OCTOBER TERM, 1992
Syllabus
PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF &
EDDY, INC.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FIRST
CIRCUIT
No. 91-1010. Argued November 9, 1992-Decided January 12,
1993
Petitioner, an autonomous Puerto Rico government
instrumentality, moved to dismiss the diversity action brought
against it by respondent, a private firm, on the grounds that it
was an "arm of the State," and that the Eleventh Amendment
therefore prohibited the suit. After the District Court denied the
motion, the Court of Appeals dismissed petitioner's appeal for want
of jurisdiction, concluding that Circuit precedent barred both
States and their agencies from taking an immediate appeal on a
claim of Eleventh Amendment immunity.
Held: States and state entities that claim to be "arms of
the State" may take advantage of the collateral order doctrine of
Cohen v.
Beneficial Industrial Loan Corp., 337 U. S. 541, to appeal
a district court order denying a claim of Eleventh Amendment
immunity from suit in federal court. Although 28 U. S. C. § 1291
requires that appeals be taken from "final decisions of the
district courts,"
Cohen, supra, at 546, provides that a
"small class" of judgments that are not complete and final will be
immediately appealable. Once it is acknowledged that a State and
its "arms" are, in effect, immune from federal-court suit under the
Amendment, see,
e. g., Welch v.
Texas Dept. of Highways
and Public Transportation, 483 U. S. 468, 480, it
follows that the elements of the collateral order doctrine
necessary to bring an order within
Cohen's "small class,"
see
Coopers &
Lybrand v.
Livesay, 437 U. S. 463, 468, are
satisfied. First, denials of Eleventh Amendment immunity claims
purport to be conclusive determinations that States and their
entities have no right not to be sued in federal court. Second, a
motion to dismiss on Eleventh Amendment grounds involves a claim to
a fundamental constitutional protection whose resolution generally
will have no bearing on the merits of the underlying action. Third,
the value to the States of their constitutional immunity-like the
benefits conferred by qualified immunity to individual officials,
see
Mitchell v.
Forsyth, 472 U. S. 511, 526is for
the most part lost as litigation proceeds past motion practice,
such that the denial order will be effectively unreviewable on
appeal from a final judgment. Respondent's claim that the Amendment
does not confer immunity from suit, but merely a defense to
liability, misunderstands the role of the Amendment in our system
of federalism and is rejected.
140
140 PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF
& EDDY, INC.
Syllabus
Moreover, there is little basis for respondent's alternative
argument that a distinction should be drawn between cases in which
the determination of an Eleventh Amendment claim is bound up with
factual complexities whose resolution requires trial and cases in
which it is not. In any event, the determination of petitioner's
Eleventh Amendment status does not appear to implicate any
extraordinary factual difficulty and can be fully explored on
remand. pp. 142-147.
945 F.2d
10, reversed and remanded.
WHITE, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and BLACKMUN, O'CONNOR, SCALIA, KENNEDY, SOUTER,
and THOMAS, JJ., joined. BLACKMUN, J., filed a concurring opinion,
post, p. 147. STEVENS, J., filed a dissenting opinion,
post, p. 148.
Richard Taranto argued the cause for petitioner. With him on the
briefs were Perry M. Rosen, Paige E. Reffe, and Michael T.
Brady.
Peter W Sipkins argued the cause for respondent. With him on the
brief were Michael J. Wahoske, Paul R. Dieseth, Carol A. Peterson,
and Jay A. Garcia-Gregory.*
*Briefs of
amici curiae urging reversal were filed for
the State of Ohio et al. by
Lee Fisher, Attorney General of
Ohio, and
Patrick A. Devine and
Andrew I. Sutter,
Assistant Attorneys General, and by the Attorneys General for their
respective jurisdictions as follows:
James H. Evans of
Alabama,
Grant Woods of Arizona,
Winston Bryant of
Arkansas,
Daniel E. Lungren of California,
Richard
Blumenthal of Connecticut,
Robert A. Butterworth of
Florida,
Michael J.
Bowers of Georgia,
Elizabeth
BarrettAnderson of Guam,
Warren Price III of Hawaii,
Larry EchoHawk of Idaho,
Roland W Burris of Illinois,
Linley E. Pearson of Indiana,
Bonnie J.
Campbell of Iowa,
Robert T. Stephan of Kansas,
Chris Gorman of Kentucky,
Michael E. Carpenter of
Maine,
Scott Harshbarger of Massachusetts,
Frank J.
Kelley of Michigan,
Mike Moore of Mississippi,
William L. Webster of Missouri,
Marc Racicot of
Montana,
Frankie Sue Del Papa of Nevada,
Robert J.
Del Tufo of New Jersey,
Tom Udall of New Mexico,
Robert Abrams of New York,
Lacy H. Thornburg of North
Carolina,
Nicholas J.
Spaeth of North Dakota,
Robert C.
Naraja of Northern Mariana Islands,
Susan Loving of Oklahoma,
Charles Crookham of Oregon,
Ernest
141
JUSTICE WHITE delivered the opinion of the Court.
The question before the Court is whether a district court order
denying a claim by a State or a state entity to Eleventh Amendment
immunity from suit in federal court may be appealed under the
collateral order doctrine of
Cohen v.
Beneficial
Industrial Loan Corp., 337 U. S. 541 (1949). We
conclude that it may.
I
Petitioner, the Puerto Rico Aqueduct and Sewer Authority
(PRASA), is "an autonomous government instrumentality" which
functions to "provide to the inhabitants of Puerto Rico an adequate
drinking water, sanitary sewage service and any other service or
facility proper or incidental thereto." P. R. Laws Ann., Tit. 22,
§§ 142, 144 (1987). In 1985, PRASA entered into a consent decree
with the federal Environmental Protection Agency under which it
agreed to upgrade many of its wastewater treatment plants to ensure
compliance with the federal Clean Water Act. PRASA subsequently
contracted with respondent, a private engineering firm incorporated
in Delaware, to assist it with this task. In 1990, PRASA withheld
payments on the contract in light of alleged overcharging by
respondent. Respondent brought a diversity action in the United
States District Court for the District of Puerto Rico, alleging
breach of contract and damage to its business reputation.
PRASA moved to dismiss on the grounds that it was an "arm of the
State," and that the Eleventh Amendment therefore prohibited the
suit. 1 The District Court found that
Sue Terry of Virginia,
Kenneth Eikenberry of
Washington,
Mario J.
Palumbo of West Virginia,
James E. Doyle of Wisconsin, and
Joseph B. Meyer of
Wyoming; and for the Council of State Governments et al. by
Richard Ruda, Michael G.
Dzialo, and
Clifton
S.
Elgarten.
1 As the case comes to us, the law of the First Circuit-that the
Commonwealth of Puerto Rico is treated as a State for purposes of
the Eleventh Amendment, see
Ramirez v.
Puerto Rico Fire
Serv., 715 F.2d
694, 697 (1983)-is not challenged here, and we express no view
on this mat-
142
142 PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF
& EDDY, INC.
petitioner did not qualify for immunity "because of its ability
to raise funds for payment of its contractual obligations which do
not affect the Commonwealth's funds" and denied the motion. App. to
Pet. for Cert. A-9. PRASA filed a timely notice of appeal to the
Court of Appeals for the First Circuit and sought to stay
proceedings while the appeal was pending. The court denied the stay
and subsequently dismissed the appeal for want of jurisdiction,
945 F.2d
10, 14 (1991), concluding that First Circuit precedent barred
both States and their agencies from taking an immediate appeal on a
claim of Eleventh Amendment immunity.
Id., at 12 (discussing
Libby v.
Marshall, 833 F.2d
402 (CA1 1987)).
In light of the conflict between the decision below and those of
the other Courts of Appeals that have considered the issue, we
granted certiorari.2 503 U. S. 918 (1992).
II
Title 28 U. S. C. § 1291 provides for appeal from "final
decisions of the district courts." Appeal is thereby precluded
"from any decision which is tentative, informal or incomplete," as
well as from any "fully consummated decisions, where they are but
steps towards final judgment in which they will merge."
Cohen v.
Beneficial Industrial Loan Corp., 337 U. S.,
at 546. Nevertheless, a judgment that is
ter. Because the Court of Appeals dismissed the appeal on
jurisdictional grounds, it did "not consider the merits of PRASA's
Eleventh Amendment defense and [took] no view as to whether PRASA
is actually entitled to the claimed immunity."
945 F.2d
10, 14, n. 6 (CA1 1991). We likewise express no view on the
merits of the immunity claim.
2 See
Dube v.
State University of New York,
900 F.2d
587, 594 (CA2 1990), cert. denied, 501 U. S. 1211 (1991);
Coakley v.
Welch, 877 F.2d
304,
305 (CA4), cert. denied, 493 U. S. 976 (1989);
Chrissy F. v.
Mississippi Dept. of Pub. Welfare,
925 F.2d
844, 848-849 (CA5 1991);
Kroll v.
Board of Trustees
of University of Illinois, 934 F.2d
904, 906 (CA7), cert. denied, 502 U. S. 941 (1991);
Barnes v.
Missouri, 960 F.2d
63, 64 (CA8 1992)
(per curiam); Durning v.
Citibank, N A.,
950 F.2d
1419, 1422 (CA9 1991);
Schopler v.
Bliss,
903 F.2d
1373, 1377 (CAll 1990)
(per curiam).
143
not the complete and final judgment in a case will be
immediately appealable if it
"fall[s] in that small class which finally determine claims of
right separable from, and collateral to, rights asserted in the
action, too important to be denied review and too independent of
the cause itself to require that appellate consideration be
deferred until the whole case is adjudicated." Ibid.
Thus, in
Cohen itself, the Court held that appeal could
be taken from a district court order denying the defendant's motion
to compel the plaintiffs in a shareholder derivative suit to post a
bond. The Court found the order appealable because it "did not make
any step toward final disposition of the merits of the case and
[would] not be merged in final judgment" and because, after final
judgment, it would "be too late effectively to review the present
order, and the rights conferred by the [bond] statute, if it is
applicable, will have been lost."
Ibid.
The Court has held that orders denying individual officials'
claims of absolute and qualified immunity are among those that fall
within the ambit of
Cohen. See
Nixon v.
Fitzgerald, 457 U. S. 731 (1982);
Mitchell v.
Forsyth, 472 U. S. 511 (1985).
Mitchell bears particularly on the present case. There, the
Attorney General of the United States appealed from a District
Court order denying his motion to dismiss on grounds of qualified
immunity.3 The Court of Appeals held that the order was not
appealable and remanded the case for trial. We reversed, holding
that the order denying qualified immunity was a collateral order
immediately appealable under
Cohen. We found that, absent
immediate appeal, the central benefits of qualified
immunity-avoiding the costs and general consequences of subjecting
public officials to the
3 The District Court also denied absolute immunity. This order
was held appealable by the Court of Appeals and was affirmed, as it
was by us.
Mitchell v.
Forsyth, 472 U. S., at
520.
144
144 PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF
& EDDY, INC.
risks of discovery and trial-would be forfeited, much as the
benefit of the bond requirement would have been forfeited in
Cohen. "The entitlement is an
immunity from suit
rather than a mere defense to liability; and like an absolute
immunity, it is effectively lost if a case is erroneously permitted
to go to trial."
Mitchell, supra, at 526 (emphasis in
original).
Petitioner maintains, and we agree, that the same rationale
ought to apply to claims of Eleventh Amendment immunity made by
States and state entities possessing a claim to share in that
immunity. Under the terms of the Amendment, "[t]he Judicial power
of the United States shall not be construed to extend to any suit
in law or equity, commenced or prosecuted against one of the United
States by Citizens of another State .... " This withdrawal of
jurisdiction effectively confers an immunity from suit. Thus, "this
Court has consistently held that an unconsenting State is immune
from suits brought in federal courts by her own citizens as well as
by citizens of another State."
Edelman v.
Jordan,
415 U. S. 651,
662-663 (1974). Absent waiver, neither a State nor agencies acting
under its control may "be subject to suit in federal court."
Welch v.
Texas Dept. of Highways and Public
Transportation, 483 U. S. 468, 480 (1987)
(plurality opinion); see also
Will v.
Michigan Dept. of
State Police, 491
U. S. 58, 66 (1989);
Cory v.
White, 457 U. S. 85, 90-91
(1982);
Alabama v.
Pugh, 438 U. S. 781 (1978)
(per curiam); Mt. Healthy City Bd. of Ed. v.
Doyle,
429 U. S. 274,
280 (1977).
Once it is established that a State and its "arms" are, in
effect, immune from suit in federal court, it follows that the
elements of the
Cohen collateral order doctrine are
satisfied. "To come within the 'small class' of ...
Cohen,
the order must [1] conclusively determine the disputed question,
[2] resolve an important issue completely separate from the merits
of the action, and [3] be effectively unreviewable on appeal from a
final judgment."
Coopers &
Lybrand v.
145
Livesay, 437 U. S. 463, 468 (1978)
(footnote omitted). Denials of States' and state entities' claims
to Eleventh Amendment immunity purport to be conclusive
determinations that they have no right not to be sued in federal
court. Moreover, a motion by a State or its agents to dismiss on
Eleventh Amendment grounds involves a claim to a fundamental
constitutional protection, cf.
Lauro Lines s.r.l. v.
Chasser, 490 U. S. 495, 502-503 (1989) (SCALIA, J.,
concurring), whose resolution generally will have no bearing on the
merits of the underlying action. Finally, the value to the States
of their Eleventh Amendment immunity, like the benefit conferred by
qualified immunity to individual officials, is for the most part
lost as litigation proceeds past motion practice.4
Respondent, following the rationale of the First Circuit in this
case and in
Libby v.
Marshall, 833
F.2d 402 (1987), maintains that the Eleventh Amendment does not
confer immunity from suit, but merely a defense to liability. Were
this true, petitioner arguably would not be entitled to avail
itself of the collateral order doctrine. See,
e. g., Van
Cauwenberghe v.
Biard, 486 U. S. 517, 526-527
(1988). Support for this narrow view of the Eleventh Amendment is
drawn mainly from
Ex parte Young, 209 U. S. 123 (1908),
under which suits seeking prospective, but not compensatory or
other retrospective relief, may be brought against state officials
in federal court challenging the constitutionality of official
conduct enforcing state law.
4 The result reached today was largely anticipated by
Ex
parte New York, 256 U. S. 490 (1921).
There, private citizens brought an
in rem libel action in
Federal District Court against ships chartered and operated by New
York State. New York moved to dismiss on the ground that the action
was in the nature of an
in personam proceeding and was thus
barred by the Eleventh Amendment. When the District Court denied
the motion, the State applied to the Court for a writ of
prohibition. Although noting that the State's interest could be
pressed on appeal, id., at 497, the Court issued the extraordinary
writ in order to vindicate fully the "fundamental" constitutional
rule that a State may not be sued in federal court without its
consent, id., at 497, 503.
146
146 PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF
& EDDY, INC.
The doctrine of
Ex parte Young, which ensures that state
officials do not employ the Eleventh Amendment as a means of
avoiding compliance with federal law, is regarded as carving out a
necessary exception to Eleventh Amendment immunity. See,
e. g.,
Green v.
Mansour, 474 U. S. 64, 68 (1985).
Moreover, the exception is narrow: It applies only to prospective
relief, does not permit judgments against state officers declaring
that they violated federal law in the past, id., at 73, and has no
application in suits against the States and their agencies, which
are barred regardless of the relief sought,
Cory v.
White, supra. Rather than defining the nature of Eleventh
Amendment immunity,
Young and its progeny render the
Amendment wholly inapplicable to a certain class of suits. Such
suits are deemed to be against officials and not the States or
their agencies, which retain their immunity against all suits in
federal court.
More generally, respondent's claim that the Eleventh Amendment
confers only protection from liability misunderstands the role of
the Amendment in our system of federalism: "The very object and
purpose of the 11th Amendment were to prevent the indignity of
subjecting a State to the coercive process of judicial tribunals at
the instance of private parties."
In re Ayers, 123 U. S. 443, 505
(1887). The Amendment is rooted in a recognition that the States,
although a union, maintain certain attributes of sovereignty,
including sovereign immunity. See
Hans v.
Louisiana,
134 U. S. 1, 13 (1890). It thus accords the States the respect
owed them as members of the federation. While application of the
collateral order doctrine in this type of case is justified in part
by a concern that States not be unduly burdened by litigation, its
ultimate justification is the importance of ensuring that the
States' dignitary interests can be fully vindicated.5
5 For this reason, the First Circuit's attempt to distinguish
Mitchell v.
Forsyth, 472 U. S. 511 (1985), on
the grounds that the States, as compared to individual officials,
are better able to bear the burden of litigation,
147
Respondent argues in the alternative that a distinction should
be drawn between cases in which the determination of a State or
state agency's claim to Eleventh Amendment immunity is bound up
with factual complexities whose resolution requires trial and cases
in which it is not. See Tr. of Oral Arg. 30-32; cf.
Dube v.
State University of New York, 900 F.2d
587, 594 (CA2 1990) (immediate appeal will lie where immunity
can be found as a matter of law), cert. denied, 501 U. S. 1211
(1991). On this view, for example, an order denying a motion to
dismiss a suit against a named State would be immediately
appealable, whereas the same order, when issued in a suit which
presents difficult factual questions as to whether an agency is an
"arm of the State," would not. We see little basis for drawing such
a line. See
Mitchell v.
Forsyth, 472 U. S., at
527-529, and n. 10. In any event, it does not appear to us that the
determination of PRASA's status under the Eleventh Amendment
implicates any extraordinary factual difficulty and the issue of
its entitlement to immunity can be fully explored in the Court of
Appeals on remand.
III
We hold that States and state entities that claim to be "arms of
the State" may take advantage of the collateral order doctrine to
appeal a district court order denying a claim of Eleventh Amendment
immunity. The judgment of the Court of Appeals is reversed, and the
case is remanded for further proceedings consistent with this
opinion.
It is so ordered.
JUSTICE BLACKMUN, concurring.
I join the Court's opinion but write separately to make plain
once again my position on one feature. I continue to
fails. See
Libby v.
Marshall, 833 F.2d
402, 406 (1987). The Eleventh Amendment is concerned not only
with the States' ability to withstand suit, but with their
privilege not to be sued.
148
148 PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF
& EDDY, INC.
STEVENS, J., dissenting
believe that the Court's interpretation of the Eleventh
Amendment as embodying a broad principle of state immunity from
suit in federal court "simply cannot be reconciled with the federal
system envisioned by our Basic Document and its Amendments."
Atascadero State Hospital v.
Scanlon, 473 U. S. 234, 303 (1985)
(BLACKMUN, J., dissenting). Nevertheless, because I believe that
the Eleventh Amendment does preserve a State's immunity from suit
in the limited context of an action by a citizen of another State
or of a foreign country on a state-law cause of action brought in
federal court, id., at 301 (Brennan, J., dissenting), a claim of
immunity under the Eleventh Amendment ought to be appealable
immediately. Whether the assertion of an Eleventh Amendment claim
is well founded-a matter not before us in this case, see
ante, at 141-142, n. 1-is a question separate from the
question whether the Eleventh Amendment interests are "too
important to be denied review and too independent of the cause
itself to require that appellate consideration be deferred until
the whole case is adjudicated."
Cohen v.
Beneficial
Industrial Loan Corp., 337 U. S. 541, 546
(1949). Because I believe that the Eleventh Amendment does
guarantee immunity from suit in a narrow class of cases, I concur
in the Court's opinion and judgment that, regardless of the merits,
a district court's denial of a claim of immunity under the Eleventh
Amendment should be appealable immediately. See
Sullivan v.
Finkelstein, 496 U. S. 617, 632 (1990)
(opinion concurring in judgment).
JUSTICE STEVENS, dissenting.
This case arises out of a commercial dispute between respondent,
a private engineering firm, and the Puerto Rico Aqueduct and Sewer
Authority (PRASA or Authority). The parties entered into a
multimillion dollar contract providing for the construction of
extensive improvements to Puerto Rico's wastewater treatment
facilities. Respondent brought suit in the Federal District Court
for the District of
149
Puerto Rico alleging breach of contract. The Authority filed a
motion to dismiss, claiming that the action was barred by the
Eleventh Amendment. The District Court concluded that the claim had
no merit and denied the motion to dismiss. The Court of Appeals
dismissed PRASA's appeal from that order because it was not final
within the meaning of 28 U. S. C. § 1291.
If the Authority were a private litigant engaged in a commercial
dispute, it would be perfectly clear that the dismissal of its
appeal was required by our precedents. For the denial of a motion
to dismiss on jurisdictional grounds-a motion that asserts that the
defendant cannot be sued in a particular forum-is not a final order
within the meaning of § 1291.
Van Cauwenberghe v.
Biard, 486 U.
S. 517, 526-527 (1988);
Catlin v.
United States,
324 U. S. 229,
236 (1945). In this case, PRASA makes the same assertion-namely,
that it may not be sued in a federal forum, but rather must be sued
in another court. Brief for Petitioner 4-5.
Nonetheless, despite our decisions in
Biard and
Catlin, the Court holds that when a State or state entity
claiming to be an "arm of the State" asserts that it cannot be sued
in a federal forum because of the Eleventh Amendment, the "final
decision" rule must give way and the claim must be subject to
immediate appellate review. The Court reasons that such a claim is
analogous to a government official's claim of absolute or qualified
immunity, which we have held is subject to interlocutory appeal.
Nixon v.
Fitzgerald, 457 U. S. 731 (1982);
Mitchell v.
Forsyth, 472 U. S. 511 (1985). I
cannot agree.
The defense of absolute or qualified immunity is designed to
shield government officials from liability for their official
conduct. In the absence of such a defense, we have held, "officials
would hesitate to exercise their discretion in a way injuriously
affecting the claims of particular individuals even when the public
interest required bold and unhesitating action."
Nixon v.
Fitzgerald, 457 U. S., at 744-745 (internal
150
150 PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF
& EDDY, INC.
STEVENS, J., dissenting
quotation marks and citation omitted). Because the specter of a
long and contentious legal proceeding in and of itself would
inhibit government officials from exercising their authority with
the freedom and independence necessary to serve the public
interest, we have held that claims of absolute or qualified
immunity are subject to immediate appeal.
Id., at 742-743;
Mitchell v.
Forsyth, 472 U. S., at 526-527.
While the Eleventh Amendment defense available to States and
state entities is often labeled an "immunity," that label is
virtually all that it has in common with the defense of absolute or
qualified immunity. In contrast to the latter, a defense based on
the Eleventh Amendment, even when the Amendment is read at its
broadest, does not contend that the State or state entity is
shielded from liability for its conduct, but only that the federal
courts are without jurisdiction over claims against the State or
state entity. See
ante, at 144. Nothing in the Eleventh
Amendment bars respondent from seeking recovery in a different
forum. Indeed, as noted above, petitioner acknowledges that it is
not seeking immunity for its conduct, but merely that the suit be
brought in the courts of the Commonwealth of Puerto Rico. Brief for
Petitioner 4-5.
Plainly, then, the interests underlying our decisions allowing
immediate appeal of claims of absolute or qualified immunity do not
apply when the so-called "immunity" is one based on the Eleventh
Amendment.
Whether petitioner must bear the burden, expense,
and distraction of litigation stemming from its contractual dispute
with respondent has nothing whatsoever to do with the Eleventh
Amendment; the Eleventh Amendment only determines
where, or
more precisely,
where not, that suit may be brought. *
Because the Amendment goes to the jurisdiction of the federal
court, as opposed to the underlying liability of the State or state
en-
*Not surprisingly, we have expressly characterized the Eleventh
Amendment defense, albeit in a different context, as "partak[ing]
... of a jurisdictional bar." Edelman v. Jordan,
415 U. S. 651, 678
(1974).
151
tity,
Biard and
Catlin, not
Nixon and
Mitchell, are the relevant precedent for determining whether
PRASA's claim is subject to interlocutory appeal.
If indeed the interests underlying our decisions permitting
immediate appeal of claims of absolute or qualified immunity do not
apply to a State or state entity's objection to federal
jurisdiction on Eleventh Amendment grounds, what then is driving
the Court to hold that PRASA's claim under the Eleventh Amendment
is subject to immediate appeal? The Court tells us,
ante, at
146: "[The] ultimate justification is the importance of ensuring
that the States' dignitary interests can be fully vindicated."
Whereas a private litigant must suffer through litigation in a
federal tribunal despite his claim that the court lacks
jurisdiction,
e. g., Biard and
Catlin, a State or
state entity must be protected from the
"indignity" of
having to present its case-as to both the court's jurisdiction and
the underlying merits-in the neutral forum of a federal district
court.
I find that rationale to be embarrassingly insufficient.
The mandate of § 1291 that appellate jurisdiction be limited to
"final decisions of the district courts" is not predicated upon
"mer[e] technical conceptions of 'finality,'"
Catlin, 324 U.
S., at 233, but serves important interests concerning the fair and
efficient administration of justice. The "final decision" rule
preserves the independence of the trial judge and conserves the
judicial resources that are necessarily expended by piecemeal
appeals. Moreover, and of particular relevance to this case, it
serves an important "fairness" purpose by preventing "the
obstruction to just claims that would come from permitting the
harassment and cost of a succession of separate appeals from the
various rulings to which a litigation may give rise .... "
Firestone Tire &
Rubber Co. v.
Risjord,
449 U. S. 368,
374 (1981) (internal quotation marks and citation omitted).
Sacrificing those interests in the name of preserving the freedom
and independence that government officials need to carry out their
official du-
152
152 PUERTO RICO AQUEDUCT AND SEWER AUTHORITY
v. METCALF
& EDDY, INC.
STEVENS, J., dissenting
ties is one thing; doing so out of concern for the "dignitary"
interest of a State or, in this case, a state aqueduct and sewer
authority, is quite another.
For me, the balance of interests is easy. The cost to the courts
and the parties of permitting piecemeal litigation of this sort
clearly outweighs whatever benefit to their "dignity" States or
state entities might derive by having their Eleventh Amendment
claims subject to immediate appellate review. I would therefore
hold, as did the court below, that the denial of a motion to
dismiss on Eleventh Amendment grounds is not subject to immediate
appellate review. Accordingly, I respectfully dissent.
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