OCTOBER TERM, 1993
Syllabus
POSTERS 'N' THINGS, LTD., ET AL. v.
UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH
CIRCUIT
No. 92-903. Argued October 5, 1993-Decided May 23,1994
Upon searching petitioner Acty's residence and the premises of
her business, petitioner Posters 'N' Things, Ltd., officers seized,
among other things, pipes, "bongs," scales, "roach clips," drug
diluents, and advertisements describing various drug-related
products sold by petitioners. Petitioners were indicted on, and
convicted in the District Court of, a number of charges, including
the use of an interstate conveyance as part of a scheme to sell
drug paraphernalia in violation of former 21 U. S. C. § 857(a)(1),
a provision of the Mail Order Drug Paraphernalia Control Act. In
affirming, the Court of Appeals held, inter alia, that § 857
requires proof of scienter and that the Act is not
unconstitutionally vague.
Held:
1. Section 857 requires proof of scienter. Section §
857(d)-which, among other things, defines "drug paraphernalia" as
any equipment "primarily intended or designed for use" with illegal
drugs-does not serve as the basis for a subjective-intent
requirement on the part of the defendant, but merely establishes
objective standards for determining what constitutes drug
paraphernalia: The "designed for use" element refers to the
manufacturer's design, while the "primarily intended ... for use"
standard refers generally to an item's likely use. However, neither
this conclusion nor the absence of the word "knowingly" in §
857(d)'s text means that Congress intended to dispense entirely
with a scienter requirement. Rather, § 857(a)(1) is properly
construed under this Court's decisions as requiring the Government
to prove that the defendant knowingly made use of an interstate
conveyance as part of a scheme to sell items that he knew were
likely to be used with illegal drugs. It need not prove specific
knowledge that the items are "drug paraphernalia" within the
statute's meaning. Pp. 516-525.
2. Section 857 is not unconstitutionally vague as applied to
petitioners, since § 857(d) is sufficiently determinate with
respect to the items it lists as constituting per se drug
paraphernalia, including many of the items involved in this case;
since § 857(e) sets forth objective criteria for assessing whether
items constitute drug paraphernalia; and since the scienter
requirement herein inferred assists in avoiding any vagueness
problem. Because petitioners operated a full-scale "head shop"
devoted
514
substantially to the sale of drug paraphernalia, the Court need
not address § 857's possible application to a legitimate merchant
selling only items-such as scales, razor blades, and mirrors-that
may be used for legitimate as well as illegitimate purposes. Pp.
525-526.
3. Petitioner Acty's other contentions are not properly before
the Court. P. 527.
969 F.2d
652, affirmed.
BLACKMUN, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and STEVENS, O'CONNOR, SOUTER, and GINSBURG, JJ.,
joined. SCALIA, J., filed an opinion concurring in the judgment, in
which KENNEDY and THOMAS, JJ., joined, post, p. 527.
Alfredo Parrish argued the cause for petitioners. With him on
the brief was Elizabeth Kruidenier.
Deputy Solicitor General Bryson argued the cause for the United
States. With him on the brief were Solicitor General Days, Acting
Assistant Attorney General Keeney, Robert A. Long, Jr., and Joel M.
Gershowitz.
JUSTICE BLACKMUN delivered the opinion of the Court. In this
case we must address the scienter requirement of the Mail Order
Drug Paraphernalia Control Act, Pub. L. 99570, Tit. I, § 1822, 100
Stat. 3207-51, formerly codified, as amended, at 21 U. S. C. § 857,
and the question whether the Act is unconstitutionally vague as
applied to petitioners.
I
In 1977, petitioner Lana Christine Acty formed petitioner
Posters 'N' Things, Ltd. (Posters), an Iowa corporation. The
corporation operated three businesses, a diet-aid store, an art
gallery, and a general merchandise outlet originally called
"Forbidden Fruit," but later renamed "World Wide Imports." Law
enforcement authorities received complaints that the merchandise
outlet was selling drug paraphernalia. Other officers investigating
drug cases found drug diluents (chemicals used to "cut" or dilute
illegal drugs) and other drug paraphernalia that had been purchased
from Forbidden Fruit.
515
In March 1990, officers executed warrants to search petitioners'
business premises and Acty's residence. They seized various items,
including pipes, bongs,l scales, roach clips,2 and drug diluents
including mannitol and inositol. The officers also seized cash,
business records, and catalogs and advertisements describing
products sold by petitioners. The advertisements offered for sale
such products as "Coke Kits," "Free Base Kits,"3 and diluents sold
under the names "Pseudo Caine" and "Procaine."
Indictments on a number of charges relating to the sale of drug
paraphernalia eventually were returned against petitioners and
George Michael Moore, Acty's husband. A joint trial took place
before a jury in the United States District Court for the Southern
District of Iowa.
Petitioners were convicted of using an interstate conveyance as
part of a scheme to sell drug paraphernalia, in violation of former
21 U. S. C. § 857(a)(1), and of conspiring to commit that offense,
in violation of 18 U. S. C. § 371. Petitioner Acty also was
convicted of aiding and abetting the manufacture and distribution
of cocaine, in violation of 21 U. S. C. § 841(a)(1); investing
income derived from a drug offense, in violation of 21 U. S. C. §
854; money laundering, in violation of 18 U. S. C. § 1956(a)(1);
and engaging in monetary transactions with the proceeds of unlawful
activity, in violation of 18 U. S. C. § 1957. Acty was sentenced to
imprisonment for 108 months, to be followed by a 5-year term
1 A "bong" is a "water pipe that consists of a bottle or a
vertical tube partially filled with liquid and a smaller tube
ending in a bowl, used often in smoking narcotic substances."
American Heritage Dictionary 215 (3d ed.1992).
2 The statute defines "roach clips" as "objects used to hold
burning material, such as a marihuana cigarette, that has become
too small or too short to be held in the hand." 21 U. S. C.
§857(d)(5).
3 The term "freebase" means "[tJo purify (cocaine) by dissolving
it in a heated solvent and separating and drying the precipitate"
or "[tJo use (cocaine purified in this way) by burning it and
inhaling the fumes." American Heritage Dictionary 723 (3d ed.
1992).
516
of supervised release, and was fined $150,000. Posters was fined
$75,000.
The United States Court of Appeals for the Eighth Circuit
affirmed the convictions.
969 F.2d
652 (1992). Because of an apparent conflict among the Courts of
Appeals as to the nature of the scienter requirement of former 21
U. S. C. § 857,4 we granted certiorari. 507 U. S. 971 (1993).
II
Congress enacted the Mail Order Drug Paraphernalia Control Act
as part of the Anti-Drug Abuse Act of 1986, Pub. L. 99-570, 100
Stat. 3207. As originally enacted, and as applicable in this case,
the statute, 21 U. S. C. § 857(a),5 provides:
"It is unlawful for any person-
"(1) to make use of the services of the Postal Service or other
interstate conveyance as part of a scheme to sell drug
paraphernalia;
"(2) to offer for sale and transportation in interstate or
foreign commerce drug paraphernalia; or
"(3) to import or export drug paraphernalia."
Section 857(b) provides that anyone convicted under the statute
shall be imprisoned for not more than three years and fined not
more than $100,000.
4 Compare the decision of the Eighth Circuit in this case with
United States v. Mishra,
979 F.2d
301 (CA3 1992); United States v. Murphy,
977
F.2d 503 (CA1O 1992); United States v. Schneiderman,
968 F.2d
1564 (CA2 1992), cert. denied, 507 U. S. 921 (1993); and United
States v. 57,261 Items of Drug Paraphernalia,
869
F.2d 955 (CA6), cert. denied, 493 U. S. 933 (1989).
5 In 1990, Congress repealed § 857 and replaced it with 21 U. S.
C. § 863 (1988 ed., Supp. IV). See Crime Control Act of 1990, Pub.
L. 101-647, § 2401, 104 Stat. 4858. The language of § 863 is
identical to that of former § 857 except in the general description
of the offense. Section 863(a) makes it unlawful for any person
"(1) to sell or offer for sale drug paraphernalia; (2) to use the
mails or any other facility of interstate commerce to transport
drug paraphernalia; or (3) to import or export drug paraphernalia.
"
517
A
Section 857(a) does not contain an express scienter requirement.
Some courts, however, have located a scienter requirement in the
statute's definitional provision, § 857(d), which defines the term
"drug paraphernalia" as "any equipment, product, or material of any
kind which is primarily intended or designed for use" with illegal
drugs.6 Petitioners argue that the term "primarily intended" in
this provision establishes a subjective-intent requirement on the
part of the defendant. We disagree, and instead adopt the Gov-
6 Section 857(d) provides in full:
"The term 'drug paraphernalia' means any equipment, product, or
material of any kind which is primarily intended or designed for
use in manufacturing, compounding, converting, concealing,
producing, processing, preparing, injecting, ingesting, inhaling,
or otherwise introducing into the human body a controlled
substance, possession of which is unlawful under the Controlled
Substances Act (title II of Public Law 91-513) [21 U. S. C. §§ 801
et seq.]. It includes items primarily intended or designed for use
in ingesting, inhaling, or otherwise introducing marijuana,
cocaine, hashish, hashish oil, PCP, or amphetamines into the human
body, such as-
"(1) metal, wooden, acrylic, glass, stone, plastic, or ceramic
pipes with or without screens, permanent screens, hashish heads, or
punctured metal bowls;
"(2) water pipes;
"(3) carburetion tubes and devices; "(4) smoking and carburetion
masks;
"(5) roach clips: meaning objects used to hold burning material,
such as a marihuana cigarette, that has become too small or too
short to be held in the hand;
"(6) miniature spoons with level capacities of one-tenth cubic
centimeter
or less;
"(7) chamber pipes; "(8) carburetor pipes; "(9) electric pipes;
"(10) air-driven pipes; "(11) chillums;
"(12) bongs;
"(13) ice pipes or chillers;
"(14) wired cigarette papers; or "(15) cocaine freebase
kits."
518
ernment's position that § 857(d) establishes objective standards
for determining what constitutes drug paraphernalia.
Section 857(d) identifies two categories of drug paraphernalia:
items "primarily intended ... for use" with controlled substances
and items "designed for use" with such substances. This Court's
decision in Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
455 U. S. 489,
500 (1982), governs the "designed for use" prong of § 857(d). In
that case, the Court considered an ordinance requiring a license
for the sale of items "designed or marketed for use with illegal
cannabis or drugs," and concluded that the alternative "designed
... for use" standard referred to "the design of the manufacturer,
not the intent of the retailer or customer." Id., at 501. An item
is "designed for use," this Court explained, if it "is principally
used with illegal drugs by virtue of its objective features, i. e.,
features designed by the manufacturer." Ibid.
The objective characteristics of some items establish that they
are designed specifically for use with controlled substances. Such
items, including bongs, cocaine freebase kits, and certain kinds of
pipes, have no other use besides contrived ones (such as use of a
bong as a flower vase). Items that meet the "designed for use"
standard constitute drug paraphernalia irrespective of the
knowledge or intent of one who sells or transports them. See United
States v. Mishra,
979 F.2d
301, 308 (CA3 1992); United States v. Schneiderman,
968 F.2d
1564, 1567 (CA2 1992), cert. denied, 507 U. S. 921 (1993).
Accordingly, the "designed for use" element of § 857(d) does not
establish a scienter requirement with respect to sellers such as
petitioners.
The "primarily intended ... for use" language of § 857(d)
presents a more difficult problem. The language might be understood
to refer to the state of mind of the defendant (here, the seller),
and thus to require an intent on the part of the defendant that the
items at issue be used with drugs. Some Courts of Appeals have
adopted this construction, see
519
Mishra, 979 F. 2d, at 307; United States v. Murphy,
977 F.2d
503, 506 (CAlO 1992); Schneiderman, 968 F. 2d, at 1567; United
States v. 57,261 Items of Drug Paraphernalia,
869
F.2d 955, 957 (CA6), cert. denied, 493 U. S. 933 (1989), and
this Court in Hoffman Estates interpreted the arguably parallel
phrase "marketed for use" as describing "a retailer's intentional
display and marketing of merchandise," 455 U. S., at 502, and thus
requiring scienter. On the other hand, there is greater ambiguity
in the phrase "primarily intended ... for use" than in the phrase
"marketed for use." The term "primarily intended" could refer to
the intent of nondefendants, including manufacturers, distributors,
retailers, buyers, or users. Several considerations lead us to
conclude that "primarily intended ... for use" refers to a
product's likely use rather than to the defendant's state of
mind.
First, the structure of the statute supports an objective
interpretation of the "primarily intended ... for use" standard.
Section 857(d) states that drug paraphernalia "includes items
primarily intended or designed for use in" consuming specified
illegal drugs, "such as ... ," followed by a list of 15 items
constituting per se drug paraphernalia. The inclusion of the
"primarily intended" term along with the "designed for use" term in
the introduction to the list of per se paraphernalia suggests that
at least some of the per se items could be "primarily intended" for
use with illegal drugs irrespective of a particular defendant's
intent-that is, as an objective matter. Moreover, § 857(e) lists
eight objective factors that may be considered "in addition to all
other logically relevant factors" in "determining whether an item
constitutes drug paraphernalia." 7 These factors generally
7 Section 857(e) provides:
"In determining whether an item constitutes drug paraphernalia,
in addition to all other logically relevant factors, the following
may be considered:
"(1) instructions, oral or written, provided with the item
concerning its use;
520
focus on the actual use of the item in the community. Congress
did not include among the listed factors a defendant's statements
about his intent or other factors directly establishing subjective
intent. This omission is significant in light of the fact that the
parallel list contained in the Drug Enforcement Administration's
Model Drug Paraphernalia Act, on which § 857 was based,s includes
among the relevant factors "[s]tatements by an owner ... concerning
[the object's] use" and "[d]irect or circumstantial evidence of the
intent of an owner ... to deliver it to persons whom he knows, or
should reasonably know, intend to use the object to facilitate a
violation of this Act." 9
An objective construction of the definitional provision also
finds support in § 857(f), which establishes an exemption for items
"traditionally intended for use with tobacco products." 10 An
item's "traditional" use is not based on the sub-
"(2) descriptive materials accompanying the item which explain
or de-
pict its use;
"(3) national and local advertising concerning its use; "(4) the
manner in which the item is displayed for sale;
"(5) whether the owner, or anyone in control of the item, is a
legitimate supplier of like or related items to the community, such
as a licensed distributor or dealer of tobacco products;
"(6) direct or circumstantial evidence of the ratio of sales of
the item(s) to the total sales of the business enterprise;
"(7) the existence and scope of legitimate uses of the item in
the commu-
nity; and
"(8) expert testimony concerning its use." 8 See Schneiderman,
968 F. 2d, at 1566.
9See Brief for United States 6a-7a. The Model Act lists 14
factors to be considered in addition to all other logically
relevant factors in determining whether an object is drug
paraphernalia. Several of the factors are similar or identical to
those listed in § 857(e).
10 Section 857(f) provides:
"This section shall not apply to-
"(1) any person authorized by local, State, or Federal law to
manufacture, possess, or distribute such items; or
"(2) any item that, in the normal lawful course of business, is
imported, exported, transported, or sold through the mail or by any
other means,
521
jective intent of a particular defendant. In 1988, Congress
added the word "traditionally" in place of "primarily" in the §
857(f) exemption in order to "clarif[y]" the meaning of the
exemption. Pub. L. 100-690, Tit. VI, § 6485, 102 Stat. 4384.
Congress' characterization of the amendment as merely "clarifying"
the law suggests that the original phrase-"primarily intended" -was
not a reference to the fundamentally different concept of a
defendant's subjective intent.
Finally, an objective construction of the phrase "primarily
intended" is consistent with the natural reading of similar
language in definitional provisions of other federal criminal
statutes. See 18 U. S. C. § 921(a)(17)(B) ("armor piercing
ammunition" excludes any projectile that is "primarily intended" to
be used for sporting purposes, as found by the Secretary of the
Treasury); 21 U. S. C. § 860(d)(2) (1988 ed., Supp. V) ("youth
center" means a recreational facility "intended primarily for use
by persons under 18 years of age").
We conclude that the term "primarily intended ... for use" in §
857(d) is to be understood objectively and refers generally to an
item's likely use.ll Rather than serving as the
and traditionally intended for use with tobacco products,
including any pipe, paper, or accessory."
11 Although we describe the definition of "primarily intended"
as "objective," we note that it is a relatively particularized
definition, reaching beyond the category of items that are likely
to be used with drugs by virtue of their objective features. Among
the factors that are relevant to whether an item constitutes drug
paraphernalia are "instructions, oral or written, provided with the
item concerning its use," §857(e)(1), and "the manner in which the
item is displayed for sale," §857(e)(4). Thus, while scales or
razor blades as a general class may not be designed specifically
for use with drugs, a subset of those items in a particular store
may be "primarily intended" for use with drugs by virtue of the
circumstances of their display and sale.
We disagree with JUSTICE SCALIA insofar as he would hold that a
box of paper clips is converted into drug paraphernalia by the mere
fact that a customer mentions to the seller that the paper clips
will make excellent roach clips. Section 857(d) states that items
"primarily intended" for use with drugs constitute drug
paraphernalia, indicating that it is the likely
522
basis for a subjective scienter requirement, the phrase
"primarily intended or designed for use" in the definitional
provision establishes objective standards for determining what
constitutes drug paraphernalia.12
B
Neither our conclusion that Congress intended an objective
construction of the "primarily intended" language in § 857(d), nor
the fact that Congress did not include the word "knowingly" in the
text of § 857, justifies the conclusion that Congress intended to
dispense entirely with a scienter requirement. This Court stated in
United States v. United States Gypsum Co.,
438 U. S. 422, 438
(1978): "Certainly far more than the simple omission of the
appropriate phrase from the statutory definition is necessary to
justify dispensing with an intent requirement." Even statutes
creating public welfare offenses generally require proof that the
defendant had knowledge of sufficient facts to alert him to the
probability of regulation of his potentially dangerous conduct. See
Staples v. United States, post, at 607, and n. 3;
use of customers generally, not any particular customer, that
can render a multiple-use item drug paraphernalia.
12 The legislative history of the Mail Order Drug Paraphernalia
Control Act consists of one House subcommittee hearing. See Hearing
on H. R. 1625 before the Subcommittee on Crime of the House
Committee on the Judiciary, 99th Cong., 2d Sess. (1986). We
recognize that a colloquy with the principal House sponsor of the
Act during this hearing lends some support to a subjective
interpretation of the "primarily intended" language of § 857(d).
When asked to whose intent this language referred, Rep. Levine
initially stated: "The purpose of the language ... is to identify
as clearly as possible the intent of manufacturer and the seller to
market a particular item as drug paraphernalia, subject to the
interpretation of a trial court." Id., at 48. When pressed further,
he stated: "[I]t would be the intent on the part of the defendant
in a particular trial." Ibid. Given the language and structure of
the statute, we are not persuaded that these comments of a single
member at a subcommittee hearing are sufficient to show a desire on
the part of Congress to locate a scienter requirement in the
definitional provision of § 857.
523
United States v. Dotterweich,
320 U. S. 277, 281
(1943). We conclude that § 857 is properly construed as containing
a scienter requirement.
We turn to the nature of that requirement in this statute.
In United States v. Bailey,
444 U. S. 394, 404
(1980), this Court distinguished between the mental states of
"'purpose'" and "'knowledge,'" explaining,
id., at 408,
that, "except in narrow classes of offenses, proof that the
defendant acted knowingly is sufficient to support a conviction."
In Bailey, the Court read into the federal escape statute, 18 U. S.
C. § 751(a), a requirement that "an escapee knew his actions would
result in his leaving physical confinement without permission,"
rejecting a heightened mens rea that would have required "'an
intent to avoid confinement.''' 444 U. S., at 408. Similarly, in
United States v. United States Gypsum Co., 438 U. S., at 444, the
Court addressed the question whether a criminal violation of the
Sherman Act "requires, in addition to proof of anticompetitive
effects, a demonstration that the disputed conduct was undertaken
with the 'conscious object' of producing such effects, or whether
it is sufficient that the conduct is shown to have been undertaken
with knowledge that the proscribed effects would most likely
follow." The Court concluded that "action undertaken with knowledge
of its probable consequences ... can be a sufficient predicate for
a finding of criminal liability under the antitrust laws."
Ibid.
As in Bailey and United States Gypsum, we conclude that a
defendant must act knowingly in order to be liable under § 857.
Requiring that a seller of drug paraphernalia act with the
"purpose" that the items be used with illegal drugs would be
inappropriate. The purpose of a seller of drug paraphernalia is to
sell his product; the seller is indifferent as to whether that
product ultimately is used in connection with illegal drugs or
otherwise. If § 857 required a purpose that the items be used with
illegal drugs, individuals could avoid liability for selling bongs
and cocaine freebase kits simply by
524
establishing that they lacked the "conscious object" that the
items be used with illegal drugs.
Further, we do not think that the knowledge standard in this
context requires knowledge on the defendant's part that a
particular customer actually will use an item of drug paraphernalia
with illegal drugs. It is sufficient that the defendant be aware
that customers in general are likely to use the merchandise with
drugs. Therefore, the Government must establish that the defendant
knew that the items at issue are likely to be used with illegal
drugs. Cf. United States
Gypsum, 438 U. S., at 444
(knowledge of "probable consequences" sufficient for conviction).13
A conviction under § 857(a)(1), then, requires the Government to
prove that the defendant knowingly made use of an interstate
conveyance as part of a scheme to sell items that he knew were
likely to be used with illegal drugs.
Finally, although the Government must establish that the
defendant knew that the items at issue are likely to be used with
illegal drugs, it need not prove specific knowledge that the items
are "drug paraphernalia" within the meaning of the statute. Cf.
Hamling v. United States,
418 U. S. 87 (1974)
(statute prohibiting mailing of obscene materials does
13 The knowledge standard that we adopt parallels the standard
applied by those courts that have based § 857's scienter
requirement on the "primarily intended" language of the
definitional provision. See Mishra, 979 F. 2d, at 307 (Government
must prove that defendant "contemplated, or reasonably expected
under the circumstances, that the item sold or offered for sale
would be used with illegal drugs"); Schneiderman, 968 F. 2d, at
1567 (Government must prove that defendant "knew there was a strong
probability the items would be so used"); 57,261 Items of Drug
Paraphernalia, 869 F. 2d, at 957 (Government must prove defendant's
"knowledge that there is a strong probability that the items will
be used" with illegal drugs). The scienter requirement that we have
inferred applies with respect to all items of drug paraphernalia,
while at least some of the lower courts appear to have confined
their scienter requirement to those items "primarily intended" (but
not "designed") for use with illegal drugs. See, e. g.,
Schneiderman, 968 F. 2d, at 1567.
525
not require proof that defendant knew the materials at issue met
the legal definition of "obscenity"). As in Hamling, it is
sufficient for the Government to show that the defendant "knew the
character and nature of the materials" with which he dealt. Id., at
123.
In light of the above, we conclude that the jury instructions
given by the District Court adequately conveyed the legal standards
for petitioners' convictions under § 857.14
III
Petitioners argue that § 857 is unconstitutionally vague as
applied to them in this case. "[T]he void-for-vagueness doctrine
requires that a penal statute define the criminal offense with
sufficient definiteness that ordinary people can understand what
conduct is prohibited and in a manner that does not encourage
arbitrary and discriminatory enforcement." Kolender v. Lawson,
461 U. S. 352,
357 (1983); see also Grayned v. Rockford,
408 U. S. 104, 108-109
(1972). Whatever its status as a general matter, we cannot say that
§ 857 is unconstitutionally vague as applied in this case.
First, the list of items in § 857(d) constituting per se drug
paraphernalia provides individuals and law enforcement officers
with relatively clear guidelines as to prohibited conduct. With
respect to the listed items, there can be little
14 The District Court instructed the jury that, in order to find
petitioners guilty, it was required to find that they "made use of
[an] interstate conveyance knowingly as part of a scheme to sell
drug paraphernalia," that "the items in question constitute drug
paraphernalia," defined as items "primarily intended or designed
for use" with illegal drugs, and that petitioners "knew the nature
and character of the items." The District Court elaborated on the
knowledge requirement, describing it as "knowledge of the
defendants as to the nature, character, and use of the items being
sold or offered for sale at the store." App. 16-35. We think that
the instructions adequately informed the jury that it could convict
petitioners only if it found that they knew that the items at issue
were likely to be used with illegal drugs.
526
doubt that the statute is sufficiently determinate to meet
constitutional requirements. Many items involved in this
case-including bongs, roach clips, and pipes designed for use with
illegal drugs-are among the items specifically listed in §
857(d).
Second, § 857(e) sets forth objective criteria for assessing
whether items constitute drug paraphernalia. These factors minimize
the possibility of arbitrary enforcement and assist in defining the
sphere of prohibited conduct under the statute. See Mishra, 979 F.
2d, at 309; Schneiderman, 968 F. 2d, at 1568. Section 857(f)'s
exemption for tobacco-related products further limits the scope of
the statute and precludes its enforcement against legitimate
sellers of lawful products.
Finally, the scienter requirement that we have inferred in § 857
assists in avoiding any vagueness problem. "[T]he Court has
recognized that a scienter requirement may mitigate a law's
vagueness, especially with respect to the adequacy of notice ...
that [the] conduct is proscribed." Hoffman Estates, 455 U. S., at
499.
Section 857's application to multiple-use items-such as scales,
razor blades, and mirrors-may raise more serious concerns. Such
items may be used for legitimate as well as illegitimate purposes,
and "a certain degree of ambiguity necessarily surrounds their
classification." Mishra, 979 F. 2d, at 309. This case, however,
does not implicate vagueness or other due process concerns with
respect to such items. Petitioners operated a full-scale "head
shop," a business devoted substantially to the sale of products
that clearly constituted drug paraphernalia. The Court stated in
Hoffman Estates: "The theoretical possibility that the village will
enforce its ordinance against a paper clip placed next to Rolling
Stone magazine ... is of no due process significance unless the
possibility ripens into a prosecution." 455 U. S., at 503-504, n.
21. Similarly here, we need not address the possible application of
§ 857 to a legitimate merchant engaging in the sale of only
multiple-use items.
527
IV
Petitioner Acty's other contentions are not properly before the
Court. First, she argues that she was improperly convicted of
aiding and abetting the manufacture and distribution of cocaine
because the jury instructions created a "presumption" that certain
items of drug paraphernalia "were intended for manufacturing with a
controlled substance." Brief for Petitioners 17. This argument was
neither raised in nor addressed by the Court of Appeals. See Lawn
v. United States,
355
U. S. 339, 362-363, n. 16 (1958). Second, Acty asserts that her
convictions for money laundering, investing income derived from a
drug offense, and engaging in monetary transactions with the
proceeds of unlawful activity must be reversed. These contentions
were not presented in the petition for writ of certiorari, and
therefore they are not properly raised here. See this Court's Rule
14.1(a). Finally, the petition presented the question whether the
proof was adequate to support Acty's conviction for aiding and
abetting the manufacture and distribution of cocaine; but
petitioners' brief on the merits fails to address the issue and
therefore abandons it. See Russell v. United States,
369 U. S. 749, 754, n. 7
(1962).
Accordingly, the judgment of the Court of Appeals is
affirmed.
It is so ordered.
JUSTICE SCALIA, with whom JUSTICE KENNEDY and JUSTICE THOMAS
join, concurring in the judgment.
I agree with the Court that the sale of items likely to be used
for drug purposes, with knowledge of such likely use, violates
former 21 U. S. C. § 857; and that a subjective intent on the part
of the defendant that the items sold be used for drug purposes is
not necessary for conviction. That is all the scienter analysis
necessary to decide the present case. The Court goes further,
however, and says, ante, at 518-522, that such a subjective intent
is not only not necessary for
528
conviction but is not sufficient for conviction-i. e., that the
sale of an item with the intent that it be used for drug purposes
does not constitute a violation. I disagree. In my view, the
statutory language "primarily intended ... for use" causes a sale
to be a sale of drug paraphernalia where the seller intends the
item to be used for drug purposes. A rejection of that view, if
consistently applied, would cause "primarily intended or designed
for use" to mean nothing more than "designed for use." While
redundancy is not unheard of in statutory draftsmanship, neither is
it favored in statutory interpretation. Kungys v. United States,
485 U. S. 759,
778 (1988).
Some of the provisions of § 857(e), which describes factors that
may be considered in determining whether an item constitutes drug
paraphernalia, clearly suggest that what is
not covered
paraphernalia by nature can be made such by the seller's intent. *
Section 857(e)(1) lists as one of the relevant factors
"instructions, oral or written, provided with the item concerning
its use." This envisions, I think, that a drugstore owner who
instructs the purchaser how to use the purchased drinking straw or
razor blade in the ingestion of drugs converts what would otherwise
be a lawful sale into a sale of drug paraphernalia. Section
857(e)(4) lists as a relevant factor "the manner in which the item
is displayed for sale." That would surely not change the nature of
the item, but it would cast light upon the use intended by the
person who is selling and displaying it. And § 857(e)(5) lists as a
relevant factor "whether the owner ... is a legitimate sup-
*For purposes of the present case, all we need decide is that
the seller's intent will qualify. It would also seem true, however
(since the statute contains no limitation on whose
intent-manufacturer's, seller's, or buyer's-can qualify), that the
buyer's intended use will cause an otherwise harmless item to be
drug paraphernalia. To convict a seller on such a basis, of course,
the scienter requirement of the statute would require that the
seller have known of such intended use.
529
plier of like or related items." Again, that casts light upon
nothing but the seller's intent regarding use.
On first glance, the Court's claim that "primarily intended"
does not refer to the defendant's state of mind seems to be
supported by § 857(f)(2), which exempts from the entire section the
sale, "in the normal lawful course of business," of items
"traditionally intended for use with tobacco products." This might
be thought to suggest that the section applies only to categories
of items, and not at all to items sold with a particular intent. On
further consideration, however, it is apparent that § 857(f)(2)
militates against, rather than in favor of, the Court's view.
Unless unlawful intent could have produced liability, there would
have been no need for the exception. Tobacco pipes are tobacco
pipes, and cigarette paper is cigarette paper; neither could
possibly meet the Court's test of being "items ... likely to be
used with illegal drugs," ante, at 524. Only the criminalizing
effect of an unlawful intent to sell for drug use puts tobacconists
at risk. Because of the ready (though not ordinary) use of items
such as cigarette paper and tobacco pipes for drug purposes,
tobacconists would have been in constant danger of being accused of
having an unlawful intent in their sales-so Congress gave them what
amounts to a career exception.
Through most of the Court's opinion, an item's "likely use"
seems to refer to the objective features of the item that render it
usable for one purpose or another. At the very end of the relevant
discussion, however, in apparent response to the difficulties
presented by the factors listed in §857(e), one finds, in a
footnote, the following:
"Although we describe the definition of 'primarily intended' as
'objective,' we note that it is a relatively particularized
definition, reaching beyond the category of items that are likely
to be used with drugs by virtue of their objective features ....
Thus, while scales or razor blades as a general class may not be
designed specifi-
530
cally for use with drugs, a subset of those items in a
particular store may be 'primarily intended' for use with drugs by
virtue of the circumstances of their display and sale." Ante, at
521, n. 11.
If by the "circumstances of ... sale" the Court means to include
the circumstance that the seller says, "You will find these scales
terrific for weighing drugs," or that the buyer asks, "Do you have
any scales suitable for weighing drugs?" -then there is really very
little, if any, difference between the Court's position and mine.
Intent can only be known, of course, through objective
manifestations. If what the Court means by "a relatively
particularized objective definition" is that all objective
manifestations of the seller's intent are to be considered part of
the "circumstances of sale," then there is no difference whatever
between us (though I persist in thinking it would be simpler to say
that "intended for sale" means "intended for sale" than to invent
the concept of "a relatively particularized objective intent"). If,
on the other hand, only some and not all objective manifestations
of the seller's intent are to be considered part of the
"circumstances of sale" (manner of display, for example, but not
manner of oral promotion), then the Court ought to provide some
description of those that do and those that do not, and (if
possible) some reason for the distinction.
Finally, I cannot avoid noting that the only available
legislative history-statements by the very Congressman who
introduced the text in question, see ante, at 522, n.
12-unambiguously supports my view. I point that out, not because I
think those statements are pertinent to our analysis, but because
it displays once again that our acceptance of the supposed
teachings of legislative history is more sporadic than our
professions of allegiance to it. See Thunder Basin Coal Co. v.
Reich,
510 U. S.
200, 219 (1994) (SCALIA, J., concurring in part and concurring
in judgment); Wisconsin Public Intervenor v. Mortier,
501 U. S. 597, 617 (1991)
(SCALIA, J., concurring in judgment).
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