. to Pet. for Cert. 64a–67a. Respondent did not seek further
review in the CAAF, and he was discharged from the Navy on May 30,
2000.
In 2006, the Department of Homeland Security
commenced removal proceedings against respondent based upon his
special court-martial conviction. To avoid deportation, respondent
decided to challenge his conviction once more, though at this point
it had been final for eight years. He maintained, in a petition for
a writ of
coram nobis filed with the NMCCA, that the
conviction it had earlier affirmed must be deemed void because his
guilty plea was the result of ineffective assistance of counsel.
Respondent alleged that he informed his civilian attorney during
plea negotiations that “ ‘his primary concern and
objective’ ” was to avoid deportation and that he was willing
to “ ‘risk … going to jail’ ” to avert separation from
his family. 66 M. J. 114, 118 (C. A. Armed Forces 2008).
On respondent’s account, his attorney—an alcoholic who was not
sober during the course of the special court-martial
proceeding—erroneously assured him that “ ‘if he agreed to
plead guilty at a special-court-martial he would avoid any risk of
deportation.’ ”
Ibid. Petitioner argued that the
NMCCA could set aside its earlier decision by issuing a writ of
coram nobis under the authority of the All Writs Act, 28
U. S. C. §1651(a).
The Government filed a motion to dismiss for
want of jurisdiction. It contended that the NMCCA had no authority
to conduct postconviction proceedings. In a terse, four-sentence
order, the NMCCA summarily denied both the Government’s motion and
respondent’s petition for a writ of
coram nobis. App. to
Pet. for Cert. 63a. Respondent appealed and the CAAF, dividing 3 to
2, affirmed in part and reversed in part. The CAAF agreed with the
NMCCA that standing military courts have jurisdiction to conduct
“collateral review under the All Writs Act.” 66 M. J., at 119.
This is so, the CAAF explained, because “when a petitioner seeks
collateral relief to modify an action that was taken within the
subject matter jurisdiction of the military justice system … a writ
that is necessary or appropriate may be issued under the All Writs
Act ‘in aid of’ the court’s existing jurisdiction.”
Id.,
at 120 (citing 28 U. S. C. §1651(a)).
Satisfied that it had jurisdiction, the CAAF
next turned to whether the writ of
coram nobis should
issue. It held that a nondefaulted, ineffective-assistance claim
that was yet to receive a full and fair review “within the military
justice system” could justify issuance of the writ. 66 M. J.,
at 125. Finding that respondent’s ineffective-assistance claim
satisfied “the threshold criteria for coram nobis review,” the CAAF
remanded to the NMCCA so it could ascertain in the first instance
“whether the merits of [respondent’s] petition can be resolved on
the basis of the written submissions, or whether a factfinding
hearing is required.”
Id., at 126, 130.
Judge Stucky filed a dissenting opinion.
Assuming that the majority had correctly determined its
jurisdiction to grant the requested relief, he concluded that
respondent’s ineffective-assistance claim lacked merit.
Id., at 131. Judge Ryan also dissented. Reasoning that the
majority had misapplied this Court’s holding in
Clinton v.
Goldsmith, 526 U. S. 529 (1999),
she concluded that the UCMJ does not confer jurisdiction upon
military tribunals to conduct “post-finality collateral review.” 66
M. J., at 136. We granted certiorari, 555 U. S. ___ (2008),
and now affirm.
II
Before we address another court’s
subject-matter jurisdiction we must first determine our own. See
Ashcroft v.
Iqbal,
ante, at 6
(“Subject-matter jurisdiction … should be considered when fairly in
doubt”). The Government, upon which the burden to demonstrate
subject-matter jurisdiction lies,
DaimlerChrysler Corp. v.
Cuno, 547
U. S. 332, 342 (2006), claims that our power to hear this
appeal rests on 28 U. S. C. §1259(4). That jurisdictional
provision permits us to review CAAF decisions in “ ‘cases … in
which the Court of Appeals for the Armed Forces … granted
relief.’ ” Respondent maintains that we lack jurisdiction
because the CAAF did not “ ‘grant relief ’ ”; “all
it did was remand” to the NMCCA. Brief for Respondent 6–7 (brackets
omitted).
Respondent’s parsimonious
construction of the word “relief” need not detain us long. Though
§1259 does not define the term, its familiar meaning encompasses
any “redress or benefit” provided by a court. Black’s Law
Dictionary 1317 (8th ed. 2004). The CAAF’s judgment reversing the
NMCCA satisfies that definition. The NMCCA denied respondent’s
petition for a writ of
coram nobis, while the CAAF’s
decision reversed and remanded so that the NMCCA could determine
anew if the writ should issue. That decision conferred a palpable
benefit on respondent; for a chance of success on the merits,
however slight, is superior to no possibility at all.
To be sure, respondent would have preferred
the CAAF to issue a writ of
coram nobis or to direct the
NMCCA to do so rather than remanding for the NMCCA to conduct
further proceedings. We have jurisdiction, however, to review any
decision granting “relief,” not just those providing “ultimate
relief” or “complete relief.” Indeed, appellate courts reverse and
remand lower court judgments—rather than issuing complete
relief—with regularity. See,
e.g., Arthur Andersen LLP v.
Carlisle,
ante, at ___;
FCC v.
Fox
Television Stations, Inc.,
ante, at ___. There is no
merit to the view that a decision granting partial relief should be
construed as granting no relief at all.
Because the CAAF “granted relief” to
respondent, the text of §1259 is satisfied here. We have
jurisdiction to determine whether the CAAF was correct in ruling
that the NMCCA had authority to entertain the petition for a writ
of
coram nobis.
III
A
The writ of
coram nobis
is an ancient common-law remedy designed “to correct errors of
fact.”
United States v.
Morgan,
346 U. S. 502, 507
(1954). In American jurisprudence the precise contours of
coram
nobis have not been “well defined,”
Bronson v.
Schulten,
104 U. S. 410, 416
(1882), but the writ traces its origins to the King’s Bench and the
Court of Common Pleas.
United States v.
Plumer,
27 F. Cas. 561, 573 (No. 16,056) (CC Mass. 1859) (opinion for the
court by Clifford, Circuit Justice); see also
Morgan,
supra, at 507, n. 9 (citing 2 W. Tidd, Practice of
Courts of King’s Bench and Common Pleas *1136–*1137). In English
practice the office of the writ was to foster respect for judicial
rulings by enabling the same court “where the action was commenced
and where the judgment was rendered” to avoid the rigid strictures
of judgment finality by correcting technical errors “such as
happened through the fault of the clerk in the record of the
proceedings prior to the judgment.”
Plumer,
supra, at 572–573.
Any rationale confining the writ
to technical errors, however, has been superseded; for in its
modern iteration
coram nobis is broader than its
common-law predecessor. This is confirmed by our opinion in
Morgan. In that case we found that a writ of
coram
nobis can issue to redress a fundamental error, there a
deprivation of counsel in violation of the Sixth Amendment, as
opposed to mere technical errors
. 346 U. S., at 513. The
potential universe of cases that range from technical errors to
fundamental ones perhaps illustrates, in the case of
coram
nobis, the “tendency of a principle to expand itself to the
limit of its logic.” B. Cardozo, The Nature of the Judicial Process
51 (1921). To confine the use of
coram nobis so that
finality is not at risk in a great number of cases, we were careful
in
Morgan to limit the availability of the writ to
“extraordinary” cases presenting circumstances compelling its use
“to achieve justice.” 346 U. S., at 511. Another limit, of course,
is that an extraordinary remedy may not issue when alternative
remedies, such as habeas corpus, are available. See
id.,
at 510–511.
In federal courts the authority to grant a
writ of
coram nobis is conferred by the All Writs Act,
which permits “courts established by Act of Congress” to issue “all
writs necessary or appropriate in aid of their respective
jurisdictions.” 28 U. S. C. §1651(a). Though military courts,
like Article III tribunals, are empowered to issue extraordinary
writs under the All Writs Act,
Noyd v.
Bond,
395 U. S. 683,
695, n. 7 (1969), that authority does not determine the
anterior question whether military courts have jurisdiction to
entertain a petition for
coram nobis. As the text of the
All Writs Act recognizes, a court’s power to issue any form of
relief—extraordinary or otherwise—is contingent on that court’s
subject-matter jurisdiction over the case or controversy.
Assuming no constraints or limitations
grounded in the Constitution are implicated, it is for Congress to
determine the subject-matter jurisdiction of federal courts.
Bowles v.
Russell,
551 U. S. 205, 212
(2007) (“Within constitutional bounds, Congress decides what cases
the federal courts have jurisdiction to consider”). This rule
applies with added force to Article I tribunals, such as the NMCCA
and CAAF, which owe their existence to Congress’ authority to enact
legislation pursuant to Art. I, §8 of the Constitution.
Goldsmith, 526 U. S., at 533–534.
Our decision in
Goldsmith
demonstrates these teachings. There an Air Force officer, James
Goldsmith, was convicted of various crimes by general court-martial
and sentenced to six years’ confinement.
Id., at 531.
Following his conviction, Congress enacted a statute authorizing
the President to drop convicted officers from the rolls of the
Armed Forces. When the Air Force notified Goldsmith that he would
be dropped from the rolls, he lodged a petition before the Air
Force Court of Criminal Appeals (AFCCA) claiming that the proposed
action contravened the
Ex Post Facto Clause of the
Constitution.
Id., at 532–533
. Goldsmith sought
extraordinary relief as authorized by the All Writs Act to enjoin
the President from removing him from the rolls. The AFCCA denied
relief, but the CAAF granted it.
Concluding that the UCMJ does not authorize
military courts to review executive action—including a decision to
drop an officer from the rolls—we held that the AFCCA and the CAAF
lacked jurisdiction over Goldsmith’s case.
Id., at 535.
This was so, we unequivocally found, irrespective of the military
court’s authority to issue extraordinary relief pursuant to the All
Writs Act and its previous jurisdiction over Goldsmith’s criminal
proceeding. The power to issue relief depends upon, rather than
enlarges, a court’s jurisdiction.
Id., at 536–537.
That principle does not control the question
before us. Because
coram nobis is but an extraordinary
tool to correct a legal or factual error, an application for the
writ is properly viewed as a belated extension of the original
proceeding during which the error allegedly transpired. See
Morgan, supra, at 505, n. 4 (
coram nobis is
“a step in the criminal case and not, like habeas corpus where
relief is sought in a separate case and record, the beginning of a
separate civil proceeding”); see also
United States v.
Beggerly,
524 U. S. 38, 46 (1998)
(citing
Pacific R. Co. of Mo. v.
Missouri Pacific
R. Co.,
111 U. S. 505, 522
(1884) (noting that an “independent action”—which, like
coram
nobis, is an equitable means to obtain relief from a
judgment—“ ‘may be regarded as ancillary to the prior suit, so
that the relief asked may be granted by the court which made the
decree in that suit … . The bill, though an original bill in
the chancery sense of the word, is a continuation of the former
suit, on the question of the jurisdiction of the [court]’ ”).
It follows that to issue respondent a writ of
coram nobis
on remand, the NMCCA must have had statutory subject-matter
jurisdiction over respondent’s original judgment of conviction.
B
In the critical part of its
opinion discussing the jurisdiction and authority of the NMCCA to
issue a writ of
coram nobis in an appropriate case, the
CAAF describes respondent’s request for review as one “under the
All Writs Act.” 66 M. J., at 119. This is correct, of course,
if it simply confirms that the Act authorizes federal courts to
issue writs “in aid of” their jurisdiction; but it does not advance
the inquiry into whether jurisdiction exists.
And there are limits to the use
of
coram nobis to alter or interpret earlier judgments. As
Goldsmith makes plain, the All Writs Act and the
extraordinary relief the statute authorizes are not a source of
subject-matter jurisdiction. 526 U. S., at 534–535. Statutes which
address the power of a court to use certain writs or remedies or to
decree certain forms of relief, for instance to award damages in
some specified measure, in some circumstances might be construed
also as a grant of jurisdiction to hear and determine the
underlying cause of action. Cf.
Marbury v.
Madison, 1 Cranch 137 (1803). We have long held, however,
that the All Writs Act should not be interpreted in this way.
Goldsmith, supra, at 536;
Plumer, 27
F. Cas., at 574 (jurisdiction cannot be acquired “by means of
the writ to be issued”). The authority to issue a writ under the
All Writs Act is not a font of jurisdiction. See
Syngenta Crop
Protection, Inc. v.
Henson,
537 U. S. 28, 31
(2002).
Quite apart from the All Writs Act, we
conclude that the NMCCA has jurisdiction to entertain respondent’s
request for a writ of
coram nobis. Article 66 of the UCMJ
provides: “For the purpose of reviewing court-martial cases, the
[Court of Criminal Appeals] may sit … .” 10 U. S. C.
§866(a). Because respondent’s request for
coram nobis is
simply a further “step in [his] criminal” appeal,
Morgan,
346 U. S., at 505, n. 4, the NMCCA’s jurisdiction to issue the
writ derives from the earlier jurisdiction it exercised to hear and
determine the validity of the conviction on direct review. As even
the Government concedes, the textual authority under the UCMJ to
“ ‘revie[w] court-martial cases’ ” provided the NMCCA
with jurisdiction to hear an appeal of respondent’s judgment of
conviction. See Brief for United States 17–18. That jurisdiction is
sufficient to permit the NMCCA to entertain respondent’s petition
for
coram nobis. See also Courts of Criminal Appeals Rule
of Practice and Procedure 2(b) (recognizing NMCCA discretionary
authority to entertain petitions for extraordinary writs).
It is true that when exercising its
jurisdiction under §866(a), the NMCCA “may act only with respect to
the findings and sentence as approved by the convening authority.”
§866(c). That limitation does not bar respondent’s request for a
writ of
coram nobis. An alleged error in the original
judgment predicated on ineffective-assistance-of-counsel challenges
the validity of a conviction, see
Knowles v.
Mirzayance,
ante, at 3, so respondent’s Sixth
Amendment claim is “with respect to” the special-court-martial’s
“findings of guilty,” 10 U. S. C. §866(c). Pursuant to the
UCMJ, the NMCCA has subject-matter jurisdiction to hear
respondent’s request for extraordinary relief.
Because the NMCCA had jurisdiction over
respondent’s petition for
coram nobis, the CAAF had
jurisdiction to entertain respondent’s appeal from the NMCCA’s
judgment. When exercising its jurisdiction, the CAAF’s authority is
confined “to matters of law” connected to “the findings and
sentence as approved by the convening authority and as affirmed or
set aside … by the Court of Criminal Appeals,” §867(c), but these
limitations pose no obstacle to respondent’s requested review of
the NMCCA’s decision. Respondent’s Sixth Amendment claim presents a
“matte[r] of law” “with respect to the [guilty] findings … as
approved by the [special court-martial] and as affirmed … by the
Court of Criminal Appeals.”
Ibid. The CAAF had
subject-matter jurisdiction to review the NMCCA’s denial of
respondent’s petition challenging the validity of his original
conviction.
C
The Government counters that
Article 76 of the UCMJ, 10 U. S. C. §876, “affirmatively
prohibit[s] the type of collateral review sought by respondent.”
Brief for United States 18. That is incorrect. The Government’s
argument commits the error of “conflating the jurisdictional
question with the merits” of respondent’s petition.
Arthur
Andersen LLP,
ante, at 3. Article 76 states in
relevant part:
“The appellate review of records
of trial provided by this chapter, the proceedings, findings, and
sentences of courts-martial as approved, reviewed, or affirmed as
required by this chapter, and all dismissals and discharges carried
into execution under sentences by courts-martial following
approval, review, or affirmation as required by this chapter, are
final and conclusive. Orders publishing the proceedings of
courts-martial and all action taken pursuant to those proceedings
are binding upon all departments, courts, agencies, and officers of
the United States … .” 10 U. S. C. §876.
Article 76 codifies the common-law rule that
respects the finality of judgments.
Schlesinger v.
Councilman,
420 U. S. 738, 749
(1975). Just as the rules of finality did not jurisdictionally bar
the court in
Morgan from examining its earlier judgment,
neither does the principle of finality bar the NMCCA from doing so
here.
The Government may ultimately be correct that
the facts of respondent’s case are insufficient to set aside the
final judgment that Article 76 makes binding. No doubt, judgment
finality is not to be lightly cast aside; and courts must be
cautious so that the extraordinary remedy of
coram nobis
issues only in extreme cases. But the long-recognized authority of
a court to protect the integrity of its earlier judgments impels
the conclusion that the finality rule is not so inflexible that it
trumps each and every competing consideration. Our holding allows
military courts to protect the integrity of their dispositions and
processes by granting relief from final judgments in extraordinary
cases when it is shown that there were fundamental flaws in the
proceedings leading to their issuance. The Government remains free
to argue that respondent’s is a merely ordinary case that is not
entitled to extraordinary relief. But respondent’s entitlement to
relief is a merits question outside the scope of the jurisdictional
question presented.
The Government’s contention that
coram
nobis permits a court “to correct its
own errors, not
… those of an inferior court,” Brief for United States 36, can be
disposed of on similar grounds. Just as respondent’s request for
coram nobis does not confer subject-matter jurisdiction,
the Government’s argument that the relief should not issue “in
light of the writ’s traditional scope” does not undermine it,
ibid. (emphasis deleted). In sum, the Government’s
argument speaks to the scope of the writ, not the NMCCA’s
jurisdiction to issue it. The CAAF rejected the former argument.
Only the latter one is before us.
We hold that Article I military courts have
jurisdiction to entertain
coram nobis petitions to
consider allegations that an earlier judgment of conviction was
flawed in a fundamental respect. That conclusion is consistent with
our holding that Article III courts have a like authority.
Morgan, 346 U. S., at 508. The result we
reach today is of central importance for military courts. The
military justice system relies upon courts that must take all
appropriate means, consistent with their statutory jurisdiction, to
ensure the neutrality and integrity of their judgments. Under the
premises and statutes we have relied upon here, the jurisdiction
and the responsibility of military courts to reexamine judgments in
rare cases where a fundamental flaw is alleged and other judicial
processes for correction are unavailable are consistent with the
powers Congress has granted those courts under Article I and with
the system Congress has designed.
* * *
We do not prejudge the merits of
respondent’s petition. To be sure, the writ of error
coram
nobis is an extraordinary writ; and “an extraordinary remedy …
should not be granted in the ordinary case.”
Nken v.
Holder,
ante, at 1 (Kennedy, J., concurring). The
relative strength of respondent’s ineffective-assistance claim, his
delay in lodging his petition, when he learned or should have
learned of his counsel’s alleged deficiencies, and the effect of
the rule of judgment finality expressed in Article 76 are all
factors the NMCCA can explore on remand. We hold only that the
military appellate courts had jurisdiction to hear respondent’s
request for a writ of
coram nobis. The judgment of the
CAAF is affirmed, and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.
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