OCTOBER TERM, 1993
Syllabus
Opinion in Chambers
PLANNED PARENTHOOD OF SOUTHEASTERN PENNSYLVANIA ET AL.
v.
CASEY ET AL.
ON APPLICATION FOR STAY OF MANDATE No. A-655. Decided February
7,1994
The application for a stay of the Court of Appeals's mandate
allowing enforcement of Pennsylvania's Abortion Control Act,
pending the filing of a petition for certiorari, is denied. The
applicants are correct that, if it is proven that the Act would
have the effect that applicants allege, enforcement of the Act's
pertinent provisions may interpose a substantial obstacle to the
exercise of the right to reproductive freedom guaranteed by the Due
Process Clause and affirmed in
Planned Parenthood of
Southeastern Pa. v.
Casey, 505 U. S. 833. However,
there is no reasonable probability that this Court will grant
review and no fair prospect that the applicants will ultimately
prevail on the merits. The Court of Appeals's decision-that the
District Court erred in reopening the record in the facial
constitutional challenge to the Act and continuing its injunction
against enforcement of various provisions-does not represent such
an arguable departure from this Court's mandate in
Casey as
to warrant discretionary review or an award of the relief
applicants seek. This Court did not remand
Casey to the
lower courts for application of the proper legal standard, but
undertook to apply the standard to the statute, upholding the
constitutionality of most of its provisions. None of
Casey's
five opinions took the position that the District Court record was
inadequate in a way that would counsel leaving those judgments to
the District Court in the first instance. In addition, it was at
least unusual for the District Court to enjoin enforcement of the
statute on a showing of "plausible likelihood" of success.
JUSTICE SOUTER, Circuit Justice.
Addressing me in my capacity as Circuit Justice for the Third
Circuit, the applicants seek a stay of the Court of Appeals's
mandate in this case, pending their filing a petition for
certiorari. See 28 U. S. C. § 2106. In the decision from which
applicants intend to seek review,
14 F.3d
848 (CA3 1994), the Court of Appeals held that the District
Court's order allowing applicants to reopen the record in their
facial constitutional challenge to Pennsylvania's Abortion
Control
1310
Opinion in Chambers
Act, 18 Pa. Cons. Stat. §§ 3203-3220 (1990 and Supp. 1993), and
continuing its order enjoining the Commonwealth from enforcing
various provisions of that statute, see 822 F. Supp. 227 (ED Pa.
1993), was inconsistent with both the mandate of this Court in
Planned Parenthood of Southeastern Pennsylvania v.
Casey, 505 U.
S. 833, and that of the Third Circuit on remand, see
978 F.2d
74 (1992).1 For the reasons set out below, I decline to stay
the mandate of the Court of Appeals.
The conditions that must be shown to be satisfied before a
Circuit Justice may grant such an application are familiar: a
likelihood of irreparable injury that, assuming the correctness of
the applicants' position, would result were a stay not issued; a
reasonable probability that the Court will grant certiorari; and a
fair prospect that the applicant will ultimately prevail on the
merits, see generally
Rostker v.
Goldberg,
448 U. S. 1306, 1308
(1980) (Brennan, J., in chambers). The burden is on the applicant
to "rebut the presumption that the decisions below-both on the
merits and on the proper interim disposition of the case-are
correct."
Ibid.
With respect to the first consideration, the applicants assert
that enforcement of the pertinent provisions of the Abortion
Control Act will, for a "large fraction,"
Casey, 505 U. S.,
at 895, of the affected population, interpose a "substantial
obstacle,"
id., at 877, to the exercise of the right to
reproductive freedom guaranteed by the Due Process Clause and
affirmed in this Court's
Casey opinion.2 I have no
difficulty concluding that such an imposition, if proven, would
qualify as "irreparable injury," and support the issuance of a stay
if
1 The Third Circuit panel also denied a motion, substantially
identical to the one presented here, to stay its mandate.
2 For the purposes of this opinion, I join the applicants and
the courts below in treating the joint opinion in
Planned
Parenthood of Southeastern Pa. v.
Casey, see 505 U. S.,
at 843 (opinion of O'CONNOR, KENNEDY, and SOUTER, JJ.) as
controlling, as the statement of the Members of the Court who
concurred in the judgment on the narrowest grounds. See
Marks v.
United States, 430 U. S. 188 (1977).
1311
the other factors favored the applicants' position. Those other
factors, however, point the other way.3
The core of the applicants' submission is that the Court of
Appeals fundamentally misread our opinion and mandate in
Casey in determining that the District Court erred in
reopening the record and continuing its injunction against
enforcement of the Pennsylvania statute.4 Although applicants are
right as a general matter in arguing that this Court has a special
interest in ensuring that courts on remand follow the letter and
spirit of our mandates, see,
e. g., In re
Sanford Fork &
Tool Co., 160 U. S. 247, 255-256
(1895), I am not convinced (nor, I believe, would my colleagues be)
that the Court of Appeals's opinion represents such an arguable
departure from our mandate as to warrant discretionary review or,
in the end, an award of the relief the applicants seek.
3 I note in this regard that the availability of further
opportunities to test the constitutionality of the statute
mitigates somewhat the quantum of harm that might ensue. The Court
of Appeals acknowledged, correctly, that the applicants or other
potential litigants remain free to test the constitutionality of
the Act "as applied." See
14 F.3d
848, 862, nn. 18, 21
(CA3 1994). Since I am convinced
that a majority of this Court would likely hold a further facial
challenge by the parties in this case to be precluded by the
opinion and mandate in
Casey, there is no occasion to
consider here the Court of Appeals's broader assertion that, even
in cases where a statute's facial validity depends on an empirical
record, see
Fargo Women's Health Organization v.
Schafer, 507 U. S. 1013 (1993) (O'CONNOR, J., concurring in
denial of stay), a decision rejecting one such challenge must be
dispositive as against all other possible litigants. Also
potentially relevant to the irreparable injury calculus is the
District Court's "considerable doubt" whether the Commonwealth is,
in fact, prepared to begin immediate enforcement of several of the
disputed provisions. See 822 F. Supp. 227,237 (ED Pa. 1993).
4 The applicants' contention that the Court of Appeals's ruling
"conflicts" with decisions recognizing district court discretion to
decide matters left open by a mandate, see,
e. g., Quern v.
Jordan, 440 U.
S. 332,347, n. 18 (1979), cf. this Court's Rule 10.1(c),
amounts to no more than a restatement of their basic claim, i.
e., that the District Court's reading of
Casey, and
not the Third Circuit's, was the correct one.
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Opinion in Chambers
I note that I am not as certain as the Court of Appeals was that
the District Court here has defied the terms of our remand in a
manner that justifies comparison to
Aaron v.
Cooper,
163 F. Supp. 13 (ED Ark.), rev'd,
257 F.2d
33 (CA8), aff'd,
Cooper v.
Aaron, 358 U. S. 1 (1958). The
letter of our
Casey opinion is not entirely hard edged. We
remanded for "proceedings consistent with this opinion, including
consideration of the question of severability," 505 U. S., at 901,
thereby allowing for the possibility (as applicants strenuously
argue) that there might be something for the courts below to
determine beyond the severability from the body of the statute of
the provisions held constitutionally invalid.5 More than once, we
phrased our conclusion that particular provisions withstood facial
challenge under the Due Process Clause in terms of "the record"
before us in the case, see
id., at 884, 887, 901; see also
id., at 926 (BLACKMUN, J., concurring in part, concurring in
judgment in part, and dissenting in part) (suggesting that evidence
could be adduced "in the future" that would establish the
invalidity of the provisions and arguing that the joint opinion did
not "rul[e] out [that] possibility").
The Court of Appeals's construction of the opinion and mandate,
however, is the correct one. Although we acknowledged in
Casey that the precise formulation of the standard for
assessing constitutionality of abortion regulation was, in some
respects, novel, see 505 U. S., at 876877; see also 14 F. 3d, at
853-854 (acknowledging that Court had modified the Third Circuit's
"undue burden" test), we did not remand the case to the lower
courts for application of the proper standard, as is sometimes
appropriate when a new legal standard is announced, see,
e. g.,
Lucas v.
South Carolina Coastal Council, 505 U. S. 1003 (1992).
Instead,
5 After the Court of Appeals had held that the invalid
provisions could be severed from the rest of the statute, see
978 F.2d
74 (CA3 1992), that court itself remanded to the
District Court for "such further proceedings as may be
appropriate,"
id., at 78.
1313
we undertook to apply the standard to the Pennsylvania statute,
upholding the constitutionality of its core provisions governing
informed consent, recordkeeping, and parental consent, while ruling
that the husband-notification requirement, on its face, imposed a
constitutionally intolerable burden on the freedom of women to
choose abortion. 505 U. S., at 887-898. Significantly, none of the
five opinions took the position that the record was inadequate in a
way that would counsel leaving those judgments to the District
Court in the first instance. Cf.,
e. g., McCleskey v.
Zant, 499 U.
S. 467, 506,523-528 (1991) (Marshall, J., dissenting). Thus,
the references to "this record," combined with our readiness to
decide the validity of the challenged provisions under the "undue
burden" standard, are plausibly understood as reflecting two
conclusions: (1) that litigants are free to challenge similar
restrictions in other jurisdictions, as well as these very
provisions as applied, see
Fargo Women's Health Organization
v.
Schafer, 507 U. S. 1013 (1993) (O'CONNOR, J., concurring
in denial of stay); and (2) that applicants had been given a fair
opportunity to develop the record in the District Court.
Indeed, the District Court's error in rejecting the latter
conclusion deserves a word of comment. The District Court reasoned
that because our opinion in
Casey altered the "rules of the
game," it would be unjust to dispose of an "undue burden" challenge
on the basis of a record developed for purposes of a challenge
based on "strict scrutiny." See 822 F. Supp., at 235-236. But even
if this reasoning were not in tension with the approach ultimately
taken in the
Casey opinion, the applicants do not seriously
suggest that the vitality of the "strict scrutiny" test was free
from uncertainty at the time this case was brought in the District
Court or that they lacked incentive to compile a record to support
the invalidation of the challenged provisions under a less strict
standard of review. The original District Court opinion, 686 F.
Supp. 1089 (ED Pa. 1988), contains 287 detailed findings
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Opinion in Chambers
of fact and carries every indication that the applicants were
given broad latitude to introduce evidence, call witnesses, and
elicit testimony about the potential effects of the challenged
provisions on the reproductive freedom of women.
In addition to these reasons for thinking there is no reasonable
probability of review and no fair prospect of reversing the Court
of Appeals, one other point bears mention. In continuing its order
enjoining enforcement of various statutory provisions, the District
Court concluded that the evidence applicants were seeking to
introduce raised only a "plausible likelihood" of prevailing in
their renewed facial challenge to the statute. 822 F. Supp., at
238. It was at least unusual for a District Court to enjoin
enforcement of a statute, the last word on which was the recent
judgment of this Court upholding its constitutionality, on a
showing of "plausible likelihood" of success. This element of the
case would certainly, and properly, influence my colleagues'
decision whether to review the judgment of the Court of Appeals, as
well as their view of its merits if review were granted.
The application for stay of mandate is denied.
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