OCTOBER TERM, 1993
Syllabus
THUNDER BASIN COAL CO.
v. REICH, SECRETARY OF LABOR, ET
AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE TENTH
CIRCUIT
No. 92-896. Argued October 5, 1993-Decided January 19, 1994
Petitioner mine operator's nonunion work force designated two
employees of the United Mine Workers of America (UMWA) to serve as
miners' representatives under 30 U. S. C. § 813(f). Claiming that
the designations compromised its rights under the National Labor
Relations Act (NLRA), petitioner refused to post information about
the representatives as required by a regulation issued by the
Department of Labor's Mine Safety and Health Administration (MSHA),
30 CFR § 40.4. Rather, petitioner filed suit in the District Court
and obtained an injunction preventing enforcement of 30 CFR pt. 40.
In reversing, the Court of Appeals held that district court
jurisdiction was precluded by the administrative-review scheme of
the Federal Mine Safety and Health Amendments Act of 1977, 30 U. S.
C. § 801
et seq. (Mine Act or Act), under which challenges
to enforcement measures are reviewed by the Federal Mine Safety and
Health Review Commission and then by the appropriate court of
appeals. The court rejected petitioner's contention that requiring
it to challenge the MSHA's interpretation of 30 U. S. C. §813(f)
and 30 CFR pt. 40 through the statutory-review procedures would
violate its rights under the Due Process Clause of the Fifth
Amendment.
Held:
1. The Mine Act's statutory-review scheme precludes a district
court from exercising subject-matter jurisdiction over a
pre-enforcement challenge to the Act. pp. 207-218.
(a) In cases involving delayed judicial review of final agency
actions, this Court finds that Congress has allocated initial
review to an administrative body where such intent is fairly
discernible in the statutory scheme. Whether a statute is intended
to preclude initial judicial review is determined from the
statute's language, structure, and purpose, its legislative
history, and whether the claims can be afforded meaningful review.
P. 207.
(b) Although the Mine Act is facially silent about
pre-enforcement claims, its comprehensive enforcement structure
demonstrates that Congress intended to preclude challenges such as
the present one. The
201
statutory-review process does not distinguish between
pre-enforcement and postenforcement challenges, but applies to all
violations of the Act and its regulations. The Act expressly
authorizes district court jurisdiction in only two provisions,
which respectively empower the
Secretary to enjoin habitual
violations of health and safety standards and to coerce payment of
civil penalties. Mine operators enjoy no corresponding right but
must complain to the Commission and then to the court of appeals.
Pp. 207-209.
(c) The Mine Act's legislative history confirms the foregoing
interpretation by demonstrating that Congress intended to channel
and streamline enforcement, directing ordinary challenges to a
single review process.
Abbott Laboratories v.
Gardner, 387
U. S. 136, 142-144, 155156, distinguished. Pp. 209-212.
(d) Petitioner's claims are of the type that Congress intended
to be addressed through the statutory-review process and can be
meaningfully reviewed under the Mine Act. The NLRA claims at root
require interpretation of the parties' rights and duties under §
813(f) and 30 CFR pt. 40, and as such arise under the Act and fall
squarely within the expertise of the Commission, which recently has
addressed the precise NLRA claims presented here. As for
petitioner's due process claim, the general rule disfavoring
constitutional adjudication by agencies is not mandatory, and is
perhaps of less consequence where, as here, the reviewing body is
not the agency itself but an independent commission established
exclusively to adjudicate Mine Act disputes. The Commission has
addressed constitutional questions in previous enforcement
proceedings and, even if it had not, petitioner's claims could be
meaningfully addressed in the Court of Appeals. Pp. 212-216.
2. The Court need not consider petitioner's contention that,
because the absence of pre-enforcement declaratory relief before
the Commission will subject petitioner to serious and irreparable
harm, due process requires district court review. The record
contains no evidence that petitioner will be subject to a serious
prehearing deprivation if it complies with § 813(f) and 30 CFR pt.
40 by posting the designations. The potential for abuse of the
miners' representative position appears limited, and petitioner has
failed to demonstrate that any such abuse could not be remedied on
an individual basis under the Mine Act. Nor will petitioner face
any serious prehearing deprivation if it refuses to post the
designations while challenging MSHA's interpretation. Although the
Act's civil penalties unquestionably may become onerous if
petitioner chooses not to comply, full judicial review is available
before any penalty must be paid. Under the Act, petitioner is
neither barred as a practical matter from all access to the courts
nor put to a constitution-
202
ally intolerable choice between compliance and potent coercive
penalties. Pp. 216-218.
969 F.2d
970, affirmed.
BLACKMUN, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and STEVENS, O'CONNOR, KENNEDY, SOUTER, and
GINSBURG, JJ., joined, and in which SCALIA and THOMAS, JJ., joined
except for Parts III-B, IV, and V. SCALIA, J., filed an opinion
concurring in part and concurring in the judgment, in which THOMAS,
J., joined,
post, p. 219.
Wayne S.
Bishop argued the cause for petitioner.
With him on the briefs were
Charles W Newcom, Stewart A.
Block, and
Thomas F. Linn.
Deputy Solicitor General Wallace argued the cause for
respondents. On the brief were Solicitor General Days, Acting
Deputy Solicitor General Kneedler, William K. Kelley, Allen H.
Feldman, and Nathaniel 1. Spiller.*
JUSTICE BLACKMUN delivered the opinion of the Court. In this
case, we address the question whether the statutory-review scheme
in the Federal Mine Safety and Health Amendments Act of 1977, 91
Stat. 1290, as amended, 30 U. S. C. § 801
et seq. (1988 ed.
and Supp. IV) (Mine Act or Act), prevents a district court from
exercising subjectmatter jurisdiction over a pre-enforcement
challenge to the Act. We hold that it does.
I
Congress adopted the Mine Act "to protect the health and safety
of the Nation's coal or other miners." 30 U. S. C. § 801(g). The
Act requires the Secretary of Labor or his representative to
conduct periodic, unannounced health and
*Timothy M. Biddle and
J. Michael Klise
filed a brief for the American Mining Congress et al. as
amici
curiae urging reversal.
Patrick K. Nakamura, George N. Davies, Robert H. Stropp,
Jr., and
Mary Lu Jordan filed a brief for the
International Union, United Mine Workers of America, as
amicus
curiae urging affirmance.
203
safety inspections of the Nation's mines.1 Section § 813(f)
provides:
"[A] representative of the operator and a representative
authorized by his miners shall be given an opportunity to accompany
the Secretary or his authorized representative during the physical
inspection of any coal or other mine ... for the purpose of aiding
such inspection and to participate in pre- or post-inspection
conferences held at the mine."
Regulations promulgated under this section define a miners'
representative as "[a]ny person or organization which represents
two or more miners at a coal or other mine for the purposes of the
Act." 30 CFR § 40.1(b)(1) (1993).
In addition to exercising these "walk-around" inspection rights
under § 813(f), persons designated as representatives of the miners
may obtain certain health and safety information 2 and promote
health and safety enforcement.3 Once the mine employees designate
one or more persons as their rep-
1 Underground mines must be inspected at least four times a
year, and surface mines must be inspected at least twice annually.
30 U. S. C. §813(a).
2 Miners' representatives are entitled to receive "a copy of any
order, citation, notice, or decision" issued by the Secretary to
the mine operator, 30 U. S. C. § 819(b), as well as copies of
certain mine health and safety records available to the Secretary
regarding employee exposure to toxic or other harmful agents, §
813(c), daily mine inspections, 30 CFR § 77.1713, and plans for
mine evacuation, § 77.1101, roof control, § 75.220, and employee
training, §§ 48.3 and 48.23.
3 Miners' representatives, among other things, may inform the
Secretary of mine hazards, 30 U. S. C. § 813(g)(2), request
immediate additional inspections of the mine when a violation or
imminent danger exists, § 813(g)(I), and participate in proceedings
before the Federal Mine Safety and Health Review Commission, §
815(d). Representatives may request or challenge certain
enforcement actions against a mine operator, §§ 815(d) and
817(e)(I), contest the time an operator is given to abate a Mine
Act violation, § 815(d), and initiate proceedings to modify the
application of health and safety standards, 30 CFR § 44.3.
204
resentatives, the employer must post at the mine information
regarding these designees. 30 CFR § 40.4.
The Secretary has broad authority to compel immediate compliance
with Mine Act provisions through the use of mandatory civil
penalties, discretionary daily civil penalties, and other
sanctions.4 Challenges to enforcement are reviewed by the Federal
Mine Safety and Health Review Commission, 30 U. S. C. §§ 815 and
823, which is independent of the Department of Labor, and by the
appropriate United States court of appeals, § 816.
II
Petitioner Thunder Basin Coal Company operates a surface coal
mine in Wyoming with approximately 500 nonunion employees. In 1990,
petitioner's employees selected two employees of the United Mine
Workers of America (UMWA), who were not employees of the mine, to
serve as their miners' representatives pursuant to § 813(f).
Petitioner did not post the information regarding the miners'
representatives as required by 30 CFR § 40.4, but complained to the
Mine Safety and Health Administration (MSHA) 5 that the designation
compromised its rights under the National Labor Relations Act
(NLRA). App. 31. The MSHA district manager responded with a letter
instructing petitioner to post the miners' representative
designations.
Id., at 49.
4 The Secretary must issue a citation and recommend assessment
of a civil penalty of up to $50,000 against any mine operator
believed to have violated the Act. 30 U. S. C. §§ 814(a), 815(a),
and 820(a). If an operator fails to abate the violation within the
time allotted, the Secretary may assess additional daily civil
penalties of up to $5,000 per day pending abatement. § 820(b). The
Secretary's representative also may issue a "withdrawal order,"
directing all individuals to withdraw from the affected mine area,
§§ 814(b) and (d), or pursue criminal penalties, § 820(d).
5 The MSHA is established within the Department of Labor and
represents the Secretary in enforcing the Mine Act. 91 Stat. 1319,
29 U. S. C. § 557a.
205
Rather than post the designations and before receiving the MSHA
letter, petitioner filed suit in the United States District Court
for the District of Wyoming for pre-enforcement injunctive relief.
Id., at 6. Petitioner contended that the designation of
nonemployee UMWA "representatives" violated the principles of
collective-bargaining representation under the NLRA as well as the
company's NLRA rights to exclude union organizers from its
property.
Id., at 9-10. Petitioner argued then, as it does
here, that deprivation of these rights would harm the company
irreparably by "giv[ing] the union organizing advantages in terms
of access, personal contact and knowledge that would not be
available under the labor laws, as well as enhanced credibility
flowing from the appearance of government imprimatur." Reply Brief
for Petitioner 14.
Petitioner additionally alleged that requiring it to challenge
the MSHA's interpretation of 30 U. S. C. § 813(f) and 30 CFR pt. 40
through the statutory-review process would violate the Due Process
Clause of the Fifth Amendment, since the company would be forced to
choose between violating the Act and incurring possible escalating
daily penalties,6 or, on the other hand, complying with the
designations and suffering irreparable harm. The District Court
enjoined respondents from enforcing 30 CFR pt. 40, finding that
6 Petitioner relied for this proposition on a similar case in
which a mine operator refused to post the designation of a UMWA
employee, a citation was issued, and the MSHA ordered abatement
within 24 hours and threatened to impose daily civil penalties. See
Kerr-McGee Coal Corp. v.
Secretary, 15 F. M. S. H. R.
C. 352 (1993), appeal pending, No. 93-1250 (CADC). Kerr-McGee
complied but contested the citation. An administrative law judge
rejected the operator's claim, and the Commission affirmed, holding
that § 813(f) did not violate the NLRA. 15 F. M. S. H. R.
C., at 362-363. The Commission eventually fined Kerr-McGee a
total of $300 for its noncompliance.
206
petitioner had raised serious questions going to the merits and
that it might face irreparable harm.7
The Court of Appeals for the Tenth Circuit reversed, holding
that the Mine Act's comprehensive enforcement and
administrative-review scheme precluded district court jurisdiction
over petitioner's claims.
969 F.2d
970 (1992). The court stated:
"[T]he gravamen of Thunder Basin's case is a dispute over an
anticipated citation and penalty .... Operators may not avoid the
Mine Act's administrative review process simply by filing in a
district court before actually receiving an anticipated citation,
order, or assessment of penalty." Id., at 975.
To hold otherwise, the court reasoned, "would permit preemptive
strikes that could seriously hamper effective enforcement of the
Act, disrupting the review scheme Congress intended."
Ibid.
The court also concluded that the Mine Act's review procedures
adequately protected petitioner's due process rights.
Ibid.
We granted certiorari on the jurisdictional question, 507 U. S.
971 (1993), to resolve a claimed conflict with the Court of Appeals
for the Sixth Circuit. See
Southern Ohio Coal Co. v.
Donovan, 774 F.2d
693 (1985), amended,
781 F.2d
57 (1986).
7 App. to Pet. for Cert. A-24. Before the Court of Appeals ruled
on the appeal from the preliminary injunction, the District Court
held a trial and entered a permanent injunction in favor of
petitioner. See
Thunder Basin Coal Co. v.
Martin, No.
91-CV-0050-B (D. Wyo., Mar. 13, 1992). The Court of Appeals
subsequently denied petitioner's motion to stay appeal of the
preliminary injunction and to consolidate the two cases, finding
conclusive its holding that the District Court lacked jurisdiction.
969 F.2d
970, 973, n. 3 (CAlO 1992).
207
III
In cases involving delayed judicial review 8 of final agency
actions, we shall find that Congress has allocated initial review
to an administrative body where such intent is "fairly discernible
in the statutory scheme."
Block v.
Community Nutrition
Institute, 467 U.
S. 340, 351 (1984), quoting
Association of Data Processing
Service Organizations, Inc. v.
Camp, 397 U. S. 150, 157
(1970). Whether a statute is intended to preclude initial judicial
review is determined from the statute's language, structure, and
purpose, its legislative history,
Block, 467 U. S., at 345,
and whether the claims can be afforded meaningful review. See,
e. g., Board of Governors, FRS v.
MCorp Financial,
Inc., 502 U. S.
32 (1991);
Whitney Nat. Bank in Jefferson Parish v.
Bank of New Orleans &
Trust Co., 379 U. S. 411 (1965).
A
Applying this analysis to the review scheme before us, we
conclude that the Mine Act precludes district court jurisdiction
over the pre-enforcement challenge made here. The Act establishes a
detailed structure for reviewing violations of "any mandatory
health or safety standard, rule, order, or regulation promulgated"
under the Act. §814(a). A mine operator has 30 days to challenge
before the Commission any citation issued under the Act, after
which time an uncontested order becomes "final" and "not subject to
review by any court or agency." §§ 815(a) and (d). Timely
challenges are heard before an administrative law judge (ALJ),
8 Because court of appeals review is available, this case does
not implicate "'the strong presumption that Congress did not mean
to prohibit all judicial review.'''
Bowen v.
Michigan
Academy of Family Physicians, 476 U. S. 667, 672
(1986), quoting
Dunlop v.
Bachowski, 421 U. S. 560, 567
(1975).
208
§ 823(d)(1), with possible Commission review.9 Only the
Commission has authority actually to impose civil penalties
proposed by the Secretary, § 820(i), and the Commission reviews all
proposed civil penalties
de novo according to six criteria.
10 The Commission may grant temporary relief pending review of most
orders, § 815(b)(2), and must expedite review where necessary, §
815(d).
Mine operators may challenge adverse Commission decisions in the
appropriate court of appeals, § 816(a)(1), whose jurisdiction
"shall be exclusive and its judgment and decree shall be final"
except for possible Supreme Court review,
ibid. The court of
appeals must uphold findings of the Commission that are
substantially supported by the record,
ibid., but may grant
temporary relief pending final determination of most proceedings, §
816(2).
Although the statute establishes that the Commission and the
courts of appeals have exclusive jurisdiction over challenges to
agency enforcement proceedings, the Act is facially silent with
respect to pre-enforcement claims. The structure of the Mine Act,
however, demonstrates that Congress intended to preclude challenges
such as the present one. The Act's comprehensive review process
does not distinguish between pre-enforcement and postenforcement
challenges,
930 U. S. C. § 823(d)(2). The Commission exercises discretionary
review over any case involving, among others, a "substantial
question of law, policy or discretion," § 823(d)(2)(A)(ii)(IV), and
may review on its own initiative any decision "contrary to law or
Commission policy" or in which "a novel question of policy has been
presented," § 823(d)(2)(B). Any ALJ decision not granted review by
the Commission within 40 days becomes a "final decision of the
Commission." § 823(d)(1).
10 The statutory criteria are "the operator's history of
previous violations, the appropriateness of such penalty to the
size of the business of the operator charged, whether the operator
was negligent, the effect on the operator's ability to continue in
business, the gravity of the violation, and the demonstrated good
faith of the person charged in attempting to achieve rapid
compliance." 30 U. S. C. § 820(i).
209
but applies to all violations of the Act and its regulations. §
814(a). Contrary to petitioner's suggestion, Reply Brief for
Petitioner 3, actions before the Commission are initiated not by
the Secretary but by a mine operator who claims to be aggrieved.
See § 815(a). The Act expressly authorizes district court
jurisdiction in only two provisions, §§ 818(a) and 820(j), which
respectively empower the
Secretary to enjoin habitual
violations of health and safety standards and to coerce payment of
civil penalties. Mine operators enjoy no corresponding right 11 but
are to complain to the Commission and then to the court of
appeals.
B
The legislative history of the Mine Act confirms this
interpretation. At the time of the Act's passage, at least 1 worker
was killed and 66 miners were disabled every working day in the
Nation's mines. See S. Rep. No. 95-181, p. 4 (1977), Legislative
History of the Federal Mine Safety and Health Act of 1977
(Committee Print prepared for the Subcommittee on Labor of the
Senate Committee on Human Resources), Ser. No. 95-2, p. 592 (1978)
(Leg. Hist.). Frequent and tragic mining disasters testified to the
ineffectiveness of
11 Petitioner points to § 960, which provides that "no justice,
judge, or court of the United States shall" enjoin enforcement of
interim mandatory health and safety standards, and to § 815(a),
which provides that citations not contested in a timely manner are
"not subject to review by any court or agency," as evidence that
Congress expressly prohibited federal jurisdiction when it so
intended. Petitioner misconstrues § 960, which bars a certain form
of relief but says nothing about the appropriate forum for a
challenge. Section 815(a) similarly provides only that failure
timely to challenge a citation precludes review before the
Commission and court of appeals; it does not suggest that district
court review is otherwise available. In light of the Act's other
provisions granting district courts jurisdiction over challenges
brought only by the Secretary, §§ 818(a) and 820(j), petitioner's
argument based on the maxim
expressio unius est exclusio
alterius is unpersuasive.
210
then-existing enforcement measures.12 Under existing
legislation,13 civil penalties were not always mandatory and were
too low to compel compliance, and enforcement was hobbled by a
cumbersome review process.14
Congress expressed particular concern that under the previous
Coal Act mine operators could contest civil-penalty assessments
de novo in federal district court once the administrative
review process was complete, thereby "seriously hamper[ing] the
collection of civil penalties." 15 Concluding
12 In February 1972, for example, 125 persons were killed when a
mine dam broke at Buffalo Creek in West Virginia. Leg. Hist. 592.
See generally G. Stern, The Buffalo Creek Disaster (1976).
Ninety-one miners died of carbon monoxide asphyxiation in May 1972
at the Sunshine Silver Mine in Idaho. In July 1972, nine miners
were killed in a mine fire in Blacksville, W. Va., and in March
1976, 23 miners and 3 federal inspectors died in methane gas
explosions at the Scotia coal mine in Kentucky.
Ibid.
The House and Senate Committee Reports observed that these
accidents resulted from hazards that were remediable and that in
many cases already had been the object of repeated enforcement
efforts. See generally Leg. Hist. 362, 371, 592-593, 637. The 1972
Buffalo Creek disaster, for example, occurred after the mine had
been assessed over $1.5 million in penalties, "not one cent of
which had been paid."
Id., at 631. Sixty-two ventilation
violations were noted in the two years prior to the Scotia gas
explosions, but the imposed penalties failed to coerce compliance.
Id., at 629-630.
13 The 1977 Mine Act renamed and amended the Federal Coal Mine
Health and Safety Act of 1969 (Coal Act), 91 Stat. 1290, and
repealed the Federal Metal and Nonmetallic Mine Safety Act of 1966,
id., at 1322.
14 The Senate Report found it "unacceptable that years after
enactment of these mine safety laws ... [m]ine operators still find
it cheaper to pay minimal civil penalties than to make the capital
investments necessary to adequately abate unsafe or unhealthy
conditions, and there is still no means by which the government can
bring habitual and chronic violators of the law into compliance."
Leg. Hist. 592; see also
id., at 597.
15Id., at 633. The Senate Report explained:
"The Committee firmly believes that to effectively induce
compliance, the penalty must be paid by the operator in reasonably
close time proximity to the occurrence of the underlying violation.
A number of problems with the current penalty assessment and
collection system interfere with this. Final determinations of
penalties are not self-enforcing, and opera-
211
that "rapid abatement of violations is essential for the
protection of miners," Leg. Hist. 618, Congress accordingly made
improved penalties and enforcement measures a primary goal of the
Act.
The 1977 Mine Act thus strengthened and streamlined health and
safety enforcement requirements. The Act authorized the Secretary
to compel payment of penalties and to enjoin habitual health and
safety violators in federal district court. See Leg. Hist. 627; 30
U. S. C. §§ 820(j) and 818(a). Assessment of civil penalties was
made mandatory for all mines, and Congress expressly eliminated the
power of a mine operator to challenge a final penalty assessment
de novo in district court. Cf.
Whitney Nat. Bank, 379
U. S., at 420 (that "Congress rejected a proposal for a
de
novo review in the district courts of Board decisions" supports
a finding of district court preclusion).16 We consider the
legislative history and these amendments to be persuasive evidence
that Congress intended to direct ordinary challenges under the Mine
Act to a single review process.
tors have the right to seek judicial review of penalty
determinations, and may request a de novo trial on the issues in
the U. S. District Courts. This encourages operators who are not
pre-disposed to voluntarily pay assessed penalties to pursue cases
through the elaborate administrative procedure and then to seek
redress in the Courts. Since the District Courts are still
reluctant to schedule trials on these cases, and the Department of
Justice has been reluctant to pursue such cases in the courts, the
matters generally languish at that stage, and the penalties go
uncollected."
Id., at 604.
16 The Senate Report's citation, see Leg. Rist. 602, of
Bituminous Coal Operators' Assn. v.
Secretary of
Interior, 547 F.2d
240 (CA4 1977) (holding that pre-enforcement district
court challenges were not precluded under the 1969 Coal Act), does
not support petitioner's claim that Congress intended to preserve
district court jurisdiction over pre-enforcement suits. That case
was cited for an unrelated proposition and does not constitute a
"settled judicial construction" that Congress presumptively
preserved.
United States v.
Powell, 379 U. S. 48, 55, n. 13
(1964); see also
Keene Corp. v.
United States,
508 U. S. 200,
207-209 (1993).
212
Abbott Laboratories v.
Gardner, 387 U. S. 136 (1967), is
not to the contrary. In that case, this Court held that statutory
review of certain provisions of the Federal Food, Drug, and
Cosmetic Act, 52 Stat. 1040, as amended by the Drug Amendments of
1962, 76 Stat. 780, 21 U. S. C. § 301
et seq., did not
preclude district court jurisdiction over a preenforcement
challenge to regulations promulgated under separate provisions of
that Act. In so holding, the Court found that the presence of a
statutory saving clause, see 387 U. S., at 144, and the statute's
legislative history demonstrated "rather conclusively that the
specific review provisions were designed to give an additional
remedy and not to cut down more traditional channels of review,"
id., at 142. It concluded that Congress' primary concern in
adopting the administrative-review procedures was to supplement
review of specific agency determinations over which traditional
forms of review might be inadequate.
Id., at 142-144.
Contrary to petitioner's contentions, no comparable statutory
language or legislative intent is present here. Indeed, as
discussed above, the Mine Act's text and legislative history
suggest precisely the opposite. The prospect that federal
jurisdiction might thwart effective enforcement of the statute also
was less immediate in
Abbott Laboratories, since the
Abbott petitioners did not attempt to stay enforcement of
the challenged regulation pending judicial review, as petitioner
did here.
Id., at 155-156.
C
We turn to the question whether petitioner's claims are of the
type Congress intended to be reviewed within this statutory
structure. This Court previously has upheld district court
jurisdiction over claims considered "wholly 'collateral' " to a
statute's review provisions and outside the agency's expertise,
Heckler v.
Ringer, 466 U. S. 602, 618
(1984), discussing
Mathews v.
Eldridge, 424 U. S. 319 (1976),
particularly where a finding of preclusion could foreclose all
meaningful
213
judicial review. See
Traynor v.
Turnage, 485 U. S. 535, 544545
(1988) (statutory prohibition of all judicial review of Veterans
Administration benefits determinations did not preclude
jurisdiction over an otherwise unreviewable collateral statutory
claim);
Bowen v.
Michigan Academy of Family
Physicians, 476
U. S. 667, 678-680 (1986);
Johnson v.
Robison,
415 U. S. 361,
373-374 (1974);
Oestereich v.
Selective Servo System
Local Bd. No. 11,
393 U. S. 233, 237-238
(1968);
Leedom v.
Kyne, 358 U. S. 184, 190 (1958)
(upholding injunction of agency action where petitioners had "no
other means, within their control ... to protect and enforce that
right"). In
Mathews v.
Eldridge, for example, it was
held that 42 U. S. C. § 405(g), which requires exhaustion of
administrative remedies before the denial of Social Security
disability benefits may be challenged in district court, was not
intended to bar federal jurisdiction over a due process challenge
that was "entirely collateral" to the denial of benefits, 424 U.
S., at 330, and where the petitioner had made a colorable showing
that full postdeprivation relief could not be obtained,
id.,
at 331.
McNary v.
Haitian Refugee Center, Inc., 498 U. S. 479 (1991),
similarly held that an alien could bring a due process challenge to
Immigration and Naturalization Service amnesty determination
procedures, despite an Immigration and Nationality Act provision
expressly limiting judicial review of individual amnesty
determinations to deportation or exclusion proceedings. See 8 U. S.
C. § 1160(e). This Court held that the statutory language did not
evidence an intent to preclude broad "pattern and practice"
challenges to the program, 498 U. S., at 494, 497, and acknowledged
that "if not allowed to pursue their claims in the District Court,
respondents would not as a practical matter be able to obtain
meaningful judicial review,"
id., at 496.
An analogous situation is not presented here. Petitioner pressed
two primary claims below: that the UMW A designation under § 813(f)
violates the principles of collective bar-
214
gaining under the NLRA and petitioner's right "to exclude
nonemployee union organizers from [its] property,"
Lechmere,
Inc. v.
NLRB, 502 U. S. 527, 532
(1992), and that adjudication of petitioner's claims through the
statutory-review provisions will violate due process by depriving
petitioner of meaningful review. Petitioner's statutory claims at
root require interpretation of the parties' rights and duties under
§ 813(f) and 30 CFR pt. 40, and as such arise under the Mine Act
and fall squarely within the Commission's expertise. The
Commission, which was established as an independentreview body to
"develop a uniform and comprehensive interpretation" of the Mine
Act, Hearing on the Nomination of Members of the Federal Mine
Safety and Health Review Commission before the Senate Committee on
Human Resources, 95th Cong., 2d Sess., 1 (1978), has extensive
experience interpreting the walk-around rights 17 and recently
addressed the precise NLRA claims presented here.18 AI-
17 See
Cyprus Empire Corp. v.
Secretary, 15 F. M.
S. H. R. C. 10 (1993) (striking workers' entitlement to walk-around
representation);
Council of Southern Mountains, Inc. v.
Martin County Coal Corp., 6 F. M. S. H. R. C. 206 (1984),
aff'd
sub nom. Council of Southern Mountains, Inc. v.
FMSHRC, 751 F.2d
1418 (CADC 1985) (nonemployee miners' representative
entitlement to monitor training courses at the mine);
Magma
Copper Co. v.
Secretary, 1 F. M. S. H. R. C. 1948
(1979), aff'd in part,
645 F.2d
694 (CA9 1981) (compensation for multiple miners'
representatives).
18See
Kerr-McGee Coal Corp. v.
Secretary, 15 F. M.
S. H. R. C. 352 (1993). The Commission concluded that there was "no
basis" for limiting the designation of miners' representatives to
"member[s] of a union that also represents the miners for
collective bargaining purposes under the NLRA,"
id., at 361,
since the "discrete safety and health purpose of the Mine Act ...
render these NLRA principles inapplicable here,"
id., at
362. The Commission noted that the preamble to 30 CFR pt. 40
expressly disapproves incorporation of the NLRA's majoritarian
representation principles, 15 F. M. S. H. R.
C., at 359, and
n. 8, and rejected petitioner's property-rights claim, since
"Lechmere does not reverse walkaround law as it has
developed under the Mine Act."
Id., at 362. Cf.
Emery
Mining Corp. v.
Secretary, 10 F. M. S. H. R. C. 276
(1988), aff'd in part and rev'd in part
sub nom. Utah Power
&
Light Co. v.
Secretary of Labor, 897 F. 2d
215
though the Commission has no particular expertise in construing
statutes other than the Mine Act, we conclude that exclusive review
before the Commission is appropriate since "agency expertise
[could] be brought to bear on" the statutory questions presented
here.
Whitney Nat. Bank, 379 U. S., at 420.
As for petitioner's constitutional claim, we agree that
"[a]djudication of the constitutionality of congressional
enactments has generally been thought beyond the jurisdiction of
administrative agencies,"
Johnson v.
Robison, 415 U.
S., at 368, quoting
Oestereich v.
Selective Servo System
Local Bd. No. 11, 393 U. S., at 242 (Harlan, J., concurring in
result); accord,
Califano v.
Sanders, 430 U. S. 99, 109 (1977).
This rule is not mandatory, however, and is perhaps of less
consequence where, as here, the reviewing body is not the agency
itself but an independent Commission established exclusively to
adjudicate Mine Act disputes. See
Secretary v.
Richardson, 3 F. M. S. H. R. C. 8, 18-20 (1981). The
Commission has addressed constitutional questions in previous
enforcement proceedings.19 Even if this were not the case, however,
petitioner's statutory and constitutional claims here can be
meaningfully addressed in the Court of Appeals.20
447 (CAW 1990) (construing the Mine Act in light of the NLRA and
concluding that a miners' representative may be a nonemployee).
19 See
Secretary V.
Jim Walter Resources, Inc., 9
F. M. S. H. R. C. 1305, 1306-1307 (1987), aff'd,
920 F.2d
738 (CA111990) (due process);
Secretary V.
Alabama
By-Products Corp., 4 F. M. S. H. R. C. 2128, 2129-2130 (1982)
(vagueness);
Secretary V.
Richardson, 3 F. M. S. H.
R. C. 8, 21-28 (1981) (equal protection).
Kaiser Coal Corp.
V.
Secretary, 10 F. M. S. H. R. C. 1165 (1988), does not
suggest otherwise, but simply held that declaratory relief from the
Commission was unavailable for a question already under
consideration in the Court of Appeals.
20 Cf.
Weinberger V.
Salfi, 422 U. S. 749, 762
(1975). This case thus does not present the "serious constitutional
question" that would arise if an agency statute were construed to
preclude all judicial review of a constitutional claim. See
Bowen V.
Michigan Academy of Family Physicians,
476 U. S. 667,
681, n. 12 (1986).
216
We conclude that the Mine Act's comprehensive enforcement
structure, combined with the legislative history's clear concern
with channeling and streamlining the enforcement process,
establishes a "fairly discernible" intent to preclude district
court review in the present case. See
Block v.
Community
Nutrition Institute, 467 U. S., at 351. Petitioner's claims are
"pre-enforcement" only because the company sued before a citation
was issued, and its claims turn on a question of statutory
interpretation that can be meaningfully reviewed under the Mine
Act. Had petitioner persisted in its refusal to post the
designation, the Secretary would have been required to issue a
citation and commence enforcement proceedings. See 30 U. S. C. §§
815(a) and 820 (1988 ed. and Supp. IV). Nothing in the language and
structure of the Act or its legislative history suggests that
Congress intended to allow mine operators to evade the
statutory-review process by enjoining the Secretary from commencing
enforcement proceedings, as petitioner sought to do here. To uphold
the District Court's jurisdiction in these circumstances would be
inimical to the structure and the purposes of the Mine Act.
IV
Petitioner finally contends, in the alternative, that due
process requires district court review because the absence of
pre-enforcement declaratory relief before the Commission will
subject petitioner to serious and irreparable harm. We need not
consider this claim, however, because neither compliance with, nor
continued violation of, the statute will subject petitioner to a
serious prehearing deprivation.
The record before us contains no evidence that petitioner will
be subject to serious harm if it complies with 30 U. S. C. § 813(f)
and 30 CFR pt. 40 by posting the designations, and the potential
for abuse of the miners' representative position appears limited.
As the district manager of the MSHA stated to petitioner,
designation as a miners' representative
217
does not convey "an uncontrolled access right to the mine
property to engage in any activity that the miners' representative
wants." App. 49. Statutory inspections of petitioner's mine need
occur only twice annually and are conducted with representatives of
the Secretary and the operator. Because the miners' representative
cannot receive advance notice of an inspection, the ability of the
nonemployee UMWA designees to exercise these limited walkaround
rights is speculative. See Tr. of Oral Arg. 31; Brief for
International Union, UMWA, as
Amicus Curiae 11, n. 2.
Although it is possible that a miners' representative could abuse
his privileges, we agree with the Court of Appeals that petitioner
has failed to demonstrate that such abuse, entirely hypothetical on
the record before us, cannot be remedied on an individual basis
under the Mine Act. See 969 F. 2d, at 976-977, and n. 6;
Utah
Power &
Light Co. v.
Secretary of Labor,
897 F.2d
447, 452 (CAlO 1990);
Kerr-McGee Coal Corp. v.
Secretary, 15 F. M. S. H. R. C. 352, 361-362 (1993).21
Nor will petitioner face any serious prehearing deprivation if
it refuses to post the designations while challenging
21 Without addressing the merits of petitioner's underlying
claim, we note that petitioner appears to misconstrue
Lechmere,
Inc. v.
NLRB, 502 U. S. 527 (1992). The right of
employers to exclude union organizers from their private property
emanates from state common law, and while this right is not
superseded by the NLRA, nothing in the NLRA expressly protects it.
To the contrary, this Court consistently has maintained that the
NLRA may entitle union employees to obtain access to an employer's
property under limited circumstances. See
id., at 537;
NLRB v.
Babcock &
Wilcox Co., 351 U. S. 105, 112
(1956). Moreover, in a related context, the Court has held that
Congress' interest in regulating the mining industry may justify
limiting the private property interests of mine operators. See
Donovan v.
Dewey, 452 U. S. 594 (1981)
(unannounced Mine Act inspections do not violate the Fourth
Amendment).
218
the Secretary's interpretation.22 Although the Act's civil
penalties unquestionably may become onerous if petitioner chooses
not to comply, the Secretary's penalty assessments become final and
payable only after full review by both the Commission and the
appropriate court of appeals. 30 U. S. C. §§ 820(i) and 816. A mine
operator may request that the Commission expedite its proceedings,
§ 815(d), and temporary relief of certain orders is available from
the Commission and the court of appeals. §§ 815(b)(2) and
816(a)(2). Thus, this case does not present the situation
confronted in
Ex parte Young, 209 U. S. 123, 148
(1908), in which the practical effect of coercive penalties for
noncompliance was to foreclose all access to the courts. Nor does
this approach a situation in which compliance is sufficiently
onerous and coercive penalties sufficiently potent that a
constitutionally intolerable choice might be presented.
v
We conclude that the Mine Act's administrative structure was
intended to preclude district court jurisdiction over petitioner's
claims and that those claims can be meaningfully reviewed through
that structure consistent with due process.23 The judgment of the
Court of Appeals is affirmed.
It is so ordered.
22We note that petitioner expressly disavows any abstract
challenge to the Mine Act's statutory review scheme, but limits its
due process claim to the present situation where the Act allegedly
requires petitioner to relinquish an independent statutory right.
See Brief for Petitioner 31, n.31.
23 Because we have resolved this dispute on statutory preclusion
grounds, we do not reach the parties' arguments concerning final
agency action, a cause of action, ripeness, and exhaustion.
219
JUSTICE SCALIA, with whom JUSTICE THOMAS joins, concurring in
part and concurring in the judgment.
I join all except Parts III-B, IV, and V of the Court's opinion.
The first of these consists of a discussion of the legislative
history of the Federal Mine Safety and Health Amendments Act of
1977, 30 U. S. C. § 801
et seq. (1988 ed. and Supp. IV),
which is found to "confir[m],"
ante, at 209, the Court's
interpretation of the statute. I find that discussion unnecessary
to the decision. It serves to maintain the illusion that
legislative history is an important factor in this Court's deciding
of cases, as opposed to an omnipresent makeweight for decisions
arrived at on other grounds. See
Wisconsin Public Intervenor
v.
Mortier, 501 U. S. 597, 617, 621
(1991) (SCALIA, J., concurring in judgment).
As to Part V: The only additional analysis introduced in that
brief section is the proposition that "the parties' arguments
concerning final agency action, a cause of action, ripeness, and
exhaustion" need not be reached "[b]ecause we have resolved this
dispute on statutory preclusion grounds."
Ante, at 218, n.
23. That is true enough as to the claims disposed of in Part III,
but quite obviously not true as to the constitutional claim
disposed of in Part IV; which is rejected not on preclusion grounds
but on the merits. * The alleged impediments to entertaining that
claim must be considered. I t suffices here to say that I do not
consider them valid.
*1 understand Part IV to be dealing with the issue of whether
the exclusion of judicial review adjudged in Part III is
constitutional. Even though, as Part III has determined, the
Federal Mine Safety and Health Amendments Act of 1977 precludes
judicial review of the agency action that is the subject of the
present suit, the district court retains jurisdiction under the
grant of general federal-question jurisdiction, see 28 U. S. C. §
1331, for the limited purpose of determining whether that
preclusion
itself is unconstitutional and hence ineffective.
Cf.
Ng Fung Ho v.
White, 259 U. S. 276, 282-285
(1922) (permitting habeas corpus review of deportation orders);
Battaglia v.
General Motors Corp., 169 F.2d 254, 257
(CA2 1948).
220
And finally, as to Part IV: The Court holds that the preclusion
of review is constitutional "because neither compliance with, nor
continued violation of, the statute will subject petitioner to a
serious prehearing deprivation."
Ante, at 216. I presume
this means that any such deprivation will be
de minimis
(since I know of no doctrine which lets stand unconstitutional
injury that is more than
de minimis but short of some other
criterion of gravity). It seems to me, however, that compliance
with the inspection regulations
will cause petitioner more
than
de minimis harm (assuming, as we must in evaluating the
harm resulting from compliance, that petitioner is correct on the
merits of his claims). Compliance will compel the company to allow
union officials to enter its premises (and in a position of
apparent authority, at that), notwithstanding its common-law right
to exclude them, cf.
Lechmere, Inc. v.
NLRB, 502 U. S. 527, 534-535
(1992). And compliance will provide at least some confidential
business information to officers of the union. (The UMW A's
contention, on which the Court relies, that it is "speculative"
whether a nonemployee miners' representative will be able to
accompany the walk-arounds means only that such a representative
may not
always be able to do so. He will surely
often
be able to do so, since the statute
requires that he "be
given an opportunity to accompany" the inspector. 30 U. S. C. §
813(f).)
In my view, however, the preclusion of pre-enforcement judicial
review is constitutional
whether or not compliance produces
irreparable harm-at least if a summary penalty does not cause
irreparable harm
(e. g., if it is a recoverable summary
fine) or if judicial review
is provided before a penalty for
noncompliance can be imposed. (The latter condition exists here, as
it does in most cases, because the penalty for noncompliance can
only be imposed in court.) Were it otherwise, the availability of
pre-enforcement challenges would have to be the rule rather than
the exception, since complying with a regulation later held invalid
almost
always
221
produces the irreparable harm of nonrecoverable compliance
costs. Petitioner's claim is that the imposition of a choice
between (1) complying with what the Government says to be the law,
and (2) risking potential penalties (without a prior opportunity to
challenge the law in district court) denies due process. This is
similar to the constitutional challenge brought in the line of
cases beginning with
Ex parte Young, 209 U. S. 123 (1908), but
with one crucial difference. As the Court notes, see
ante,
at 217-218, petitioner, unlike the plaintiff in
Young, had
the option of complying
and then bringing a judicial
challenge. The constitutional defect in
Young was that the
dilemma of either obeying the law and thereby forgoing any
possibility of judicial review, or risking "enormous" and "severe"
penalties, effectively cut off all access to the courts. See 209 U.
S., at 146-148. That constitutional problem does not exist here,
nor does any other of which I am aware. Cf.
Bailey v.
George, 259 U.
S. 16, 19 (1922). I would decide the second constitutional
challenge (Part IV) on the simple grounds that the company can
obtain judicial review if it complies with the agency's request,
and can obtain pre sanction judicial review if it does not.
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