SUPREME COURT OF THE UNITED STATES
_________________
No. 20–1800
_________________
HAROLD SHURTLEFF, et al., PETITIONERS
v. CITY OF BOSTON, MASSACHUSETTS, et al.
on writ of certiorari to the united states
court of appeals for the first circuit
[May 2, 2022]
Justice Alito, with whom Justice Thomas and
Justice Gorsuch join, concurring in the judgment.
I agree with the Court’s conclusion that Boston
(hereafter City) violated the First Amendment’s guarantee of
freedom of speech when it rejected Camp Constitution’s application
to fly what it characterized as a “Christian flag.” But I cannot go
along with the Court’s decision to analyze this case in terms of
the triad of factors—history, the public’s perception of who is
speaking, and the extent to which the government has exercised
control over speech—that our decision in
Walker v.
Texas
Div., Sons of Confederate Veterans, Inc., 576 U.S. 200 (2015),
derived from
Pleasant Grove City v.
Summum,
555 U.S.
460 (2009). See
ante, at 6–12. As the Court now
recognizes, those cases did not set forth a test that always and
everywhere applies when the government claims that its actions are
immune to First Amendment challenge under the government-speech
doctrine. And treating those factors as a test obscures the real
question in government-speech cases: whether the government is
speaking instead of regulating private expression.
I
The government-speech doctrine recognizes that
the Free Speech Clause of the First Amendment “restricts government
regulation of private speech” but “does not regulate government
speech.”
Summum, 555 U. S., at 467. That doctrine
presents no serious problems when the government speaks in its own
voice—for example, when an official gives a speech in a
representative capacity or a governmental body issues a report. But
courts must be very careful when a government claims that speech by
one or more private speakers is actually government speech. When
that occurs, it can be difficult to tell whether the government is
using the doctrine “as a subterfuge for favoring certain private
speakers over others based on viewpoint,”
id., at 473, and
the government-speech doctrine becomes “susceptible to dangerous
misuse,”
Matal v.
Tam, 582 U. S. ___, ___–___
(2017) (slip op., at 13–14).
In
Tam, for example, the United States
defended a statutory provision that permitted the Patent and
Trademark Office to deny federal registration to “disparag[ing]”
marks, 15 U. S. C. §1052(a), on the theory that “the
registration of a trademark converts the mark into government
speech.” 582 U. S., at ___ (slip op., at 17). We rejected that
argument and held that because the Government’s role in
registration was limited to applying a standard of assessment to
marks generated by private parties, registered marks are not
government speech.
Id., at ___–___ (slip op., at 12–14). But
the Government’s position had radical implications: If registration
transforms trademarks into government speech, the same logic would
presumably hold for other speech included on systems of government
registration. Books on the copyright registry, for example, would
count as the Government’s own speech—presumably subject to
editorial control. And the Government would be free to exclude
authors from copyright protection based on their views.
Id.,
at ___–___ (slip op., at 17–18).
To prevent the government-speech doctrine from
being used as a cover for censorship, courts must focus on the
identity of the speaker. The ultimate question is whether the
government is actually expressing its own views or the real speaker
is a private party and the government is surreptitiously engaged in
the “regulation of private speech.”
Summum, 555 U. S.,
at 467. But our precedent has never attempted to specify a general
method for deciding that question, and the Court goes wrong in
proceeding as though our decisions in
Walker and
Summum settled on anything that might be considered a
“government-speech analysis.”
Ante, at 6. In both cases, we
employed a fact-bound totality-of-the-circumstances inquiry that
relied on the factors that appeared helpful in evaluating whether
the speech at issue was government or private speech. See
Walker, 576 U. S., at 210–213;
Summum, 555
U. S., at 470–478. We did not set out a test to be used in all
government-speech cases, and we did not purport to define an
exhaustive list of relevant factors. And in light of the ultimate
focus of the government-speech inquiry, each of the factors
mentioned in those cases could be relevant only insofar as it sheds
light on the identity of the speaker. When considered in isolation
from that inquiry, the factors central to
Walker and
Summum can lead a court astray.
Consider first “the extent to which the
government has actively shaped or controlled the expression.”
Ante, at 6. Government control over speech is relevant to
speaker identity in that speech by a private individual or group
cannot constitute government speech if the government does not
attempt to control the message. But control is also an essential
element of censorship. Consider this example. The British Licensing
Act of 1737, 10 Geo. II c. 28, §1, in 17 Eng. Stat. at Large 140
(1765), as amended by the Theatres Act of 1843, 6 & 7 Vict. c.
68, §2 (1843), prohibited the performance of any “interlude,
tragedy, comedy, opera, play, farce, or other entertainment”
without a patent issued by the King of England or a “License from
the Lord Chamberlain of Her Majesty’s Household.”
Ibid. This
regime attracted criticism precisely because it gave the Lord
Chamberlain extensive “control over the nature and content,”
ante, at 6, of covered performances. One of the leading
critics of the Act—the playwright George Bernard Shaw—was denied
permission to perform several plays, including Mrs. Warren’s
Profession, The Shewing-up of Blanco Posnet, and Press
Cuttings.[
1] But had the Lord
Chamberlain approved these plays, would anyone seriously maintain
that those plays were thereby transmuted into the government’s
speech?
As this illustration shows, neither “control”
nor “final approval authority” can in itself distinguish government
speech from censorship of private speech, and analyzing that factor
in isolation from speaker identity flattens the distinction between
government speech and speech tolerated by the censor. And it is not
as though “actively” exercising control over the “nature and
content” of private expression makes a difference, as the Court
suggests,
ibid. Censorship is not made constitutional by
aggressive and direct application.
Next, turn to the history of the means of
expression.
Ibid. Historical practice can establish that a
means of expression “
typically represent[s] government
speech.”
Summum, 555 U. S., at 470 (emphasis added);
Tam, 582 U. S., at ___ (slip op., at 17). But in
determining whether speech is the government’s, the real question
is not whether a form of expression is
usually linked with
the government but whether the speech
at issue expresses the
government’s own message. Governments can put public resources to
novel uses. And when governments allow private parties to use a
resource normally devoted to government speech to express their own
messages, the government cannot rely on historical expectations to
pass off private speech as its own. Cf.
Summum, 555
U. S., at 480 (explaining that even though monuments in parks
are normally government speech, that would not be true if “a town
created a monument on which all of its residents (or all those
meeting some other criterion) could place the name of a person to
be honored or some other private message”).
This case exemplifies the point. Governments
have long used flags to express government messages, so this factor
provides prima facie support for Boston’s position under the
Court’s mode of analysis.
Ante, at 7–9. But on these facts,
the history of flags clearly cannot have any bearing on whether the
flag displays express the City’s own message. The City put the
flagpoles to an unorthodox use—allowing private parties to use the
poles to express messages that were not formulated by City
officials. Treating this factor as significant in that circumstance
loads the dice in favor of the government’s position for no obvious
reason.
Now consider the third factor: “the public’s
likely perception as to who (the government or a private person) is
speaking.”
Ante, at 6. Our earlier government-speech
precedents recognized that “the correct focus” of the
government-speech inquiry “is not on whether the . . .
reasonable viewer would identify the speech as the government’s,”
Johanns v.
Livestock Marketing Assn.,
544 U.S.
550, 564, n. 7 (2005), and with good reason. Unless the
public is assumed to be omniscient, public perception cannot be
relevant to whether the government
is speaking, as opposed
merely
appearing to speak. Focusing on public perception
encourages courts to categorize private expression as government
speech in circumstances in which the public is liable to
misattribute that speech to the government. This case once again
provides an apt illustration. As the Court rightly notes, “[a]
passerby on Cambridge Street” confronted with a flag flanked by
government flags standing just outside the entrance of Boston’s
seat of government would likely conclude that all of those flags
“conve[y] some message on the government’s behalf.”
Ante, at
9 (internal quotation marks omitted). If that is the case, this
factor supports the exclusion of private parties from using the
flagpoles even though the government allows private parties to use
the flagpoles to express private messages, presumably because those
messages may be erroneously attributed to the government. But there
is no obvious reason why a government should be entitled to
suppress private views that might be attributed to it by engaging
in viewpoint discrimination. The government can always disavow any
messages that might be mistakenly attributed to it.
The factors relied upon by the Court are thus an
uncertain guide to speaker identity. But beyond that, treating
these factors as a freestanding test for the existence of
government speech artificially separates the question whether the
government is speaking from whether the government is facilitating
or regulating private speech. Under the Court’s factorized
approach, government speech occurs when the government exercises a
“sufficient” degree of control over speech that occurs in a setting
connected with government speech in the eyes of history and the
contemporary public, regardless of whether the government is
actually merely facilitating private speech. This approach allows
governments to exploit public expectations to mask censorship.
And like any factorized analysis, this approach
cannot provide a principled way of deciding cases. The Court’s
analysis here proves the point. The Court concludes that two of the
three factors—history and public perception—favor the City. But it
nonetheless holds that the flag displays did not constitute
government speech. Why these factors drop out of the analysis—or
even do not justify a contrary conclusion—is left unsaid. This
cannot be the right way to determine when governmental action is
exempt from the First Amendment.
II
A
I would resolve this case using a different
method for determining whether the government is speaking. In my
view, the minimum conditions that must be met for expression to
count as “government speech” can be identified by considering the
definition of “government speech” and the rationale for the
government-speech doctrine. Under the resulting view, government
speech occurs if—but only if—a government purposefully expresses a
message of its own through persons authorized to speak on its
behalf, and in doing so, does not rely on a means that abridges
private speech.
Defined in literal terms, “government speech” is
“speech” spoken by the government. “Speech,” as that term is used
in our First Amendment jurisprudence, refers to expressive activity
that is “intended to be communicative” and, “in context, would
reasonably be understood . . . to be
communicative.”
Clark v.
Community for Creative
Non-Violence,
468 U.S.
288, 294 (1984); see also
Hurley v.
Irish-American
Gay, Lesbian and Bisexual Group of Boston, Inc., 515 U. S
557, 569 (1995). Our government-speech precedents have worked with
largely the same definition. See,
e.g.,
Summum, 555
U. S., at 472 (accepting monument for placement in a city park
“constitute[d] government speech” because the monuments were “meant
to convey and have the effect of conveying a government message”);
Walker, 576 U. S., at 214 (similar). And although this
definition of “speech” is not fully precise, the purposeful
communication of the speaker’s own message generally qualifies as
“speech.”
For “speech” to be spoken by the government, the
relevant act of communication must be government action.
Governments are not natural persons and can only communicate
through human agents who have been given the power to speak for the
government. When individuals charged with speaking on behalf of the
government act within the scope of their power to do so, they “are
not speaking as citizens for First Amendment purposes.”
Garcetti v.
Ceballos,
547 U.S.
410, 421 (2006). And because “speech” requires the purposeful
communication of the speaker’s own message, the message expressed
must have been formulated by a person with the power to determine
what messages the government will communicate. In short, the
government must “se[t] the overall message to be communicated”
through official action.
Johanns, 544 U. S., at
562.
Government speech is thus the purposeful
communication of a governmentally determined message by a person
exercising a power to speak for a government. But not all
governmental activity that qualifies as “government speech” in this
literal and factual sense is exempt from First Amendment scrutiny.
For although we have said that the Free Speech Clause “has no
application” when a government is “engaging in [its] own expressive
conduct,”
Summum, 555 U. S., at 467, we have also
recognized that “the Free Speech Clause itself may constrain the
government’s speech” under certain conditions, as when a
“government seeks to compel private persons to convey the
government’s speech.”
Walker, 576 U. S., at 208; see
also
Wooley v.
Maynard,
430 U.S.
705 (1977);
West Virginia Bd. of Ed. v.
Barnette,
319 U.S.
624 (1943).
That is because the government-speech doctrine
is not based on the view—which we have neither accepted nor
rejected—that governmental entities have First Amendment rights.
See
United States v.
American Library Assn.,
Inc.,
539 U.S.
194, 210–211 (2003);
Columbia Broadcasting System, Inc.
v.
Democratic National Committee,
412 U.S.
94, 139, and n. 7 (1973) (Stewart, J., concurring).[
2] Instead, the doctrine is based on
the notion that governmental communication—and the exercise of
control over those charged by law with implementing a government’s
communicative agenda—do not normally “restrict the activities of
. . . persons acting as private individuals.”
Rust
v.
Sullivan,
500 U.S.
173, 198–199 (1991); see also
Summum, 555 U. S., at
467 (“The Free Speech Clause restricts government regulation of
private speech”);
Rosenberger v.
Rector and Visitors of
Univ. of Va.,
515 U.S.
819, 833–835 (1995). So government speech in the literal sense
is not exempt from First Amendment attack if it uses a means that
restricts private expression in a way that “abridges” the freedom
of speech, as is the case with compelled speech. Were it otherwise,
virtually every government action that regulates private speech
would, paradoxically, qualify as government speech unregulated by
the First Amendment. Naked censorship of a speaker based on
viewpoint, for example, might well constitute “expression” in the
thin sense that it conveys the government’s disapproval of the
speaker’s message. But plainly that kind of action cannot fall
beyond the reach of the First Amendment.
It follows that to establish that expression
constitutes government speech exempt from First Amendment attack,
the government must satisfy two conditions. First, it must show
that the challenged activity constitutes government speech in the
literal sense—purposeful communication of a governmentally
determined message by a person acting within the scope of a power
to speak for the government. Second, the government must establish
it did not rely on a means that abridges the speech of persons
acting in a private capacity. It is only then that “the Free Speech
Clause has no application.”
Summum, 555 U. S., at
467.
This framework explains the conditions under
which government communication that relies on private parties can
constitute government speech. Our precedents recognize two ways in
which a government can speak using private assistance. First, the
government can prospectively “enlis[t] private entities to convey
its own message,”
Rosenberger, 515 U. S., at 833, by
deputizing private persons as its agents. See
Johanns, 544
U. S., at 560–562, and n. 4;
Rust, 500 U. S., at
192–200. In that kind of situation, private persons assume a public
or quasi-public capacity that empowers them to speak on behalf of
the government. So long as this responsibility is voluntarily
assumed, speech by a private party within the scope of his power to
speak for the government constitutes government speech.
Second, the government can “adop[t]” a medium of
expression created by a private party and use it to express a
government message.
Summum, 555 U. S., at 473–474. In
that circumstance, private parties are not deputized by the
government; instead a private person generates a medium of
expression and transfers it to the government.
Id., at
472–474. For the adopted expression to qualify as the government’s,
the private party must alienate control over the medium of
expression to the government. And government actors must put the
medium to use to intentionally express a government message.
Compare
id., at 473–475 (holding that a government adopted
donated monument because it “took ownership of that monument and
put it on permanent display in a park that it owns and manages”),
with
Tam, 582 U. S., at ___, ___–___ (slip op., at 5,
12–15) (no adoption occurred because governments neither produced
nor took ownership of privately generated trademarks). Otherwise,
the government is simply providing a forum for private parties to
submit their own productions and usual First Amendment principles
apply. And to avoid running afoul of the prohibition on compelled
speech, that alienation must be voluntary.[
3]
This approach also explains the circumstances in
which we have concluded that the government is
not speaking.
We have repeatedly held that the government-speech doctrine does
not extend to private-party speech that is merely subsidized or
otherwise facilitated by the government. See,
e.g.,
Legal
Services Corporation v.
Velazquez,
531 U.S.
533, 542 (2001);
Board of Regents of Univ. of Wis.
System v.
Southworth,
529 U.S.
217, 229 (2000);
Rosenberger, 515 U. S., at
833–834. Facilitating speech by private persons cannot constitute
government speech unless the government assigns a power to speak to
those persons or appropriates the products of their expressive
activity to express its own message. When the government’s role is
limited to applying a standard of assessment to determine a
speaker’s eligibility for a benefit, the government is regulating
private speech, and ordinary First Amendment principles apply.
Tam, 582 U. S., at ___–___ (slip op., at 13–14).
For analogous reasons, private-party expression
in any type of forum recognized by our precedents does not
constitute government speech. A forum, by definition, is a space
for private parties to express their own views. The government can
of course speak as a participant in a forum, but the creation of a
space for private discourse does not involve expressing a
governmental message, deputizing private parties to express it, or
adopting a private party’s contribution as a vehicle of government
speech. So when examination of the government’s “policy and
practice” indicates that the government has “intentionally open[ed]
a nontraditional forum for public discourse,” a court may
immediately infer that private-party expression in the forum is not
government speech.
Cornelius v.
NAACP Legal Defense &
Ed. Fund, Inc.,
473 U.S.
788, 802 (1985). There is no need to consider history, public
perception, or control in the abstract.
B
Analyzed under this framework, the flag
displays were plainly private speech within a forum created by the
City, not government speech. The record attests that the City’s
application materials—which were the only written form of guidance
available on the program prior to the adoption of a written policy
in 2018—characterized the flagpoles as one of the City’s “public
forums.” App. to Pet. for Cert. 137a. The application guidelines
did not enumerate any criteria for access to the flagpoles that go
beyond those typical of a resource that has been made generally
available to the public.
Id., at 137a–140a. The first
rejection of an application was the denial of Camp Constitution’s
application in 2017.
Id., at 150a–158a. Prior to then, the
City never rejected any request to raise a flag submitted by any
private party. And private speakers accounted for 78% of the
flag-raising applicants. See Reply Brief 8.
A program with this design cannot possibly
constitute government speech. The City did nothing to indicate an
intent to communicate a message.
Clark, 468 U. S., at
294. Nor did it deputize private speakers or appropriate
private-party expressive content. The flags flown reflected a
dizzying and contradictory array of perspectives that cannot be
understood to express the message of a single speaker. For example,
the City allowed parties to fly the gay pride flag, App. to Pet.
for Cert. 142a, but it allowed others to fly the flag of Ethiopia,
id., at 174a, a country in which “homosexual act[s]” are
punishable by “imprisonment for not less than one year.” The Crim.
Code of Fed. Democratic Republic of Eth. 2004, Arts. 629 and 630,
Proclamation No. 414/2004. Indeed, the City disclaimed virtually
all messages expressed by characterizing the flagpoles as a “public
forum” and adopting access criteria consistent with generalized
public use. The City’s policy and practice thus squarely indicate
an intent to open a public forum for any private speakers who met
the City’s basic criteria. The requirement of viewpoint neutrality
applies to any forum of this kind.
Cornelius, 473
U. S., at 802.
As the Court rightly holds, denying
Shurtleff ’s application to use that forum constituted
impermissible viewpoint discrimination.
Ante, at 12–13. The
City’s stated reason for rejecting Camp Constitution’s application
was an unwritten “policy and practice” of “ ‘refrain[ing] from
flying non-secular flags on the City Hall flagpoles.’ ” App.
to Pet. for Cert. 153a–154a. But as we have recognized, religion
constitutes a viewpoint, and “speech discussing otherwise
permissible subjects cannot be excluded from a limited public forum
on the ground that the subject is discussed from a religious point
of view.”
Good News Club v.
Milford Central School,
533 U.S.
98, 112 (2001);
Rosenberger, 515 U. S., at 835.
The City’s decision was grounded in a belief
that “[e]stablished First Amendment jurisprudence” prohibits a
government from allowing a private party to “fly a [r]eligious flag
on public property.” App. to Pet. for Cert. 153a–154a. But “[m]ore
than once,” this Court has “rejected the position that the
Establishment Clause even justifies, much less requires, a refusal
to extend free speech rights to religious speakers who participate
in broad-reaching government programs neutral in design.”
Rosenberger, 515 U. S., at 839; see also
Good News
Club, 533 U. S., at 112;
Lamb’s Chapel v.
Center
Moriches Union Free School Dist.,
508 U.S.
384 (1993). Indeed, excluding religious messages from public
forums that are open to other viewpoints is a “denial of the right
of free speech” indicating “hostility to religion” that would
“undermine the very neutrality the Establishment Clause requires.”
Rosenberger, 515 U. S., at 845–846; see also
Board
of Ed. of Westside Community Schools (
Dist. 66) v.
Mergens,
496 U.S.
226, 248 (1990) (plurality opinion).
Although developments in City policy postdating
the denial of Shurtleff ’s application are not relevant to
whether that act constituted a First Amendment violation, it should
be emphasized that the City’s adoption of a written policy in
October 2018 did not to convert the flag displays into government
speech. The policy’s principal provision specified that the City
will not “display flags deemed to be inappropriate or offensive in
nature or those supporting discrimination, prejudice, or religious”
viewpoints. App. in No. 20–1158 (CA1), p. 570 (App).[
4] That provision did not identify a message
the City intended to express; it simply codified the City’s prior
exclusion of speakers expressing a “religious viewpoint” and
extended it to messages deemed “offensive,” despite the “bedrock
First Amendment principle” that “[s]peech may not be banned on the
ground that it expresses ideas that offend.”
Tam, 582
U. S., at ___–___ (slip op., at 1–2).
In briefing before this Court, counsel for the
City argued that despite all appearances to the contrary, the City
actually
did intend to express a message through the
flag-raising program: The City’s support for “the diverse national
heritage of the City’s population.” Brief for Respondents 19. All
other flag raisings, the City claims, occurred “in connection with
some publicly designated date of observance.”
Ibid. This
argument is a transparent attempt to reverse engineer a
governmental message from facts about the flag raisings that
occurred. It is true that many of the flag raisings from 2007 to
2015 celebrated nationalities. App. to Pet. for Cert. 173a–187a.
But these events were conducted by private organizations to express
their own support for the relevant national communities. Neither
the City’s application guidance nor the 2018 written policy singled
out a connection with a nationality commemoration as a condition of
access to the flagpoles. The City never cited this purported
requirement in its rejection of the applications it denied. And the
City approved flags that had nothing to do with nationality or
official holidays, such as the “Metro Credit Union Flag Raising”
mentioned by the Court.
Even if the City
had reserved the
flagpoles for nationality commemorations and official holidays,
that would only mean that the City had reserved the flagpoles “for
certain groups or for the discussion of certain topics” and created
a nonpublic forum, not that it had engaged in government speech.
Rosenberger, 515 U. S., at 829; see also
Perry Ed.
Assn. v.
Perry Local Educators’ Assn.,
460 U.S.
37, 49 (1983) (“Implicit in the concept of the nonpublic forum
is the right to make distinctions in access on the basis of subject
matter and speaker identity”). Had the City restricted use of the
flagpoles to these subject matters, it could have relied on the
forum’s topical limitations to deny applications to host events.
But it could not have employed viewpoint-discriminatory criteria to
bar otherwise-eligible speakers from expressing their own views on
those subjects.
On this record, however, the only viable
inference is that the City had no policy restricting access to the
forum apart from the modest access conditions articulated in the
application materials. Having created a forum with those
characteristics, the City could not reject Shurtleff ’s
application on account of the religious viewpoint he intended to
express. For that reason, I agree with the Court’s ultimate
conclusion and concur in the judgment.
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