PER CURIAM
PRESLEY V. GEORGIA
558 U. S. ____ (2010)
SUPREME COURT OF THE UNITED STATES
ERIC PRESLEY
v. GEORGIA
on petition for writ of certiorari to the supreme
court of georgia
No. 09–5270. Decided January 19, 2010
Per Curiam.
After a jury trial in the
Superior Court of DeKalb County, Georgia, petitioner Eric Presley
was convicted of a cocaine trafficking offense. The conviction was
affirmed by the Supreme Court of Georgia. 285 Ga. 270, 674
S. E. 2d 909 (2009). Presley seeks certiorari, claiming his
Sixth and Fourteenth Amendment right to a public trial was violated
when the trial court excluded the public from the
voir
dire of prospective jurors. The Supreme Court of Georgia’s
affirmance contravened this Court’s clear precedents. Certiorari
and petitioner’s motion for leave to proceed
in forma
pauperis are now granted, and the judgment is reversed.
Before selecting a jury in Presley’s trial,
the trial court noticed a lone courtroom observer.
Id., at
270–271, 674 S. E. 2d, at 910. The court explained that
prospective jurors were about to enter and instructed the man that
he was not allowed in the courtroom and had to leave that floor of
the courthouse entirely.
Id., at 271, 674 S. E. 2d,
at 910. The court then questioned the man and learned he was
Presley’s uncle.
Ibid. The court reiterated its
instruction:
“ ‘Well, you still can’t sit out in the
audience with the jurors. You know, most of the afternoon actually
we’re going to be picking a jury. And we may have a couple of
pre-trial matters, so you’re welcome to come in after we … complete
selecting the jury this afternoon. But, otherwise, you would have
to leave the sixth floor, because jurors will be all out in the
hallway in a few moments. That applies to everybody who’s got a
case.’ ”
Ibid.
Presley’s counsel objected to “ ‘the exclusion
of the public from the courtroom,’ ” but the court explained,
“ ‘[t]here just isn’t space for them to sit in the
audience.’ ”
Ibid. When Presley’s counsel requested
“ ‘some accommodation,’ ” the court explained its ruling
further:
“ ‘Well, the uncle can certainly come back in
once the trial starts. There’s no, really no need for the uncle to
be present during jury selection… . [W]e have 42 jurors coming
up. Each of those rows will be occupied by jurors. And his uncle
cannot sit and intermingle with members of the jury panel. But,
when the trial starts, the opening statements and other matters, he
can certainly come back into the courtroom.’ ”
Ibid.
After Presley was convicted, he
moved for a new trial based on the exclusion of the public from the
juror
voir dire. At a hearing on the motion, Presley
presented evidence showing that 14 prospective jurors could have
fit in the jury box and the remaining 28 could have fit entirely on
one side of the courtroom, leaving adequate room for the public.
App. to Pet. for Cert. E–37, E–41. The trial court denied the
motion, commenting that it preferred to seat jurors throughout the
entirety of the courtroom, and “it’s up to the individual judge to
decide . . . what’s comfortable.”
Id., E–38. The court
continued: “It’s totally up to my discretion whether or not I want
family members in the courtroom to intermingle with the jurors and
sit directly behind the jurors where they might overhear some
inadvertent comment or conversation.”
Id., at E–42 to
E–43. On appeal, the Court of Appeals of Georgia agreed, finding
“[t]here was no abuse of discretion here, when the trial court
explained the need to exclude spectators at the voir dire stage of
the proceedings and when members of the public were invited to
return afterward.” 290 Ga. App. 99, 100–101, 658 S. E. 2d 773,
775 (2008).
The Supreme Court of Georgia granted
certiorari and affirmed, with two justices dissenting. After
finding “the trial court certainly had an overriding interest in
ensuring that potential jurors heard no inherently prejudicial
remarks from observers during voir dire,” the Supreme Court of
Georgia rejected Presley’s argument that the trial court was
required to consider alternatives to closing the courtroom. 285
Ga., at 272, 273, 674 S. E. 2d, at 911. It noted that “the
United States Supreme Court [has] not provide[d] clear guidance
regarding whether a court must, sU. S.onte, advance its own
alternatives to [closure],” and the court ruled that “Presley was
obliged to present the court with any alternatives that he wished
the court to consider.”
Id., at 273, 674 S. E. 2d, at
911, 912. When no alternatives are offered, it concluded, “there is
no abuse of discretion in the court’s failure to sU. S.onte advance
its own alternatives.”
Id., at 274, 674 S. E. 2d, at
912.
This Court’s rulings with respect to the
public trial right rest upon two different provisions of the Bill
of Rights, both applicable to the States via the Due Process Clause
of the Fourteenth Amendment. The Sixth Amendment directs, in
relevant part, that “[i]n all criminal prosecutions, the accused
shall enjoy the right to a speedy and public trial … .” The
Court in
In re Oliver,
333 U. S. 257, 273
(1948), made it clear that this right extends to the States. The
Sixth Amendment right, as the quoted language makes explicit, is
the right of the accused.
The Court has further held that the public
trial right extends beyond the accused and can be invoked under the
First Amendment.
Press-Enterprise Co. v.
Superior
Court of Cal., Riverside Cty.,
464 U. S. 501 (1984)
(Press-Enterprise I). This requirement, too, is binding on
the States.
Ibid.
The case now before the Court is
brought under the Sixth Amendment, for it is the accused who
invoked his right to a public trial. An initial question is whether
the right to a public trial in criminal cases extends to the jury
selection phase of trial, and in particular the
voir dire
of prospective jurors. In the First Amendment context that question
was answered in
Press-Enterprise I.
Id., at 510.
The Court there held that the
voir dire of prospective
jurors must be open to the public under the First Amendment. Later
in the same Term as
Press-Enterprise I, the Court
considered a Sixth Amendment case concerning whether the public
trial right extends to a pretrial hearing on a motion to suppress
certain evidence.
Waller v.
Georgia,
467 U. S. 39 (1984). The
Waller Court relied heavily upon
Press-Enterprise
I in finding that the Sixth Amendment right to a public trial
extends beyond the actual proof at trial. It ruled that the
pretrial suppression hearing must be open to the public because
“there can be little doubt that the explicit Sixth Amendment right
of the accused is no less protective of a public trial than the
implicit First Amendment right of the press and public.” 467 U. S.,
at 46.
While
Press-Enterprise I was heavily
relied upon in
Waller, the jury selection issue in the
former case was resolved under the First, not the Sixth, Amendment.
Press-Enterprise I,
supra, at 516 (Stevens, J.,
concurring) (“The constitutional protection for the right of access
that the Court upholds today is found in the First Amendment,
rather than the public trial provision of the Sixth” (footnote
omitted)). In the instant case, the question then arises whether it
is so well settled that the Sixth Amendment right extends to jury
voir dire that this Court may proceed by summary
disposition.
The point is well settled under
Press-Enterprise I and
Waller. The extent to
which the First and Sixth Amendment public trial rights are
coextensive is an open question, and it is not necessary here to
speculate whether or in what circumstances the reach or protections
of one might be greater than the other. Still, there is no
legitimate reason, at least in the context of juror selection
proceedings, to give one who asserts a First Amendment privilege
greater rights to insist on public proceedings than the accused
has. “Our cases have uniformly recognized the public-trial
guarantee as one created for the benefit of the defendant.”
Gannett Co. v.
DePasquale,
443 U. S. 368, 380
(1979). There could be no explanation for barring the accused from
raising a constitutional right that is unmistakably for his or her
benefit. That rationale suffices to resolve the instant matter. The
Supreme Court of Georgia was correct in assuming that the Sixth
Amendment right to a public trial extends to the
voir dire
of prospective jurors.
While the accused does have a right to insist
that the
voir dire of the jurors be public, there are
exceptions to this general rule. “[T]he right to an open trial may
give way in certain cases to other rights or interests, such as the
defendant’s right to a fair trial or the government’s interest in
inhibiting disclosure of sensitive information.”
Waller,
467 U. S.
, at 45. “Such circumstances will be rare,
however, and the balance of interests must be struck with special
care.”
Ibid. Waller provided standards for courts to apply
before excluding the public from any stage of a criminal trial:
“[T]he party seeking to close the hearing must
advance an overriding interest that is likely to be prejudiced, the
closure must be no broader than necessary to protect that interest,
the trial court must consider reasonable alternatives to closing
the proceeding, and it must make findings adequate to support the
closure.”
Id., at 48.
In upholding exclusion of the
public at juror
voir dire in the instant case, the Supreme
Court of Georgia concluded, despite our explicit statements to the
contrary, that trial courts need not consider alternatives to
closure absent an opposing party’s proffer of some alternatives.
While the Supreme Court of Georgia concluded this was an open
question under this Court’s precedents, the statement in
Waller that “the trial court must consider reasonable
alternatives to closing the proceeding” settles the point.
Ibid. If that statement leaves any room for doubt, the
Court was more explicit in
Press-Enterprise I:
“Even with findings adequate to support closure,
the trial court’s orders denying access to
voir dire
testimony failed to consider whether alternatives were available to
protect the interests of the prospective jurors that the trial
court’s orders sought to guard. Absent consideration of
alternatives to closure, the trial court could not constitutionally
close the
voir dire.” 464 U. S.
, at 511.
The conclusion that trial courts
are required to consider alternatives to closure even when they are
not offered by the parties is clear not only from this Court’s
precedents but also from the premise that “[t]he process of juror
selection is itself a matter of importance, not simply to the
adversaries but to the criminal justice system.”
Id., at
505. The public has a right to be present whether or not any party
has asserted the right. In
Press-Enterprise I, for
instance, neither the defendant nor the prosecution requested an
open courtroom during juror
voir dire proceedings; in
fact, both specifically argued in favor of keeping the transcript
of the proceedings confidential.
Id., at 503–504. The
Court, nonetheless, found it was error to close the courtroom.
Id., at 513.
Trial courts are obligated to take every
reasonable measure to accommodate public attendance at criminal
trials. Nothing in the record shows that the trial court could not
have accommodated the public at Presley’s trial. Without knowing
the precise circumstances, some possibilities include reserving one
or more rows for the public; dividing the jury venire panel to
reduce courtroom congestion; or instructing prospective jurors not
to engage or interact with audience members.
Petitioner also argues that, apart from
failing to consider alternatives to closure, the trial court erred
because it did not even identify any overriding interest likely to
be prejudiced absent the closure of
voir dire. There is
some merit to this complaint. The generic risk of jurors
overhearing prejudicial remarks, unsubstantiated by any specific
threat or incident, is inherent whenever members of the public are
present during the selection of jurors. If broad concerns of this
sort were sufficient to override a defendant’s constitutional right
to a public trial, a court could exclude the public from jury
selection almost as a matter of course. As noted in the dissent
below, “the majority’s reasoning permits the closure of voir dire
in
every criminal case conducted in this courtroom
whenever the trial judge decides, for whatever reason, that he or
she would prefer to fill the courtroom with potential jurors rather
than spectators.” 285 Ga., at 276, 674 S. E. 2d, at 913
(opinion of Sears, C. J.).
There are no doubt circumstances where a judge
could conclude that threats of improper communications with jurors
or safety concerns are concrete enough to warrant closing
voir
dire. But in those cases, the particular interest, and threat
to that interest, must “be articulated along with findings specific
enough that a reviewing court can determine whether the closure
order was properly entered.”
Press-Enterprise I, supra, at
510; see also
Press-Enterprise Co. v.
Superior Court
of Cal., County of Riverside,
478 U. S. 1, 15 (1986)
(“The First Amendment right of access cannot be overcome by the
conclusory assertion that publicity might deprive the defendant of
[the right to a fair trial]”).
We need not rule on this second claim of
error, because even assuming,
arguendo, that the trial
court had an overriding interest in closing
voir dire, it
was still incumbent upon it to consider all reasonable alternatives
to closure. It did not, and that is all this Court needs to
decide.
The Supreme Court of Georgia’s judgment is
reversed, and the case is remanded for further proceedings not
inconsistent with this opinion.
It is so ordered.
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