OCTOBER TERM, 1993
Syllabus
TUILAEPA
v. CALIFORNIA
CERTIORARI TO THE SUPREME COURT OF CALIFORNIA No.93-5131. Argued
March 22, 1994-Decided June 30,1994*
A defendant in California is eligible for the death penalty when
a jury finds him guilty of first-degree murder and finds one or
more of the special circumstances listed in Cal. Penal Code Ann. §
190.2. The case then proceeds to the penalty phase, where the jury
is instructed to consider numerous other factors listed in § 190.3
in deciding whether to impose death. Petitioners Tuilaepa and
Proctor were convicted of first-degree murder in separate cases. At
the penalty phase of each trial, the jury was instructed to
consider the relevant sentencing factors in § 190.3. Both
petitioners were sentenced to death, and the State Supreme Court
affirmed. Here, they challenge the constitutionality of
penalty-phase factor (a), which requires the sentencer to consider
the "circumstances of the crime of which the defendant was
convicted ... and the existence of any special circumstances found
to be true." Tuilaepa also challenges factor (b), which requires
the sentencer to consider the "presence or absence of criminal
activity [involving] the use or attempted use of force or violence
or the express or implied threat to use force or violence," and
factor (i), which requires the sentencer to consider the
defendant's age at the time of the crime.
Held: The factors in question are not unconstitutionally
vague under this Court's decisions construing the Cruel and Unusual
Punishments Clause. Pp. 971-980.
(a) The Court's vagueness review is quite deferential, and
relies on the basic principle that a factor is not unconstitutional
if it has some "common-sense core of meaning ... that criminal
juries should be capable of understanding."
Jurek v.
Texas, 428 U.
S. 262, 279 (White, J., concurring in judgment). Petitioners'
challenge to factor (a) is at some odds with settled principles,
for the circumstances of the crime are a traditional subject for
consideration by the sentencer, see,
e. g.,
Woodson
v.
North Carolina, 428 U. S. 280, 304
(plurality opinion), and factor (a) instructs the jury in
understandable terms. Factor (b) is framed in conventional and
understandable terms as well. Asking a jury to consider matters of
historical fact is a permissible part of the sentencing process.
Tuilaepa's challenge to factor (i) is also unusual in light of
the
*Together with No. 93-5161,
Proctor v.
California,
also on certiorari to the same court.
968
Syllabus
Court's precedents. See
Eddings v.
Oklahoma,
455 U. S. 104,
115-117. While determining the bearing age ought to have in fixing
the penalty can pose a dilemma for the jury, difficulty in
application is not the equivalent of vagueness. Pp. 971-977.
(b) This Court's precedents also foreclose petitioners'
remaining arguments. Selection factors need not require answers to
factual questions. The States are not confined to submitting to the
jury specific propositional questions, see,
e. g., Zant v.
Stephens, 462
U. S. 862, 878-880, 889, and there is no constitutional problem
where an instruction directs consideration of a crime's facts and
circumstances. Nor must a capital sentencer be instructed how to
weigh any particular fact in the sentencing decision. See,
e.
g., California v.
Ramos, 463 U. S. 992, 1008-1009.
Pp. 977-980.
No. 93-5131, 4 Cal. 4th 569, 842 P. 2d 1142, and No. 93-5161, 4
Cal. 4th 499, 842 P. 2d 1100, affirmed.
KENNEDY, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and O'CONNOR, SCALIA, SOUTER, and THOMAS, JJ.,
joined. SCALIA, J.,
post, p. 980, and SOUTER, J.,
post, p. 980, filed concurring opinions. STEVENS, J., filed
an opinion concurring in the judgment, in which GINSBURG, J.,
joined,
post, p. 981. BLACKMUN, J., filed a dissenting
opinion,
post, p. 984.
Howard W Gillingham, by appointment of the Court, 510 U.
S. 1038, argued the cause and filed briefs for petitioner in No.
93-5131.
Wendy C.
Lascher, by appointment of the
Court, 510 U. S. 1038, argued the cause for petitioner in
No.93-5161. With her on the brief was
Susan B. Lascher.
Wm. George Prahl, Deputy Attorney General of California,
argued the cause for respondent in both cases. With him on the
brief were
Daniel E. Lungren, Attorney General,
George
Williamson, Chief Assistant Attorney General, and
Dane R.
Gillette, Deputy Attorney General. t
t
Michael Laurence, Paul L. Hoffman, and
Mark
Silverstein filed a brief for the American Civil Liberties
Union et al. as
amici curiae urging reversal in No. 93-5131.
Clifford Gardner, Melissa W Johnson, Gail R. Weinheimer, and
Steven W Parnes filed a brief for the California Appellate
Project as
amicus curiae urging reversal in both cases.
Kent S.
Scheidegger filed a brief for the Criminal
Justice Legal Foundation as
amicus curiae urging affirmance
in both cases.
969
JUSTICE KENNEDY delivered the opinion of the Court.
In California, to sentence a defendant to death for firstdegree
murder the trier of fact must find the defendant guilty and also
find one or more of 19 special circumstances listed in Cal. Penal
Code Ann. § 190.2 (West 1988 and Supp. 1994). The case then
proceeds to the penalty phase, where the trier of fact must
consider a number of specified factors in deciding whether to
sentence the defendant to death. § 190.3. * These two cases present
the question whether three of the § 190.3 penalty-phase factors are
unconstitutionally vague under decisions of this Court construing
the
*Section 190.3 provides in part:
"In determining the penalty, the trier of fact shall take into
account any of the following factors if relevant:
"(a) The circumstances of the crime of which the defendant was
convicted in the present proceeding and the existence of any
special circumstances found to be true pursuant to Section
190.1.
"(b) The presence or absence of criminal activity by the
defendant which involved the use or attempted use of force or
violence or the express or implied threat to use force or
violence.
"(c) The presence or absence of any prior felony conviction.
"(d) Whether or not the offense was committed while the
defendant was under the influence of extreme mental or emotional
disturbance.
"(e) Whether or not the victim was a participant in the
defendant's homicidal conduct or consented to the homicidal
act.
"(f) Whether or not the offense was committed under
circumstances which the defendant reasonably believed to be a moral
justification or extenuation for his conduct.
"(g) Whether or not defendant acted under extreme duress or
under the substantial domination of another person.
"(h) Whether or not at the time of the offense the capacity of
the defendant to appreciate the criminality of his conduct or to
conform his conduct to the requirements of law was impaired as a
result of mental disease or defect, or the [e]ffects of
intoxication.
"(i) The age of the defendant at the time of the crime.
"(j) Whether or not the defendant was an accomplice to the
offense and his participation in the commission of the offense was
relatively minor. "(k) Any other circumstance which extenuates the
gravity of the crime even though it is not a legal excuse for the
crime."
970
Cruel and Unusual Punishments Clause of the Eighth Amendment,
made applicable to the States by the Fourteenth Amendment.
I
Petitioner Tuilaepa's case arises out of a murder he committed
in Long Beach, California, in October 1986. Tuilaepa and an
accomplice walked into the Wander Inn Bar in Long Beach, where a
small crowd had gathered to watch Monday Night Football. Tuilaepa,
who was carrying a .22-caliber rifle, approached the bartender,
pointed the rifle at him, and demanded money from the cash
register. After the bartender turned over the money, Tuilaepa and
his accomplice began robbing the bar's patrons. When the accomplice
demanded money from a man named Melvin Whiddon, Whiddon refused and
knocked the accomplice to the floor. Tuilaepa shot Whiddon in the
neck and next shot Whiddon's brother, Kelvin, who was standing
nearby. Tuilaepa turned to another man, Bruce Monroe, and shot him
in the stomach. As Tuilaepa and his accomplice ran toward the back
door, they confronted Kenneth Boone. Tuilaepa shot Boone in the
neck. Melvin Whiddon died at the scene from the gunshot wounds; the
others suffered serious and in some cases permanent injuries.
The State sought the death penalty against Tuilaepa, charging
him with the murder of Melvin Whiddon and one special circumstance
under § 190.2: murder during the commission of a robbery. The jury
found Tuilaepa guilty of first-degree murder and also found the
special circumstance true. At the penalty phase, the trial judge
instructed the jury to consider the relevant sentencing factors
specified in § 190.3. The jury was unanimous in sentencing Tuilaepa
to death.
Petitioner Proctor murdered Bonnie Stendal, a 55-year-old
schoolteacher who lived in Burney, a small community in Shasta
County, California. On a night in April 1982, Proctor entered Mrs.
Stendal's home and beat her, causing numerous
971
cuts and bruises on her face. Proctor stabbed Mrs. Stendal in
the neck several times and inflicted seven stab wounds in the area
of the right breast. Proctor raped Mrs. Stendal and committed
further sexual assaults with a foreign object. After beating,
torturing, and raping Mrs. Stendal, Proctor strangled her to death
and dumped her body on the side of the road near Lake Britton, 12
miles from Burney. The body was found late the next afternoon, clad
in a nightgown with hands tied behind the back.
The State sought the death penalty against Proctor, charging him
with murder and a number of special circumstances under § 190.2
including murder during the commission of a rape, murder during the
commission of a burglary, and infliction of torture during a
murder. The jury found Proctor guilty of murder and found the three
special circumstances true. After a mistrial at the penalty phase,
Proctor's motion for change of venue was granted, and a new
sentencing jury was empaneled in Sacramento County. The trial judge
instructed the jury to consider the sentencing factors specified in
§ 190.3. The jury was unanimous in sentencing Proctor to death.
Petitioners appealed to the Supreme Court of California, which
affirmed their convictions and death sentences. No. 93-5131, 4 Cal.
4th 569, 842 P. 2d 1142 (1992), and No. 93-5161, 4 Cal. 4th 499,
842 P. 2d 1100 (1992). We granted certiorari, 510 U. S. 1010
(1993), and now affirm.
II A
Our capital punishment cases under the Eighth Amendment address
two different aspects of the capital decisionmaking process: the
eligibility decision and the selection decision. To be eligible for
the death penalty, the defendant must be convicted of a crime for
which the death penalty is a proportionate punishment.
Coker
v.
Georgia, 433 U. S. 584 (1977). To
render a defendant eligible for the death penalty
972
in a homicide case, we have indicated that the trier of fact
must convict the defendant of murder and find one "aggravating
circumstance" (or its equivalent) at either the guilt or penalty
phase. See,
e. g., Lowenfield v.
Phelps, 484 U. S. 231, 244-246
(1988);
Zant v.
Stephens, 462 U. S. 862, 878
(1983). The aggravating circumstance may be contained in the
definition of the crime or in a separate sentencing factor (or in
both).
Lowenfield, supra, at 244-246. As we have explained,
the aggravating circumstance must meet two requirements. First, the
circumstance may not apply to every defendant convicted of a
murder; it must apply only to a subclass of defendants convicted of
murder. See
Arave v.
Creech, 507 U. S. 463, 474 (1993)
("If the sentencer fairly could conclude that an aggravating
circumstance applies to
every defendant eligible for the
death penalty, the circumstance is constitutionally infirm").
Second, the aggravating circumstance may not be unconstitutionally
vague.
Godfrey v.
Georgia, 446 U. S. 420, 428
(1980); see
Arave, supra, at 471 (court "'must first
determine whether the statutory language defining the circumstance
is itself too vague to provide any guidance to the sentencer''')
(quoting
Walton v.
Arizona, 497 U. S. 639, 654
(1990)).
We have imposed a separate requirement for the selection
decision, where the sentencer determines whether a defendant
eligible for the death penalty should in fact receive that
sentence. "What is important at the selection stage is an
individualized determination on the basis of the character
of the individual and the circumstances of the crime."
Zant,
supra, at 879; see also
Woodson v.
North
Carolina, 428 U.
S. 280, 303-304 (1976) (plurality opinion). That requirement is
met when the jury can consider relevant mitigating evidence of the
character and record of the defendant and the circumstances of the
crime.
Blystone v.
Pennsylvania, 494 U. S. 299, 307 (1990)
("requirement of individualized sentencing in capital cases is
satisfied by allowing the jury to consider all
973
relevant mitigating evidence"); see
Johnson v.
Texas,
509 U. S. 350, 361 (1993).
The eligibility decision fits the crime within a defined
classification. Eligibility factors almost of necessity require an
answer to a question with a factual nexus to the crime or the
defendant so as to "make rationally reviewable the process for
imposing a sentence of death."
Arave, supra, at 471
(internal quotation marks omitted). The selection decision, on the
other hand, requires individualized sentencing and must be
expansive enough to accommodate relevant mitigating evidence so as
to assure an assessment of the defendant's culpability. The
objectives of these two inquiries can be in some tension, at least
when the inquiries occur at the same time. See
Romano v.
Oklahoma, ante, at 6 (referring to "two somewhat
contradictory tasks"). There is one principle common to both
decisions, however: The State must ensure that the process is
neutral and principled so as to guard against bias or caprice in
the sentencing decision. See
Gregg v.
Georgia,
428 U. S. 153,
189 (1976) (joint opinion of Stewart, Powell, and STEVENS, JJ.)
(procedures must "minimize the risk of wholly arbitrary and
capricious action"). That is the controlling objective when we
examine eligibility and selection factors for vagueness. Indeed, it
is the reason that eligibility and selection factors (at least in
some sentencing schemes) may not be "too vague."
Walton,
supra, at 654; see
Maynard v.
Cartwright,
486 U. S. 356,
361-364 (1988).
Because "the proper degree of definition" of eligibility and
selection factors often "is not susceptible of mathematical
precision," our vagueness review is quite deferential.
Walton,
supra, at 655; see
Gregg, supra, at 193-194 (factors
"are by necessity somewhat general"). Relying on the basic
principle that a factor is not unconstitutional if it has some
"common-sense core of meaning ... that criminal juries should be
capable of understanding,"
Jurek v.
Texas, 428 U. S.
262, 279 (1976) (White, J., concurring in judgment), we
974
have found only a few factors vague, and those in fact are quite
similar to one another. See
Maynard, supra, at 363-364
(question whether murder was "especially heinous, atrocious, or
cruel");
Godfrey, supra, at 427-429 (question whether murder
was "outrageously or wantonly vile, horrible and inhuman"); cf.
Arave, 507 U. S., at 472 ("We are not faced with pejorative
adjectives ... that describe a crime as a whole"). In providing for
individualized sentencing, it must be recognized that the States
may adopt capital sentencing processes that rely upon the jury, in
its sound judgment, to exercise wide discretion. That is evident
from the numerous factors we have upheld against vagueness
challenges. See, e.g., id., at 472-473 (question whether the
defendant was a "cold-blooded, pitiless slayer" is not
unconstitutionally vague);
Walton, supra, at 654 (question
whether "perpetrator infiict[ed] mental anguish or physical abuse
before the victim's death" with "[m]ental anguish includ[ing] a
victim's uncertainty as to his ultimate fate" is not
unconstitutionally vague) (internal quotation marks omitted);
Proffitt v.
Florida, 428 U. S. 242, 255-258
(1976) (joint opinion of Stewart, Powell, and STEVENS, JJ.)
(various "mitigating" questions not unconstitutionally vague, nor
is the question whether the crime was a "conscienceless or pitiless
crime which [wa]s unnecessarily torturous to the victim") (internal
quotation marks omitted);
Jurek, supra, at 274-276 (question
"whether there is a probability that the defendant would commit
criminal acts of violence that would constitute a continuing threat
to society" is not unconstitutionally vague).
In our decisions holding a death sentence unconstitutional
because of a vague sentencing factor, the State had presented a
specific proposition that the sentencer had to find true or false
(e. g., whether the crime was especially heinous, atrocious, or
cruel). We have held, under certain sentencing schemes, that a
vague propositional factor used in the sentencing decision creates
an unacceptable risk of randomness, the mark of the arbitrary and
capricious sentencing process
975
prohibited by
Furman v.
Georgia, 408 U. S. 238 (1972). See
Stringer v.
Black, 503 U. S. 222 (1992).
Those concerns are mitigated when a factor does not require a yes
or a no answer to a specific question, but instead only points the
sentencer to a subject matter. See Cal. Penal Code Ann. §§
190.3(a), (k) (West 1988). Both types of factors (and the
distinction between the two is not always clear) have their
utility. For purposes of vagueness analysis, however, in examining
the propositional content of a factor, our concern is that the
factor have some "common-sense core of meaning ... that criminal
juries should be capable of understanding."
Jurek, supra, at
279 (White, J., concurring in judgment).
B
With those principles in mind, we consider petitioners'
vagueness challenge to the California scheme. A defendant in
California is eligible for the death penalty when the jury finds
him guilty of first-degree murder and finds one of the § 190.2
special circumstances true. See
California v.
Ramos,
463 U. S. 992,
1008 (1983) (jury found that "the defendant [fell] within the
legislatively defined category of persons eligible for the death
penalty [by] determining the truth of the alleged special
circumstance," commission of murder during the course of a
robbery). (Petitioners do not argue that the special circumstances
found in their cases were insufficient, so we do not address that
part of California's scheme save to describe its relation to the
selection phase.) At the penalty phase, the jury is instructed to
consider numerous other factors listed in § 190.3 in deciding
whether to impose the death penalty on a particular defendant.
Petitioners contend that three of those § 190.3 sentencing factors
are unconstitutional and that, as a consequence, it was error to
instruct their juries to consider them. Both Proctor and Tuilaepa
challenge factor (a), which requires the sentencer to consider the
"circumstances of the crime of which the defendant was convicted in
the present proceeding and the exist-
976
ence of any special circumstances found to be true." Tuilaepa
challenges two other factors as well: factor (b), which requires
the sentencer to consider "[t]he presence or absence of criminal
activity by the defendant which involved the use or attempted use
of force or violence or the express or implied threat to use force
or violence"; and factor (i), which requires the sentencer to
consider "[t]he age of the defendant at the time of the crime." We
conclude that none of the three factors is defined in terms that
violate the Constitution.
Petitioners' challenge to factor (a) is at some odds with
settled principles, for our capital jurisprudence has established
that the sentencer should consider the circumstances of the crime
in deciding whether to impose the death penalty. See,
e. g.,
Woodson, 428 U. S., at 304 ("[C]onsideration of ... the
circumstances of the particular offense [is] a constitutionally
indispensable part of the process of inflicting the penalty of
death"). We would be hard pressed to invalidate a jury instruction
that implements what we have said the law requires. In any event,
this California factor instructs the jury to consider a relevant
subject matter and does so in understandable terms. The
circumstances of the crime are a traditional subject for
consideration by the sentencer, and an instruction to consider the
circumstances is neither vague nor otherwise improper under our
Eighth Amendment jurisprudence.
Tuilaepa also challenges factor (b), which requires the
sentencer to consider the defendant's prior criminal activity. The
objection fails for many of the same reasons. Factor (b) is phrased
in conventional and understandable terms and rests in large part on
a determination whether certain events occurred, thus asking the
jury to consider matters of historical fact. Under other sentencing
schemes, in Texas for example, jurors may be asked to make a
predictive judgment, such as "whether there is a probability that
the defendant would commit criminal acts of violence that would
977
constitute a continuing threat to society." See
Jurek,
428 U. S., at 269. Both a backward-looking and a forwardlooking
inquiry are a permissible part of the sentencing process, however,
and the States have considerable latitude in determining how to
guide the sentencer's decision in this respect. Here, factor (b) is
not vague.
Tuilaepa's third challenge is to factor (i), which requires the
sentencer to consider "[t]he age of the defendant at the time of
the crime." This again is an unusual challenge in light of our
precedents. See
Eddings v.
Oklahoma, 455 U. S. 104, 115-117
(1982) (age may be relevant factor in sentencing decision). The
factual inquiry is of the most rudimentary sort, and there is no
suggestion that the term "age" is vague. Petitioner contends,
however, that the age factor is equivocal and that in the typical
case the prosecution argues in favor of the death penalty based on
the defendant's age, no matter how old or young he was at the time
of the crime. It is neither surprising nor remarkable that the
relevance of the defendant's age can pose a dilemma for the
sentencer. But difficulty in application is not equivalent to
vagueness. Both the prosecution and the defense may present valid
arguments as to the significance of the defendant's age in a
particular case. Competing arguments by adversary parties bring
perspective to a problem, and thus serve to promote a more reasoned
decision, providing guidance as to a factor jurors most likely
would discuss in any event. We find no constitutional deficiency in
factor (i).
C
Petitioners could not and do not take great issue with the
conclusion that factors (a), (b), and (i) provide common and
understandable terms to the sentencer. Cf.
Godfrey, 446 U.
S., at 429 ("jury's interpretation of [outrageously or wantonly
vile, horrible and inhuman factor] can only be the subject of sheer
speculation"). Petitioners argue, however, that selection factors
must meet the requirements for eligibility
978
factors, Brief for Petitioner in No. 93-5161, pp. 10-25, and
therefore must require an answer to a factual question, as
eligibility factors do. According to petitioners, a capital jury
may not be instructed simply to consider an open-ended subject
matter, such as "the circumstances of the crime" or "the background
of the defendant." Apart from the fact that petitioners' argument
ignores the obvious utility of these open-ended factors as part of
a neutral sentencing process, it contravenes our precedents. Our
decisions in
Zant and
Gregg reveal that, at the
selection stage, the States are not confined to submitting to the
jury specific propositional questions. In
Zant, we found no
constitutional difficulty where the jury had been told to consider
"'all facts and circumstances presented in extenuation, mitigation,
and aggravation of punishment as well as such arguments as have
been presented for the State and for the Defense.'" 462 U. S., at
878-880, 889, n. 25. We also stated that "[n]othing in the United
States Constitution prohibits a trial judge from instructing a jury
that it would be appropriate to take account of a defendant's prior
criminal record in making its sentencing determination."
Id., at 888. And in
Gregg, we rejected a vagueness
challenge to that same Georgia sentencing scheme in a case in which
the "judge ... charged the jury that in determining what sentence
was appropriate the jury was free to consider the facts and
circumstances, if any, presented by the parties in mitigation or
aggravation." 428 U. S., at 161, 203-204. In both cases, therefore,
the Court found no constitutional problem with a death sentence
where the jury instructions directed consideration of the "facts
and circumstances" of the case. In these cases as well, we must
reject petitioners' suggestion that the Constitution prohibits
sentencing instructions that require the trier of fact to consider
a relevant subject matter such as the "circumstances of the
crime."
Petitioners also suggest that the § 190.3 sentencing factors are
flawed because they do not instruct the sentencer how to
979
weigh any of the facts it finds in deciding upon the ultimate
sentence. In this regard, petitioners claim that a single list of
factors is unconstitutional because it does not guide the jury in
evaluating and weighing the evidence and allows the prosecution (as
well as the defense) to make wide-ranging arguments about whether
the defendant deserves the death penalty. This argument, too, is
foreclosed by our cases. A capital sentencer need not be instructed
how to weigh any particular fact in the capital sentencing
decision. In
California v.
Ramos, for example, we
upheld an instruction informing the jury that the Governor had the
power to commute life sentences and stated that "the fact that the
jury is given no specific guidance on how the commutation factor is
to figure into its determination presents no constitutional
problem." 463 U. S., at 1008-1009, n. 22. Likewise, in
Proffitt v.
Florida, we upheld the Florida capital
sentencing scheme even though "the various factors to be considered
by the sentencing authorities [did] not have numerical weights
assigned to them." 428 U. S., at 258. In
Gregg, moreover, we
"approved Georgia's capital sentencing statute even though it
clearly did not channel the jury's discretion by enunciating
specific standards to guide the jury's consideration of aggravating
and mitigating circumstances."
Zant, 462 U. S., at 875. We
also rejected an objection "to the wide scope of evidence and
argument" allowed at sentencing hearings. 428 U. S., at 203-204. In
sum, "discretion to evaluate and weigh the circumstances relevant
to the particular defendant and the crime he committed" is not
impermissible in the capital sentencing process.
McCleskey
v.
Kemp, 481 U. S. 279, 315, n. 37 (1987). "Once the jury
finds that the defendant falls within the legislatively defined
category of persons eligible for the death penalty, ... the jury
then is free to consider a myriad of factors to determine whether
death is the appropriate punishment."
Ramos, supra, at 1008.
Indeed, the sentencer may be given "unbridled discretion in
determining whether the death penalty should be
980
imposed after it has found that the defendant is a member of the
class made eligible for that penalty."
Zant, supra, at 875;
see also
Barclay v.
Florida, 463 U. S. 939, 948-951
(1983) (plurality opinion). In contravention of those cases,
petitioners' argument would force the States to adopt a kind of
mandatory sentencing scheme requiring a jury to sentence a
defendant to death if it found, for example, a certain kind or
number of facts, or found more statutory aggravating factors than
statutory mitigating factors. The States are not required to
conduct the capital sentencing process in that fashion. See
Gregg, supra, at 199-200, n. 50.
The instructions to the juries in petitioners' cases directing
consideration of factor (a), factor (b), and factor (i) did not
violate the Constitution. The judgments of the Supreme Court of
California are
Affirmed.
JUSTICE SCALIA, concurring.
It is my view that once a State has adopted a methodology to
narrow the eligibility for the death penalty, thereby ensuring that
its imposition is not "freakish,"
Wainwright v.
Goode, 464 U.
S. 78, 87 (1983)
(per curiam), the distinctive
procedural requirements of the Eighth Amendment have been
exhausted. See
Walton v.
Arizona, 497 U. S. 639, 669673
(1990) (SCALIA, J., concurring in part and concurring in judgment).
Today's decision adheres to our cases which acknowledge additional
requirements, but since it restricts their further expansion it
moves in the right direction. For that reason, and without
abandoning my prior views, I join the opinion of the Court.
JUSTICE SOUTER, concurring.
I join the Court's opinion because it correctly recognizes that
factors adequate to perform the function of genuine narrowing, as
well as factors that otherwise guide the jury in selecting which
defendants receive the death penalty, are not
981
susceptible to mathematical precision; they must depend for
their requisite clarity on embodying a "common-sense core of
meaning," as Justice White put it in
Jurek v.
Texas,
428 U. S. 262, 279 (1976) (concurring opinion). Taking factor
(b) to be essentially propositional, as the Court uses the term,
ante, at 974-975, I find it is sufficiently clear to pass
muster; and I agree with the Court's analysis of factor (i) and the
challenged portion of factor (a), neither of which is framed as a
proposition.
JUSTICE STEVENS, with whom JUSTICE GINSBURG joins, concurring in
the judgment.
As these cases come to us they present a question that the Court
answered in
Zant v.
Stephens, 462 U. S. 862 (1983).
California, like Georgia, has provided a procedure for determining
whether a defendant found guilty of murder is eligible for the
death penalty. Petitioners have not challenged the
constitutionality of that procedure or its application in these
cases. Accordingly, our decision rests on the same assumption that
we made in
Zant, namely, that the statutory procedure for
determining eligibility adequately confines the class of persons
eligible for the death penalty to a narrow category in which there
is a special justification for "the imposition of a more severe
sentence on the defendant compared to others found guilty of
murder."
Id., at 877.
The question is whether, in addition to adequately narrowing the
class of death-eligible defendants, the State must channel the
jury's sentencing discretion when it is deciding whether to impose
the death sentence on an eligible defendant by requiring the trial
judge to characterize relevant sentencing factors as aggravating or
mitigating. In
Zant we held that the incorrect
characterization of a relevant factor as an aggravating factor did
not prejudice the defendant; it follows, I believe, that the
failure to characterize factors such as the age of the defendant or
the circumstances of the crime as either aggravating or mitigating
is also unobjectionable.
982
STEVENS, J., concurring in judgment
Indeed, I am persuaded that references to such potentially
ambiguous, but clearly relevant, factors actually reduces the risk
of arbitrary capital sentencing.
Prior to the Court's decision in
Furman v.
Georgia,
408 U. S. 238 (1972), in a number of States the death penalty
was authorized not only for all first-degree murders, but for less
serious offenses such as rape, armed robbery, and kidnaping as
well. Moreover, juries had virtually unbridled discretion in
determining whether a human life should be taken or spared. The
risk of arbitrary and capricious sentencing, specifically including
the danger that racial prejudice would determine the fate of the
defendant, * persuaded a majority of the Court in
Furman
that such capital sentencing schemes were unconstitutional. The two
principal protections against such arbitrary sentencing that have
been endorsed in our subsequent jurisprudence focus, respectively,
on the eligibility determination and the actual sentencing
decision.
First, as CHIEF JUSTICE REHNQUIST writing for the Court in
Lowenfield v.
Phelps, 484 U. S. 231 (1988),
succinctly stated: "To pass constitutional muster, a capital
sentencing scheme must 'genuinely narrow the class of persons
eligible for the death penalty and must reasonably justify the
imposition of a more severe sentence on the defendant compared to
others found guilty of murder.'"
Id., at 244 (quoting
Zant v.
Stephens, 462 U. S., at 877). When only a
narrow subclass of murderers can be subjected to the death penalty,
the risk of cruel and unusual punishment-either because it is
disproportionate to the severity of the offense or because its
imposition may be influenced by unacceptable factors-is diminished.
See
McCleskey v.
Kemp, 481 U. S. 279, 367 (1987)
(STEVENS, J., dissenting). Because those risks can never be
entirely eliminated, however, the Court has identified an ad-
*See Justice Douglas' concurring opinion, 408 U. S., at
249-251.
983
ditional safeguard to protect death-eligible defendants from the
arbitrary imposition of the extreme penalty.
In
Lockett v.
Ohio, 438 U. S. 586, 602-605
(1978), Chief Justice Burger emphasized the importance of requiring
the jury to make an individualized determination on the basis of
the character of the individual and the circumstances of the crime.
Insisting that the jury have an opportunity to consider all
evidence
relevant to a fair sentencing decision reduces the
danger that they might otherwise rely on an irrelevant and improper
consideration such as the race of the defendant. In
Zant,
even though the trial judge had incorrectly characterized the
defendant's prior history of "assaultive offenses" as a statutory
aggravating circumstance, we found no constitutional error because
the evidence supporting that characterization was relevant and
admissible. 462 U. S., at 887-889. We made it clear, however, that
it would be error for a State to attach the "aggravating" label to,
or otherwise authorize the jury to draw adverse inferences from,
"factors that are constitutionally impermissible or totally
irrelevant to the sentencing process, such as for example the race,
religion, or political affiliation of the defendant."
Id.,
at 885.
The three penalty-phase factors in California's statute that are
challenged in these cases do not violate that command. Matters such
as the age of the defendant at the time of the crime, the
circumstances of the crime, and the presence or absence of force or
violence are, in my opinion, relevant to an informed,
individualized sentencing decision. Under
Lockett, the
defendant has a right to have the sentencer consider favorable
evidence on each of these subjects, and under
Zant it is
permissible for the prosecutor to adduce unfavorable evidence on
the same subjects. If, as we held in
Zant, it is not
constitutional error for the trial judge to place an incorrect
label on the prosecutor's evidence, it necessarily follows that
refusing to characterize ambiguous evidence as
984
mitigating or aggravating is also constitutionally permissible.
Indeed, as I have indicated, I think the identification of
additional factors that are relevant to the sentencing decision
reduces the danger that a juror may vote in favor of the death
penalty because he or she harbors a prejudice against a class of
which the defendant is a member.
Accordingly, given the assumption (unchallenged by these
petitioners) that California has a statutory "scheme" that complies
with the narrowing requirement defined in
Lowenfield v.
Phelps, 484 U. S., at 244, I conclude that the sentencing
factors at issue in these cases are consistent with the defendant's
constitutional entitlement to an individualized "determination that
death is the appropriate punishment in a specific case."
Woodson v.
North Carolina, 428 U. S. 280, 305 (1976)
(opinion of Stewart, Powell, and STEVENS, JJ.).
JUSTICE BLACKMUN, dissenting.
Adhering to my view that the death penalty cannot be imposed
fairly within the constraints of our Constitution, see
Callins v.
Collins, 510 U. S. 1141, 1143 (1994), I
would vacate petitioners' death sentences. Even if I did not hold
this view, I would find that the three challenged factors do not
withstand a meaningful vagueness analysis because "as a practical
matter [they] fail to guide the sentencer's discretion."
Stringer v.
Black, 503 U. S. 222, 235
(1992).
I A
The California capital punishment scheme does more than simply
direct the sentencing jurors' attention to certain subject matters.
It lists 11 factors and authorizes the jury to treat any of them as
aggravating circumstances to be placed on death's side of the
scale. Jurors are instructed that they
"shall impose a death
sentence if [they] conclud[e] that the aggravating circumstances
outweigh the mitigating circumstances." Cal. Penal Code Ann. §
190.3 (West 1988). De-
985
spite the critical-even decisive-role these factors play in the
determination of who actually receives the death penalty, jurors
are given no guidance in how to consider them. We have stated: "A
vague aggravating factor used in the weighing process ... creates
the risk that the jury will treat the defendant as more deserving
of the death penalty than he might otherwise be by relying upon the
existence of an illusory circumstance."
Stringer, 503 U. S.,
at 235.
The majority introduces a novel distinction between
"propositional" and "nonpropositional" aggravating circumstances.
Ante, at 974. The majority acknowledges that the
"distinction between the two is not always clear,"
ante, at
975; I find it largely illusory. The Court suggests, but does not
make explicit, that propositional factors are those that "require a
yes or a no answer to a specific question," while nonpropositional
factors are those that "only poin[t] the sentencer to a subject
matter."
Ibid. Presumably, then, asking the jury whether
"the murder was especially heinous, atrocious, or cruel" would be a
propositional aggravator, while directing the sentencer to "the
presence or absence of any especial heinousness, atrocity, or
cruelty" would be a nonpropositional factor. I am at a loss to see
how the mere rephrasing does anything more to channel or guide jury
discretion. Nor does this propositionallnonpropositional
distinction appear to play any role in the Court's decision. The
Court nowhere discloses specifically where the line is drawn, on
which side of it the three challenged factors fall, and what
relevance, if any, this distinction should have to the Court's
future vagueness analysis.1
1 Nor does it matter for Eighth Amendment purposes that
California uses one set of factors (the § 190.2 "special
circumstances") to determine eligibility and another set (the §
190.3 "relevant factors") in the weighing or selection process.
Whether an aggravator is used for narrowing, or for weighing, or
for both, it cannot be impermissibly vague. See
Arave v.
Creech, 507 U.
S. 463 (1993) (vagueness analysis applied to aggravating
factor, even though remaining aggravating factor made defendant
death
986
The more relevant distinction is not how an aggravating factor
is presented, but what the sentencer is told to do with it. Where,
as in Georgia, "aggravating factors as such have no specific
function in the jury's decision whether a defendant who has been
found to be eligible for the death penalty should receive it under
all the circumstances of the case,"
Stringer, 503 U. S., at
229-230, we have not subjected aggravating circumstances to a
vagueness analysis. See
Zant v.
Stephens, 462 U. S. 862, 873-874
(1983). In California, by contrast, where the sentencer is
instructed to weigh the aggravating and mitigating circumstances, a
vague aggravator creates the risk of an arbitrary thumb on death's
side of the scale, so we analyze aggravators for clarity,
objectivity, and principled guidance. See
Maynard v.
Cartwright, 486 U. S. 356 (1988);
Godfrey v.
Georgia, 446 U. S. 420 (1980); see
also
Pensinger v.
California, 502 U. S. 930, 931
(1991) (O'CONNOR, J., dissenting from denial of certiorari)
(observing that California, like Mississippi, "requires its juries
to weigh aggravating and mitigating circumstances");
Stringer,
503 U. S., at 231 (difference between "nonweighing" States like
Georgia and "weighing" States like California is "not one of
'semantics''') (citation omitted).
Each of the challenged California factors "leave[s] the
sentencer without sufficient guidance for determining the presence
or absence of the factor."
Espinosa v.
Florida, 505
U. S. 1079, 1081 (1992). Each of the three-circumstances of the
crime, age, and prior criminal activity-has been exploited to
convince jurors that just about anything is aggravating.
Prosecutors have argued, and jurors are free to find, that
"circumstances of the crime" constitutes an aggravating factor
because the defendant killed the victim for some purport-
eligible);
Sochor v.
Florida, 504 U. S. 527 (1992)
(same);
Walton v.
Arizona, 497 U. S. 639 (1990)
(same). The Court recognizes as much by subjecting the challenged
factors to a vagueness analysis.
987
edly aggravating motive, such as money,2 or because the
defendant killed the victim for no motive at all; 3 because the
defendant killed in cold blood,4 or in hot blood; 5 because the
defendant attempted to conceal his crime,6 or made no attempt to
conceal it; 7 because the defendant made the victim endure the
terror of anticipating a violent death,8 or because the defendant
killed without any warning; 9 and because the defendant had a prior
relationship with the victim,lO or because the victim was a
complete strangerY Similarly, prosecutors have argued, and juries
are free to find, that the age of the victim was an aggravating
circumstance because the victim was a child, an adolescent, a young
adult, in the prime of life, or elderly; 12 or that the method of
killing was aggravating, because the victim was strangled,
bludgeoned, shot, stabbed, or consumed by fire; 13 or that the
location of
2 People v.
Howard, Cal. Sup. Ct. No. S004452,
Brief for California Appellate Project as
Amicus Curiae 14,
n. 9, 17, n. 29 (hereinafter
Amicus Brief).
3
People v.
Edwards, Cal. Sup. Ct. No. S004755,
id., at 15, n. 13,17, n. 29. 4
People v.
Visciotti, Cal. Sup. Ct. No. S004597,
id., at 15, n.
15.
5
People v.
Jennings, Cal. Sup. Ct. No. S004754,
id., at 15, n. 16.
6
People v.
Benson, Cal. Sup. Ct. No. S004763,
id., at 15, n. 17.
7
People v.
Morales, Cal. Sup. Ct. No. S004552,
id., at 15, n. 18.
8
People v.
Webb, Cal. Sup. Ct. No. S006938,
id., at 16, n. 19.
9
People v.
Freeman, Cal. Sup. Ct. No. S004787,
id., at 18, n. 31.
10 People v.
Padilla, Cal.
Sup. Ct. No. S0144964,
id., at 16, n. 25. 11
People
v.
Anderson, Cal. Sup. Ct. No. S004385,
id., at 16,
n. 26.
12 People v.
Deere, Cal. Sup. Ct. No. S004722,
id., at 17, n. 27 (victims were two and six);
People
v.
Bonin, Cal. Sup. Ct. No. S004565,
ibid. (victims
were adolescents);
People v.
Carpenter, Cal. Sup. Ct.
No. S004654,
ibid. (victim was 20);
People v.
Phillips, 41 Cal. 3d 29, 63, 711 P. 2d 423, 444 (1985)
(26-year-old victim was "in the prime of his life");
People
v.
Melton, Cal. Sup. Ct. No. S004518,
Amicus Brief
17, n. 27 (victim was 77).
13 People v.
Clair, Cal. Sup. Ct. No. S004789,
id., at 17, n. 28 (strangulation);
People v.
Kipp, Cal. Sup. Ct. No. S004784,
ibid. (same);
People v.
Fauber, Cal. Sup. Ct. No. S005868,
ibid. (use of an axe);
People v.
Benson, Cal.
Sup. Ct. No. S004763,
ibid. (use of a hammer);
People
v.
Cain, Cal. Sup. Ct. No. S006544,
ibid. (use of a
club);
People v.
Jackson, Cal. Sup. Ct. No. S010723,
ibid. (use of a gun);
People v.
Reilly, Cal.
Sup. Ct.
988
the killing was an aggravating factor, because the victim was
killed in her own home, in a public bar, in a city park, or in a
remote location.14 In short, because neither the California
Legislature nor the California courts ever have articulated a
limiting construction of this term, prosecutors have been permitted
to use the "circumstances of the crime" as an aggravating factor to
embrace the entire spectrum of facts present in virtually every
homicide-something this Court condemned in
Godfrey v.
Georgia, 446
U. S. 420 (1980). See
Maynard v.
Cartwright, 486
U. S., at 363 (the Court "plainly rejected the submission that a
particular set of facts surrounding a murder, however shocking they
might be, were enough in themselves, and without some narrowing
principle to apply to those facts, to warrant the imposition of the
death penalty").15
The defendant's age as a factor, applied inconsistently and
erratically, similarly fails to channel the jurors' discretion. In
practice, prosecutors and trial judges have applied this factor to
defendants of virtually every age: in their teens, twenties,
thirties, forties, and fifties at the time of the
No. S004607,
ibid. (stabbing);
People v.
Scott, Cal. Sup. Ct. No. S010334,
ibid. (fire).
14 People v.
Anderson, Cal. Sup. Ct. No. S004385,
id., at 18, n. 31 (victim's home);
People v.
Freeman, Cal. Sup. Ct. No. S004787,
ibid. (public
bar);
People v.
Ashmus, Cal. Sup. Ct. No. S004723,
ibid. (city park);
People v.
Carpenter, Cal.
Sup. Ct. No. S004654,
ibid. (forested area);
People
v.
Comtois, Cal. Sup. Ct. No. SOl7116,
ibid. (remote,
isolated location).
15 Although we have required that jurors be allowed to consider
"as a mitigating factor, any aspect of a defendant's
character or record and any of the circumstances of the offense
that the defendant proffers as a basis for a sentence less than
death,"
Lockett v.
Ohio, 438 U. S. 586, 604 (1978)
(emphasis in original), we have never approved such unrestricted
consideration of a circumstance in aggravation. Similarly, while we
approved the Georgia capital sentencing scheme, which permits
jurors to consider all the circumstances of the offense and the
offender, we did so in the context of a system in which aggravators
performed no function beyond the eligibility decision. See
Zant v.
Stephens, 462 U. S. 862, 873-874
(1983).
989
crime. 16 Far from applying any narrowing construction, the
California Supreme Court has described age as a "metonym for any
age-related matter suggested by the evidence or by common
experience or morality that might reasonably inform the choice of
penalty."
People v.
Lucky, 45 Cal. 3d 259, 302, 753
P. 2d 1052, 1080 (1988), cert. denied, 488 U. S. 1034 (1989).
Nor do jurors find meaningful guidance from "the presence or
absence of criminal activity by the defendant which involved the
use or attempted use of force or violence." Although the California
Supreme Court has held that "criminal" is "limited to conduct
that violates a penal statute," People v.
Wright, 52
Cal. 3d 367, 425, 802 P. 2d 221, 259 (1990) (emphasis in original),
and that "force or violence" excludes violence to property,
People v.
Boyd, 38 Cal. 3d 762, 700 P. 2d 782 (1985),
that court has not required such an instruction, and petitioner
Tuilaepa's jurors were not so instructed. This left the prosecution
free to introduce evidence of "trivial incidents of misconduct and
ill temper," id., at 774, 700 P. 2d, at 791, and left the jury free
to find an aggravator on that basisP
16 See,
e. g., People v.
Williams, Cal. Sup. Ct.
No. S004522,
id., at 20, n. 34 (teens);
People v.
Avena, Cal. Sup. Ct. No. S004422,
ibid. (teens);
People v.
Bean, 46 Cal. 3d 919, 952, n. 18, 760 P. 2d
996, 1017, n. 18 (1988) (age 20);
People v.
Coleman,
48 Cal. 3d 112, 153-154, 768 P. 2d 32, 55-56 (1989) (age 22), cert.
denied, 494 U. S. 1038 (1990);
People v.
Gonzalez, 51
Cal. 3d 1179, 1233, 800 P. 2d 1159, 1187 (1990) (age 31), cert.
denied, 502 U. S. 835 (1991);
People v.
McLain, 46
Cal. 3d 97, 111-112, 757 P. 2d 569, 576-577 (1988) (age 41), cert.
denied, 489 U. S. 1072 (1989);
People v.
Douglas, 50
Cal. 3d 468, 538, 788 P. 2d 640, 681 (1990) (age 56), cert. denied,
498
17 Even with the limiting construction, "prior criminal activity
involving force or violence" is far more open ended than factors
invalidated by other state courts as vague or subjective. See,
e. g., Arnold v.
State, 236 Ga. 534, 540, 224 S. E.
2d 386, 391 (1976) (invalidating aggravating circumstance that the
"'murder ... was committed by a person ... who has a substantial
history of serious assaultive convictions' ");
State v.
David, 468
990
No less a danger is that jurors-or even judges-will treat the
mere absence of a mitigator as an aggravator, transforming a
neutral or factually irrelevant factor into an illusory
aggravator.18 Although the California Supreme Court has ruled that
certain of the factors can serve only as mitigators,19 it has not
required that the jury be so instructed. See,
e. g., People
v.
Raley, 2 Cal. 4th 870, 919, 830 P. 2d 712, 744-745
(1992), cert. denied, 507 U. S. 945 (1993). Nor has that court
restricted jury instructions to those aggravating
So. 2d 1126, 1129-1130 (La. 1985) (invalidating aggravating
circumstance of "significant" history of criminal conduct).
18Judges, as well as juries, have fallen into this trap. See,
e. g., People v.
Kaurish, 52 Cal. 3d 648, 717, 802 P.
2d 278, 316 (1990) (trial judge concluded that factor (h), dealing
with a defendant's impaired capacity to appreciate the criminality
of his actions, was an aggravating factor because defendant did not
have diminished capacity or other impairment), cert. denied, 502 U.
S. 837 (1991);
People v.
Hamilton, 48 Cal. 3d 1142,
1186, 774 P. 2d 730, 757 (1989) (trial court concluded that 10 of
11 factors were aggravating, including factors (d)-(h) and (j)),
cert. denied,
494 U.
S. 1039 (1990).
19 The factors that can serve only as mitigators are:
"(d) Whether or not the offense was committed while the
defendant was under the influence of extreme mental or emotional
disturbance.
"(e) Whether or not the victim was a participant in the
defendant's homicidal act or consented to the homicidal act.
"(f) Whether or not the offense was committed under
circumstances which the defendant reasonably believed to be a moral
justification or extenuation for his conduct.
"(g) Whether or not defendant acted under extreme duress or
under the substantial domination of another person.
"(h) Whether or not at the time of the offense the capacity of
the defendant to appreciate the criminality of his conduct or to
conform his conduct to the requirements of law was impaired as a
result of mental disease and defect, or the [e]ffects of
intoxication.
"(i) The age of the defendant at the time of the crime.
"(j) Whether or not the defendant was an accomplice to the
offense and his participation in the commission of the offense was
relatively minor." Cal. Penal Code Ann. § 190.3 (West 1988); see
also
Amicus Brief 22-24, and nn. 47, 48, and cases cited
therein.
991
factors that are factually relevant to the case.20 Clearly, some
of the mitigating circumstances are so unusual that treating their
absence as an aggravating circumstance would make them applicable
to virtually all murderers. See
People v.
Davenport,
41 Cal. 3d 247, 289,710 P. 2d 861, 888 (1985) (most murder cases
present the absence of the mitigating circumstances of moral
justification and victim participation). An aggravating factor that
exists in nearly every capital case fails to fulfill its purpose of
guiding the jury in distinguishing "those who deserve capital
punishment from those who do not."
Arave v.
Creech,
507 U. S. 463,
474 (1993). Moreover, a process creating the risk that the absence
of mitigation will count as aggravation artificially inflates the
number of aggravating factors the jury weighs, "creat[ing] the
possibility not only of randomness but also of bias in favor of ...
death."
Stringer v.
Black, 503 U. S., at 236.
In short, open-ended factors and a lack of guidance to
regularize the jurors' application of these factors create a system
in which, as a practical matter, improper arguments can be made in
the courtroom and credited in the jury room. I am at a loss to see
how these challenged factors furnish the " 'clear and objective
standards' that provide 'specific and detailed guidance,' and that
'make rationally reviewable the process for imposing a sentence of
death.'"
Walton v.
Arizona, 497 U. S. 639, 651 (1990)
(SCALIA, J., concurring in part and dissenting in part), quoting
Godfrey v.
Georgia, 446 U. S., at 428 (some internal
quotation marks omitted).
B
One of the greatest evils of leaving jurors with largely
unguided discretion is the risk that this discretion will be
20 Although the trial judge at petitioner Tuilaepa's trial
instructed the jury on only those factors that were factually
relevant, the jury at petitioner Proctor's trial was instructed on
all of the factors in § 190.3. The prosecutor argued that 9 of the
11 factors were aggravating. Brief for Petitioner in No. 93-5161,
pp. 4-5.
992
exercised on the basis of constitutionally impermissible
considerations-primary among them, race. Racial prejudice is "the
paradigmatic capricious and irrational sentencing factor."
Graham v.
Collins, 506 U. S. 461, 484 (1993)
(THOMAS, J., concurring). In part to diminish the danger that a
sentencer will "attac[h] the 'aggravating' label to factors that
are constitutionally impermissible or totally irrelevant to the
sentencing process,"
Zant v.
Stephens, 462 U. S., at
885, this Court has required that a sentencer's discretion be
curbed and informed by "clear and objective standards,"
Gregg v.
Georgia, 428 U. S. 153, 198 (1976)
(joint opinion of Stewart, Powell, and STEVENS, JJ.) (internal
quotation marks omitted).
Because the "circumstances of the crime" factor lacks clarity
and objectivity, it poses an unacceptable risk that a sentencer
will succumb to either overt or subtle racial impulses or appeals.
This risk is not merely theoretical. For far too many jurors, the
most important "circumstances of the crime" are the race of the
victim or the defendant. See
McCleskey v.
Kemp,
481 U. S. 279,
320 (1987) (Brennan, J., dissenting); see also General Accounting
Office, Report to Senate and House Committees on the Judiciary,
Death Penalty Sentencing: Research Indicates Pattern of Racial
Disparities (Feb. 1990) (surveying and synthesizing studies and
finding a "remarkably consistent" conclusion that the race of the
victim influenced the likelihood of being charged with capital
murder or receiving the death penalty in 82% of cases), reprinted
at 136 Congo Rec. 12267-12268 (1990).
The California capital sentencing scheme does little to minimize
this risk. The "circumstances of the crime" factor may be weighed
in aggravation in addition to the applicable special circumstances.
Cal. Penal Code Ann. § 190.3(a) (West 1988) (the trier of fact
shall take into account "[t]he circumstances of the crime of which
the defendant was convicted in the present proceeding and the
existence of any special circumstances found to be true") (emphasis
added).
993
The special circumstances themselves encompass many of the
factors generally recognized as aggravating, including
multiple-murder convictions; commission of the murder in relation
to another felony; the "especially heinous, atrocious, or cruel"
nature of the murder; and the relevant identity of the victim (as a
law enforcement officer, a witness to a crime, a judge, a
prosecutor, or a public official). The statute, therefore, invites
the jurors to speculate about, and give aggravating weight to,
unspecified circumstances apart from these.
Nor has the California Supreme Court attempted to limit or guide
this ranging inquiry. Far from it. That court has concluded that
the "circumstances of the crime" factor extends beyond "merely the
immediate temporal and spatial circumstances of the crime,"
People v.
Edwards, 54 Cal. 3d 787, 833, 819 P. 2d
436, 465 (1991), and leaves "the sentencer free to evaluate the
evidence in accordance with his or her own subjective values,"
People v.
Tuilaepa, 4 Cal. 4th 569, 595,842 P. 2d
1142, 1158 (1992) (case below). The court has even warned that it
has not yet "explore[d] the outer reaches of the evidence
admissible as a circumstance of the crime."
People v.
Edwards, 54 Cal. 3d, at 835, 819 P. 2d, at 467. Thus, the
"unique opportunity for racial prejudice to operate but remain
undetected,"
Turner v.
Murray, 476 U. S. 28, 35 (1986),
exists unchecked in the California capital sentencing scheme. This
does not instill confidence in the jury's decision to impose the
death penalty on petitioner Tuilaepa, who is Samoan, and whose
victim was white.
II
Although the Court today rejects a well-founded facial challenge
to 3 of the 11 factors that permit California jurors to select from
among capital defendants those who will receive the death penalty,
it has not given the California system a clean bill of health. Its
unwillingness to conclude that these factors are valid on their
face leaves the door open to a challenge to the application of one
of these factors in such
994
a way that the risk of arbitrariness is realized.21 The cases
before us, for example, do not clearly present a situation in which
the absence of a mitigator was treated as an aggravator.
Additionally, the Court's opinion says nothing about the
constitutional adequacy of California's eligibility process, which
subjects a defendant to the death penalty if he is convicted of
first-degree murder and the jury finds the existence of one
"special circumstance." 22 By creating nearly 20 such special
circumstances, California creates an extraordinarily large death
pool. Because petitioners mount no challenge to these
circumstances, the Court is not called on to determine that they
collectively perform sufficient, meaningful narrowing. See
Zant v.
Stephens, 462 U. S. 862 (1983).
Of particular significance, the Court's consideration of a small
slice of one component of the California scheme says nothing about
the interaction of the various componentsthe statutory definition
of first-degree murder, the special circumstances, the relevant
factors, the statutorily required weighing of aggravating and
mitigating factors, and the availability of judicial review, but
not appellate proportionality review-and whether their end result
satisfies the Eighth Amendment's commands. The Court's treatment
today of the relevant factors as "selection factors" alone rests on
the
21 Such a challenge would require something more than merely
pointing to others who committed similar offenses and did not
receive the death penalty,
Lewis v.
Jeffers, 497 U. S. 764 (1990), but
it is not hard to imagine more pronounced erratic outcomes.
22 The special circumstances include premeditated and deliberate
murder; felony murder based on nine felonies; the infliction of
torture; that the murder was especially heinous, atrocious, or
cruel; that the victim was killed because of his race, religion, or
ethnic origin; and the identity of the victim, including that he
was a peace officer, a federal law enforcement officer, a
firefighter, a witness to a crime, a prosecutor or assistant
prosecutor, a former or current local, state, or federal judge, or
an elected or appointed local, state, or federal official. Cal.
Penal Code Ann. § 190.2 (West 1988).
995
assumption, not tested, that the special circumstances perform
all of the constitutionally required narrowing for eligibility.
Should that assumption prove false, it would further undermine the
Court's approval today of these relevant factors.
Similarly, in
Pulley v.
Harris, 465 U. S. 37, 51 (1984),
the Court's conclusion that the California capital sentencing
scheme was not "so lacking in other checks on arbitrariness that it
would not pass constitutional muster without comparative
proportionality review" was based in part on an understanding that
the application of the relevant factors "'provide[s] jury guidance
and lessen[s] the chance of arbitrary application of the death
penalty,'" thereby" 'guarantee[ing] that the jury's discretion will
be guided and its consideration deliberate.'"
Id., at 53,
quoting
Harris v.
Pulley, 692 F.2d
1189, 1194, 1195 (CA9 1982). As litigation exposes the failure
of these factors to guide the jury in making principled
distinctions, the Court will be well advised to reevaluate its
decision in
Pulley v.
Harris.
In summary, the Court isolates one part of a complex scheme and
says that, assuming that all the other parts are doing their job,
this one passes muster. But the crucial question, and one the Court
will need to face, is how the parts are working together to
determine with rationality and fairness who is exposed to the death
penalty and who receives it.
III
For two decades now, the Court has professed a commitment to
guiding sentencers' discretion so as to "minimize the risk of
wholly arbitrary and capricious action,"
Gregg v.
Georgia, 428 U. S., at 189 (joint opinion of Stewart,
Powell, and STEVENS, JJ.), and to achieve principled distinctions
between those who receive the death penalty and those who do not,
see,
e. g., Espinosa v.
Florida, 505 U. S. 1079 (1992);
Shell v.
Mississippi, 498 U. S. 1 (1990);
Maynard v.
Cart-
996
wright, 486
U. S. 356 (1988). The Court's approval today of these
California relevant factors calls into question the continued
strength of that commitment. I respectfully dissent.
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