NOTICE: This opinion is subject to
formal revision before publication in the United States Reports.
Readers are requested to notify the Reporter of Decisions, Supreme
Court of the United States, Washington, D. C. 20543,
pio@supremecourt.gov, of any typographical or other formal
errors.
SUPREME COURT OF THE UNITED STATES
_________________
No. 23–719
_________________
DONALD J. TRUMP, PETITIONER
v. NORMA
ANDERSON, et al.
on writ of certiorari to the supreme court of
colorado
[March 4, 2024]
Per Curiam.
A group of Colorado voters contends that Section
3 of the Fourteenth Amendment to the Constitution prohibits former
President Donald J. Trump, who seeks the Presidential nomination of
the Republican Party in this year’s election, from becoming
President again. The Colorado Supreme Court agreed with that
contention. It ordered the Colorado secretary of state to exclude
the former President from the Republican primary ballot in the
State and to disregard any write-in votes that Colorado voters
might cast for him.
Former President Trump challenges that decision
on several grounds. Because the Constitution makes Congress, rather
than the States, responsible for enforcing Section 3 against
federal officeholders and candidates, we reverse.
I
Last September, about six months before the
March 5, 2024, Colorado primary election, four Republican and two
unaffiliated Colorado voters filed a petition against former
President Trump and Colorado Secretary of State Jena Griswold in
Colorado state court. These voters—whom we refer to as the
respondents—contend that after former President Trump’s defeat in
the 2020 Presidential election, he disrupted the peaceful transfer
of power by intentionally organizing and inciting the crowd that
breached the Capitol as Congress met to certify the election
results on January 6, 2021. One consequence of those actions, the
respondents maintain, is that former President Trump is
constitutionally ineligible to serve as President again.
Their theory turns on Section 3 of the
Fourteenth Amendment. Section 3 provides:
“No person shall be a Senator or
Representative in Congress, or elector of President and Vice
President, or hold any office, civil or military, under the United
States, or under any State, who, having previously taken an oath,
as a member of Congress, or as an officer of the United States, or
as a member of any State legislature, or as an executive or
judicial officer of any State, to support the Constitution of the
United States, shall have engaged in insurrection or rebellion
against the same, or given aid or comfort to the enemies thereof.
But Congress may by a vote of two-thirds of each House, remove such
disability.”
According to the respondents, Section 3 applies
to the former President because after taking the Presidential oath
in 2017, he intentionally incited the breaching of the Capitol on
January 6 in order to retain power. They claim that he is therefore
not a qualified candidate, and that as a result, the Colorado
secretary of state may not place him on the primary ballot. See
Colo. Rev. Stat. §§1–1–113(1), 1–4–1101(1), 1–4–1201,
1–4–1203(2)(a), 1–4–1204 (2023).
After a five-day trial, the state District Court
found that former President Trump had “engaged in insurrection”
within the meaning of Section 3, but nonetheless denied the
respondents’ petition. The court held that Section 3 did not apply
because the Presidency, which Section 3 does not mention by name,
is not an “office . . . under the United States” and the
President is not an “officer of the United States” within the
meaning of that provision. See App. to Pet. for Cert.
184a–284a.
In December, the Colorado Supreme Court reversed
in part and affirmed in part by a 4 to 3 vote. Reversing the
District Court’s operative holding, the majority concluded that for
purposes of Section 3, the Presidency is an office under the United
States and the President is an officer of the United States. The
court otherwise affirmed, holding (1) that the Colorado Election
Code permitted the respondents’ challenge based on Section 3; (2)
that Congress need not pass implementing legislation for
disqualifications under Section 3 to attach; (3) that the political
question doctrine did not preclude judicial review of former
President Trump’s eligibility; (4) that the District Court did not
abuse its discretion in admitting into evidence portions of a
congressional Report on the events of January 6; (5) that the
District Court did not err in concluding that those events
constituted an “insurrection” and that former President Trump
“engaged in” that insurrection; and (6) that former President
Trump’s speech to the crowd that breached the Capitol on January 6
was not protected by the First Amendment. See
id., at
1a–114a.
The Colorado Supreme Court accordingly ordered
Secretary Griswold not to “list President Trump’s name on the 2024
presidential primary ballot” or “count any write-in votes cast for
him.”
Id., at 114a. Chief Justice Boatright and Justices
Samour and Berkenkotter each filed dissenting opinions.
Id.,
at 115a–124a, 125a–161a, 162a–183a.
Under the terms of the opinion of the Colorado
Supreme Court, its ruling was automatically stayed pending this
Court’s review. See
id., at 114a. We granted former
President Trump’s petition for certiorari, which raised a single
question: “Did the Colorado Supreme Court err in ordering President
Trump excluded from the 2024 presidential primary ballot?” See 601
U. S. ___ (2024). Concluding that it did, we now reverse.
II
A
Proposed by Congress in 1866 and ratified by
the States in 1868, the Fourteenth Amendment “expand[ed] federal
power at the expense of state autonomy” and thus “fundamentally
altered the balance of state and federal power struck by the
Constitution.”
Seminole Tribe of Fla. v.
Florida,
517 U.S.
44, 59 (1996); see also
Ex parte Virginia,
100 U.S.
339, 345 (1880). Section 1 of the Amendment, for instance, bars
the States from “depriv[ing] any person of life, liberty, or
property, without due process of law” or “deny[ing] to any person
. . . the equal protection of the laws.” And Section 5
confers on Congress “power to enforce” those prohibitions, along
with the other provisions of the Amendment, “by appropriate
legislation.”
Section 3 of the Amendment likewise restricts
state autonomy, but through different means. It was designed to
help ensure an enduring Union by preventing former Confederates
from returning to power in the aftermath of the Civil War. See,
e.g., Cong. Globe, 39th Cong., 1st Sess., 2544 (1866)
(statement of Rep. Stevens, warning that without appropriate
constitutional reforms “yelling secessionists and hissing
copperheads” would take seats in the House);
id., at 2768
(statement of Sen. Howard, lamenting prospect of a “State
Legislature . . . made up entirely of disloyal elements”
absent a disqualification provision). Section 3 aimed to prevent
such a resurgence by barring from office “those who, having once
taken an oath to support the Constitution of the United States,
afterward went into rebellion against the Government of the United
States.” Cong. Globe, 41st Cong., 1st Sess., 626 (1869) (statement
of Sen. Trumbull).
Section 3 works by imposing on certain
individuals a preventive and severe penalty—disqualification from
holding a wide array of offices—rather than by granting rights to
all. It is therefore necessary, as Chief Justice Chase concluded
and the Colorado Supreme Court itself recognized, to
“ ‘ascertain[ ] what particular individuals are
embraced’ ” by the provision. App. to Pet. for Cert. 53a
(quoting
Griffin’s Case, 11 F. Cas. 7, 26 (No. 5,815) (CC
Va. 1869) (Chase, Circuit Justice)). Chase went on to explain that
“[t]o accomplish this ascertainment and ensure effective results,
proceedings, evidence, decisions, and enforcements of decisions,
more or less formal, are indispensable.”
Id., at 26. For its
part, the Colorado Supreme Court also concluded that there must be
some kind of “determination” that Section 3 applies to a particular
person “before the disqualification holds meaning.” App. to Pet.
for Cert. 53a.
The Constitution empowers Congress to prescribe
how those determinations should be made. The relevant provision is
Section 5, which enables Congress, subject of course to judicial
review, to pass “appropriate legislation” to “enforce” the
Fourteenth Amendment. See
City of Boerne v.
Flores,
521 U.S.
507, 536 (1997). Or as Senator Howard put it at the time the
Amendment was framed, Section 5 “casts upon Congress the
responsibility of seeing to it, for the future, that all the
sections of the amendment are carried out in good faith.” Cong.
Globe, 39th Cong., 1st Sess., at 2768.
Congress’s Section 5 power is critical when it
comes to Section 3. Indeed, during a debate on enforcement
legislation less than a year after ratification, Sen. Trumbull
noted that “notwithstanding [Section 3] . . . hundreds of
men [were] holding office” in violation of its terms. Cong. Globe,
41st Cong., 1st Sess., at 626. The Constitution, Trumbull noted,
“provide[d] no means for enforcing” the disqualification,
necessitating a “bill to give effect to the fundamental law
embraced in the Constitution.”
Ibid. The enforcement
mechanism Trumbull championed was later enacted as part of the
Enforcement Act of 1870, “pursuant to the power conferred by §5 of
the [Fourteenth] Amendment.”
General Building Contractors Assn.,
Inc. v.
Pennsylvania,
458 U.S.
375, 385 (1982); see 16Stat. 143–144.
B
This case raises the question whether the
States, in addition to Congress, may also enforce Section 3. We
conclude that States may disqualify persons holding or attempting
to hold
state office. But States have no power under the
Constitution to enforce Section 3 with respect to federal offices,
especially the Presidency.
“In our federal system, the National Government
possesses only limited powers; the States and the people retain the
remainder.”
Bond v.
United States,
572 U.S.
844, 854 (2014). Among those retained powers is the power of a
State to “order the processes of its own governance.”
Alden
v.
Maine,
527 U.S.
706, 752 (1999). In particular, the States enjoy sovereign
“power to prescribe the qualifications of their own officers” and
“the manner of their election . . . free from external
interference, except so far as plainly provided by the Constitution
of the United States.”
Taylor v.
Beckham,
178 U.S.
548, 570–571 (1900). Although the Fourteenth Amendment
restricts state power, nothing in it plainly withdraws from the
States this traditional authority. And after ratification of the
Fourteenth Amendment, States used this authority to disqualify
state officers in accordance with state statutes. See,
e.g.,
Worthy v.
Barrett, 63 N. C. 199, 200, 204 (1869)
(elected county sheriff );
State ex rel. Sandlin
v.
Watkins, 21 La. Ann. 631, 631–633 (1869) (state
judge).
Such power over governance, however, does not
extend to
federal officeholders and candidates. Because
federal officers “ ‘owe their existence and functions to the
united voice of the whole, not of a portion, of the people,’ ”
powers over their election and qualifications must be specifically
“delegated to, rather than reserved by, the States.”
U. S.
Term Limits, Inc. v.
Thornton,
514
U.S. 779, 803–804 (1995) (quoting 1 J. Story, Commentaries on
the Constitution of the United States §627, p. 435 (3d ed.
1858)). But nothing in the Constitution delegates to the States any
power to enforce Section 3 against federal officeholders and
candidates.
As an initial matter, not even the respondents
contend that the Constitution authorizes States to somehow remove
sitting federal officeholders who may be violating Section
3. Such a power would flout the principle that “the Constitution
guarantees ‘the entire independence of the General Government from
any control by the respective States.’ ”
Trump v.
Vance, 591 U.S. 786, 800 (2020) (quoting
Farmers and
Mechanics Sav. Bank of Minneapolis v.
Minnesota,
232 U.S.
516, 521 (1914)). Indeed, consistent with that principle,
States lack even the lesser powers to issue writs of mandamus
against federal officials or to grant habeas corpus relief to
persons in federal custody. See
McClung v.
Silliman,
6 Wheat. 598, 603–605 (1821);
Tarble’s Case, 13 Wall. 397,
405–410 (1872).
The respondents nonetheless maintain that States
may enforce Section 3 against
candidates for federal office.
But the text of the Fourteenth Amendment, on its face, does not
affirmatively delegate such a power to the States. The terms of the
Amendment speak only to enforcement by Congress, which enjoys power
to enforce the Amendment through legislation pursuant to Section
5.
This can hardly come as a surprise, given that
the substantive provisions of the Amendment “embody significant
limitations on state authority.”
Fitzpatrick v.
Bitzer,
427 U.S.
445, 456 (1976). Under the Amendment, States cannot abridge
privileges or immunities, deprive persons of life, liberty, or
property without due process, deny equal protection, or deny male
inhabitants the right to vote (without thereby suffering reduced
representation in the House). See Amdt. 14, §§1, 2. On the other
hand, the Fourteenth Amendment grants new power to Congress to
enforce the provisions of the Amendment against the States. It
would be incongruous to read this particular Amendment as granting
the States the power—silently no less—to disqualify a candidate for
federal office.
The only other plausible constitutional sources
of such a delegation are the Elections and Electors Clauses, which
authorize States to conduct and regulate congressional and
Presidential elections, respectively. See Art. I, §4, cl. 1;
Art. II, §1, cl. 2.[
1] But there is little reason to think that these Clauses
implicitly authorize the States to enforce Section 3 against
federal officeholders and candidates. Granting the States that
authority would invert the Fourteenth Amendment’s rebalancing of
federal and state power.
The text of Section 3 reinforces these
conclusions. Its final sentence empowers Congress to “remove” any
Section 3 “disability” by a two-thirds vote of each house. The text
imposes no limits on that power, and Congress may exercise it any
time, as the respondents concede. See Brief for Respondents 50. In
fact, historically, Congress sometimes exercised this amnesty power
postelection to ensure that some of the people’s chosen candidates
could take office.[
2] But if
States were free to enforce Section 3 by barring candidates from
running in the first place, Congress would be forced to exercise
its disability removal power before voting begins if it wished for
its decision to have any effect on the current election cycle.
Perhaps a State may burden congressional authority in such a way
when it exercises its “exclusive” sovereign power over its own
state offices.
Taylor, 178 U. S., at 571. But it is
implausible to suppose that the Constitution affirmatively
delegated to the States the authority to impose such a burden on
congressional power with respect to candidates for federal office.
Cf.
McCulloch v.
Maryland, 4 Wheat. 316, 436 (1819)
(“States have no power . . . to retard, impede, burden,
or in any manner control, the operations of the constitutional laws
enacted by Congress”).
Nor have the respondents identified any
tradition of state enforcement of Section 3 against federal
officeholders or candidates in the years following ratification of
the Fourteenth Amendment.[
3]
Such a lack of historical precedent is generally a “ ‘telling
indication’ ” of a “ ‘severe constitutional
problem’ ” with the asserted power.
United States v.
Texas, 599 U.S. 670, 677 (2023) (quoting
Free Enterprise
Fund v.
Public Company Accounting Oversight Bd.,
561 U.S.
477, 505 (2010)). And it is an especially telling sign here,
because as noted, States
did disqualify persons from holding
state offices following ratification of the Fourteenth Amendment.
That pattern of disqualification with respect to state, but not
federal offices provides “persuasive evidence of a general
understanding” that the States lacked enforcement power with
respect to the latter.
U. S. Term Limits, 514
U. S., at 826.
Instead, it is Congress that has long given
effect to Section 3 with respect to would-be or existing federal
officeholders. Shortly after ratification of the Amendment,
Congress enacted the Enforcement Act of 1870. That Act authorized
federal district attorneys to bring civil actions in federal court
to remove anyone holding nonlegislative office—federal or state—in
violation of Section 3, and made holding or attempting to hold
office in violation of Section 3 a federal crime. §§14, 15, 16Stat.
143–144 (repealed, 35Stat. 1153–1154, 62Stat. 992–993). In the
years following ratification, the House and Senate exercised their
unique powers under Article I to adjudicate challenges contending
that certain prospective or sitting Members could not take or
retain their seats due to Section 3. See Art. I, §5, cls. 1,
2; 1 A. Hinds, Precedents of the House of Representatives
§§459–463, pp. 470–486 (1907). And the Confiscation Act of
1862, which predated Section 3, effectively provided an additional
procedure for enforcing disqualification. That law made engaging in
insurrection or rebellion, among other acts, a federal crime
punishable by disqualification from holding office under the United
States. See §§2, 3, 12Stat. 590. A successor to those provisions
remains on the books today. See 18 U. S. C. §2383.
Moreover, permitting state enforcement of
Section 3 against federal officeholders and candidates would raise
serious questions about the scope of that power. Section 5 limits
congressional legislation enforcing Section 3, because
Section 5 is strictly “remedial.”
City of Boerne, 521
U. S., at 520. To comply with that limitation, Congress “must
tailor its legislative scheme to remedying or preventing” the
specific conduct the relevant provision prohibits.
Florida
Prepaid Postsecondary Ed. Expense Bd. v.
College Savings
Bank,
527 U.S.
627, 639 (1999). Section 3, unlike other provisions of the
Fourteenth Amendment, proscribes conduct of individuals. It bars
persons from holding office after taking a qualifying oath and then
engaging in insurrection or rebellion—nothing more. Any
congressional legislation enforcing Section 3 must, like the
Enforcement Act of 1870 and §2383, reflect “congruence and
proportionality” between preventing or remedying that conduct “and
the means adopted to that end.”
City of Boerne, 521
U. S., at 520. Neither we nor the respondents are aware of any
other legislation by Congress to enforce Section 3. See Tr. of Oral
Arg. 123.
Any state enforcement of Section 3 against
federal officeholders and candidates, though, would not derive from
Section 5, which confers power only on “[t]he Congress.” As a
result, such state enforcement might be argued to sweep more
broadly than congressional enforcement could under our precedents.
But the notion that the Constitution grants the States freer rein
than Congress to decide how Section 3 should be enforced with
respect to federal offices is simply implausible.
Finally, state enforcement of Section 3 with
respect to the Presidency would raise heightened concerns. “[I]n
the context of a Presidential election, state-imposed restrictions
implicate a uniquely important national interest.”
Anderson
v.
Celebrezze,
460 U.S.
780, 794–795 (1983) (footnote omitted). But state-by-state
resolution of the question whether Section 3 bars a particular
candidate for President from serving would be quite unlikely to
yield a uniform answer consistent with the basic principle that
“the President . . . represent[s]
all the voters
in the Nation.”
Id., at 795 (emphasis added).
Conflicting state outcomes concerning the same
candidate could result not just from differing views of the merits,
but from variations in state law governing the proceedings that are
necessary to make Section 3 disqualification determinations. Some
States might allow a Section 3 challenge to succeed based on a
preponderance of the evidence, while others might require a
heightened showing. Certain evidence (like the congressional Report
on which the lower courts relied here) might be admissible in some
States but inadmissible hearsay in others. Disqualification might
be possible only through criminal prosecution, as opposed to
expedited civil proceedings, in particular States. Indeed, in some
States—unlike Colorado (or Maine, where the secretary of state
recently issued an order excluding former President Trump from the
primary ballot)—procedures for excluding an ineligible candidate
from the ballot may not exist at all. The result could well be that
a single candidate would be declared ineligible in some States, but
not others, based on the same conduct (and perhaps even the same
factual record).
The “patchwork” that would likely result from
state enforcement would “sever the direct link that the Framers
found so critical between the National Government and the people of
the United States” as a whole.
U. S. Term Limits, 514
U. S., at 822. But in a Presidential election “the impact of
the votes cast in each State is affected by the votes cast”—or, in
this case, the votes not allowed to be cast—“for the various
candidates in other States.”
Anderson, 460 U. S., at
795. An evolving electoral map could dramatically change the
behavior of voters, parties, and States across the country, in
different ways and at different times. The disruption would be all
the more acute—and could nullify the votes of millions and change
the election result—if Section 3 enforcement were attempted after
the Nation has voted. Nothing in the Constitution requires that we
endure such chaos—arriving at any time or different times, up to
and perhaps beyond the Inauguration.
* * *
For the reasons given, responsibility for
enforcing Section 3 against federal officeholders and candidates
rests with Congress and not the States. The judgment of the
Colorado Supreme Court therefore cannot stand.
All nine Members of the Court agree with that
result. Our colleagues writing separately further agree with many
of the reasons this opinion provides for reaching it. See
post, Part I (joint opinion of Sotomayor, Kagan, and
Jackson, JJ.); see also
post, p. 1 (opinion of Barrett,
J.). So far as we can tell, they object only to our taking into
account the distinctive way Section 3 works and the fact that
Section 5 vests
in Congress the power to enforce it. These
are not the only reasons the States lack power to enforce this
particular constitutional provision with respect to federal
offices. But they are important ones, and it is the combination of
all the reasons set forth in this opinion—not, as some of our
colleagues would have it, just one particular rationale—that
resolves this case. In our view, each of these reasons is necessary
to provide a complete explanation for the judgment the Court
unanimously reaches.
The judgment of the Colorado Supreme Court is
reversed.
The mandate shall issue forthwith.
It is so ordered.
Comments
Be the first to comment
Leave a Comment