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SUPREME COURT OF THE UNITED STATES
_________________
No. 21–511
_________________
TIM SHOOP, WARDEN, PETITIONER
v.
RAYMOND A. TWYFORD, III
on writ of certiorari to the united states
court of appeals for the sixth circuit
[June 21, 2022]
Chief Justice Roberts delivered the opinion of
the Court.
The All Writs Act authorizes federal courts to
“issue all writs necessary or appropriate in aid of their
respective jurisdictions and agreeable to the usages and principles
of law.” 28 U. S. C. §1651(a). In this case, the District
Court ordered the State to transport a prisoner in its custody to a
hospital for medical testing. The prisoner argued that the testing
could reveal evidence helpful in his effort to obtain habeas corpus
relief. The question is whether the District Court’s order is
“necessary or appropriate in aid of ” the federal court’s
resolution of the prisoner’s habeas case. We hold that it is not,
and therefore reverse.
I
On the evening of September 23, 1992, Raymond
Twyford and his co-conspirator lured Richard Franks to a remote
location, and shot and killed him. To hide their crime, the pair
mutilated Franks’s body and pushed it into a pond. But a sheriff
found the body a few days later, and his investigation led to
Twyford. Twyford confessed, claiming that Franks had raped his
girlfriend’s daughter and that he had killed Franks out of revenge.
A jury convicted Twyford of aggravated murder, kidnapping, robbery,
and other charges, and he was sentenced to death. The Ohio
appellate courts affirmed his conviction and sentence,
State
v.
Twyford, 94 Ohio St. 3d 340, 763 N.E.2d 122, and this
Court denied certiorari, 537 U.S. 917 (2002).
Twyford then sought postconviction relief in
Ohio state court. Relevant here, he claimed that his trial counsel
was ineffective for failing to present evidence of a head injury
Twyford sustained as a teenager during a suicide attempt. That
injury, Twyford argued, left him “unable to make rational and
voluntary choices.”
State v.
Twyford, 2001 WL 301411,
*10 (Ohio App. 7th, Mar. 19, 2001). The Ohio trial court and Court
of Appeals rejected this claim on the merits, concluding that “a
finding of ineffective assistance cannot be based upon the trial
counsel’s choice of one competing psychological explanation over
another.”
Id., at *13. The Court of Appeals noted that
Twyford’s counsel had called a psychologist who testified in
support of a completely different theory: that Twyford’s
“commission of the murder was his way of protecting the alleged
rape victim from the same type of abusive behavior [he] had
experienced when he was young.”
Ibid. Unlike the head injury
theory, this one explained Twyford’s seemingly deliberate and
rational actions: planning a fake hunting trip as a ruse to lure
Franks to a remote location, dismembering his body, and disposing
of it in such a way as would conceal his identity. This theory was
also consistent with Twyford’s own written confession, which
described his plan in detail. The Ohio Supreme Court denied review.
State v.
Twyford, 95 Ohio St. 3d 1436,
2002-Ohio-2084, 766 N.E.2d 1002 (Table).
In 2003, Twyford filed a petition in federal
court for habeas relief, from which this case stems. Despite the
passing of two decades, relatively little has happened. The State
moved in 2008 to dismiss many of Twyford’s claims on the ground
that he failed to raise them in state court. The District Court did
not rule on that motion for nine years. Eventually, it dismissed
most of Twyford’s claims as procedurally defaulted but allowed a
few, including some ineffective assistance of counsel claims, to
proceed.
Twyford v.
Bradshaw, No. 2:03–cv–906 (SD
Ohio, Sept. 27, 2017).
Twyford then moved for an order compelling the
State “to transport [him] to The Ohio State University Medical
Center for medical testing necessary for the investigation,
presentation, and development of claims.” Motion to Transport for
Medical Testing in No. 2:03–cv–906 (SD Ohio), p. 1 (Motion to
Transport). Twyford explained that such testing could not be
conducted at the prison, and argued that it was necessary to
determine whether he suffers neurological defects due to childhood
physical abuse, alcohol and drug use, and the self-inflicted
gunshot wound to his head.
Id., at 3. In support of his
motion, he attached a letter from a neurologist stating that “a
CT/FDG-PET scan would be a useful next step to further evaluate
[him] for brain injury,” in part because previous scans revealed 20
to 30 metal fragments in his skull. App. to Pet. for Cert. 272a.
Twyford argued that it was “plausible” that the testing was “likely
to reveal evidence in support of ” claims and that it “could
plausibly lead to the development of evidence and materials” that
could counter arguments of “procedural default or exhaustion.”
Motion to Transport 8. He also urged the court to disregard, at
least for now, the question whether the results of the brain
testing would be admissible.
The District Court granted Twyford’s motion and
ordered the State to transport him to the Medical Center. It
determined that the order was appropriate under the All Writs Act,
which authorizes federal courts to “issue all writs necessary or
appropriate in aid of their respective jurisdictions and agreeable
to the usages and principles of law.” 28 U. S. C.
§1651(a). The District Court did not address whether it would be
able to consider the evidence that Twyford hoped to develop.
The District Court stayed the transportation
order pending appeal, and the Court of Appeals affirmed, 11 F. 4th
518 (CA6 2021). That court first concluded that transportation
orders to gather evidence are “agreeable to the usages and
principles of law.” §1651(a). It then determined that Twyford’s
transportation to gather evidence was “necessary or appropriate”
under the Act because the desired evidence “plausibly relate[d]” to
his claims for relief. 11 F. 4th, at 526–527. Like the District
Court, the Court of Appeals concluded that it was not required to
“consider the admissibility of any resulting evidence” before
ordering the State to transport Twyford to gather it.
Id.,
at 527.
Judge Batchelder dissented, contending that such
an order is “necessary or appropriate in aid of ” a court’s
jurisdiction only if “(1) the petitioner has identified specific
claims for relief that the evidence being sought would support or
further; and (2) the district court has determined that if that
evidence is as the petitioner proposed or anticipated, then it
could entitle the petitioner to habeas relief.”
Id., at 529.
The majority’s approach, she argued, allowed Twyford to “proceed in
reverse order by collecting evidence before justifying it.”
Ibid.
We granted certiorari. 595 U. S. ___
(2022).
II
The State argues that the lower courts erred
for two independent reasons. First, the State contends that the All
Writs Act does not authorize the issuance of transportation orders
for medical testing at all. Second, the State argues that the
transportation order was not “necessary or appropriate in aid of”
the District Court’s jurisdiction because Twyford failed to show
that the evidence he hoped to find would be useful to his habeas
case. We agree with the State’s second argument and thus need not
address the first.[
1]
A
A federal court’s power to grant habeas relief
is restricted under the Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA), which provides that the writ may issue “only
on the ground that [the prisoner] is in custody in violation of the
Constitution or laws or treaties of the United States.” 28
U. S. C. §2254(a). To understand the propriety of the
transportation order the District Court entered while adjudicating
Twyford’s habeas corpus action, it is necessary to review the
limits AEDPA imposes on federal courts.
Congress enacted AEDPA “to reduce delays in the
execution of state and federal criminal sentences, particularly in
capital cases,”
Woodford v.
Garceau,
538 U.S.
202, 206 (2003), and to advance “the principles of comity,
finality, and federalism,”
Williams v.
Taylor,
529 U.S.
420, 436 (2000) (
Michael Williams). It furthered those
goals “in large measure [by] revising the standards used for
evaluating the merits of a habeas application.”
Garceau, 538
U. S., at 206. Pertinent here, §2254(d) provides that if a
claim was adjudicated on the merits in state court, a federal court
cannot grant relief unless the state court (1) contradicted or
unreasonably applied this Court’s precedents, or (2) handed down a
decision “based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding.” The
question under AEDPA is thus not whether a federal court believes
the state court’s determination was incorrect, but whether that
determination was unreasonable—“a substantially higher threshold”
for a prisoner to meet.
Schriro v.
Landrigan,
550 U.S.
465, 473 (2007); see also
Harrington v.
Richter,
562 U.S.
86, 102–103 (2011).
AEDPA also restricts the ability of a federal
habeas court to develop and consider new evidence. Review of
factual determinations under §2254(d)(2) is expressly limited to
“the evidence presented in the State court proceeding.” And in
Cullen v.
Pinholster,
563 U.S.
170 (2011), we explained that review of legal claims under
§2254(d)(1) is also “limited to the record that was before the
state court.”
Id., at 181. This ensures that the “state
trial on the merits” is the “main event, so to speak, rather than a
tryout on the road for what will later be the determinative federal
habeas hearing.”
Wainwright v.
Sykes,
433 U.S.
72, 90 (1977) (internal quotation marks omitted).
If a prisoner “failed to develop the factual
basis of a claim in State court proceedings,” a federal court may
admit new evidence, but only in two quite limited situations.
§2254(e)(2). Either the claim must rely on a “new” and “previously
unavailable” “rule of constitutional law” made retroactively
applicable by this Court, or it must rely on “a factual predicate
that could not have been previously discovered through the exercise
of due diligence.” §2254(e)(2)(A). And even if a prisoner can
satisfy one of those two exceptions, he must also show that the
desired evidence would demonstrate, “by clear and convincing
evidence,” that “no reasonable factfinder” would have convicted him
of the charged crime. §2254(e)(2)(B). Thus, although state
prisoners may occasionally submit new evidence in federal court,
“AEDPA’s statutory scheme is designed to strongly discourage them
from doing so.”
Pinholster, 563 U. S., at 186; see also
Michael Williams, 529 U. S., at 437 (“Federal courts
sitting in habeas are not an alternative forum for trying facts and
issues which a prisoner made insufficient effort to pursue in state
proceedings.”).
We have explained that a federal court, in
deciding whether to grant an evidentiary hearing or “otherwise
consider new evidence” under §2254(e)(2), must first take into
account these restrictions.
Shinn v.
Martinez
Ramirez, 596 U. S. ___, ___ (2022) (slip op., at 21); see
also
Schriro, 550 U. S., at 474. The reasons for this
are familiar. A federal court “may
never needlessly prolong
a habeas case, particularly given the essential need to promote the
finality of state convictions,” so a court must, before
facilitating the development of new evidence, determine that it
could be legally considered in the prisoner’s case.
Shinn,
596 U. S., at ___ (slip op., at 21) (internal quotation marks
and citation omitted); see also
Bracy v.
Gramley,
520 U.S.
899, 904 (1997) (“A habeas petitioner, unlike the usual civil
litigant in federal court, is not entitled to discovery as a matter
of ordinary course.”). If §2254(e)(2) applies and the prisoner
cannot satisfy its “stringent requirements,”
Michael
Williams, 529 U. S., at 433, holding an evidentiary
hearing or otherwise expanding the state-court record would
“prolong federal habeas proceedings with no purpose,”
Shinn,
596 U. S., at ___ (slip op., at 21) (internal quotation marks
omitted). And that would in turn disturb the “State’s significant
interest in repose for concluded litigation.”
Harrington,
562 U. S., at 103. A court therefore must, consistent with
AEDPA, determine at the outset whether the new evidence sought
could be lawfully considered.
This is true even when the All Writs Act is the
asserted vehicle for gathering new evidence. We have made clear
that a petitioner cannot use that Act to circumvent statutory
requirements or otherwise binding procedural rules. See
Pennsylvania Bureau of Correction v.
United States
Marshals Service,
474 U.S.
34, 43 (1985) (“Although [the Act] empowers federal courts to
fashion extraordinary remedies when the need arises, it does not
authorize them to issue ad hoc writs whenever compliance with
statutory procedures appears inconvenient or less appropriate.”);
Syngenta Crop Protection, Inc. v.
Henson,
537 U.S.
28, 32–33 (2002) (same). AEDPA provides the governing rules for
federal habeas proceedings, and our precedents explain that a
district court must consider that statute’s requirements before
facilitating the development of new evidence. See
Schriro,
550 U. S., at 474; see also
Shinn, 596 U. S., at
___ (slip op., at 21).
By the same token, a writ seeking new evidence
would not be “necessary or appropriate in aid of ” a federal
habeas court’s jurisdiction, as all orders issued under the All
Writs Act must be, if it enables a prisoner to fish for unusable
evidence, in the hope that it might undermine his conviction in
some way. In every habeas case, “the court must be guided by the
general principles underlying our habeas corpus jurisprudence.”
Calderon v.
Thompson,
523 U.S.
538, 554 (1998). A writ that enables a prisoner to gather
evidence that would not be admissible would “needlessly prolong”
resolution of the federal habeas case,
Shinn, 596
U. S., at ___ (slip op., at 21), and frustrate the “State’s
interest[ ] in finality,”
Calderon, 523 U. S., at
556. Cf.
Harris v.
Nelson,
394
U.S. 286, 300 (1969) (recognizing, before AEDPA, that a writ is
“necessary or appropriate in aid of ” a federal habeas court’s
jurisdiction if “specific allegations” show that the petitioner
may, “if the facts are fully developed,” be able to demonstrate
that he is “entitled to relief ”).
A federal court order requiring a State to
transport a prisoner to a public setting—here, a medical center for
testing—not only delays resolution of his habeas case, but may also
present serious risks to public safety. See Brief for State of Utah
et al. as
Amici Curiae 7–18 (describing the dangers
inherent in prisoner transport); cf.
Price v.
Johnston,
334 U.S.
266, 285 (1948) (a court should not require that a prisoner be
transported if doing so would cause “undue inconvenience or
danger”).[
2] Commanding a State
to take these risks so that a prisoner can search for unusable
evidence would not be a “necessary or appropriate” means of aiding
a federal court’s limited habeas review.
B
The District Court entered an order directing
the State to transport Twyford to a medical facility, concluding
that doing so would aid its adjudication of his habeas petition.
But the court never determined how, in light of the limitations on
its review described above, newly developed evidence could aid
Twyford’s cause. See
Twyford v.
Warden, 2020 WL
1308318, *4 (SD Ohio, Mar. 19, 2020) (“the Court does not find
itself in a position at this stage of proceedings to make a
determination as to whether or to what extent it would be precluded
by
Cullen v.
Pinholster from considering any new
evidence”). Nor did the Sixth Circuit. See 11 F. 4th, at 527 (“At
this stage, on review of Twyford’s interlocutory appeal seeking a
transport order, we need not consider the admissibility of any
resulting evidence.”). For the reasons just discussed, that was
error.
Reviewing Twyford’s request for transportation
under the proper standard is straightforward, because his motion
sheds no light on how he might persuade a court to consider the
results of his testing, given the limitations AEDPA imposes on
presenting new evidence. He argued that it is “plausible that the
testing to be administered is likely to reveal evidence in support
of ” his claims of ineffective assistance of counsel and
expert witness, lack of competency to stand trial, and the
involuntariness of his confession. Motion to Transport 8. Whether
or not that is true, Twyford never explained how the results of the
neurological testing could be
admissible in his habeas
proceeding, and it is hard to see how they could be. The Ohio
courts already adjudicated and rejected most of these claims on the
merits, and the District Court’s AEDPA review will therefore be
limited to “the record that was before the state court.”
Pinholster, 563 U. S., at 181. As for the claims that
the state courts did not consider, Twyford never argued that he
could clear the bar in §2254(e)(2) for expanding the state court
record, or that the bar was somehow inapplicable.
Twyford asserted in passing that the desired
evidence could “plausibly” bear on the question whether to excuse
procedural default. Motion to Transport 8. By way of
background, a federal court may not review a claim a habeas
petitioner failed to adequately present to state courts, unless he
shows “cause to excuse his failure to comply with the state
procedural rule and actual prejudice resulting from the alleged
constitutional violation.”
Davila v.
Davis, 582
U. S. ___, ___ (2017) (slip op., at 5) (internal quotation
marks omitted). Twyford suggested that the results of his brain
testing could help make that showing. But he did not identify the
particular defaulted claims he hopes to resurrect, nor did he
explain how the testing would matter to his ability to do so. And
in any event, this Court has already held that, if §2254(e)(2)
applies and the prisoner cannot meet the statute’s standards for
admitting new merits evidence, it serves no purpose to develop such
evidence just to assess cause and prejudice. See
Shinn, 596
U. S., at ___ (slip op., at 20) (“when a federal habeas court
. . . admits or reviews new evidence for any purpose, it
may not consider that evidence on the merits of a negligent
prisoner’s defaulted claim unless the exceptions in §2254(e)(2) are
satisfied”). The District Court thus erred in ordering Twyford’s
transfer to gather evidence he had never demonstrated would be
admissible.
* * *
A transportation order that allows a prisoner
to search for new evidence is not “necessary or appropriate in aid
of ” a federal court’s adjudication of a habeas corpus action,
28 U. S. C. §1651(a), when the prisoner has not shown
that the desired evidence would be admissible in connection with a
particular claim for relief. Because the District Court entered
such an order despite Twyford’s failure to make the required
showing, the judgment of the Court of Appeals affirming that order
is reversed and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.
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