OCTOBER TERM, 2000
Syllabus
TEXAS
v. COBB
CERTIORARI TO THE COURT OF CRIMINAL APPEALS OF TEXAS No.
99-1702. Argued January 16, 200l-Decided April 2, 2001
While under arrest for an unrelated offense, respondent
confessed to a home burglary, but denied knowledge of a woman and
child's disappearance from the home. He was indicted for the
burglary, and counsel was appointed to represent him. He later
confessed to his father that he had killed the woman and child, and
his father then contacted the police. While in custody, respondent
waived his rights under
Miranda v.
Arizona, 384 U. S. 436, and
confessed to the murders. He was convicted of capital murder and
sentenced to death. On appeal to the Texas Court of Criminal
Appeals, he argued,
inter alia, that his confession should
have been suppressed because it was obtained in violation of his
Sixth Amendment right to counsel, which he claimed attached when
counsel was appointed in the burglary case. The court reversed and
remanded, holding that once the right to counsel attaches to the
offense charged, it also attaches to any other offense that is very
closely related factually to the offense charged.
Held: Because the Sixth Amendment right to counsel is
"offense specific," it does not necessarily extend to offenses that
are "factually related" to those that have actually been charged.
Pp.167-174.
(a) In
McNeil v.
Wisconsin, 501 U. S. 171, 176, this
Court held that a defendant's statements regarding offenses for
which he has not been charged are admissible notwithstanding the
attachment of his Sixth Amendment right to counsel on other charged
offenses. Although some lower courts have read into
McNeil's
offense-specific definition an exception for crimes that are
"factually related" to a charged offense, and have interpreted
Brewer v.
Williams, 430 U. S. 387, and
Maine v.
Moulton, 474 U. S. 159, to support
this view, this Court declines to do so.
Brewer did not
address the question at issue here. And to the extent
Moulton spoke to the matter at all, it expressly referred to
the offensespecific nature of the Sixth Amendment right to counsel.
In predicting that the offense-specific rule will prove disastrous
to suspects' constitutional rights and will permit the police
almost total license to conduct unwanted and uncounseled
interrogations, respondent fails to appreciate two critical
considerations. First, there can be no doubt that a suspect must be
apprised of his rights against compulsory self-incrimination and to
consult with an attorney before authorities may conduct custodial
interrogation. See
Miranda, supra, at 479. Here, police
scrupulously
163
followed
Miranda's dictates when questioning respondent.
Second, the Constitution does not negate society's interest in the
police's ability to talk to witnesses and suspects, even those who
have been charged with other offenses. See
McNeil, supra, at
181. Pp. 167-172.
(b) Although the Sixth Amendment right to counsel clearly
attaches only to charged offenses, this Court has recognized in
other contexts that the definition of an "offense" is not
necessarily limited to the four corners of a charging document. The
test to determine whether there are two different offenses or only
one is whether each provision requires proof of a fact which the
other does not.
Blockburger v.
United States,
284 U. S. 299,
304. The
Blockburger test has been applied to delineate the
scope of the Fifth Amendment's Double Jeopardy Clause, which
prevents multiple or successive prosecutions for the "same
offense." See,
e. g., Brown v.
Ohio, 432 U. S. 161, 164-166.
There is no constitutional difference between "offense" in the
double jeopardy and right-to-counsel contexts. Accordingly, when
the Sixth Amendment right to counsel attaches, it encompasses
offenses that, even if not formally charged, would be considered
the same offense under the
Blockburger test. Pp.
172-174.
(c) At the time respondent confessed to the murders, he had been
indicted for burglary but had not been charged in the murders. As
defined by Texas law, these crimes are not the same offense under
Blockburger. Thus, the Sixth Amendment right to counsel did
not bar police from interrogating respondent regarding the murders,
and his confession was therefore admissible. P. 174.
Reversed.
REHNQUIST, C. J., delivered the opinion of the Court, in which
O'CONNOR, SCALIA, KENNEDY, and THOMAS, JJ., joined. KENNEDY, J.,
filed a concurring opinion, in which SCALIA and THOMAS, JJ.,
joined,
post, p. 174. BREYER, J., filed a dissenting
opinion, in which STEVENS, SOUTER, and GINSBURG, JJ., joined,
post, p. 177.
Gregory S.
Coleman, Solicitor General of Texas,
argued the cause for petitioner. With him on the briefs were
John Cornyn, Attorney General,
Andy Taylor, First
Assistant Attorney General, and S.
Kyle Duncan, Assistant
Solicitor General.
Lisa Schiavo Blatt argued the cause for the United States as
amicus curiae urging reversal. With her on the brief were Solicitor
General Waxman, Assistant Attorney Gen-
164
eral Robinson, Deputy Solicitor General Dreeben, and Deborah
Watson.
Roy E. Greenwood, by appointment of the Court, 531 U. S.
807, argued the cause for respondent. With him on the brief were
David A. Schulman and
Lee Haidusek. *
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
The Texas Court of Criminal Appeals held that a criminal
defendant's Sixth Amendment right to counsel attaches not only to
the offense with which he is charged, but to other offenses
"closely related factually" to the charged offense. We hold that
our decision in
McNeil v.
Wisconsin, 501 U. S. 171 (1991),
meant what it said, and that the Sixth Amendment right is "offense
specific."
In December 1993, Lindsey Owings reported to the Walker County,
Texas, Sheriff's Office that the home he
*Briefs of
amici curiae urging reversal were filed for
the State of Ohio et al. by
Betty D. Montgomery, Attorney
General of Ohio,
Edward B. Foley, State Solicitor,
David
M. Gormley, Associate Solicitor, and
Elise W Porter and
Norman E. Plate, Assistant Solicitors, and by the Attorneys
General for their respective States as follows:
Bill Pryor
of Alabama,
Janet Napolitano of Arizona,
Bill Lockyer
of California,
Ken Salazar of Colorado,
John M.
Bailey of Connecticut,
Robert A. Butterworth of Florida,
Carla J.
Stovall of Kansas,
Richard P. Ieyoub
of Louisiana,
Andrew Ketterer of Maine,
Michael C.
Moore of Mississippi,
Joseph P. Mazurek of Montana,
Don Stenberg of Nebraska,
Frankie Sue Del Papa of
Nevada,
Philip T. McLaughlin of New Hampshire,
W A. Drew
Edmondson of Oklahoma,
D. Michael Fisher of
Pennsylvania,
Charles M. Condon of South Carolina,
Mark
Barnett of South Dakota,
Mark L. Earley of Virginia, and
Gay Woodhouse of Wyoming; for the Criminal Justice Legal
Foundation by
Kent S.
Scheidegger and
Charles L.
Hobson; and for the National Association of Police
Organizations et al. by
Patrick F.
Philbin and
Stephen R. McSpadden.
Sheri Lynn Johnson and
Jeffrey J.
Pokorak
filed a brieffor the National Association of Criminal Defense
Lawyers et al. as
amici curiae urging affirmance.
Stephen G.
Tipps and
Jennifer L. Walker
Elrod filed a brief for the Texas District & County
Attorneys Association et al. as
amici curiae.
165
shared with his wife, Margaret, and their 16-month-old daughter,
Kori Rae, had been burglarized. He also informed police that his
wife and daughter were missing. Respondent Raymond Levi Cobb lived
across the street from the Owings. Acting on an anonymous tip that
respondent was involved in the burglary, Walker County
investigators questioned him about the events. He denied
involvement. In July 1994, while under arrest for an unrelated
offense, respondent was again questioned about the incident.
Respondent then gave a written statement confessing to the
burglary, but he denied knowledge relating to the disappearances.
Respondent was subsequently indicted for the burglary, and Hal
Ridley was appointed in August 1994 to represent respondent on that
charge.
Shortly after Ridley's appointment, investigators asked and
received his permission to question respondent about the
disappearances. Respondent continued to deny involvement.
Investigators repeated this process in September 1995, again with
Ridley's permission and again with the same result.
In November 1995, respondent, free on bond in the burglary case,
was living with his father in Odessa, Texas. At that time,
respondent's father contacted the Walker County Sheriff's Office to
report that respondent had confessed to him that he killed Margaret
Owings in the course of the burglary. Walker County investigators
directed respondent's father to the Odessa police station, where he
gave a statement. Odessa police then faxed the statement to Walker
County, where investigators secured a warrant for respondent's
arrest and faxed it back to Odessa. Shortly thereafter, Odessa
police took respondent into custody and administered warnings
pursuant to
Miranda v.
Arizona, 384 U. S. 436 (1966).
Respondent waived these rights.
After a short time, respondent confessed to murdering both
Margaret and Kori Rae. Respondent explained that when Margaret
confronted him as he was attempting to re-
166
move the Owings' stereo, he stabbed her in the stomach with a
knife he was carrying. Respondent told police that he dragged her
body to a wooded area a few hundred yards from the house.
Respondent then stated:
"'I went back to her house and I saw the baby laying on its bed.
I took the baby out there and it was sleeping the whole time. I
laid the baby down on the ground four or five feet away from its
mother. I went back to my house and got a flat edge shovel. That's
all I could find. Then I went back over to where they were and I
started digging a hole between them. After I got the hole dug, the
baby was awake. It started going toward its mom and it fell in the
hole. I put the lady in the hole and I covered them up. I remember
stabbing a different knife I had in the ground where they were. I
was crying right then.'" App. to Pet. for Cert. A-9 to A-10.
Respondent later led police to the location where he had buried
the victims' bodies.
Respondent was convicted of capital murder for murdering more
than one person in the course of a single criminal transaction. See
Tex. Penal Code Ann. § 19.03(a)(7)(A) (1994). He was sentenced to
death. On appeal to the Court of Criminal Appeals of Texas,
respondent argued,
inter alia, that his confession should
have been suppressed because it was obtained in violation of his
Sixth Amendment right to counsel. Relying on
Michigan v.
Jackson, 475
U. S. 625 (1986), respondent contended that his right to
counsel had attached when Ridley was appointed in the burglary case
and that Odessa police were therefore required to secure Ridley's
permission before proceeding with the interrogation.
The Court of Criminal Appeals reversed respondent's conviction
by a divided vote and remanded for a new trial. The court held that
"once the right to counsel attaches to
167
the offense charged, it also attaches to any other offense that
is very closely related factually to the offense charged." 2000 WL
275644, *3 (2000) (citations omitted). Finding the capital murder
charge to be "factually interwoven with the burglary," the court
concluded that respondent's Sixth Amendment right to counsel had
attached on the capital murder charge even though respondent had
not yet been charged with that offense.
Id., at *4. The
court further found that respondent had asserted that right by
accepting Ridley's appointment in the burglary case. See ibid.
Accordingly, it deemed the confession inadmissible and found that
its introduction had not been harmless error. See id., at *4-*5.
Three judges dissented, finding
Michigan v.
Jackson
to be distinguishable and concluding that respondent had made a
valid unilateral waiver of his right to counsel before confessing.
See 2000 WL, at *5-*13 (opinion of McCormick, P. J.).
The State sought review in this Court, and we granted certiorari
to consider first whether the Sixth Amendment right to counsel
extends to crimes that are "factually related" to those that have
actually been charged, and second whether respondent made a valid
unilateral waiver of that right in this case. 530 U. S. 1260
(2000). Because we answer the first question in the negative, we do
not reach the second.
The Sixth Amendment provides that "[i]n all criminal
prosecutions, the accused shall enjoy the right ... to have the
Assistance of Counsel for his defence." In
McNeil v.
Wisconsin, 501
U. S. 171 (1991), we explained when this right arises:
"The Sixth Amendment right [to counsel] ... is offense specific.
It cannot be invoked once for all future prosecutions, for it does
not attach until a prosecution is commenced, that is, at or after
the initiation of adversary judicial criminal proceedings-whether
by way of formal charge, preliminary hearing, indictment, in-
168
formation, or arraignment." Id., at 175 (citations and
internal quotation marks omitted).
Accordingly, we held that a defendant's statements regarding
offenses for which he had not been charged were admissible
notwithstanding the attachment of his Sixth Amendment right to
counsel on other charged offenses. See id., at 176.
Some state courts and Federal Courts of Appeals, however, have
read into
McNeil's offense-specific definition an exception
for crimes that are "factually related" to a charged offense. 1
Several of these courts have interpreted
Brewer v.
Williams, 430
U. S. 387 (1977), and
Maine v.
Moulton, 474 U. S. 159 (1985)-both
of which were decided well before
McNeil-to support this
view, which respondent now invites us to approve. We decline to do
so.
In
Brewer, a suspect in the abduction and murder of a
10-year-old girl had fled from the scene of the crime in Des
Moines, Iowa, some 160 miles east to Davenport, Iowa, where he
surrendered to police. An arrest warrant was issued in Des Moines
on a charge of abduction, and the suspect was arraigned on that
warrant before a Davenport judge. Des Moines police traveled to
Davenport, took the man into custody, and began the drive back to
Des Moines. Along the way, one of the officers persuaded the
suspect to lead police to the victim's body. The suspect ultimately
was convicted of the girl's murder. This Court upheld the federal
habeas court's conclusion that police had violated the suspect's
Sixth Amendment right to counsel. We held that the officer's
comments to the suspect constituted in-
1 See,
e. g., United States v.
Covarrubias,
179 F.3d
1219, 1223-1224
(CA9 1999);
United States v.
Melgar, 139 F.3d
1005, 1013
(CA4 1998); United States v.
Doherty,
126 F.3d
769, 776
(CA6 1997);
United States v.
Arnold, 106 F.3d
37, 41
(CA3 1997);
United States v.
Williams, 993 F.2d
451, 457
(CA5 1993);
Commonwealth v.
Rainwater, 425 Mass. 540, 556, 681 N. E. 2d 1218, 1229
(1997);
In re Pack, 420 Pa. Super. 347, 354-356, 616 A. 2d
1006, 1010-1011 (1992).
169
terrogation and that the suspect had not validly waived his
right to counsel by responding to the officer. See 430 U. S., at
405-406.
Respondent suggests that
Brewer implicitly held that the
right to counsel attached to the factually related murder when the
suspect was arraigned on the abduction charge. See Brief for
Respondent 4. The Court's opinion, however, simply did not address
the significance of the fact that the suspect had been arraigned
only on the abduction charge, nor did the parties in any way argue
this question. Constitutional rights are not defined by inferences
from opinions which did not address the question at issue. Cf.
Hagans v.
Lavine, 415 U. S. 528, 535, n. 5
(1974) ("[W]hen questions of jurisdiction have been passed on in
prior decisions
sub silentio, this Court has never
considered itself bound when a subsequent case finally brings the
jurisdictional issue before us").
Moulton is similarly unhelpful to respondent. That case
involved two individuals indicted for a series of thefts, one of
whom had secretly agreed to cooperate with the police investigation
of his codefendant, Moulton. At the suggestion of police, the
informant recorded several telephone calls and one face-to-face
conversation he had with Moulton during which the two discussed
their criminal exploits and possible alibis. In the course of those
conversations, Moulton made various incriminating statements
regarding both the thefts for which he had been charged and
additional crimes. In a superseding indictment, Moulton was charged
with the original crimes as well as burglary, arson, and three
additional thefts. At trial, the State introduced portions of the
recorded face-to-face conversation, and Moulton ultimately was
convicted of three of the originally charged thefts plus one count
of burglary. Moulton appealed his convictions to the Supreme
Judicial Court of Maine, arguing that introduction of the recorded
conversation violated
170
his Sixth Amendment right to counsel. That court agreed,
holding:
"'Those statements may be admissible in the investigation or
prosecution of charges for which, at the time the recordings were
made, adversary proceedings had not yet commenced. But as to the
charges for which Moulton's right to counsel had already attached,
his incriminating statements should have been ruled inadmissible at
trial, given the circumstances in which they were acquired.'" 474
U. S., at 168 (quoting State v. Moulton, 481 A. 2d
155, 161 (1984)).
We affirmed.
Respondent contends that, in affirming reversal of both the
theft and burglary charges, the
Moulton Court must have
concluded that Moulton's Sixth Amendment right to counsel attached
to the burglary charge. See Brief for Respondent 13-14; see also
Brief for the National Association of Criminal Defense Lawyers et
al. as
Amici Curiae 22-23. But the
Moulton Court did
not address the question now before us, and to the extent
Moulton spoke to the matter at all, it expressly referred to
the offense-specific nature of the Sixth Amendment right to
counsel:
"The police have an interest in the thorough investigation of
crimes for whichformal charges have already been filed. They
also have an interest in investigating new or additional crimes.
Investigations of either type of crime may require surveillance of
individuals already under indictment. Moreover, law enforcement
officials investigating an individual suspected of committing one
crime and formally charged with having committed another
crime obviously seek to discover evidence useful at a trial of
either crime. In seeking evidence pertaining to pending
charges, however, the Government's investigative powers are
limited by the Sixth Amendment rights of the accused .... On the
other hand, to exclude
171
evidence pertaining to charges as to which the Sixth Amendment
right to counsel had not attached at the time the evidence was
obtained, simply because other charges were pending at that time,
would unnecessarily frustrate the public's interest in the
investigation of criminal activities." 474 U. S., at 179-180
(emphasis added; footnote omitted).
See also id., at 168 ("[T]he purpose of their meeting was to
discuss the
pending charges"); id., at 177 ("[T]he police
knew ... that Moulton and [the informant] were meeting for the
express purpose of discussing the
pending charges ... "
(emphasis added)). Thus, respondent's reliance on
Moulton is
misplaced and, in light of the language employed there and
subsequently in
McNeil, puzzling.
Respondent predicts that the offense-specific rule will prove
"disastrous" to suspects' constitutional rights and will "permit
law enforcement officers almost complete and total license to
conduct unwanted and uncounseled interrogations." Brief for
Respondent 8-9. Besides offering no evidence that such a parade of
horribles has occurred in those jurisdictions that have not
enlarged upon
McNeil, he fails to appreciate the
significance of two critical considerations. First, there can be no
doubt that a suspect must be apprised of his rights against
compulsory self-incrimination and to consult with an attorney
before authorities may conduct custodial interrogation. See
Miranda v.
Arizona, 384 U. S., at 479;
Dickerson v.
United States, 530 U. S. 428, 435 (2000)
(quoting
Miranda). In the present case, police scrupulously
followed
Miranda's dictates when questioning respondent.2
Second, it is critical to recognize that the Con-
2 Curiously, while predicting disastrous consequences for the
core values underlying the Sixth Amendment, see
post, at
179-183 (opinion of BREYER, J.), the dissenters give short shrift
to the Fifth Amendment's role (as expressed in
Miranda and
Dickerson) in protecting a defendant's right to consult with
counsel before talking to police. Even though the Sixth Amendment
right to counsel has not attached to uncharged offenses,
172
stitution does not negate society's interest in the ability of
police to talk to witnesses and suspects, even those who have been
charged with other offenses.
"Since the ready ability to obtain uncoerced confessions is not
an evil but an unmitigated good, society would be the loser.
Admissions of guilt resulting from valid Miranda waivers
'are more than merely "desirable"; they are essential to society's
compelling interest in finding, convicting, and punishing those who
violate the law.'" McNeil, 501 U. S., at 181 (quoting
Moran v. Burbine, 475 U. S. 412, 426
(1986)).
See also
Moulton, supra, at 180 ("[T]o exclude evidence
pertaining to charges as to which the Sixth Amendment right to
counsel had not attached at the time the evidence was obtained,
simply because other charges were pending at that time, would
unnecessarily frustrate the public's interest in the investigation
of criminal activities").
Although it is clear that the Sixth Amendment right to counsel
attaches only to charged offenses, we have recog-
defendants retain the ability under
Miranda to refuse any
police questioning, and, indeed, charged defendants presumably have
met with counsel and have had the opportunity to discuss whether it
is advisable to invoke those Fifth Amendment rights. Thus, in all
but the rarest of cases, the Court's decision today will have no
impact whatsoever upon a defendant's ability to protect his Sixth
Amendment right.
It is also worth noting that, contrary to the dissent's
suggestion, see
post, at 177-178, 179, there is no
"background principle" of our Sixth Amendment jurisprudence
establishing that there may be no contact between a defendant and
police without counsel present. The dissent would expand the Sixth
Amendment right to the assistance of counsel in a criminal
prosecution into a rule which" 'exists to prevent lawyers from
taking advantage of uncounseled laypersons and to preserve the
integrity of the lawyer-client relationship.'''
Post, at 181
(quoting ABA Ann. Model Rule of Profesional Conduct 4.2 (4th ed.
1999)). Every profession is competent to define the standards of
conduct for its members, but such standards are obviously not
controlling in interpretation of constitutional provisions. The
Sixth Amendment right to counsel is personal to the defendant and
specific to the offense.
173
nized in other contexts that the definition of an "offense" is
not necessarily limited to the four corners of a charging
instrument. In
Blockburger v.
United States, 284 U. S. 299 (1932), we
explained that "where the same act or transaction constitutes a
violation of two distinct statutory provisions, the test to be
applied to determine whether there are two offenses or only one, is
whether each provision requires proof of a fact which the other
does not."
Id., at 304. We have since applied the
Blockburger test to delineate the scope of the Fifth
Amendment's Double Jeopardy Clause, which prevents multiple or
successive prosecutions for the "same offence." See,
e. g.,
Brown v.
Ohio, 432 U. S. 161, 164-166
(1977). We see no constitutional difference between the meaning of
the term "offense" in the contexts of double jeopardy and of the
right to counsel. Accordingly, we hold that when the Sixth
Amendment right to counsel attaches, it does encompass offenses
that, even if not formally charged, would be considered the same
offense under the
Blockburger test.3
While simultaneously conceding that its own test "lacks the
precision for which police officers may hope,"
post, at 186,
the dissent suggests that adopting
Blockburger's definition
of "offense" will prove difficult to administer. But it is the
dissent's vague iterations of the "'closely related to'" or
"'inextricably intertwined with'" test,
post, at 186, that
would defy simple application. The dissent seems to presuppose that
officers will possess complete knowledge of the circumstances
surrounding an incident, such that the officers will be able to
tailor their investigation to avoid addressing factually related
offenses. Such an assumption, however, ignores the reality that
police often are not yet aware of the
3 In this sense, we could just as easily describe the Sixth
Amendment as "prosecution specific," insofar as it prevents
discussion of charged offenses as well as offenses that, under
Blockburger, could not be the subject of a later
prosecution. And, indeed, the text of the Sixth Amendment confines
its scope to "all criminal
prosecutions."
174
exact sequence and scope of events they are investigatingindeed,
that is why police must investigate in the first place. Deterred by
the possibility of violating the Sixth Amendment, police likely
would refrain from questioning certain defendants altogether.
It remains only to apply these principles to the facts at hand.
At the time he confessed to Odessa police, respondent had been
indicted for burglary of the Owings residence, but he had not been
charged in the murders of Margaret and Kori Rae. As defined by
Texas law, burglary and capital murder are not the same offense
under
Blockburger. Compare Tex. Penal Code Ann. § 30.02(a)
(1994) (requiring entry into or continued concealment in a
habitation or building) with § 19.03(a)(7)(A) (requiring murder of
more than one person during a single criminal transaction).
Accordingly, the Sixth Amendment right to counsel did not bar
police from interrogating respondent regarding the murders, and
respondent's confession was therefore admissible.
The judgment of the Court of Criminal Appeals of Texas is
reversed.
It is so ordered.
JUSTICE KENNEDY, with whom JUSTICE SCALIA and JUSTICE THOMAS
join, concurring.
The Court's opinion is altogether sufficient to explain why the
decision of the Texas Court of Criminal Appeals should be reversed
for failure to recognize the offense-specific nature of the Sixth
Amendment right to counsel. It seems advisable, however, to observe
that the Court has reached its conclusion without the necessity to
reaffirm or give approval to the decision in
Michigan v.
Jackson, 475
U. S. 625 (1986). This course is wise, in my view, for the
underlying theory of
Jackson seems questionable.
As the facts of the instant case well illustrate, it is
difficult to understand the utility of a Sixth Amendment rule that
operates to invalidate a confession given by the free
175
choice of suspects who have received proper advice of their
Miranda rights but waived them nonetheless. See
Miranda v.
Arizona, 384 U. S. 436 (1966). The
Miranda rule, and the related preventative rule of
Edwards v.
Arizona, 451 U. S. 477 (1981),
serve to protect a suspect's voluntary choice not to speak outside
his lawyer's presence. The parallel rule announced in
Jackson, however, supersedes the suspect's voluntary choice
to speak with investigators. After
Jackson had been decided,
the Court made the following observation with respect to
Edwards:
"Preserving the integrity of an accused's choice to communicate
with police only through counsel is the essence of Edwards
and its progeny-not barring an accused from making an
initial election as to whether he will face the State's
officers during questioning with the aid of counsel, or go it
alone. If an accused 'knowingly and intelligently' pursues the
latter course, we see no reason why the uncounseled statements he
then makes must be excluded at his trial." Patterson v.
Illinois, 487
U. S. 285, 291 (1988).
There is little justification for not applying the same course
of reasoning with equal force to the court-made preventative rule
announced in
Jackson; for
Jackson, after all, was a
wholesale importation of the
Edwards rule into the Sixth
Amendment.
In the instant case, Cobb at no time indicated to law
enforcement authorities that he elected to remain silent about the
double murder. By all indications, he made the voluntary choice to
give his own account. Indeed, even now Cobb does not assert that he
had no wish to speak at the time he confessed. While the
Edwards rule operates to preserve the free choice of a
suspect to remain silent, if
Jackson were to apply it would
override that choice.
There is further reason to doubt the wisdom of the
Jackson holding. Neither
Miranda nor
Edwards
enforces the
176
Fifth Amendment right unless the suspect makes a clear and
unambiguous assertion of the right to the presence of counsel
during custodial interrogation.
Davis v.
United
States, 512 U. S.
452, 459 (1994). Where a required
Miranda warning has
been given, a suspect's later confession, made outside counsel's
presence, is suppressed to protect the Fifth Amendment right of
silence only if a reasonable officer should have been certain that
the suspect expressed the unequivocal election of the right.
The Sixth Amendment right to counsel attaches quite without
reference to the suspect's choice to speak with investigators after
a
Miranda warning. It is the commencement of a formal
prosecution, indicated by the initiation of adversary judicial
proceedings, that marks the beginning of the Sixth Amendment right.
See
ante, at 167-168 (quoting
McNeil v.
Wisconsin, 501
U. S. 171, 175 (1991)). These events may be quite independent
of the suspect's election to remain silent, the interest which the
Edwards rule serves to protect with respect to
Miranda and the Fifth Amendment, and it thus makes little
sense for a protective rule to attach absent such an election by
the suspect. We ought to question the wisdom of a judge-made
preventative rule to protect a suspect's desire not to speak when
it cannot be shown that he had that intent.
Even if
Jackson is to remain good law, its protections
should apply only where a suspect has made a clear and unambiguous
assertion of the right not to speak outside the presence of
counsel, the same clear election required under
Edwards.
Cobb made no such assertion here, yet JUSTICE BREYER'S dissent
rests upon the assumption that the
Jackson rule should
operate to exclude the confession no matter. There would be little
justification for this extension of a rule that, even in a more
limited application, rests on a doubtful rationale.
JUSTICE BREYER defends
Jackson by arguing that, once a
suspect has accepted counsel at the commencement of ad-
177
versarial proceedings, he should not be forced to confront the
police during interrogation without the assistance of counsel. See
post, at 179-181. But the acceptance of counsel at an
arraignment or similar proceeding only begs the question:
acceptance of counsel for what? It is quite unremarkable that a
suspect might want the assistance of an expert in the law to guide
him through hearings and trial, and the attendant complex legal
matters that might arise, but nonetheless might choose to give on
his own a forthright account of the events that occurred. A
court-made rule that prevents a suspect from even making this
choice serves little purpose, especially given the regime of
Miranda and
Edwards.
With these further remarks, I join in full the opinion of the
Court.
JUSTICE BREYER, with whom JUSTICE STEVENS, JusTICE SOUTER, and
JUSTICE GINSBURG join, dissenting.
This case focuses upon the meaning of a single word, "offense,"
when it arises in the context of the Sixth Amendment. Several basic
background principles define that context.
First, the Sixth Amendment right to counsel plays a central role
in ensuring the fairness of criminal proceedings in our system of
justice. See
Gideon v.
Wainwright, 372 U. S. 335, 344
(1963);
Powell v.
Alabama, 287 U. S. 45, 57
(1932).
Second, the right attaches when adversary proceedings, triggered
by the government's formal accusation of a crime, begin. See
Brewer v.
Williams, 430 U. S. 387, 401
(1977);
Kirby v.
Illinois, 406 U. S. 682, 689
(1972);
Massiah v.
United States, 377 U. S. 201, 206
(1964).
Third, once this right attaches, law enforcement officials are
required, in most circumstances, to deal with the defendant through
counsel rather than directly, even if the defendant has waived his
Fifth Amendment rights. See
Michigan v.
Jackson,
475 U. S. 625,
633, 636 (1986) (waiver
178
of right to presence of counsel is assumed invalid unless
accused initiates communication);
Maine v.
Moulton,
474 U. S. 159,
176 (1985) (Sixth Amendment gives defendant right "to rely on
counsel as a 'medium' between him and the State"). Cf. ABA Model
Rule of Professional Conduct 4.2 (2001) (lawyer is generally
prohibited from communicating with a person known to be represented
by counsel "about the subject of the representation" without
counsel's "consent"); Green, A Prosecutor's Communications with
Defendants:
What Are the Limits?, 24 Crim. L. Bull. 283, 284, and n.5 (1988)
(version of Model Rule 4.2 or its predecessor has been adopted by
all 50 States).
Fourth, the particular aspect of the right here at issuethe rule
that the police ordinarily must communicate with the defendant
through counsel-has important limits. In particular, recognizing
the need for law enforcement officials to investigate "new or
additional crimes" not the subject of current proceedings,
Maine v.
Moulton, supra, at 179, this Court has made
clear that the right to counsel does not attach to any and every
crime that an accused may commit or have committed, see
McNeil v.
Wisconsin, 501 U. S. 171, 175-176
(1991). The right "cannot be invoked once for all future
prosecutions," and it does not forbid "interrogation unrelated to
the charge."
Id., at 175, 178. In a word, as this Court
previously noted, the right is "offense specific."
Id., at
175.
This case focuses upon the last-mentioned principle, in
particular upon the meaning of the words "offense specific." These
words appear in this Court's Sixth Amendment case law, not in the
Sixth Amendment's text. See U. S. Const., Amdt. 6 (guaranteeing
right to counsel "[i]n all criminal prosecutions"). The definition
of these words is not selfevident. Sometimes the term "offense" may
refer to words that are written in a criminal statute; sometimes it
may refer generally to a course of conduct in the world, aspects of
which constitute the elements of one or more crimes; and
179
sometimes it may refer, narrowly and technically, just to the
conceptually severable aspects of the latter. This case requires us
to determine whether an "offense"-for Sixth Amendment
purposes-includes factually related aspects of a single course of
conduct other than those few acts that make up the essential
elements of the crime charged.
We should answer this question in light of the Sixth Amendment's
basic objectives as set forth in this Court's case law. At the very
least, we should answer it in a way that does not undermine those
objectives. But the Court today decides that "offense" means the
crime set forth within "the four corners of a charging instrument,"
along with other crimes that "would be considered the same offense"
under the test established by
Blockburger v.
United
States, 284 U. S.
299 (1932).
Ante, at 173. In my view, this unnecessarily
technical definition undermines Sixth Amendment protections while
doing nothing to further effective law enforcement.
For one thing, the majority's rule, while leaving the Fifth
Amendment's protections in place, threatens to diminish severely
the additional protection that, under this Court's rulings, the
Sixth Amendment provides when it grants the right to counsel to
defendants who have been charged with a crime and insists that law
enforcement officers thereafter communicate with them through that
counsel. See,
e. g., Michigan v.
Jackson, supra, at
632 (Sixth Amendment prevents police from questioning represented
defendant through informants even when Fifth Amendment would not);
Rhode Island v.
Innis, 446 U. S. 291, 300, n. 4
(1980) (Fifth Amendment right, unlike Sixth, applies only in
custodial interrogation).
JUSTICE KENNEDY, JUSTICE SCALIA, and JUSTICE THOMAS, if not the
majority, apparently believe these protections constitutionally
unimportant, for, in their view, "the underlying theory of
Jackson seems questionable."
Ante, at 174 (KENNEDY,
J., concurring). Both the majority and
180
concurring opinions suggest that a suspect's ability to invoke
his Fifth Amendment right and "refuse any police questioning"
offers that suspect adequate constitutional protection.
Ante, at 172, n. 2 (majority opinion); see also
ante,
at 175-176 (KENNEDY, J., concurring). But that is not so.
Jackson focuses upon a suspect-perhaps a frightened or
uneducated suspect-who, hesitant to rely upon his own unaided
judgment in his dealings with the police, has invoked his
constitutional right to legal assistance in such matters. See
Michigan v.
Jackson, 475 U. S., at 634, n. 7 (" 'The
simple fact that [a] defendant has requested an attorney indicates
that he does not believe that he is sufficiently capable of dealing
with his adversaries singlehandedly''') (quoting
People v.
Bladel, 421 Mich. 39, 63-64, 365 N. W. 2d 56, 67 (1984)).
Jackson says that, once such a request has been made, the
police may not simply throw that suspect-who does not trust his own
unaided judgment-back upon his own devices by requiring him to rely
for protection upon that same unaided judgment that he previously
rejected as inadequate. In a word, the police may not force a
suspect who has asked for legal counsel to make a critical legal
choice without the legal assistance that he has requested and that
the Constitution guarantees. See
McNeil v.
Wisconsin,
supra, at 177178 ("The purpose of the Sixth Amendment counsel
guarantee ... is to 'protec[t] the unaided layman at critical
confrontations' with his 'expert adversary''') (quoting
United
States v.
Gouveia, 467 U. S. 180, 189
(1984)). The Constitution does not take away with one hand what it
gives with the other. See
Gideon v.
Wainwright, 372
U. S., at 344 (Sixth Amendment means that a person charged with a
crime need not "face his accusers without a lawyer to assist him");
Michigan v.
Jackson, supra, at 633, 635 (presuming
"that the defendant requests the lawyer's services at every
critical stage of the prosecution" even if the defendant fails to
invoke his Fifth Amendment rights at the time of interrogation);
cf.
Edwards v.
Arizona, 451 U. S. 477, 484-485
(1981) (when
181
accused has expressed desire to deal with police through
counsel, police may not reinitiate interrogation until counsel has
been made available); ABA Ann. Model Rule of Professional Conduct
4.2, p.398, comment. (4th ed. 1999) ("Rule 4.2 ... exists to
prevent lawyers from taking advantage of uncounseled laypersons and
to preserve the integrity of the lawyer-client relationship").
For these reasons, the Sixth Amendment right at issue is
independent of the Fifth Amendment's protections; and the
importance of this Sixth Amendment right has been repeatedly
recognized in our cases. See,
e. g., Michigan v.
Jackson,
supra, at 636 ("We conclude that the assertion [of the right to
counsel] is no less significant, and the need for additional
safeguards no less clear, when the request for counsel is made at
an arraignment and when the basis for the claim is the Sixth
Amendment").
JUSTICE KENNEDY primarily relies upon
Patterson v.
Illinois, 487 U. S. 285 (1988), in
support of his conclusion that
Jackson is not good law. He
quotes
Patterson's statement that the Constitution does"
'not ba[r] an accused from making an
initial election as to
whether'" to speak with the police without counsel's assistance.
Ante, at 175 (quoting
Patterson v.
Illinois,
supra, at 291).
This statement, however, cannot justify the overruling of
Jackson. That is because, in
Patterson itself, this
Court noted, "as a matter of some significance," that, at the time
he was interrogated,
the defendant had neither retained nor
accepted the appointment of counsel. 487 U. S., at 290, n. 3.
We characterized our holding in
Jackson as having depended
upon "the fact that the accused 'ha[d] asked for the help of a
lawyer' in dealing with the police," 487 U. S., at 291 (quoting
Michigan v.
Jackson, supra, at 631), and explained
that, "[o]nce an accused has a lawyer, a distinct set of
constitutional safeguards aimed at preserving the sanctity of the
attorney-client relationship takes effect," 487 U. S., at 290, n.3
(citing
Maine v.
Moulton, 474 U. S., at 176).
182
JUSTICE KENNEDY also criticizes
Jackson on the ground
that it prevents a suspect "from ... making thee] choice" to "give
... a forthright account of the events that occurred."
Ante,
at 177. But that is not so. A suspect may initiate communication
with the police, thereby avoiding the risk that the police induced
him to make, unaided, the kind of critical legal decision best made
with the help of counsel, whom he has requested.
Unlike JUSTICE KENNEDY, the majority does not call
Jackson itself into question. But the majority would
undermine that case by significantly diminishing the Sixth
Amendment protections that the case provides. That is because
criminal codes are lengthy and highly detailed, often proliferating
"overlapping and related statutory offenses" to the point where
prosecutors can easily "spin out a startlingly numerous series of
offenses from a single ... criminal transaction."
Ashe v.
Swenson, 397
U. S. 436, 445, n. 10 (1970). Thus, an armed robber who reaches
across a store counter, grabs the cashier, and demands "your money
or your life," may through that single instance of conduct have
committed several "offenses," in the majority's sense of the term,
including armed robbery, assault, battery, trespass, use of a
firearm to commit a felony, and perhaps possession of a firearm by
a felon, as well. A person who is using and selling drugs on a
single occasion might be guilty of possessing various drugs,
conspiring to sell drugs, being under the influence of illegal
drugs, possessing drug paraphernalia, possessing a gun in relation
to the drug sale, and, depending upon circumstances, violating
various gun laws as well. A protester blocking an entrance to a
federal building might also be trespassing, failing to disperse,
unlawfully assembling, and obstructing Government administration
all at one and the same time.
The majority's rule permits law enforcement officials to
question those charged with a crime without first approaching
counsel, through the simple device of asking questions about any
other related crime not actually charged in
183
the indictment. Thus, the police could ask the individual
charged with robbery about, say, the assault of the cashier not yet
charged, or about any other uncharged offense (unless under
Blockburger's definition it counts as the "same crime"), all
without notifying counsel. Indeed, the majority's rule would
permit law enforcement officials to question anyone charged with
any crime in anyone of the examples just given about his or her
conduct on the single relevant occasion without notifying counsel
unless the prosecutor has charged every possible crime arising out
of that same brief course of conduct. What Sixth Amendment
sensewhat common sense-does such a rule make? What is left of the
"communicate through counsel" rule? The majority's approach is
inconsistent with any common understanding of the scope of
counsel's representation. It will undermine the lawyer's role as
"'medium'" between the defendant and the government.
Maine
v.
Moulton, supra, at 176. And it will, on a random basis,
remove a significant portion of the protection that this Court has
found inherent in the Sixth Amendment.
In fact, under the rule today announced by the majority, two of
the seminal cases in our Sixth Amendment jurisprudence would have
come out differently. In
Maine v.
Moulton, which the
majority points out "expressly referred to the offense-specific
nature of the Sixth Amendment right to counsel,"
ante, at
170, we treated burglary and theft as the same offense for Sixth
Amendment purposes. Despite the opinion's clear statement that
"[i]ncriminating statements pertaining to other crimes, as to which
the Sixth Amendment right has not yet attached, are, of course,
admissible at a trial of those offenses," 474 U. S., at 180, n. 16,
the Court affirmed the lower court's reversal of both burglary and
theft charges even though, at the time that the incriminating
statements at issue were made, Moulton had been charged only with
theft by receiving, id., at 162, 167, 180. Under the majority's
rule, in contrast, because theft by re-
184
ceiving and burglary each required proof of a fact that the
other did not, only Moulton's theft convictions should have been
overturned. Compare Me. Rev. Stat. Ann., Tit. 17-A, § 359 (1981)
(theft) (requiring knowing receipt, retention, or disposal of
stolen property with the intent to deprive the owner thereof), with
§ 401 (burglary) (requiring entry of a structure without permission
and with the intent to commit a crime).
In
Brewer v.
Williams, the effect of the
majority's rule would have been even more dramatic. Because
first-degree murder and child abduction each required proof of a
fact not required by the other, and because at the time of the
impermissible interrogation Williams had been charged only with
abduction of a child, Williams' murder conviction should have
remained undisturbed. See 430 U. S., at 390, 393-395, 406. Compare
Iowa Code § 690.2 (1950 and Supp. 1978) (first-degree murder)
(requiring a killing) with Iowa Code § 706.2 (1950) (repealed 1978)
(child-stealing) (requiring proof that a child under 16 was taken
with the intent to conceal the child from his or her parent or
guardian). This is not to suggest that this Court has previously
addressed and decided the question presented by this case. Rather,
it is to point out that the Court's conception of the Sixth
Amendment right at the time that
Moulton and
Brewer
were decided naturally presumed that it extended to factually
related but uncharged offenses.
At the same time, the majority's rule threatens the legal
clarity necessary for effective law enforcement. That is because
the majority, aware that the word "offense" ought to encompass
something beyond "the four corners of the charging instrument,"
imports into Sixth Amendment law the definition of "offense" set
forth in
Blockburger v.
United States, 284 U. S. 299 (1932), a
case interpreting the Double Jeopardy Clause of the Fifth
Amendment, which Clause uses the word "offence" but otherwise has
no relevance here. Whatever Fifth Amendment virtues
Block-
185
burger may have, to import it into this Sixth Amendment
context will work havoc.
In theory, the test says that two offenses are the "same
offense" unless each requires proof of a fact that the other does
not. See
ante, at 173 (majority opinion). That means that
most of the different crimes mentioned above are not the "same
offense." Under many States' laws, for example, the statute
defining assault and the statute defining robbery each requires
proof of a fact that the other does not. Compare,
e. g.,
Cal. Penal Code Ann. § 211 (West 1999) (robbery) (requiring taking
of personal property of another) with § 240 (assault) (requiring
attempt to commit violent injury). Hence the extension of the
definition of "offense" that is accomplished by the use of the
Blockburger test does nothing to address the substantial
concerns about the circumvention of the Sixth Amendment right that
are raised by the majority's rule.
But, more to the point, the simple-sounding
Blockburger
test has proved extraordinarily difficult to administer in
practice. Judges, lawyers, and law professors often disagree about
how to apply it. See,
e. g., United States v.
Woodward, 469
U. S. 105, 108 (1985)
(per curiam) (holding that lower
court misapplied
Blockburger test). Compare
United
States v.
Dixon, 509 U. S. 688, 697-700
(1993) (opinion of SCALIA, J.) (applying
Blockburger and
concluding that contempt is same offense as underlying substantive
crime), with 509 U. S., at 716-720 (REHNQUIST, C. J., concurring in
part and dissenting in part) (applying
Blockburger and
deciding that the two are separate offenses). The test has emerged
as a tool in an area of our jurisprudence that THE CHIEF JUSTICE
has described as "a veritable Sargasso Sea which could not fail to
challenge the most intrepid judicial navigator."
Albernaz v.
United States, 450 U. S. 333, 343
(1981). Yet the Court now asks, not the lawyers and judges who
ordinarily work with double jeopardy law, but police officers in
the field, to navigate
Blockburger when they ques-
186
tion suspects. Cf.
New York v.
Belton, 453 U. S. 454, 458 (1981)
(noting importance of clear rules to guide police behavior). Some
will apply the test successfully; some will not. Legal challenges
are inevitable. The result, I believe, will resemble not so much
the Sargasso Sea as the criminal law equivalent of Milton's
"Serbonian Bog ... Where Armies whole have sunk."
There is, of course, an alternative. We can, and should, define
"offense" in terms of the conduct that constitutes the crime that
the offender committed on a particular occasion, including criminal
acts that are "closely related to" or "inextricably intertwined
with" the particular crime set forth in the charging instrument.
This alternative is not perfect. The language used lacks the
precision for which police officers may hope; and it requires lower
courts to specify its meaning further as they apply it in
individual cases. Yet virtually every lower court in the United
States to consider the issue has defined "offense" in the Sixth
Amendment context to encompass such closely related acts. See
ante, at 168, n. 1 (majority opinion) (citing cases from the
Third, Fourth, Fifth, Sixth, and Ninth Circuits as well as state
courts in Massachusetts and Pennsylvania);
Taylor v.
State, 726 So. 2d 841, 845 (Fla. App. 1999);
People
v.
Clankie, 124 Ill. 2d 456, 462-466, 530 N. E. 2d 448,
451-453
(1988); State v.
Tucker, 137 N. J. 259,
277-278, 645 A. 2d 111, 120-121 (1994), cert. denied, 513 U. S.
1090 (1995). These courts have found offenses "closely related"
where they involved the same victim, set of acts, evidence, or
motivation. See,
e. g., Taylor v.
State, supra, at
845 (stolen property charges and burglary);
State v.
Tucker, supra, at 278, 645 A. 2d, at 121 (burglary, robbery,
and murder of home's occupant);
In re Pack, 420 Pa. Super.
347, 355-356, 616 A. 2d 1006, 1010 (1992) (burglary, receiving
stolen property, and theft charges), appeal denied, 535 Pa. 669,
634 A. 2d 1117 (1993). They have found offenses unrelated where
time, location, or factual circumstances significantly separated
the
187
one from the other. See,
e. g., Commonwealth v.
Rainwater, 425 Mass. 540, 547-549, and n.7, 681 N. E. 2d
1218, 1224, and n. 7 (1997) (vehicle theft charge and earlier
vehicle thefts in same area), cert. denied, 522 U. S. 1095 (1998);
Whittlesey v.
State, 340 Md. 30, 56-57, 665 A. 2d
223, 236 (1995) (murder and making false statements charges), cert.
denied, 516 U. S. 1148 (1996);
People v.
Dotson, 214
Ill. App. 3d 637, 646, 574 N. E. 2d 143, 149 (murder and weapons
charges), appeal denied, 141 Ill. 2d 549, 580 N. E. 2d 123
(1991).
One cannot say in favor of this commonly followed approach that
it is perfectly clear-only that, because it comports with common
sense, it is far easier to apply than that of the majority. One
might add that, unlike the majority's test, it is consistent with
this Court's assumptions in previous cases. See
Maine v.
Moulton, 474 U. S., at 162, 167, 180 (affirming reversal of
both burglary and theft convictions);
Brewer v.
Williams, 430 U. S., at 389, 390, 393, 406 (affirming grant
of habeas which vacated murder conviction). And, most importantly,
the "closely related" test furthers, rather than undermines, the
Sixth Amendment's "right to counsel," a right so necessary to the
realization in practice of that most "noble ideal," a fair trial.
Gideon v.
Wainwright, 372 U. S., at 344.
The Texas Court of Criminal Appeals, following this commonly
accepted approach, found that the charged burglary and the
uncharged murders were "closely related." All occurred during a
short period of time on the same day in the same basic location.
The victims of the murders were also victims of the burglary. Cobb
committed one of the murders in furtherance of the robbery, the
other to cover up the crimes. The police, when questioning Cobb,
knew that he already had a lawyer representing him on the burglary
charges and had demonstrated their belief that this lawyer also
represented Cobb in respect to the murders by asking his permission
to question Cobb about the murders on previous occasions. The
relatedness of the crimes
188
is well illustrated by the impossibility of questioning Cobb
about the murders without eliciting admissions about the burglary.
See,
e. g., Tr. 157 (Feb. 19, 1997) (testimony by police
officer who obtained murder confession) ("Basically what he told us
is he had gone over to the house to burglarize it and nobody was
home"); 22 Record, State's Exh. 20 (typed statement by Cobb)
(admitting that he committed the murders after entering the house
and stealing stereo parts). Nor, in my view, did Cobb waive his
right to counsel. See
supra, at 180-181. These
considerations are sufficient. The police officers ought to have
spoken to Cobb's counsel before questioning Cobb. I would affirm
the decision of the Texas court.
Consequently, I dissent.
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