OCTOBER TERM, 2002
Syllabus
SCHEIDLER ET AL.
v. NATIONAL ORGANIZATION FOR WOMEN,
INC., ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SEVENTH
CIRCUIT
No. 01-1118. Argued December 4, 2002-Decided February 26,
2003*
Respondents, an organization that supports the legal
availability of abortion and two facilities that perform abortions,
filed a class action alleging that petitioners, individuals and
organizations that oppose legal abortion, violated the Racketeer
Influenced and Corrupt Organizations Act (RICO), 18 U. S. C. §§
1962(a), (c), and (d), by engaging in a nationwide conspiracy to
shut down abortion clinics through "a pattern of racketeering
activity" that included acts of extortion in violation of the Hobbs
Act, § 1951. In concluding that petitioners violated RICO's civil
provisions, the jury found, among other things, that petitioners'
alleged pattern of racketeering activity included violations of, or
attempts or conspiracy to violate, the Hobbs Act, state extortion
law, and the Travel Act, § 1952. The jury awarded damages, and the
District Court entered a permanent nationwide injunction against
petitioners. Affirming in relevant part, the Seventh Circuit held,
inter alia, that the things respondents claimed were
extorted from them-the class women's right to seek medical services
from the clinics, the clinic doctors' rights to perform their jobs,
and the clinics' rights to conduct their businessconstituted
"property" for purposes of the Hobbs Act. The Court of Appeals
further held that petitioners "obtained" that property, as §
1951(b)(2) requires. The court also upheld the issuance of the
nationwide injunction, finding that private plaintiffs are entitled
to obtain injunctive relief under § 1964(c).
Held:
1. Because all of the predicate acts supporting the jury's
finding of a RICO violation must be reversed, the judgment that
petitioners violated RICO must also be reversed. Pp.400-410.
(a) Petitioners did not commit extortion within the Hobbs Act's
meaning because they did not "obtain" property from respondents.
Both of the sources Congress used as models in formulating the
Hobbs Act-the New York Penal Code and the Field Code, a
19th-century model penal code-defined extortion as,
inter
alia, the "obtaining" of
*Together with No. 01-1119,
Operation Rescue v.
National Organization for Women, Inc., et al., also on
certiorari to the same court.
394
Syllabus
property from another. This Court has recognized that New York's
"obtaining" requirement entailed both a deprivation and acquisition
of property, see
United States v.
Enmons, 410 U. S. 396, 406, n.
16, and has construed the Hobbs Act provision at issue to require
both features, see,
e. g., id., at 400. It is undisputed
that petitioners interfered with, disrupted, and in some instances
completely deprived respondents of their ability to exercise their
property rights. Likewise, petitioners' counsel has acknowledged
that aspects of his clients' conduct were criminal. But even when
their acts of interference and disruption achieved their ultimate
goal of shutting down an abortion clinic, such acts did not
constitute extortion because petitioners did not "obtain"
respondents' property. Petitioners may have deprived or sought to
deprive respondents of their alleged property right of exclusive
control of their business assets, but they did not acquire any such
property. They neither pursued nor received "something of value
from" respondents that they could exercise, transfer, or sell.
United States v.
Nardello, 393 U. S. 286, 290. To
conclude that their actions constituted extortion would effectively
discard the statutory "obtaining" requirement and eliminate the
recognized distinction between extortion and the separate crime of
coercion. The latter crime, which more accurately describes the
nature of petitioners' actions, involves the use of force or threat
of force to restrict another's freedom of action. It was clearly
defined in the New York Penal Code as a separate, and lesser,
offense than extortion when Congress turned to New York law in
drafting the Hobbs Act. Congress' decision to include extortion as
a violation of the Hobbs Act and omit coercion is significant here,
as is the fact that the AntiRacketeering Act, the predecessor to
the Hobbs Act, contained sections explicitly prohibiting both. The
Hobbs Act omission is particularly significant because a paramount
congressional concern in drafting that Act was to be clear about
what conduct was prohibited,
United States v.
Culbert, 435
U. S. 371, 378, and to carefully define the Act's key terms,
including "extortion," id., at 373. Thus, while coercion and
extortion overlap to the extent that extortion necessarily involves
the use of coercive conduct to obtain property, there has been and
continues to be a recognized difference between these two crimes.
Because the Hobbs Act is a criminal statute, it must be strictly
construed, and any ambiguity must be resolved in favor of lenity.
Enmons, supra, at 411.
Culbert, supra, at 373,
distinguished. If the distinction between extortion and coercion,
which controls these cases, is to be abandoned, such a significant
expansion of the law's coverage must come from Congress, not from
the courts. pp.400-409.
(b) This Court's determination as to Hobbs Act extortion renders
insufficient the other bases or predicate acts of racketeering
supporting
395
the jury's conclusion that petitioners violated RICO. In
accordance with this Court's decisions in
Nardello and
Taylor v.
United States, 495 U. S. 575, where as here
the Model Penal Code and a majority of States recognize the crime
of extortion as requiring a party to obtain or to seek to obtain
property, as the Hobbs Act requires, a state extortion offense for
RICO purposes must have a similar requirement. Thus, because
petitioners did not obtain or attempt to obtain respondents'
property, both the state extortion claims and the claim of
attempting or conspiring to commit state extortion were fatally
flawed. The violations of the Travel Act and attempts to violate
that Act also fail. These acts were committed in furtherance of
allegedly extortionate conduct, but petitioners did not commit or
attempt to commit extortion. Pp. 409-410.
2. Without an underlying RICO violation, the District Court's
injunction must necessarily be vacated. The Court therefore need
not address the second question presented-whether a private
plaintiff in a civil RICO action is entitled to injunctive relief
under § 1964(c). P. 411.
267 F.3d
687, reversed.
REHNQUIST, C. J., delivered the opinion of the Court, in which
O'CONNOR, SCALIA, KENNEDY, SOUTER, THOMAS, GINSBURG, and BREYER,
JJ., joined. GINSBURG, J., filed a concurring opinion, in which
BREYER, J., joined,
post, p. 411. STEVENS, J., filed a
dissenting opinion,
post, p. 412.
Roy T. Englert, Jr., argued the cause for petitioners in both
cases. On the briefs in No. 01-1118 were Alan Untereiner, Arnon D.
Siegel, Kathryn S. Zecca, Sherri Lynn Wolson, Thomas Brejcha,
Deborah Fischer, and D. Colette Wilson. On the brief in No. 01-1119
were Jay Alan Sekulow, Colby M. May, Stuart J. Roth, James M.
Henderson, Sr., Vincent P. McCarthy, Walter M. Weber, Larry L.
Crain, David A. Cortman, Robert W Ash, Thomas P. Monaghan, and
Charles E. Rice.
Solicitor General Olson argued the cause for the United States
as amicus curiae urging reversal. With him on the brief were
Assistant Attorney General Chertoff, Deputy Solicitor General
Dreeben, Lisa Schiavo Blatt, and Frank J. Marine.
396
Counsel
Fay Clayton argued the cause for respondents. With her on the
brief were Susan Valentine, Joyce A. Pollack, Lowell E. Sachnoff,
A. Stephen Hut, Jr., David W Ogden, Terry A. Maroney, and Kimberly
A. Parker. t
tBriefs of
amici curiae urging reversal were filed for
the State of Alabama et al. by
William H. Pryor, Jr.,
Attorney General of Alabama, and
Charles B. Campbell, Deputy
Solicitor General, and by the Attorneys General for their
respective jurisdictions as follows:
Don Stenberg of
Nebraska,
Wayne Stenehjem of North Dakota,
Mark
Barnett of South Dakota, and
Robert Torres of the
Northern Mariana Islands; for Americans United for Life by
Nikolas T. Nikas, Denise M. Burke, Dorinda C.
Bordlee, and G.
Robert Blakey; for Catholics for
Life, Sacramento, by
James Joseph Lynch, Jr.; for the Center
for Individual Rights by
Michael E. Rosman; for Concerned
Women for America by
Theresa Schrempp and
Mark L.
Lorbiecki; for Liberty Counsel by
Mathew D. Staver; for
the Life Legal Defense Foundation by
Andrew W Zepeda and
Catherine W Short; for the National Association of Criminal
Defense Lawyers by
William J.
Mertens; for the New
York Council of Defense Lawyers by
Richard A. Greenberg, Karl E.
Pfianz, and
Victor J.
Rocco; for the Rutherford
Institute by
Jamin B. Raskin, John W Whitehead, and
Steven H. Aden; and for the Seamless Garment Network et al.
by
Edward McGlynn Gaffney, Jr., William W Bassett, G.
Robert Blakey, Angela C.
Carmella, Robert A. Destro,
Marie A. Failinger, Victor Gregory Rosenblum, and
Gerald
Briefs of
amici curiae urging affirmance were filed for
the State of California et al. by
Bill Lockyer, Attorney
General of California,
Manuel M. Medeiros, Solicitor
General,
Richard M. Frank, Chief Assistant Attorney General,
Mary E. Hackenbracht, Senior Assistant Attorney General,
Helen G.
Arens, Deputy Attorney General,
Eliot
Spitzer, Attorney General of New York,
Caitlin J.
Halligan, Solicitor General, and
Daniel J.
Chepaitis, Assistant Solicitor General, and by the Attorneys
General for their respective States as follows:
Richard
Blumenthal of Connecticut, J.
Joseph Curran, Jr., of
Maryland,
Thomas F.
Reilly of Massachusetts,
Mike
McGrath of Montana,
Frankie Sue Del Papa of Nevada,
Christine O.
Gregoire of Washington, and
Darrell
V. McGraw, Jr., of West Virginia; for the American Medical
Association et al. by
William A. Norris, Michael C.
Small, and
Sandra M. Lee; for the Feminist Majority
Foundation et al. by
Steven G.
Gey; for Former
Federal Prosecutors et al. by
Maria T. Vullo; for the
Lawyers' Committee for Civil Rights Under Law by
Joseph R.
Bankoff, Thomas Henderson, and
Nancy Anderson; for
Motorola
397
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
We granted certiorari in these cases to answer two questions.
First, whether petitioners committed extortion within the meaning
of the Hobbs Act, 18 U. S. C. § 1951. Second, whether respondents,
as private litigants, may obtain injunctive relief in a civil
action pursuant to 18 U. S. C. § 1964 of the Racketeer Influenced
and Corrupt Organizations Act (RICO). We hold that petitioners did
not commit extortion because they did not "obtain" property from
respondents as required by the Hobbs Act. We further hold that our
determination with respect to extortion under the Hobbs Act renders
insufficient the other bases or predicate acts of racketeering
supporting the jury's conclusion that petitioners violated RICO.
Therefore, we reverse without reaching the question of the
availability of private injunctive relief under § 1964(c) of
RICO.
We once again address questions arising from litigation between
petitioners, a coalition of antiabortion groups called the Pro-Life
Action Network (PLAN), Joseph Scheidler, and other individuals and
organizations that oppose legal abortion,l and respondents, the
National Organization for Women, Inc. (NOW), a national nonprofit
organization that supports the legal availability of abortion, and
two health
Credit Corp. by
Charles G.
Cole, Howard H. Stahl,
and
Bruce C.
Bishop; for the NARAL Foundation/NARAL
et al. by
Amy E. Weissman, Sara N Love, and
Lawrence
S.
Ottinger; and for the Religious Coalition for
Reproductive Choice et al. by
George R. Kucik and
Bonnie J.
Campbell.
Briefs of
amici curiae were filed for the National Right
to Work Legal Defense Foundation, Inc., by
Raymond J.
LaJeunesse, Jr.; for People for the Ethical Treatment of
Animals, Inc., by
Jeffrey S.
Kerr and
Craig M.
Bradley; for Texas Black Americans for Life et al. by
Lawrence J.
Joyce; and for Emily Lyons by
Pamela
L. Sumners.
1 The other petitioners include Andrew Scholberg, Timothy
Murphy, and Operation Rescue.
398
care centers that perform abortions.2 Our earlier decision
provides a substantial description of the factual and procedural
history of this litigation, see
National Organization for Women,
Inc. v.
Scheidler, 510 U. S. 249 (1994), and
so we recount only those details necessary to address the questions
here presented.
In 1986, respondents sued in the United States District Court
for the Northern District of Illinois alleging,
inter alia,
that petitioners violated RICO's §§ 1962(a), (c), and (d). They
claimed that petitioners, all of whom were associated with PLAN,
the alleged racketeering enterprise, were members of a nationwide
conspiracy to "shut down" abortion clinics through a pattern of
racketeering activity that included acts of extortion in violation
of the Hobbs Act.3
The District Court dismissed respondents' RICO claims for
failure to allege that the predicate acts of racketeering or the
racketeering enterprise were economically motivated. See
National Organization for Women, Inc. v.
Scheidler,
765 F. Supp. 937 (ND Ill. 1991). The Court of Appeals for the
Seventh Circuit affirmed that dismissal. See
National
Organization for Women, Inc. v.
Scheidler, 968 F.2d
612 (1992). We granted certiorari and reversed, concluding that
RICO does not require proof that either the racketeering enterprise
or the predicate acts of racketeering were moti-
2 NOW represents a certified class of all NOW members and
nonmembers who have used or would use the services of an abortion
clinic in the United States. The two clinics, the National Women's
Health Organization of Summit, Inc., and the National Women's
Health Organization of Delaware, Inc., represent a class of all
clinics in the United States at which abortions are provided.
3 The Hobbs Act, 18 U. S. C. § 1951(a), provides that "[w]hoever
in any way or degree obstructs, delays, or affects commerce or the
movement of any article or commodity in commerce, by robbery or
extortion or attempts or conspires so to do, or commits or
threatens physical violence to any person or property in
furtherance of a plan or purpose to do anything in violation of
this section shall be fined under this title or imprisoned not more
than twenty years, or both."
399
vated by an economic purpose. See
Scheidler, 510 U. S.,
at 256-262. The case was remanded to the District Court for further
proceedings.
After a 7-week trial, a six-member jury concluded that
petitioners violated the civil provisions of RICO. By answering a
series of special interrogatory questions, the jury found,
inter
alia, that petitioners' alleged "pattern of racketeering
activity" included 21 violations of the Hobbs Act, 18 U. S. C. §
1951; 25 violations of state extortion law; 25 instances of
attempting or conspiring to commit either federal or state
extortion; 23 violations of the Travel Act, 18 U. S. C. § 1952; and
23 instances of attempting to violate the Travel Act. The jury
awarded $31,455.64 to respondent, the N ational Women's Health
Organization of Delaware, Inc., and $54,471.28 to the National
Women's Health Organization of Summit, Inc. These damages were
trebled pursuant to § 1964(c). Additionally, the District Court
entered a permanent nationwide injunction prohibiting petitioners
from obstructing access to the clinics, trespassing on clinic
property, damaging clinic property, or using violence or threats of
violence against the clinics, their employees, or their
patients.
The Court of Appeals for the Seventh Circuit affirmed in
relevant part. The Court of Appeals rejected petitioners'
contention that the things respondents claimed were "obtained" -the
class women's right to seek medical services from the clinics, the
clinic doctors' rights to perform their jobs, and the clinics'
rights to provide medical services and otherwise conduct their
business-were not "property" for purposes of the Hobbs Act. The
court explained that it had "repeatedly held that intangible
property such as the right to conduct a business can be considered
'property' under the Hobbs Act."
267 F.3d
687, 709 (2001). Likewise, the Court of Appeals dismissed
petitioners' claim that even if "property" was involved,
petitioners did not "obtain" that property; they merely forced
respondents to part with it. Again relying on Circuit precedent,
the court held that" 'as a legal
400
matter, an extortionist can violate the Hobbs Act without either
seeking or receiving money or anything else. A loss to, or
interference with the rights of, the victim is all that is
required.'"
Ibid. (quoting
United States v.
Stillo, 57 F.3d
553, 559 (CA7 1995)). Finally, the Court of Appeals upheld the
issuance of the nationwide injunction, finding that private
plaintiffs are entitled to obtain injunctive relief under § 1964(c)
of RICO. We granted certiorari, 535 U. S. 1016 (2002), and now
reverse.
We first address the question whether petitioners' actions
constituted extortion in violation of the Hobbs Act. That Act
defines extortion as "the obtaining of property from another, with
his consent, induced by wrongful use of actual or threatened force,
violence, or fear, or under color of official right." 18 U. S. C. §
1951(b)(2). Petitioners allege that the jury's verdict and the
Court of Appeals' decision upholding the verdict represent a vast
and unwarranted expansion of extortion under the Hobbs Act. They
say that the decisions below "rea[d] the requirement of 'obtaining'
completely out of the statute" and conflict with the proper
understanding of property for purposes of the Hobbs Act. Brief for
Petitioners Joseph Scheidler et al. in No. 01-1118, pp. 11-13.
Respondents, throughout the course of this litigation, have
asserted, as the jury instructions at the trial reflected,4 that
petitioners committed extortion under the Hobbs Act by using or
threatening to use force, violence, or fear to cause respondents
"to give up" property rights, namely, "a woman's right to seek
medical services from a clinic, the right of
4 The instruction given to the jury regarding extortion under
the Hobbs Act provided that "[p]laintiffs have alleged that the
defendant and others associated with PLAN committed acts that
violate federal law prohibiting extortion. In order to show that
extortion has been committed in violation of federal law, the
plaintiffs must show that the defendant or someone else associated
with PLAN knowingly, willfully, and wrongfully used actual or
threatened force, violence or fear to cause women, clinic doctors,
nurses or other staff, or the clinics themselves to give up a
'property right.' " Jury Instruction No. 24, App. 136.
401
the doctors, nurses or other clinic staff to perform their jobs,
and the right of the clinics to provide medical services free from
wrongful threats, violence, coercion and fear." Jury Instruction
No. 24, App. 136. Perhaps recognizing the apparent difficulty in
reconciling either its position (that "giv[ing] up" these alleged
property rights is sufficient) or the Court of Appeals' holding
(that "interfer[ing] with such rights" is sufficient) with the
requirement that petitioners "obtain[ed] ... property from" them,
respondents have shifted the thrust of their theory. 267 F. 3d, at
709. Respondents now assert that petitioners violated the Hobbs Act
by "seeking to get control of the use and disposition of
respondents' property." Brief for Respondents 24. They argue that
because the right to control the use and disposition of an asset is
property, petitioners, who interfered with, and in some instances
completely disrupted, the ability of the clinics to function,
obtained or attempted to obtain respondents' property.
The United States offers a view similar to that of respondents,
asserting that "where the property at issue is a business's
intangible right to exercise exclusive control over the use
of its assets, [a] defendant obtains that property by obtaining
control over the use of those assets." Brief for United States as
Amicus Curiae 22. Although the Government acknowledges that
the jury's finding of extortion may have been improperly based on
the conclusion that petitioners deprived respondents of a liberty
interest,5 it maintains that under its theory of liability,
petitioners committed extortion.
5 The Solicitor General agreed at oral argument that even if we
accept the Government's view as to extortion under the Hobbs Act,
the cases must be remanded because the generalized jury instruction
regarding federal extortion included a woman's right to seek
medical services as a property right petitioners could extort from
respondents; a right he acknowledged is more accurately
characterized as an individual liberty interest. See Tr. of Oral
Arg. 30-31.
402
We need not now trace what are the outer boundaries of extortion
liability under the Hobbs Act, so that liability might be based on
obtaining something as intangible as another's right to exercise
exclusive control over the use of a party's business assets.6 Our
decisions in
United States v.
Green, 350 U. S. 415, 420 (1956)
(explaining that "extortion ... in no way depends upon having a
direct benefit conferred on the person who obtains the property"),
and
Carpenter v.
United States, 484 U. S. 19, 27 (1987)
(finding that confidential business information constitutes
"property" for purposes of the federal mail fraud statute), do not
require such a result. Whatever the outer boundaries may be, the
effort to characterize petitioners' actions here as an "obtaining
of property from" respondents is well beyond them. Such a result
would be an unwarranted expansion of the meaning of that
phrase.
Absent contrary direction from Congress, we begin our
interpretation of statutory language with the general presumption
that a statutory term has its common-law meaning. See
Taylor
v.
United States, 495 U. S. 575, 592
(1990);
Morissette v.
United States, 342 U. S. 246, 263
(1952). At common law, extortion was a property offense committed
by a public official who took "any money or thing of value" that
was not due to him under the pretense that he was entitled to such
property by virtue of his office. 4 W. Blackstone, Commentaries on
the Laws of England 141 (1765); 3 R. Anderson, Wharton's Criminal
Law and Procedure § 1393, pp. 790-791 (1957). In 1946, Congress
enacted the Hobbs Act, which explicitly "expanded the common-law
definition of extortion to include acts by private individuals."
Evans v.
United States, 504 U. S. 255, 261 (1992)
(emphasis deleted). While
6 Accordingly, the dissent is mistaken to suggest that our
decision reaches, much less rejects, lower court decisions such as
United States v.
Tropiano, 418
F.2d 1069, 1076 (1969), in which the Second Circuit concluded
that the intangible right to solicit refuse collection accounts
"constituted property within the Hobbs Act definition."
403
the Hobbs Act expanded the scope of common-law extortion to
include private individuals, the statutory language retained the
requirement that property must be "obtained." See 18 U. S. C. §
1951(b)(2).
Congress used two sources of law as models in formulating the
Hobbs Act: the Penal Code of New York and the Field Code, a
19th-century model penal code. See
Evans, supra, at 261-262,
n. 9.7 Both the New York statute and the Field Code defined
extortion as "the obtaining of property from another, with his
consent, induced by a wrongful use of force or fear, or under color
of official right." 4 Commissioners of the Code, Proposed Penal
Code of the State of New York § 613 (1865) (reprint 1998) (Field
Code); N. Y. Penal Law § 850 (1909). The Field Code explained that
extortion was one of four property crimes, along with robbery,
larceny, and embezzlement, that included "the criminal acquisition
of ... property." § 584 note, p. 210. New York case law before the
enactment of the Hobbs Act demonstrates that this "obtaining of
property" requirement included both a deprivation and acquisition
of property. See,
e. g., People v.
Ryan, 232 N. Y.
234, 236, 133 N. E. 572, 573 (1921) (explaining that an intent "to
extort" requires an accompanying intent to "gain money or
property");
People v.
Weinseimer, 117 App. Div.
603,616, 102 N. Y. S. 579, 588 (1907) (noting that in an extortion
prosecution, the issue that must be decided is whether the accused
"receive[d] [money] from the complainant").8
7 Representative Hobbs explicitly stated that the term extortion
was "based on the New York law." 89 Congo Rec. 3227 (1943).
8 The dissent endorses the opinion of the Court of Appeals in
United States V.
Arena, 180 F.3d
380 (CA2 1999), to reach a more expansive definition of
"obtain" than is found in the cases just cited. The Court of
Appeals quoted part of a dictionary definition of the word "obtain"
in Webster's Third New International Dictionary, 180 F. 3d, at 394.
The full text of the definition reads "to gain or attain possession
or disposal of." That court then resorted to the dictionary
definition of "disposal," which includes "the regulation of the
fate ... of something." Surely if the rule of lenity, which we have
held applicable to the Hobbs Act, see
infra, at 408,
404
We too have recognized that the "obtaining" requirement of
extortion under New York law entailed both a deprivation and
acquisition of property. See
United States v.
Enmons,
410 U. S. 396,
406, n. 16 (1973) (noting that "[j]udicial construction of the New
York statute" demonstrated that "extortion requires an intent 'to
obtain that which in justice and equity the party is not entitled
to receive'" (quoting
People v.
Cuddihy, 151 Misc.
318, 324, 271 N. Y. S. 450, 456 (1934))). Most importantly, we have
construed the extortion provision of the Hobbs Act at issue in
these cases to require not only the deprivation but also the
acquisition of property. See,
e. g., Enmons, supra, at 400
(Extortion under the Hobbs Act requires a "'wrongful'
taking
of ... property" (emphasis added)). With this understanding of the
Hobbs Act's requirement that a person must "obtain" property from
another party to commit extortion, we turn to the facts of these
cases.
There is no dispute in these cases that petitioners interfered
with, disrupted, and in some instances completely deprived
respondents of their ability to exercise their property rights.
Likewise, petitioners' counsel readily acknowledged at oral
argument that aspects of his clients' conduct were criminal. 9 But
even when their acts of interference and dis-
means anything, it means that the familiar meaning of the word
"obtain"to gain possession of-should be preferred to the vague and
obscure "to attain regulation of the fate of."
9 "QUESTION: But are we talking about actions that constitute
the commission of some kind of criminal offense in the process?
"MR. ENGLERT: Oh, yes. Trespass.
"QUESTION: Yes, and other things, destruction of property and so
forth, I suppose.
"MR. ENGLERT: Oh, yes ....
"QUESTION: I mean, we're not talking about conduct that is
lawful here. "MR. ENGLERT: We are not talking about extortion, but
we are talking about some things that could be punished much less
severely. It has never been disputed in this case ... that there
were trespasses." Tr. of Oral Arg. 8-9.
405
ruption achieved their ultimate goal of "shutting down" a clinic
that performed abortions, such acts did not constitute extortion
because petitioners did not "obtain" respondents' property.
Petitioners may have deprived or sought to deprive respondents of
their alleged property right of exclusive control of their business
assets, but they did not acquire any such property. Petitioners
neither pursued nor received "something of value from" respondents
that they could exercise, transfer, or sell. United States v.
NardeII0,
393 U. S.
286, 290 (1969). To conclude that such actions constituted
extortion would effectively discard the statutory requirement that
property must be obtained from another, replacing it instead with
the notion that merely interfering with or depriving someone of
property is sufficient to constitute extortion.
Eliminating the requirement that property must be obtained to
constitute extortion would not only conflict with the express
requirement of the Hobbs Act, it would also eliminate the
recognized distinction between extortion and the separate crime of
coercion-a distinction that is implicated in these cases. The crime
of coercion, which more accurately describes the nature of
petitioners' actions, involves the use of force or threat of force
to restrict another's freedom of action. Coercion's origin is
statutory, and it was clearly defined in the New York Penal Code as
a separate, and lesser, offense than extortion when Congress turned
to New York law in drafting the Hobbs Act.lO New York case
10 New York Penal Law § 530 (1909), Coercing another person a
misdemeanor, provided: "A person who with a view to compel another
person to do or to abstain from doing an act which such other
person has a legal right to do or to abstain from doing, wrongfully
and unlawfully,
"1. Uses violence or inflicts injury upon such other person or
his family, or a member thereof, or upon his property or threatens
such violence or injury; or,
"2. Deprives any such person of any tool, implement or clothing
or hinders him in the use thereof; or,
"3. Uses or attempts the intimidation of such person by threats
or force, "Is guilty of a misdemeanor."
406
law applying the coercion statute before the passage of the
Hobbs Act involved the prosecution of individuals who, like
petitioners, employed threats and acts of force and violence to
dictate and restrict the actions and decisions of businesses. See,
e. g., People v.
Ginsberg, 262 N. Y. 556, 188 N. E.
62 (1933) (affirming convictions for coercion where defendant used
threatened and actual property damage to compel the owner of a drug
store to become a member of a local trade association and to remove
price advertisements for specific merchandise from his store's
windows);
People v.
Scotti, 266 N. Y. 480, 195 N. E.
162 (1934) (affirming conviction for coercion where defendants used
threatened and actual force to compel a manufacturer to enter into
an agreement with a labor union of which the defendants were
members);
People v.
Kaplan, 240 App. Div. 72,269 N.
Y. S. 161 (1934) (affirming convictions for coercion where
defendants, members of a labor union, used threatened and actual
physical violence to compel other members of the union to drop
lawsuits challenging the manner in which defendants were handling
the union's finances).
With this distinction between extortion and coercion clearly
drawn in New York law prior to 1946, Congress' decision to include
extortion as a violation of the Hobbs Act and omit coercion is
significant assistance to our interpretation of the breadth of the
extortion provision. This assistance is amplified by other evidence
of Congress' awareness of the difference between these two distinct
crimes. In 1934, Congress formulated the Anti-Racketeering Act, ch.
569, 48 Stat. 979. This Act, which was the predecessor to the Hobbs
Act, targeted, as its name suggests, racketeering activities that
affected interstate commerce, including both extortion and coercion
as defined under New York lawY Accordingly, the
11 A subcommittee of the Commerce Committee, known as the
Copeland Subcommittee, employed a working definition of
"racketeering," which included organized conspiracies to "commit
the crimes of extortion or coercion, or attempts to commit
extortion or coercion, within the definition of
407
Act contained both a section explicitly prohibiting coercion and
a section prohibiting the offense of extortion as defined by the
Field Code and New York Penal Code. See ch. 569, §§ 2(a) and
2(b).
Several years after the enactment of the AntiRacketeering Act,
this Court decided
United States v.
Teamsters,
315 U. S. 521
(1942). In
Teamsters, this Court construed an exception
provided in the Anti-Racketeering Act for the payment of wages by a
bona fide employer to a bona fide employee to find that the Act
"did not cover the actions of union truckdrivers who exacted money
by threats or violence from out-of-town drivers in return for
undesired and often unutilized services."
United States v.
Culbert, 435 U. S. 371, 377 (1978) (citing
Teamsters,
supra). "Congressional disapproval of this decision was swift,"
and the Hobbs Act was subsequently enacted to supersede the
AntiRacketeering Act and reverse the result in
Teamsters.
Enmons, 410 U. S., at 402, and n. 8. The Act prohibited
interference with commerce by "robbery or extortion" but, as
explained above, did not mention coercion.
This omission of coercion is particularly significant in light
of the fact that after
Teamsters, a "paramount congressional
concern" in drafting the Hobbs Act "was to be clear about what
conduct was prohibited."
Culbert, supra, at 378.12
Accordingly, the Act "carefully defines its key terms, such as
'robbery,' 'extortion,' and 'commerce.'" 435 U. S., at 373. Thus,
while coercion and extortion certainly overlap to the extent that
extortion necessarily involves the use of coercive
these crimes found in the penal law of the State of New York and
other jurisdictions." S. Rep. No. 1189, 75th Cong., 1st Sess., 3
(1937);
United States v.
Culbert, 435 U. S. 371, 375-376
(1978).
12 As we reported in
Culbert, supra, at 378: "Indeed,
many Congressmen praised the [Hobbs Act] because it set out with
more precision the conduct that was being made criminal. As
Representative Hobbs noted, the words robbery and extortion 'have
been construed a thousand times by the courts. Everybody knows what
they mean'" (quoting 91 Congo Rec. 11912 (1945)).
408
conduct to obtain property, there has been and continues to be a
recognized difference between these two crimes, see,
e. g.,
ALl, Model Penal Code and Commentaries §§ 212.5, 223.4 (1980)
(hereinafter Model Penal Code),13 and we find it evident that this
distinction was not lost on Congress in formulating the Hobbs
Act.
We have said that the words of the Hobbs Act "do not lend
themselves to restrictive interpretation" because they "'manifes[t]
... a purpose to use all the constitutional power Congress has to
punish interference with interstate commerce by extortion, robbery
or physical violence.'"
Culbert, supra, at 373 (quoting
Stirone v.
United States, 361 U. S. 212, 215 (1960)).
We have also said, construing the Hobbs Act in
Enmons,
supra, at 411:
"Even if the language and history of the Act were less clear
than we have found them to be, the Act could not properly be
expanded as the Government suggests-for two related reasons. First,
this being a criminal statute, it must be strictly construed, and
any ambiguity must be resolved in favor of lenity" (citations
omitted).
We think that these two seemingly antithetical statements can be
reconciled.
Culbert refused to adopt the view that Congress
had not exercised the full extent of its commerce power in
prohibiting extortion which "affects commerce or the movement of
any article or commodity in commerce." But there is no contention
by petitioners here that their acts did not affect interstate
commerce. Their argument is that
13 Under the Model Penal Code § 223.4, Comment 1, pp. 201-202,
extortion requires that one "obtains [the] property of another"
using threat as "the method employed to deprive the victim of his
property." This "obtaining" is further explained as "'bring[ing]
about a transfer or purported transfer of a legal interest in the
property, whether to the obtainer or another.'''
Id., §
223.3, Comment 2, at 182. Coercion, on the other hand, is defined
as making "specified categories of threats ... with the purpose of
unlawfully restricting another's freedom of action to his
detriment."
Id., § 212.5, Comment 2, at 264.
409
their acts did not amount to the crime of extortion as set forth
in the Act, so the rule of lenity referred to in
Enmons may
apply to their case quite consistently with the statement in
Culbert. "[W]hen there are two rational readings of a
criminal statute, one harsher than the other, we are to choose the
harsher only when Congress has spoken in clear and definite
language."
McNally v.
United States, 483 U. S. 350, 359-360
(1987). If the distinction between extortion and coercion, which we
find controls these cases, is to be abandoned, such a significant
expansion of the law's coverage must come from Congress, and not
from the courts.
Because we find that petitioners did not obtain or attempt to
obtain property from respondents, we conclude that there was no
basis upon which to find that they committed extortion under the
Hobbs Act.
The jury also found that petitioners had committed extortion
under various state-law extortion statutes, a separate RICO
predicate offense. Petitioners challenged the jury instructions as
to these on appeal, but the Court of Appeals held that any error
was harmless, because the Hobbs Act verdicts were sufficient to
support the relief awarded. Respondents argue in this Court that
state extortion offenses do not have to be identical to Hobbs Act
extortion to be predicate offenses supporting a RICO violation.
They concede, however, that for a state offense to be an "act or
threat involving ... extortion, ... which is chargeable under State
law," as RICO requires, see 18 U. S. C. § 1961(1), the conduct must
be capable of being generically classified as extortionate. Brief
for Respondents 33-34. They further agree that such "generic"
extortion is defined as "'obtaining something of value from another
with his consent induced by the wrongful use of force, fear, or
threats.'"
Id., at 34 (quoting
Nardello, 393 U. S.,
at 290).
This concession is in accord with our decisions in
Nardello and
Taylor v.
United States, 495 U. S. 575 (1990). In
Nardello, we held that the Travel Act's prohibition, 18 U.
S. C.
410
§ 1952(b)(2), against "extortion ... in violation of the laws of
the State in which committed or of the United States" applies to
extortionate conduct classified by a state penal code as blackmail
rather than extortion. We determined that if an act prohibited
under state law fell within a generic definition of extortion, for
which we relied on the Model Penal Code's definition of "obtaining
something of value from another with his consent induced by the
wrongful use of force, fear, or threats," it would constitute a
violation of the Travel Act's prohibition regardless of the State's
label for that unlawful act. See
Nardello, supra, at 296
(explaining that regardless of Pennsylvania's labeling defendants'
acts as blackmail and not extortion, defendants violated the Travel
Act because "the indictment encompasses a type of activity
generally known as extortionate since money was to be obtained from
the victim by virtue of fear and threats of exposure"). In
Taylor, relying in part on
NardeII0, we concluded
that in including "burglary" as a violent crime in 18 U. S. C. §
924(e)'s sentencing enhancement provision for felons' possessing
firearms, Congress meant "burglary" in "the generic sense in which
the term is now used in the criminal codes of most States." 495 U.
S., at 598. Accordingly, where as here the Model Penal Code and a
majority of States recognize the crime of extortion as requiring a
party to obtain or to seek to obtain property, as the Hobbs Act
requires, the state extortion offense for purposes of RICO must
have a similar requirement.
Because petitioners did not obtain or attempt to obtain
respondents' property, both the state extortion claims and the
claim of attempting or conspiring to commit state extortion were
fatally flawed. The 23 violations of the Travel Act and 23 acts of
attempting to violate the Travel Act also fail. These acts were
committed in furtherance of allegedly extortionate conduct. But we
have already determined that petitioners did not commit or attempt
to commit extortion.
411
Because all of the predicate acts supporting the jury's finding
of a RICO violation must be reversed, the judgment that petitioners
violated RICO must also be reversed. Without an underlying RICO
violation, the injunction issued by the District Court must
necessarily be vacated. We therefore need not address the second
question presentedwhether a private plaintiff in a civil RICO
action is entitled to injunctive relief under 18 U. S. C. §
1964.
The judgment of the Court of Appeals is accordingly
Reversed.
JUSTICE GINSBURG, with whom JUSTICE BREYER joins,
concurring.
I join the Court's opinion, persuaded that the Seventh Circuit's
decision accords undue breadth to the Racketeer Influenced and
Corrupt Organizations Act (RICO or Act). As JUSTICE STEVENS
recognizes, "Congress has enacted specific legislation responsive
to the concerns that gave rise to these cases."
Post, at 417
(dissenting opinion). In the Freedom of Access to Clinic Entrances
Act of 1994, 18 U. S. C. § 248, Congress crafted a statutory
response that homes in on the problem of criminal activity at
health care facilities. See
ante, at 404-405, and n. 9
(noting petitioners' acknowledgment that at least some of the
protesters' conduct was criminal, and observing that "[t]he crime
of coercion [a separate, and lesser, offense than extortion] more
accurately describes the nature of petitioners' actions"). Thus,
the principal effect of a decision against petitioners here would
have been on other cases pursued under RICO.*
RICO, which empowers both prosecutors and private enforcers,
imposes severe criminal penalties and hefty civillia-
* At oral argument, the Government was asked: "[D]o you agree
that your interpretation would have been applicable to the civil
rights sit-ins?" Tr. of Oral Arg. 25. The Solicitor General
responded: "Under some circumstances, it could have if illegal
force or threats were used to prevent a business from operating."
Ibid.
412
STEVENS, J., dissenting
bility on those engaged in conduct within the Act's compass.
See,
e. g., § 1963(a) (up to 20 years' imprisonment and
wideranging forfeiture for a single criminal violation); § 1964(a)
(broad civil injunctive relief); § 1964(c) (treble damages and
attorneys' fees for private plaintiffs). It has already "evolv[ed]
into something quite different from the original conception of its
enactors,"
Sedima, S.
P. R. L. v.
Imrex Co.,
473 U. S. 479,
500 (1985), warranting "concern[s] over the consequences of an
unbridled reading of the statute," id., at 481. The Court is
rightly reluctant, as I see it, to extend RICO's domain further by
endorsing the expansive definition of "extortion" adopted by the
Seventh Circuit.
JUSTICE STEVENS, dissenting.
The term "extortion" as defined in the Hobbs Act refers to "the
obtaining of property from another." 18 U. S. C. § 1951(b)(2). The
Court's murky opinion seems to hold that this phrase covers nothing
more than the acquisition of tangible property. No other federal
court has ever construed this statute so narrowly.
For decades federal judges have uniformly given the term
"property" an expansive construction that encompasses the
intangible right to exercise exclusive control over the lawful use
of business assets. The right to serve customers or to solicit new
business is thus a protected property right. The use of violence or
threats of violence to persuade the owner of a business to
surrender control of such an intangible right is an appropriation
of control embraced by the term "obtaining." That is the
commonsense reading of the statute that other federal judges have
consistently and wisely embraced in numerous cases that the Court
does not discuss or even cite. Recognizing this settled definition
of property, as I believe one must, the conclusion that petitioners
obtained this property from respondents is amply supported by the
evidence in the record.
413
Because this construction of the Hobbs Act has been so uniform,
I only discuss a few of the more significant cases. For example, in
United States v.
Tropiano, 418
F.2d 1069 (1969), the Second Circuit held that threats of
physical violence to persuade the owners of a competing trash
removal company to refrain from soliciting customers in certain
areas violated the Hobbs Act. The court's reasoning is directly
applicable to these cases:
"The application of the Hobbs Act to the present facts of this
case has been seriously challenged by the appellants upon the
ground that the Government's evidence indicates that no 'property'
was extorted and that there was no interference or attempted
interference with interstate commerce. They assert that nothing
more than 'the right to do business' in the Milford area was
surrendered by Caron and that such a right was not 'property'
'obtained' by the appellants, as those terms are used in the Act.
While they concede that rubbish removal accounts which are
purchased and sold are probably property, they argue that the right
to solicit business is amorphous and cannot be squared with the
Congressional expression in the Act of 'obtaining property.' The
Hobbs Act 'speaks in broad language, manifesting a purpose to use
all the constitutional power Congress has to punish interference
with interstate commerce by extortion, robbery or physical
violence.' Stirone v. United States, 361 U. S. 212, 215
(1960). The concept of property under the Hobbs Act, as devolved
from its legislative history and numerous decisions, is not limited
to physical or tangible property or things (United States v.
Provenzano, 334 F.2d
678 (3d Cir. 1964); United States v. Nedley, 255 F.2d
350 (3d Cir. 1958)), but includes, in a broad sense, any
valuable right considered as a source or element of wealth (Bianchi
v. United States, 219 F.2d
182 (8th Cir. 1955)), and does not depend upon a direct benefit
being conferred on the
414
STEVENS, J., dissenting
person who obtains the property (United States v. Green,
350 U. S. 415
(1956)).
"Obviously, Caron had a right to solicit business from anyone in
any area without any territorial restrictions by the appellants and
only by the exercise of such a right could Caron obtain customers
whose accounts were admittedly valuable .... The right to pursue a
lawful business including the solicitation of customers necessary
to the conduct of such business has long been recognized as a
property right within the protection of the Fifth and Fourteenth
Amendments of the Constitution (Louis K. Ligget Co. v. Baldridge,
278 U. S. 105
(1928); cf., Duplex Printing Press Co. v. Deering, 254 U. S. 443, 465 (1921)
.... Caron's right to solicit accounts in Milford, Connecticut
constituted property within the Hobbs Act definition." Id.,
at 1075-1076 (some citations omitted).
The
Tropiano case's discussion of obtaining property has
been cited with approval by federal courts in virtually every
circuit in the country. See,
e. g., United States v.
Hathaway, 534 F.2d
386, 396
(CA1 1976);
United States v.
Arena,
180 F. 3d 380, 392
(CA2 1999);
Northeast Women's
Center, Inc. v.
McMonagle, 868 F.2d
1342, 1350
(CA3 1989);
United States v.
Santoni, 585 F.2d
667, 673
(CA4 1978);
United States v.
Nadaline, 471 F.2d
340, 344
(CA5 1973);
United States v.
Debs, 949 F.2d
199, 201
(CA6 1991);
United States v.
Lewis, 797 F.2d
358, 364
(CA7 1986);
United States v.
Zemek, 634 F.2d
1159, 1174
(CA9 1980).1 Its interpretation
1 Indeed, the Ninth Circuit's discussion of the nature of
property under the Hobbs Act illustrates just how settled this
issue was in the Courts of Appeals:
"The concept of property under the Hobbs Act has not been
limited to physical or tangible 'things.' The right to make
business decisions and to solicit business free from wrongful
coercion is a protected property right.
See, e. g.,
United States v. Santoni, 585 F.2d
667 (4th Cir. 1978) (right to make business decisions free from
outside pressure wrongfully imposed);
United States v.
Nadaline, 471 F.2d
340 (5th Cir.) (right to
415
of the term "property" is consistent with pre-Hobbs Act
decisions of this Court, see
Buchanan v.
Warley,
245 U. S. 60, 74
(1917) (property "consists of the free use, enjoyment, and disposal
of a person's acquisitions without control or diminution"), the New
York Court of Appeals, see
People v.
Barondess, 133
N. Y. 649, 31 N. E. 240 (1892), the California Supreme Court,
People v.
Cadman, 57 Cal. 562 (1881), and with our
recent decision in
Carpenter v.
United States,
484 U. S. 19
(1987).
The courts that have considered the applicability of the Hobbs
Act to attempts to disrupt the operations of abortion clinics have
uniformly adhered to the holdings of cases like
Tropiano.
See,
e. g., Libertad v.
Welch, 53
F.3d 428, 438, n. 6
(CA1 1995);
Northeast Women's
Center, Inc. v.
McMonagle, 868 F. 2d, at 1350;
United
States v.
Anderson, 716 F. 2d 446, 447-450 (CA7 1983).
Judge Kearse's endorsement of the Government's position in
United States v.
Arena, 180 F. 3d 380 (CA2 1999),
followed this consistent line of cases. The jury had found that the
defendants had engaged in "an overall strategy to cause abortion
providers, particularly Planned Parenthood and Yoffa, to give up
their property
business accounts and unrealized profits) ....
Cf United
States v. Hathaway,
534 F.2d
386, 395 (1st Cir.) (rejection of narrow perception of
'property');
Battaglia v.
United States, 383 F.2d
303 (9th Cir. 1967) (right to lease space in bowling alley free
from threats) .... Chase's right to solicit business free from
threatened destruction and physical harm falls within the scope of
protected property rights under the Hobbs Act.
"Evidence of the previously described acts of intimidation and
violence suffices. Appellants' objective was to induce Chase to
give up a lucrative business. The fact that their threats were
unsuccessful does not preclude conviction."
United States v.
Zemek, 634 F. 2d, at 1174 (some citations omitted).
None of the cases following
United States v.
Tropiano, 418 F.2d
1069 (CA2 1969), even considered the novel suggestion that this
method of obtaining control of intangible property amounted to
nothing more than the nonfederal misdemeanor of "coercion," see
ante, at 405 (majority opinion);
ante, at 411
(GINSBURG, J., concurring).
416
STEVENS, J., dissenting
rights to engage in the business of providing abortion services
for fear of future attacks."
Id., at 393. Judge Kearse
described how this behavior fell well within the reach of the Hobbs
Act:
"[P]roperty may be tangible or intangible, and the property at
issue here was the intangible right to conduct business free from
threats of violence and physical harm .... A perpetrator plainly
may 'obtai[nJ' property without receiving anything, for obtaining
includes 'attain[ing] ... disposal of,' Webster's Third New
International Dictionary 1559 (1976); and 'disposal' includes
'the regulation of the fate ... of something,' id. at 655. Thus,
even when an extortionist has not taken possession of the property
that the victim has relinquished, she has nonetheless 'obtain[edJ'
that property if she has used violence to force her victim to
abandon it. The fact that the target of a threat or attack may have
refused to relinquish his property does not lessen the
extortionist's liability under the Hobbs Act, for the Act, by its
terms, also reaches attempts. See 18 U. s. C. § 1951(a);
McLaughlin v. Anderson, 962 F.2d
187, 194 (2d Cir. 1992).
"In sum, where the property in question is the victim's right to
conduct a business free from threats of violence and physical harm,
a person who has committed or threatened violence or physical harm
in order to induce abandonment of that right has obtained, or
attempted to obtain, property within the meaning of the Hobbs Act."
Id., at 394.
In my opinion Judge Kearse's analysis of the issue is manifestly
correct. Even if the issue were close, however, three additional
considerations provide strong support for her conclusion. First,
the uniform construction of the statute that has prevailed
throughout the country for decades should remain the law unless and
until Congress decides to amend the
417
statute. See
Reves v.
Ernst &
Young,
494 U. S. 56, 74
(1990) (STEVENS, J., concurring);
Chesapeake &
Ohio
R. Co. v.
Schwalb, 493 U. S. 40, 51 (1989)
(STEVENS, J., concurring in judgment);
McNally v.
United
States, 483 U. S.
350, 376-377 (1987) (STEVENS, J., dissenting);2
Shearson/American Express Inc. v.
McMahon, 482 U. S. 220, 268-269
(1987) (STEVENS, J., concurring in part and dissenting in part).
Second, both this Court and all other federal courts have
consistently identified the Hobbs Act as a statute that Congress
intended to be given a broad construction. See,
e. g.,
Stirone v.
United States, 361 U. S. 212 (1960);
United States v.
Staszcuk, 517
F.2d 53 (CA7 1975). Third, given the fact that Congress has
enacted specific legislation responsive to the concerns that gave
rise to these cases,3 the principal beneficiaries of the Court's
dramatic retreat from the position that federal prosecutors and
federal courts have maintained throughout the history of this
important statute will certainly be the class of professional
criminals whose conduct persuaded Congress that the public needed
federal protection from extortion.4
I respectfully dissent.
2 Congress corrected the Court's narrow reading of the mail
fraud statute in
McNally by passing 18 U. S. C. § 1346,
which overruled
McNally. See,
e. g.,
United
States v.
Bortnovsky, 879 F.2d
30, 39
(CA2 1989) ("Section 1346 ... overrules
McNally"). Of course, Congress remains free to correct the
Court's error in these cases as well.
3 See Freedom of Access to Clinic Entrances Act of 1994, 108
Stat. 694. 4 The concern expressed by JUSTICE GINSBURG,
ante, at 411, 412, is misguided because an affirmance in
these cases would not expand the coverage of the Racketeer
Influenced and Corrupt Organizations Act but would preserve the
Federal Government's ability to bring criminal prosecutions for
violent conduct that was, until today, prohibited by the Hobbs
Act.
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