OPINION OF THE COURT
SNYDER V. LOUISIANA
552 U. S. ____ (2008)
SUPREME COURT OF THE UNITED STATES
NO. 06-10119
ALLEN SNYDER, PETITIONER
v. LOUISIANA
on writ of certiorari to the supreme court of
louisiana
[March 19, 2008]
Justice Alito delivered the
opinion of the Court.
Petitioner Allen Snyder was
convicted of first-degree murder in a Louisiana court and was
sentenced to death. He asks us to review a decision of the
Louisiana Supreme Court rejecting his claim that the prosecution
exercised some of its peremptory jury challenges based on race, in
violation of
Batson v.
Kentucky,
476 U. S. 79 (1986). We
hold that the trial court committed clear error in its ruling on a
Batson objection, and we therefore reverse.
I
The crime for which petitioner
was convicted occurred in August 1995. At that time, petitioner and
his wife, Mary, had separated. On August 15, they discussed the
possibility of reconciliation, and Mary agreed to meet with
petitioner the next day. That night, Mary went on a date with
Howard Wilson. During the evening, petitioner repeatedly attempted
to page Mary, but she did not respond. At approximately 1:30 a.m.
on August 16, Wilson drove up to the home of Mary’s mother to drop
Mary off. Petitioner was waiting at the scene armed with a knife.
He opened the driver’s side door of Wilson’s car and repeatedly
stabbed the occupants, killing Wilson and wounding Mary.
The State charged petitioner with first-degree
murder and sought the death penalty based on the aggravating
circumstance that petitioner had knowingly created a risk of death
or great bodily harm to more than one person. See La. Code Crim.
Proc. Ann., Art. 905.4(A)(4) (West Supp. 2008).
Voir dire began on Tuesday, August
27, 1996, and proceeded as follows. During the first phase, the
trial court screened the panel to identify jurors who did not meet
Louisiana’s requirements for jury service or claimed that service
on the jury or sequestration for the duration of the trial would
result in extreme hardship. More than 50 prospective jurors
reported that they had work, family, or other commitments that
would interfere with jury service. In each of those instances, the
nature of the conflicting commitments was explored, and some of
these jurors were dismissed. App. 58–164.
In the next phase, the court randomly selected
panels of 13 potential jurors for further questioning.
Id., at 166–167. The defense and prosecution addressed
each panel and questioned the jurors both as a group and
individually. At the conclusion of this questioning, the court
ruled on challenges for cause. Then, the prosecution and the
defense were given the opportunity to use peremptory challenges
(each side had 12) to remove remaining jurors. The court continued
this process of calling 13-person panels until the jury was filled.
In accordance with Louisiana law, the parties were permitted to
exercise “backstrikes.” That is, they were allowed to use their
peremptories up until the time when the final jury was sworn and
thus were permitted to strike jurors whom they had initially
accepted when the jurors’ panels were called. See La. Code Crim.
Proc. Ann., Art. 795(b)(1);
State v.
Taylor,
93–2201, pp. 22–23 (La. 2/28/96), 669 So. 2d 364, 376.
Eighty-five prospective jurors were questioned
as members of a panel. Thirty-six of these survived challenges for
cause; 5 of the 36 were black; and all 5 of the prospective black
jurors were eliminated by the prosecution through the use of
peremptory strikes. The jury found petitioner guilty of
first-degree murder and determined that he should receive the death
penalty.
On direct appeal, the Louisiana Supreme Court
conditionally affirmed petitioner’s conviction. The court rejected
petitioner’s
Batson claim but remanded the case for a
nunc pro tunc determination of petitioner’s competency to
stand trial.
State v.
Snyder, 98–1078 (La.
4/14/99), 750 So. 2d 832. Two justices dissented and would
have found a
Batson violation. See
id., at 866
(Johnson, J., dissenting), 863 (Lemmon, J., concurring in part and
dissenting in part).
On remand, the trial court found that
petitioner had been competent to stand trial, and the Louisiana
Supreme Court affirmed that determination.
State v.
Snyder, 1998–1078 (La. 4/14/04), 874 So. 2d 739.
Petitioner petitioned this Court for a writ of certiorari, and
while his petition was pending, this Court decided
Miller-El v.
Dretke,
545 U. S. 231 (2005). We
then granted the petition, vacated the judgment, and remanded the
case to the Louisiana Supreme Court for further consideration in
light of
Miller-El. See
Snyder v.
Louisiana,
545 U. S. 1137 (2005).
On remand, the Louisiana Supreme Court again rejected Snyder’s
Batson claim, this time by a vote of 4 to 3. See 1998–1078
(La. 9/6/06), 942 So. 2d 484. We again granted certiorari, 551
U. S. ___ (2007), and now reverse.
II
Batson provides a
three-step process for a trial court to use in adjudicating a claim
that a peremptory challenge was based on race:
“ ‘First, a defendant must make a prima facie
showing that a peremptory challenge has been exercised on the basis
of race[; s]econd, if that showing has been made, the prosecution
must offer a race-neutral basis for striking the juror in
question[; and t]hird, in light of the parties’ submissions, the
trial court must determine whether the defendant has shown
purposeful discrimination.’ ”
Miller-El v.
Dretke,
supra, at 277 (Thomas, J., dissenting)
(quoting
Miller-El v.
Cockrell,
537 U. S. 322, 328–329
(2003)).
On appeal, a trial court’s ruling
on the issue of discriminatory intent must be sustained unless it
is clearly erroneous. See
Hernandez v.
New York,
500 U. S. 352,
369 (1991) (plurality opinion);
id., at 372 (O’Connor, J.,
joined by Scalia, J., concurring in judgment). The trial court has
a pivotal role in evaluating
Batson claims. Step three of
the
Batson inquiry involves an evaluation of the
prosecutor’s credibility, see 476 U. S., at 98, n. 21, and
“the best evidence [of discriminatory intent] often will be the
demeanor of the attorney who exercises the challenge,”
Hernandez, 500 U. S., at 365 (plurality opinion). In
addition, race-neutral reasons for peremptory challenges often
invoke a juror’s demeanor (
e.g., nervousness,
inattention), making the trial court’s first-hand observations of
even greater importance. In this situation, the trial court must
evaluate not only whether the prosecutor’s demeanor belies a
discriminatory intent, but also whether the juror’s demeanor can
credibly be said to have exhibited the basis for the strike
attributed to the juror by the prosecutor. We have recognized that
these determinations of credibility and demeanor lie
“ ‘peculiarly within a trial judge’s province,’ ”
ibid. (quoting
Wainwright v.
Witt,
469 U. S. 412,
428 (1985)), and we have stated that “in the absence of exceptional
circumstances, we would defer to [the trial court].” 500 U. S., at
366.
III
Petitioner centers his
Batson claim on the prosecution’s strikes of two black
jurors, Jeffrey Brooks and Elaine Scott. Because we find that the
trial court committed clear error in overruling petitioner’s
Batson objection with respect to Mr. Brooks, we have no
need to consider petitioner’s claim regarding Ms. Scott. See,
e.g., United States v.
Vasquez-Lopez, 22
F. 3d 900, 902 (CA9 1994) (“[T]he Constitution forbids
striking even a single prospective juror for a discriminatory
purpose”);
United States v.
Lane, 866 F. 2d
103, 105 (CA4 1989);
United States v.
Clemons,
843 F. 2d 741, 747 (CA3 1988);
United States v.
Battle, 836 F. 2d 1084, 1086 (CA8 1987);
United
States v.
David, 803 F. 2d 1567, 1571 (CA11
1986).
In
Miller-El v.
Dretke, the Court made it clear that in considering a
Batson objection, or in reviewing a ruling claimed to be
Batson error, all of the circumstances that bear upon the
issue of racial animosity must be consulted. 545 U. S., at 239.
Here, as just one example, if there were persisting doubts as to
the outcome, a court would be required to consider the strike of
Ms. Scott for the bearing it might have upon the strike of Mr.
Brooks. In this case, however, the explanation given for the strike
of Mr. Brooks is by itself unconvincing and suffices for the
determination that there was
Batson error.
When defense counsel made a
Batson
objection concerning the strike of Mr. Brooks, a college senior who
was attempting to fulfill his student-teaching obligation, the
prosecution offered two race-neutral reasons for the strike. The
prosecutor explained:
“I thought about it last night. Number 1, the main
reason is that he looked very nervous to me throughout the
questioning. Number 2, he’s one of the fellows that came up at the
beginning [of
voir dire] and said he was going to miss
class. He’s a student teacher. My main concern is for that reason,
that being that he might, to go home quickly, come back with guilty
of a lesser verdict so there wouldn’t be a penalty phase. Those are
my two reasons.” App. 444.
Defense counsel disputed both explanations,
id., at 444–445, and the trial judge ruled as follows:
“All right. I’m going to allow the challenge. I’m going to allow
the challenge.”
Id., at 445. We discuss the prosecution’s
two proffered grounds for striking Mr. Brooks in turn.
A
With respect to the first reason,
the Louisiana Supreme Court was correct that “nervousness cannot be
shown from a cold transcript, which is why … the [trial] judge’s
evaluation must be given much deference.” 942 So. 2d, at 496.
As noted above, deference is especially appropriate where a trial
judge has made a finding that an attorney credibly relied on
demeanor in exercising a strike. Here, however, the record does not
show that the trial judge actually made a determination concerning
Mr. Brooks’ demeanor. The trial judge was given two explanations
for the strike. Rather than making a specific finding on the record
concerning Mr. Brooks’ demeanor, the trial judge simply allowed the
challenge without explanation. It is possible that the judge did
not have any impression one way or the other concerning Mr. Brooks’
demeanor. Mr. Brooks was not challenged until the day after he was
questioned, and by that time dozens of other jurors had been
questioned. Thus, the trial judge may not have recalled Mr. Brooks’
demeanor. Or, the trial judge may have found it unnecessary to
consider Mr. Brooks’ demeanor, instead basing his ruling completely
on the second proffered justification for the strike. For these
reasons, we cannot presume that the trial judge credited the
prosecutor’s assertion that Mr. Brooks was nervous.
B
The second reason proffered for
the strike of Mr. Brooks—his student-teaching obligation—fails even
under the highly deferential standard of review that is applicable
here. At the beginning of
voir dire, when the trial court
asked the members of the venire whether jury service or
sequestration would pose an extreme hardship, Mr. Brooks was 1 of
more than 50 members of the venire who expressed concern that jury
service or sequestration would interfere with work, school, family,
or other obligations.
When Mr. Brooks came forward, the
following exchange took place:
“MR. JEFFREY BROOKS: … I’m a
student at Southern University, New Orleans. This is my last
semester. My major requires me to student teach, and today I’ve
already missed a half a day. That is part of my—it’s required for
me to graduate this semester.
“[DEFENSE COUNSEL]: Mr. Brooks, if you—how
many days would you miss if you were sequestered on this jury? Do
you teach every day?
“MR. JEFFREY BROOKS: Five days a week.
“[DEFENSE COUNSEL]: Five days a week.
“MR. JEFFREY BROOKS: And it’s 8:30 through
3:00.
“[DEFENSE COUNSEL]: If you missed this week,
is there any way that you could make it up this semester?
“MR. JEFFREY BROOKS: Well, the first two weeks
I observe, the remaining I begin teaching, so there is something
I’m missing right now that will better me towards my teaching
career.
“[DEFENSE COUNSEL]: Is there any way that you
could make up the observed observation
[sic] that you’re
missing today, at another time?
“MR. JEFFREY BROOKS: It may be possible, I’m
not sure.
“[DEFENSE COUNSEL]: Okay. So that—
“THE COURT: Is there anyone we could call,
like a Dean or anything, that we could speak to?
“MR. JEFFREY BROOKS: Actually, I spoke to my
Dean, Doctor Tillman, who’s at the university probably right
now.
“THE COURT: All right.
“MR. JEFFREY BROOKS: Would you like to speak
to him?
“THE COURT: Yeah.
“MR. JEFFREY BROOKS: I don’t have his card on
me.
“THE COURT: Why don’t you give [a law clerk]
his number, give [a law clerk] his name and we’ll call him and
we’ll see what we can do.
“(MR. JEFFREY BROOKS LEFT THE BENCH).” App.
102–104.
Shortly thereafter, the court
again spoke with Mr. Brooks:
“THE LAW CLERK: Jeffrey Brooks,
the requirement for his teaching is a three hundred clock hour
observation. Doctor Tillman at Southern University said that as
long as it’s just this week, he doesn’t see that it would cause a
problem with Mr. Brooks completing his observation time within this
semester.
“(MR. BROOKS APPROACHED THE BENCH)
“THE COURT: We talked to Doctor Tillman and he
says he doesn’t see a problem as long as it’s just this week, you
know, he’ll work with you on it. Okay?
“MR. JEFFREY BROOKS: Okay.
“(MR. JEFFREY BROOKS LEFT THE BENCH).”
Id., at 116.
Once Mr. Brooks heard the law
clerk’s report about the conversation with Doctor Tillman, Mr.
Brooks did not express any further concern about serving on the
jury, and the prosecution did not choose to question him more
deeply about this matter.
The colloquy with Mr. Brooks and the law
clerk’s report took place on Tuesday, August 27; the prosecution
struck Mr. Brooks the following day, Wednesday, August 28; the
guilt phase of petitioner’s trial ended the next day, Thursday,
August 29; and the penalty phase was completed by the end of the
week, on Friday, August 30.
The prosecutor’s second proffered reason for
striking Mr. Brooks must be evaluated in light of these
circumstances. The prosecutor claimed to be apprehensive that Mr.
Brooks, in order to minimize the student-teaching hours missed
during jury service, might have been motivated to find petitioner
guilty, not of first-degree murder, but of a lesser included
offense because this would obviate the need for a penalty phase
proceeding. But this scenario was highly speculative. Even if Mr.
Brooks had favored a quick resolution, that would not have
necessarily led him to reject a finding of first-degree murder. If
the majority of jurors had initially favored a finding of
first-degree murder, Mr. Brooks’ purported inclination might have
led him to agree in order to speed the deliberations. Only if all
or most of the other jurors had favored the lesser verdict would
Mr. Brooks have been in a position to shorten the trial by favoring
such a verdict.
Perhaps most telling, the brevity of
petitioner’s trial—something that the prosecutor anticipated on the
record during
voir dire[Footnote 1]—meant that serving on the jury would not
have seriously interfered with Mr. Brooks’ ability to complete his
required student teaching. As noted, petitioner’s trial was
completed by Friday, August 30. If Mr. Brooks, who reported to
court and was peremptorily challenged on Wednesday, August 28, had
been permitted to serve, he would have missed only two additional
days of student teaching, Thursday, August 29, and Friday, August
30. Mr. Brooks’ dean promised to “work with” Mr. Brooks to see that
he was able to make up any student-teaching time that he missed due
to jury service; the dean stated that he did not think that this
would be a problem; and the record contains no suggestion that Mr.
Brooks remained troubled after hearing the report of the dean’s
remarks. In addition, although the record does not include the
academic calendar of Mr. Brooks’ university, it is apparent that
the trial occurred relatively early in the fall semester. With many
weeks remaining in the term, Mr. Brooks would have needed to make
up no more than an hour or two per week in order to compensate for
the time that he would have lost due to jury service. When all of
these considerations are taken into account, the prosecutor’s
second proffered justification for striking Mr. Brooks is
suspicious.
The implausibility of this explanation is
reinforced by the prosecutor’s acceptance of white jurors who
disclosed conflicting obligations that appear to have been at least
as serious as Mr. Brooks’. We recognize that a retrospective
comparison of jurors based on a cold appellate record may be very
misleading when alleged similarities were not raised at trial. In
that situation, an appellate court must be mindful that an
exploration of the alleged similarities at the time of trial might
have shown that the jurors in question were not really comparable.
In this case, however, the shared characteristic,
i.e.,
concern about serving on the jury due to conflicting obligations,
was thoroughly explored by the trial court when the relevant jurors
asked to be excused for cause.[
Footnote 2]
A comparison between Mr. Brooks and Roland
Laws, a white juror, is particularly striking. During the initial
stage of
voir dire, Mr. Laws approached the court and
offered strong reasons why serving on the sequestered jury would
cause him hardship. Mr. Laws stated that he was “a self-employed
general contractor,” with “two houses that are nearing completion,
one [with the occupants] … moving in this weekend.”
Id.,
at 129. He explained that, if he served on the jury, “the people
won’t [be able to] move in.”
Id., at 130. Mr. Laws also
had demanding family obligations:
“[M]y wife just had a hysterectomy, so I’m running
the kids back and forth to school, and we’re not originally from
here, so I have no family in the area, so between the two things,
it’s kind of bad timing for me.”
Ibid.
Although these obligations seem substantially
more pressing than Mr. Brooks’, the prosecution questioned Mr. Laws
and attempted to elicit assurances that he would be able to serve
despite his work and family obligations. See ibid. (prosecutor
asking Mr. Laws “[i]f you got stuck on jury duty anyway … would you
try to make other arrangements as best you could?”). And the
prosecution declined the opportunity to use a peremptory strike on
Mr. Laws.
Id., at 549. If the prosecution had been
sincerely concerned that Mr. Brooks would favor a lesser verdict
than first-degree murder in order to shorten the trial, it is hard
to see why the prosecution would not have had at least as much
concern regarding Mr. Laws.
The situation regarding another white juror,
John Donnes, although less fully developed, is also significant. At
the end of the first day of
voir dire, Mr. Donnes
approached the court and raised the possibility that he would have
an important work commitment later that week.
Id., at 349.
Because Mr. Donnes stated that he would know the next morning
whether he would actually have a problem, the court suggested that
Mr. Donnes raise the matter again at that time.
Ibid. The
next day, Mr. Donnes again expressed concern about serving, stating
that, in order to serve, “I’d have to cancel too many things,”
including an urgent appointment at which his presence was
essential.
Id., at 467–468. Despite Mr. Donnes’ concern,
the prosecution did not strike him.
Id., at 490.
As previously noted, the question presented at
the third stage of the
Batson inquiry is “ ‘whether
the defendant has shown purposeful discrimination.’ ”
Miller-El v.
Dretke, 545 U. S., at 277. The
prosecution’s proffer of this pretextual explanation naturally
gives rise to an inference of discriminatory intent. See
id., at 252 (noting the “pretextual significance” of a
“stated reason [that] does not hold up”);
Purkett v.
Elem,
514
U. S. 765, 768 (1995)
(per curiam) (“At [the third]
stage, implausible or fantastic justifications may (and probably
will) be found to be pretexts for purposeful discrimination”);
Hernandez, 500 U. S., at 365 (plurality opinion) (“In the
typical peremptory challenge inquiry, the decisive question will be
whether counsel’s race-neutral explanation for a peremptory chal-
lenge should be believed”). Cf.
St. Mary’s Honor Center v.
Hicks,
509
U. S. 502, 511 (1993) (“[R]ejection of the de- fendant’s
proffered [nondiscriminatory] reasons will
permit the
trier of fact to infer the ultimate fact of intentional
discrimination”).
In other circumstances, we have held that,
once it is shown that a discriminatory intent was a substantial or
motivating factor in an action taken by a state actor, the burden
shifts to the party defending the action to show that this factor
was not determinative. See
Hunter v.
Underwood,
471 U. S. 222,
228 (1985). We have not previously applied this rule in a
Batson case, and we need not decide here whether that
standard governs in this context. For present purposes, it is
enough to recognize that a peremptory strike shown to have been
motivated in substantial part by discriminatory intent could not be
sustained based on any lesser showing by the prosecution. And in
light of the circumstances here—including absence of anything in
the record showing that the trial judge credited the claim that Mr.
Brooks was nervous, the prosecution’s description of both of its
proffered explanations as “main concern[s],” App. 444, and the
adverse inference noted above—the record does not show that the
prosecution would have pre-emptively challenged Mr. Brooks based on
his nervousness alone. See
Hunter,
supra, at 228.
Nor is there any realistic possibility that this subtle question of
causation could be profitably explored further on remand at this
late date, more than a decade after petitioner’s trial.
* * *
We therefore reverse the judgment
of the Louisiana Supreme Court and remand the case for further
proceedings not inconsistent with this opinion.
It is so ordered.
Footnote 1
See,
e.g., App. 98, 105, 111, 121,
130, 204.
Footnote 2
The Louisiana Supreme Court did not hold that
petitioner had procedurally defaulted reliance on a comparison of
the African-American jurors whom the prosecution struck with white
jurors whom the prosecution accepted. On the contrary, the State
Supreme Court itself made such a comparison. See 942 So. 2d
484, 495–496 (2006).
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