OPINION OF THE COURT
558 U. S. ____ (2009)
558 U. S. ____ (2009)
SUPREME COURT OF THE UNITED STATES
NO. 08-604
UNION PACIFIC RAILROAD COMPANY, PETITIONER
v. BROTHERHOOD OF LOCOMOTIVE ENGINEERS AND TRAINMEN
GENERAL COMMITTEE OF ADJUSTMENT, CENTRAL REGION
on writ of certiorari to the united states court of
appeals for the seventh circuit
[December 8, 2009]
Justice Ginsburg delivered the
opinion of the Court.
“It is most true that this Court
will not take jurisdiction if it should not,” Chief Justice
Marshall famously wrote, “but it is equally true, that it must take
jurisdiction if it should… . We have no more right to decline
the exercise of jurisdiction which is given, than to usurp that
which is not given.”
Cohens v.
Virginia, 6 Wheat.
264, 404 (1821); see
Marshall v.
Marshall,
547 U. S. 293,
298–299 (2006). While Chief Justice Marshall’s statement bears
“fine tuning,” there is surely a starting presumption that when
jurisdiction is conferred, a court may not decline to exercise it.
See R. Fallon, J. Manning, D. Meltzer, & D. Shapiro, Hart &
Wechsler’s The Federal Courts and the Federal System 1061–1062 (6th
ed. 2009). The general rule applicable to courts also holds for
administrative agencies directed by Congress to adjudicate
particular controversies.
Congress vested in the National Railroad
Adjustment Board (hereinafter NRAB or Board) jurisdiction to
adjudicate grievances of railroad employees that remain unsettled
after pursuit of internal procedures. 45 U. S. C. §153 First
(h), (i). We consider in this case five nearly identical decisions
of a panel of the NRAB dismissing employee claims “for lack of
jurisdiction.” NRAB First Div. Award No. 26089 etc. (Mar. 15,
2005), App. to Pet. for Cert. 65a–107a, 69a (hereinafter Panel
Decision). In each case, the panel declared that a procedural rule
raised by a panel member, unprompted by the parties, was
“jurisdictional” in character and therefore commanded threshold
dismissal.
The panel’s characterization, we hold, was
misconceived. Congress authorized the Board to prescribe rules for
the presentation and processing of claims, §153 First (v), but
Congress alone controls the Board’s jurisdiction. By presuming
authority to declare procedural rules “jurisdictional,” the panel
failed “to conform, or confine itself, to matters [Congress placed]
within the scope of [NRAB] jurisdiction,” §153 First (q). Because
the panel was not “without authority to assume jurisdiction over
the [employees’] claim[s],” Panel Decision 72a, its dismissals
lacked tenable grounding. We therefore affirm the judgment of the
Seventh Circuit setting aside the panel’s orders.
I
A
Concerned that labor disputes
would lead to strikes bringing railroads to a halt, Congress
enacted the Railway Labor Act (RLA or Act), 44 Stat. 577, as
amended, 45 U. S. C. §151
et seq., in 1926 to promote
peaceful and efficient resolution of those disputes. See
Union
Pacific R. Co. v.
Price,
360 U. S. 601, 609
(1959); §151a. The Act instructs labor and industry “to exert every
reasonable effort to make and maintain agreements concerning rates
of pay, rules, and working conditions, and to settle all disputes,
whether arising out of the application of such agreements or
otherwise, in order to avoid any interruption to commerce or to the
operation of any carrier … .” §152 First; see
Trainmen v.
Jacksonville Terminal Co.,
394 U. S. 369, 377–378
(1969) (describing obligation to pursue agreement as the “heart of
the [RLA]”). As part of its endeavor, Congress provided a framework
for the settlement and voluntary arbitration of “minor disputes.”
See
Price, 360 U. S., at 609–610. (In the railroad
industry, the term “minor disputes” means, primarily, “grievances
arising from the application of collective bargaining agreements to
particular situations.”
Id., at 609.)[
Footnote 1]
Many railroads, however, resisted
voluntary arbitration. See
id., at 610. Congress therefore
amended the Act in 1934 (1934 Amendment) to mandate arbitration of
minor disputes; under the altered scheme, arbitration occurs before
panels composed of two representatives of labor and two of
industry, with a neutral referee serving as tiebreaker. See
id., at 610–613. To supply the representative arbitrators,
Congress established the NRAB, a board of 34 private persons
representing labor and industry in equal numbers. §153 First (a);
see
Trainmen v.
Chicago R. & I. R. Co.,
353 U. S. 30,
36–37 (1957).[
Footnote 2]
Neutral referees, the RLA provides, shall be appointed by the
representative arbitrators or, failing their agreement, by the
National Mediation Board. §153 First (
l). The 1934
Amendment authorized the NRAB to adopt, at a one-time session in
1934, “such rules as it deems necessary to control proceedings,”
§153 First (v); the product of that rulemaking, codified at 29 CFR
pt. 301 (2009), is known as Circular One.
In keeping with Congress’ aim to promote
peaceful settlement of minor disputes, the RLA requires employees
and carriers, before resorting to arbitration, to exhaust the
grievance procedures specified in the collective-bargaining
agreement (hereinafter CBA). See 45 U. S. C. §153 First (i).
This stage of the dispute-resolution process is known as
“on-property” proceedings. As a final prearbitration step, the Act
directs parties to attempt settlement “in conference” between
designated representatives of the carrier and the
grievant-employee. §152 Second, Sixth.[
Footnote 3] The RLA contains instructions concerning the
place and time of conferences, but specifies that the statute does
not “supersede the provisions of any agreement (as to conferences)
… in effect between the parties,” §152 Sixth; it is undisputed that
in common practice the conference may be as informal as a telephone
conversation.
If the parties fail to achieve resolution “in
the usual manner up to and including the chief operating officer of
the carrier designated to handle [minor] disputes,” either party
may refer the matter to the NRAB. §153 First (i). Submissions to
the Board must include “a full statement of the facts and all
supporting data bearing upon the disputes.”
Ibid.; see 29
CFR §301.5(d), (e) (submissions “must clearly and briefly set forth
all relevant, argumentative facts, including all documentary
evidence”). Arbitration is launched when the party referring the
dispute files a notice of intent with the NRAB; after Board
acknowledgment of the notice, the parties have 75 days to file
simultaneous submissions. NRAB, Uniform Rules of Procedure (rev.
June 23, 2003).
In creating the scheme of mandatory
arbitration superintended by the NRAB, the 1934 Amendment largely
“foreclose[d] litigation” over minor disputes.
Price, 360
U. S., at 616; see
Railway Conductors v.
Pitney,
326 U. S. 561,
566 (1946) (“Not only has Congress … designated an agency
peculiarly competent to handle [minor disputes], but … it also
intended to leave a minimum responsibility to the courts.”).
Congress did provide that an employee who obtained a monetary award
against a carrier could sue to enforce it, and the court could
either enforce the award or set it aside.
Price, 360 U.
S., at 616; 45 U. S. C. §153 First (p) (1934 ed.). In addition
to that limited role, some Courts of Appeals, we noted in
Price, reviewed awards “claimed to result from a denial of
due process of law.” 360 U. S., at 616 (citing
Ellerd v.
Southern Pacific R. Co., 241 F. 2d 541 (CA7
1957);
Barnett v.
Pennsylvania-Reading Seashore
Lines, 245 F. 2d 579, 582 (CA3 1957)).
In 1966, Congress again amended the scheme,
this time to state grounds on which both employees and railroads
could seek judicial review of NRAB orders. The governing provision,
still in force, allows parties aggrieved by an NRAB panel order to
petition for court review. 45 U. S. C. §153 First (q) (2006
ed.). The provision instructs that
“[o]n such review, the findings and order of the
division shall be conclusive on the parties, except that the order
. . . may be set aside, in whole or in part, or remanded . . . ,
for failure of the division to comply with the requirements of [the
RLA], for failure of the order to conform, or confine itself, to
matters within the scope of the division’s jurisdiction, or for
fraud or corruption by a member of the division making the
order.”
Courts of Appeals have divided on whether this
provision precludes judicial review of NRAB proceedings for due
process violations. Compare,
e.g.,
Shaffi v.
PLC British Airways, 22 F. 3d 59, 64 (CA2 1994)
(review available), and
Edelman v.
Western Airlines,
Inc., 892 F. 2d 839, 847 (CA9 1989) (same), with
Kinross v.
Utah R. Co., 362 F. 3d 658, 662
(CA10 2004) (review precluded).[
Footnote 4]
B
The instant matter arose when
petitioner Union Pacific Railroad Co. (hereinafter Carrier) charged
five of its employees with disciplinary violations. Their union,
the Brotherhood of Locomotive Engineers and Trainmen (hereinafter
Union), initiated grievance proceedings pursuant to the CBA. The
Union asserts that, following exhaustion of grievance proceedings,
the parties conferenced all the disputes; counsel for the Carrier
conceded at argument that at least two of the disputes were
conferenced, Tr. of Oral Arg. 7. Dissatisfied with the outcome of
the on-property proceedings, the Union sought arbitration before
the First Division of the NRAB. The Union and the Carrier, from
early 2002 through 2003, filed simultaneous submissions in the five
cases. In each submission, the Union included the notice of
discipline (or discharge), the hearing transcript, and all exhibits
and evidence relating to the underlying adverse actions used in the
grievance proceeding. Neither party mentioned conferencing as a
disputed matter. Yet, in each case, both parties necessarily knew
whether the Union and the Carrier had conferred, and the Board’s
governing rule instructs carriers and employees to “set forth all
relevant, argumentative facts,” 29 CFR §301.5(d), (e).
On March 18, 2004, just prior to
the hearing on the employees’ claims, one of the industry
representatives on the arbitration panel raised an objection.
Petition to Review and Vacate Awards and Orders of First Div. NRAB
in No. 05–civ–2401 (ND Ill.), ¶20 (hereinafter Pet. to Review). On
his own initiative, unprompted by the Carrier, and in executive
session, the industry representative asserted that the on-property
record included no proof of conferencing. See
ibid. The
Carrier thereafter embraced the panel member’s objection. The
neutral referee informed the Union of the issue and adjourned the
hearing, allowing the Union “to submit evidence that conferencing
had in fact occurred.” See
id., ¶¶21–23. The Union did so,
offering phone logs, handwritten notes, and correspondence between
the parties as evidence of conferencing in each of the five cases.
E.g., Panel Decision 67a–68a. From its first notice of the
objection, however, the Union maintained that the
proof-of-conferencing issue was untimely raised, indeed forfeited,
as the Carrier itself had not objected prior to the date set for
argument of the cases.
E.g.,
id., at 67a; Pet. to
Review ¶¶22, 29, 30, 54.
On March 15, 2005, nearly one year after the
question of conferencing first arose, the panel, in five identical
decisions, dismissed the petitions for want of “authority to assume
jurisdiction over the claim[s].” Panel Decision 72a. Citing
Circular One, see
supra, at 3–4, and “the weight of
arbitral precedent,” the panel stated that “the evidentiary record”
must be deemed “closed once a Notice of Intent has been filed with
the NRAB … .” Panel Decision 71a.[
Footnote 5] In explaining why the record could not be
supplemented to meet the no-proof-of-conferencing objection, the
panel emphasized that it was “an appellate tribunal, as opposed to
one which is empowered to consider and rule on
de novo
evidence and arguments.”
Id., at 69a.
The two labor representatives dissented. The
Carrier’s submissions, they reasoned, took no exception based on
failure to conference or to prove conferencing; therefore, they
concluded, under a “well settled principle governing the Board’s
deliberations,” the Carrier had forfeited the issue.
Id.,
at 105a–106a. The dissenters urged that the Union had furnished
evidence showing “the cases had all been conferenced, even though
the relevant Collective Bargaining Agreement [did] not require
[conferencing].”
Id., at 105a. Dismissal of the claims,
the dissenters charged, demonstrated “the kind of gamesmanship that
breeds contempt for the minor dispute process.”
Id., at
107a.
The Union filed a petition for review in the
United States District Court for the Northern District of Illinois,
asking the court to set aside the Board’s orders on the ground that
the panel had “unlawfully held [it lacked] authority to assume
jurisdiction over [the] cases [absent] evidence of a ‘conference’
between the parties in the … ‘on-property’ record.” Pet. to Review
¶1. Nothing in the Act or the NRAB’s procedural rules, the Union
maintained, mandated dismissal for failure to allege and prove
conferencing in the Union’s original submission.
Id., ¶¶3,
4. By imposing, without warrant, “a technical pleading or
evidentiary requirement” and elevating it to jurisdictional status,
the Union charged, the panel had “egregiously violate[d] the Act,”
id., ¶3, or “fail[ed] to conform its jurisdiction to that
required by … law,”
id., ¶4. Alternatively, the Union
asserted that the panel violated procedural due process by
entertaining the Carrier’s untimely objection, even though “the
Carrier had failed to raise any objection as to lack of
conferencing” in its submissions.
Id., ¶5.
The District Court affirmed the Board’s
orders. Addressing the Union’s argument that the
no-proof-of-conferencing issue was untimely raised, the court
accepted the panel’s description of the issue as “jurisdictional,”
and noted the familiar proposition that jurisdictional challenges
may be raised at any stage of the proceedings. 432 F. Supp. 2d
768, 777, and n. 7 (2006).
On appeal, the Seventh Circuit recognized that
the Union had presented its case “through both a statutory and
constitutional framework.” 522 F. 3d 746, 750 (2008). The
court observed, however, that “the essence of the conflict boils
down to a single question: is written documentation of the
conference in the on-property record a necessary prerequisite to
arbitration before the NRAB?”
Ibid. It then determined
that there was no such prerequisite: “[N]o statute, regulation, or
CBA,” the court concluded, “required the evidence [of conferencing]
to be presented in the on-property record.”
Id., at
757–758. But instead of resting its decision on the Union’s
primary, statute-based argument—that the panel erred in ruling that
it lacked jurisdiction over the cases—the Court of Appeals reversed
on the ground that the NRAB’s proceedings were incompatible with
due process. See
id., at 750.
II
We granted the Carrier’s petition
for certiorari, 555 U. S. ___ (2009), which asked us to determine
whether a reviewing court may set aside NRAB orders for failure to
comply with due process notwithstanding the limited grounds for
review specified in §153 First (q).[
Footnote 6] As earlier recounted, Courts of Appeals have
divided on this issue. See
supra, at 6, and n. 4.
Appearing as respondent in this Court, however, the Union urged
affirmance of the Seventh Circuit’s judgment on an alternative
ground. Reasserting the lead argument it had advanced in its
petition for court review, see
supra, at 9, the Union
maintained that the Board did not “conform, or confine itself, to
matters within the scope of [its] jurisdiction,” §153 First (q).
Brief for Respondent 52–53. In response, the Carrier stated that
the Union’s alternative ground “presents a pure question of law
that th[e] Court can and should resolve without need for remand.”
Reply Brief 24, n. 9. We agree.
So long as a respondent does not
“seek to modify the judgment below,” true here, “[i]t is well
accepted” that the respondent may, “without filing a cross-appeal
or cross-petition, … rely upon any matter appearing in the record
in support of the judgment.”
Blum v.
Bacon,
457 U. S. 132,
137, n. 5 (1982). The Seventh Circuit, as just observed, see
supra, at 9–10, understood that the Union had pressed
“statutory and constitutional” arguments, but also comprehended
that both arguments homed in on “a single question: is written
documentation of the conference in the on-property record a
necessary prerequisite to arbitration before the NRAB?” 522
F. 3d, at 750. Answering this “single question” in the
negative, the Court of Appeals effectively resolved the Union’s
core complaint. But, for reasons far from apparent, the court
declared that “once we answer the key question … ,
adjudication of the due process claim is unavoidable.”
Ibid.
The Seventh Circuit, we agree, asked the right
question, but inappropriately placed its answer under a
constitutional, rather than a statutory, headline. As the Court of
Appeals determined, and as we discuss
infra, at 12–17,
nothing in the Act elevates to jurisdictional status the obligation
to conference minor disputes or to prove conferencing. That being
so, the “unavoidable” conclusion, following from the Seventh
Circuit’s “answer [to] the key question,” 522 F. 3d, at 750,
is that the panel, in §153 First (q)’s words, failed “to conform,
or confine itself, to matters within the scope of [its]
jurisdiction.” The Carrier, although it sought a different outcome,
was quite right to “urg[e] [the Court of Appeals] to consider the
statutory claim before the constitutional one.” 522 F. 3d, at
750.
In short, a negative answer to the “single
question” identified by the Court of Appeals leaves no doubt about
the Union’s entitlement, in accord with §153 First (q), to vacation
of the Board’s orders. Given this statutory ground for relief,
there is no due process issue alive in this case, and no warrant to
answer a question that may be consequential in another case: Absent
grounds specified in §153 First (q) for vacating a Board order, may
a reviewing court set aside an NRAB adjudication for
incompatibility with due process? An answer to that question must
await a case in which the issue is genuinely in
controversy.[
Footnote 7] In
this case, however, our grant of certiorari enables us to address a
matter of some importance: We can reduce confusion, clouding court
as well as Board decisions, over matters properly typed
“jurisdictional.”
III
A
Recognizing that the word
“jurisdiction” has been used by courts, including this Court, to
convey “many, too many, meanings,”
Steel Co. v.
Citizens for Better Environment,
523 U. S. 83, 90 (1998)
(internal quotation marks omitted), we have cautioned, in recent
decisions, against profligate use of the term. Not all mandatory
“prescriptions, however emphatic, are … properly typed
jurisdictional,” we explained in
Arbaugh v.
Y & H
Corp.,
546 U.
S. 500, 510 (2006) (internal quotation marks omitted).
Subject-matter jurisdiction properly comprehended, we emphasized,
refers to a tribunal’s “power to hear a case,” a matter that “can
never be forfeited or waived.”
Id., at 514 (quoting
United States v.
Cotton,
535 U. S. 625, 630
(2002)). In contrast, a “claim-processing rule, … even if
unalterable on a party’s application,” does not reduce the
adjudicatory domain of a tribunal and is ordinarily “forfeited if
the party asserting the rule waits too long to raise the point.”
Kontrick v.
Ryan,
540 U. S. 443, 456
(2004).
For example, we have held
nonjurisdictional and forfeitable the provision in Title VII of the
Civil Rights Act of 1964, 42 U. S. C. §2000e
et seq.,
requiring complainants to file a timely charge of discrimination
with the Equal Employment Opportunity Commission (EEOC) before
proceeding to court.
Zipes v.
Trans World Airlines,
Inc.,
455 U. S.
385, 393 (1982). We have also held nonjurisdictional and
forfeitable the Title VII provision exempting employers who engage
fewer than 15 employees.
Arbaugh, 546 U. S., at 503,
515–516. And we have determined that a Chapter 7 trustee’s (or
creditor’s) limited time to object to the debtor’s discharge, see
Fed. Rule Bkrtcy. Proc. 4004, is a claim-processing, not a
jurisdictional, matter.
Kontrick, 540 U. S., at 446–447,
460. In contrast, relying on a long line of this Court’s decisions
left undisturbed by Congress, we have reaffirmed the jurisdictional
character of the time limitation for filing a notice of appeal
stated in 28 U. S. C. §2107(a).
Bowles v.
Russell,
551 U. S. 205, 209–211
(2007). See also
John R. Sand & Gravel Co. v.
United States,
552 U. S. 130, 132
(2008) (court must consider
sU. S.onte timeliness of
lawsuit filed against the United States in the Court of Federal
Claims).
With these decisions in mind, we turn back to
the requirement that parties to minor disputes, as a last chance
prearbitration, attempt settlement “in conference,” 45 U.
S. C. §152 Second, Sixth. See
supra, at 4–5, and
n. 3. This obligation is imposed on carriers and grievants
alike but, we hold, its satisfaction does not condition the
adjudicatory authority of the Board.
The Board’s jurisdiction extends to “all
disputes between carriers and their employees ‘growing out of
grievances or out of the interpretation or application of
agreements concerning rates of pay, rules, or working conditions
… .’ ”
Slocum v.
Delaware, L. & W. R.
Co.,
339 U. S.
239, 240 (1950) (quoting §153 First (i)). True, the RLA
instructs that, before any reference to arbitration, the dispute
“shall be handled in the usual manner up to and including the
[designated] chief operating officer.” §153 First (i). And when the
CBA’s grievance procedure has not been followed, resort to the
Board would ordinarily be objectionable as premature.
The additional requirement of a conference, we
note, is independent of the CBA process. Rather, the conference
requirement is stated in the “[g]eneral duties” section of the RLA,
§152, a section that is not moored to the “[e]stablishment[,] …
powers[,] and duties” of the NRAB set out next in §153 First.
Rooted in §152 and often informal in practice, see
supra,
at 4–5, conferencing is surely no more “jurisdictional” than is the
presuit resort to the EEOC held forfeitable in
Zipes, 455
U. S., at 393.[
Footnote 8] And
if the requirement to conference is not “jurisdictional,” then
failure initially to submit proof of conferencing cannot be of that
genre. See Part III–B,
infra.
In defense of the Board’s characterization of
conferencing and proof thereof as jurisdictional, the Carrier
points to the NRAB’s Circular One procedural regulations, see
supra, at 3–4, which provide: “No petition shall be
considered by any division of the Board unless the subject matter
has been handled in accordance with the provisions of the [RLA].”
29 CFR §301.2(b). But that provision, as other prescriptions in
Circular One, is a claims-processing rule. Congress gave the Board
no authority to adopt rules of jurisdictional dimension. See 45 U.
S. C. §153 First (v) (authorizing the NRAB to “adopt such
rules as it deems necessary to control proceedings before the
respective divisions and not in conflict with the provisions of
this section”). And when the fact of conferencing is genuinely
contested, we see no reason why the panel could not adjourn the
proceeding pending cure of any lapse. Circular One does not exclude
such a sensible solution.
The Carrier cites NRAB decisions that
allegedly support characterization of conferencing as
jurisdictional. If the NRAB lacks authority to define the
jurisdiction of its panels, however, surely the panels themselves
lack that authority. Furthermore, NRAB panels have variously
addressed the matter. For example, in NRAB Third Div. Award No.
15880 (Oct. 26, 1967), the panel, although characterizing the
conferencing requirement as “jurisdictional,” said that “[i]f one
of the parties refuses or fails to avail itself of a conference
where there is an opportunity to do so, it cannot then assert the
defense of a lack of jurisdiction.”
Id., at 2. See also
NRAB Fourth Div. Award No. 5074 (June 21, 2001) (same); NRAB Third
Div. Award No. 28147 (Oct. 16, 1989) (same). Cf.
Arbaugh,
546 U. S., at 511 (“unrefined” uses of the word “jurisdiction” are
entitled to “no precedential effect” (internal quotation marks
omitted)). And in NRAB First Div. Award No. 23867, p. 5 (Apr.
7, 1988), the panel observed that the ordinary remedy for lack of
conferencing is to “dismiss th[e] claim without prejudice to allow
Claimant to cure the jurisdictional defect.” That panel reached the
merits nevertheless.
Ibid. Cf.
Steel Co., 523 U.
S., at 94 (“Jurisdiction is power to declare the law, and when it
ceases to exist, the only function remaining to the [tribunal] is
that of announcing the fact and dismissing the cause” (quoting
Ex parte McCardle, 7 Wall. 506, 514 (1869)).). We note, in
addition, the acknowledgment of the Carrier’s counsel that, if
conferencing has not occurred, NRAB panels have stayed arbitration
to allow the parties to confer. Tr. of Oral Arg. 10, 22.[
Footnote 9]
B
The RLA provides that, when
on-property proceedings do not yield settlement, both parties or
either party may refer the case to the Board “with a full statement
of the facts and all supporting data bearing upon the disputes.”
§153 First (i). Circular One correspondingly instructs employees
seeking Board adjudication “[to] set forth all relevant,
argumentative facts” and “affirmatively show the same to have been
presented to the carrier and made a part of the particular question
in dispute.” 29 CFR §301.5(d); see §301.5(e) (similar instruction
addressed to carriers). Conferencing, the Carrier urged, is a
“relevant, argumentative fac[t],” so proof thereof must accompany
party submissions.
As earlier explained, see
supra, at 14, instructions on party
submissions—essentially pleading instructions—are claim-processing,
not jurisdictional, rules. Moreover, the Board itself has
recognized that conferencing may not be a “question in dispute.” It
has counseled parties submitting joint exhibits “to omit documents
that are unimportant and/or irrelevant to the disposition of the
[case]; for example … letters requesting a conference (assuming
that is
not an issue in the dispute).” NRAB Instructions
Sheet, Joint Exh. Program, p. 5 (July 1, 2003), online at
http://www.nmb.gov/arbitration/nrab-instruc.pdf (as visited Dec. 3,
2009, and available in Clerk of Court’s case file). It bears
repetition here that neither the Union nor the Carrier, in its
submissions to the Board, identified conferencing as a “question in
dispute.” See
supra, at 7.
It makes sense to exclude at the arbitration
stage newly presented “data … in support of [the] employee[’s]
[grievance],” 29 CFR §301.5(d)—evidence the carrier had no
opportunity to consider prearbitration. A contrary rule would
sandbag the carrier. But conferencing is not a fact bearing on the
merits of a grievance. Indeed, there may be no disagreement at all
about the occurrence of conferencing, as the Union believed to be
the case here. Moreover, the RLA respects the right of the parties
to order for themselves the conference procedures they will follow.
See 45 U. S. C. §152 Sixth (“[N]othing in this chapter shall
be construed to supersede the provisions of any agreement (as to
conferences) … in effect between the parties.”). In sum, neither
the RLA nor Circular One could plausibly be read to require, as a
prerequisite to the NRAB’s exercise of jurisdiction, submission of
proof of conferencing.
* * *
By refusing to adjudicate cases
on the false premise that it lacked power to hear them, the NRAB
panel failed “to conform, or confine itself,” to the jurisdiction
Congress gave it. We therefore affirm the judgment of the Court of
Appeals for the Seventh Circuit.
It is so ordered.
Footnote 1
In contrast to minor disputes, which assume
“the existence of a collective agreement,” major disputes are those
“over the formation of collective agreements or efforts to secure
them… . They look to the acquisition of rights for the future,
not to assertion of rights claimed to have vested in the past.”
Elgin, J. & E. R. Co. v.
Burley,
325 U. S. 711, 723
(1945).
Footnote 2
The RLA divides the NRAB into four Divisions,
each covering specified classes of railroad employees. §153 First
(h).
Footnote 3
Central to the instant controversy, §152
Second, Sixth read, in full:
“Second. Consideration of disputes by
representatives.
All disputes between a carrier or carriers and
its or their employees shall be considered, and, if possible,
decided, with all expedition, in conference between representatives
designated and authorized so to confer, respectively, by the
carrier or carriers and by the employees thereof interested in the
dispute.”
“Sixth. Conference of representatives; time;
place; private agreements.
In case of a dispute between a carrier or
carriers and its or their employees, arising out of grievances or
out of the interpretation or application of agreements concerning
rates of pay, rules, or working conditions, it shall be the duty of
the designated representative or representatives of such carrier or
carriers and of such employees, within ten days after the receipt
of notice of a desire on the part of either party to confer in
respect to such dispute, to specify a time and place at which such
conference shall be held:
Provided, (1) That the place so
specified shall be situated upon the line of the carrier involved
or as otherwise mutually agreed upon; and (2) that the time so
specified shall allow the designated conferees reasonable
opportunity to reach such place of conference, but shall not exceed
twenty days from the receipt of such notice:
And provided
further, That nothing in this chapter shall be construed to
supersede the provisions of any agreement (as to conferences) then
in effect between the parties.”
Footnote 4
The disagreement stems from this Court’s
per curiam opinion in
Union Pacific R. Co. v.
Sheehan,
439
U. S. 89 (1978)
. That case involved an NRAB decision
turning on a time limitation contained in the governing CBA. Based
on that limitation, the Board dismissed an employee’s claim. The
Tenth Circuit remanded the case to the NRAB on the ground that the
Board had failed to consider the employee’s equitable tolling
argument and thereby violated due process. We summarily reversed,
observing that the Board had in fact considered the plea for
equitable tolling and explicitly rejected it.
Id., at 92.
We added that if the Court of Appeals “intended to reverse the
[NRAB’s] rejection of [the employee’s] equitable tolling argument,”
then the court had exceeded the bounds §153 First (q) placed on its
review authority.
Id., at 93. In determining whether the
CBA’s time limitation was tolled, we said, the Board “certainly was
acting within its jurisdiction and in conformity with … the Act.”
Ibid.
Footnote 5
The panel observed, however, that the records
and notes offered by the Union, “on their face, may be regarded as
supportive of its position that the conference[s] occurred.” Panel
Decision 69a.
Footnote 6
Quoted
supra, at 6, those grounds
are “failure of the division to comply with [RLA] requirements,”
“failure of the order to conform, or confine itself, to matters
within the scope of the division’s jurisdiction,” and “fraud or
corruption by a member of the division making the order.”
Footnote 7
A case of that order would be uncommon. As
the Carrier acknowledges, “many of the cases reviewing ostensibly
extra-statutory due process objections could have been accommodated
within the statutory framework.” Brief for Petitioner 36. See also
id., at 37 (“The statutory review provisions are plainly
generous enough to permit litigants to raise all of the simple,
common, easily adjudicated, and likely to be meritorious claims
that sail under the flag of due process of law … .”).
Footnote 8
The RLA states, in §152 First, a general duty
“to settle all disputes,” and, in §152 Second, a more specific duty
to “conference.” These provisions apply to all disputes in the
railroad industry, major as well as minor. They also apply to
disputes in the airline industry, over which the NRAB has no
jurisdiction. §181. Neither provision “speak[s] in jurisdictional
terms or refer[s] in any way to the jurisdiction of the” NRAB.
Zipes, 455 U. S., at 394.
Footnote 9
While holding that the panel did not lack
jurisdiction over the employees’ claims, we recognize the Board’s
authority to adopt claim-processing rules backed by effective
sanctions. See
supra, at 3; cf. Fed. Rule Civ. Proc.
37(b)(2) (specifying sanctions, including dismissal, for failure to
comply with discovery orders); Rule 41(b) (authorizing involuntary
dismissal for failure to prosecute or to comply with rules of
procedure or court orders). We also recognize that NRAB panels, in
managing individual arbitrations, may prescribe and enforce
reasonable procedural requirements.
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