OPINION OF THE COURT
NEGUSIE V. HOLDER
555 U. S. ____ (2009)
SUPREME COURT OF THE UNITED STATES
NO. 07-499
DANIEL GIRMAI NEGUSIE, PETITIONER
v. ERIC
H. HOLDER, Jr., ATTORNEY GENERAL
on writ of certiorari to the united states court of
appeals for the fifth circuit
[March 3, 2009]
Justice Kennedy delivered the
opinion of the Court.
An alien who fears persecution in
his homeland and seeks refugee status in this country is barred
from obtaining that relief if he has persecuted others.
“The term ‘refugee’ does not include any person who
ordered, incited, assisted, or otherwise participated in the
persecution of any person on account of race, religion,
nationality, membership in a particular social group, or political
opinion.” Immigration and Nationality Act (INA), §101, 66 Stat.
166, as added by Refugee Act of 1980, §201(a), 94 Stat. 102–103, 8
U. S. C. §1101(a)(42).
This so-called “persecutor bar” applies to those
seeking asylum, §1158(b)(2)(A)(i), or withholding of removal,
§1231(b)(3)(B)(i). It does not disqualify an alien from receiving a
temporary deferral of removal under the Convention Against Torture
and Other Cruel, Inhuman or Degrading Treatment or Punishment
(CAT), art. 3, Dec. 10, 1984, S. Treaty Doc. No. 100–20,
p. 20, 1465 U. N. T. S. 85; 8 CFR §1208.17(a) (2008).
In this case the Board of Immigration Appeals
(BIA) determined that the persecutor bar applies even if the
alien’s assistance in persecution was coerced or otherwise the
product of duress. In so ruling the BIA followed its earlier
decisions that found
Fedorenko v.
United States,
449 U. S. 490 (1981), controlling. The
Court of Appeals for the Fifth Circuit, in affirming the agency,
relied on its precedent following the same reasoning. We hold that
the BIA and the Court of Appeals misapplied
Fedorenko. We
reverse and remand for the agency to interpret the statute, free
from the error, in the first instance.
I
Petitioner in this Court is
Daniel Girmai Negusie, a dual national of Eritrea and Ethiopia, his
father having been a national of the former and his mother of the
latter. Born and educated in Ethiopia, he left there for Eritrea
around the age of 18 to see his mother and find employment. The
year was 1994. After a few months in Eritrea, state officials took
custody of petitioner and others when they were attending a movie.
He was forced to perform hard labor for a month and then was
conscripted into the military for a time. War broke out between
Ethiopia and Eritrea in 1998, and he was conscripted again.
When petitioner refused to fight
against Ethiopia, his other homeland, the Eritrean Government
incarcerated him. Prison guards punished petitioner by beating him
with sticks and placing him in the hot sun. He was released after
two years and forced to work as a prison guard, a duty he performed
on a rotating basis for about four years. It is undisputed that the
prisoners he guarded were being persecuted on account of a
protected ground—
i.e., “race, religion, nationality,
membership in a particular social group, or political opinion.” 8
U. S. C. §1101(a)(42). Petitioner testified that he carried a
gun, guarded the gate to prevent escape, and kept prisoners from
taking showers and obtaining fresh air. He also guarded prisoners
to make sure they stayed in the sun, which he knew was a form of
punishment. He saw at least one man die after being in the sun for
more than two hours. Petitioner testified that he had not shot at
or directly punished any prisoner and that he helped prisoners on
various occasions. Petitioner escaped from the prison and hid in a
container, which was loaded on board a ship heading to the United
States. Once here he applied for asylum and withholding of
removal.
In a careful opinion the Immigration Judge, W.
Wayne Stogner, found that petitioner’s testimony, for the most
part, was credible. He concluded that petitioner assisted in
persecution by working as an armed guard. The judge determined that
although “there’s no evidence to establish that [petitioner] is a
malicious person or that he was an aggressive person who mistreated
the prisoners, . . . the very fact that he helped [the government]
in the prison compound where he had reason to know that they were
persecuted constitutes assisting in the persecution of others and
bars [petitioner] from” obtaining asylum or withholding of removal.
App. to Pet. for Cert. 16a–17a (citing,
inter alia,
Fedorenko,
supra). The judge, however, granted
deferral of removal under CAT because petitioner was likely to be
tortured if returned to Eritrea.
The BIA affirmed the denial of asylum and
withholding. It noted petitioner’s role as an armed guard in a
facility where “prisoners were tortured and left to die out in the
sun . . . on account of a protected ground.” App. to Pet. for Cert.
6a. The BIA held that “[t]he fact that [petitioner] was compelled
to participate as a prison guard, and may not have actively
tortured or mistreated anyone, is immaterial.”
Ibid. That
is because “ ‘an alien’s motivation and intent are irrelevant
to the issue of whether he “assisted” in persecution . . . [I]t is
the objective effect of an alien’s actions which is
controlling.’ ”
Ibid. (quoting
Matter of
Fedorenko, 19 I. & N. Dec. 57, 69 (BIA 1984)).
The BIA also affirmed the grant of deferral of removal under
CAT.
On petition for review the Court of Appeals
agreed with the BIA that whether an alien is compelled to assist in
persecution is immaterial for persecutor-bar purposes. App. to Pet.
for Cert. 2a (citing
Fedorenko, 449 U. S., at 512, n. 34).
We granted certiorari. 552 U. S. ___ (2008).
II
Consistent with the rule in
Chevron U. S. A. Inc. v.
Natural Resources
Defense Council, Inc.,
467 U. S. 837, 842–843
(1984), the BIA is entitled to deference in interpreting ambiguous
provisions of the INA. The question here is whether an alien who
was compelled to assist in persecution can be eligible for asylum
or withholding of removal. We conclude that the BIA misapplied our
precedent in
Fedorenko as mandating that an alien’s
motivation and intent are irrelevant to the issue whether an alien
assisted in persecution. The agency must confront the same question
free of this mistaken legal premise.
A
It is well settled that
“principles of
Chevron deference are applicable to this
statutory scheme.”
INS v.
Aguirre-Aguirre,
526 U. S. 415,
424 (1999). Congress has charged the Attorney General with
administering the INA, and a “ruling by the Attorney General with
respect to all questions of law shall be controlling.” 8 U.
S. C. §1103(a)(1). Judicial deference in the immigration
context is of special importance, for executive officials “exercise
especially sensitive political functions that implicate questions
of foreign relations.”
INS v.
Abudu,
485 U. S. 94, 100 (1988).
The Attorney General’s decision to bar an alien who has
participated in persecution “may affect our relations with [the
alien’s native] country or its neighbors. The judiciary is not well
positioned to shoulder primary responsibility for assessing the
likelihood and importance of such diplomatic repercussions.”
Aguirre-Aguirre, 526 U. S., at 425.
The Attorney General, in turn,
has delegated to the BIA the “ ‘discretion and authority
conferred upon the Attorney General by law’ ” in the course of
“ ‘considering and determining cases before it.’ ”
Ibid. (quoting 8 CFR §3.1(d)(1) (1998)). As a consequence,
“the BIA should be accorded
Chevron deference as it gives
ambiguous statutory terms ‘concrete meaning through a process of
case-by-case adjudication.’ ”
Aguirre-Aguirre,
supra, at 425 (quoting
INS v.
Cardoza-Fonseca,
480 U. S. 421, 448–449
(1987)). When the BIA has not spoken on “a matter that statutes
place primarily in agency hands,” our ordinary rule is to remand to
“giv[e] the BIA the opportunity to address the matter in the first
instance in light of its own experience.”
INS v.
Orlando Ventura,
537 U. S. 12, 16–17
(2002)
(per curiam).
B
The parties disagree over whether
coercion or duress is relevant in determining if an alien assisted
or otherwise participated in persecution. As there is substance to
both contentions, we conclude that the statute has an ambiguity
that the agency should address in the first instance.
Petitioner argues that the
statute’s plain language makes clear that involuntary acts do not
implicate the persecutor bar because “ ‘persecution’ ”
presumes moral blameworthiness. Brief for Petitioner 23–28. He
invokes principles of criminal culpability, concepts of
international law, and the rule of lenity.
Id., at 28–45.
Those arguments may be persuasive in determining whether a
particular agency interpretation is reasonable, but they do not
demonstrate that the statute is unambiguous. Petitioner all but
conceded as much at argument in this Court when he indicated that
the BIA has discretion to construe the duress defense in either a
narrow or a broad way. Tr. of Oral Arg. 20–24.
The Government, on the other hand, asserts
that the statute does not allow petitioner’s construction. “The
statutory text,” the Government says, “directly answers that
question: there is no exception” for conduct that is coerced
because Congress did not include one. Brief for Respondent 11. We
disagree. The silence is not conclusive. The question is whether
the statutory text mandates that coerced actions must be deemed
assistance in persecution. On that point the statute, in its
precise terms, is not explicit. Nor is this a case where it is
clear that Congress had an intention on the precise question at
issue. Cf.
Cardoza-Fonseca,
supra, at
448–449.
The Government, like the BIA and the Court of
Appeals, relies on
Fedorenko to provide the answer. This
reliance is not without some basis, as the Court there held that
voluntariness was not required with respect to another persecutor
bar. 449 U. S., at 512. To the extent, however, the Government
deems
Fedorenko to be controlling, it is in error.
In
Fedorenko, the Court interpreted
the Displaced Persons Act of 1948 (DPA), 62 Stat. 1009. The DPA was
enacted “to enable European refugees driven from their homelands by
the [second world] war to emigrate to the United States without
regard to traditional immigration quotas.” 449 U. S., at 495.
Section 2(b) of the DPA provides relief to “any displaced person or
refugee as defined in Annex I of the Constitution of the
International Refugee Organization” of the United Nations (IRO
Constitution). 62 Stat. 1009. The IRO Constitution, as codified by
Congress, excludes any individual “who can be shown: (a) to have
assisted the enemy in persecuting civil populations of countries,
Members of the United Nations; or (b) to have voluntarily assisted
the enemy forces since the outbreak of the second world war in
their operations against the United Nations.” Annex I, Part II, §2,
62 Stat. 3051–3052.
The
Fedorenko Court held that “an
individual’s service as a concentration camp armed guard—whether
voluntary or involuntary—made him ineligible for a visa” under
§2(a) of the IRO Constitution. 449 U. S., at 512. That Congress did
not adopt a voluntariness requirement for §2(a), the Court noted,
“is plain from comparing §2(a) with §2(b), which excludes only
those individuals who ‘
voluntarily assisted the enemy
forces.’ ”
Ibid. The Court relied on the principle of
statutory construction that “the deliberate omission of the word
‘voluntary’ from §2(a) compels the conclusion that the statute made
all those who assisted in persecution of civilians
ineligible for visas.”
Ibid.
Fedorenko does not compel the same
conclusion in the case now before us. The textual structure of the
statute in
Fedorenko (“voluntary” is in one subsection but
not the other) is not part of the statutory framework considered
here. Congress did not use the word “voluntary” in any subsection
of the persecutor bar, so its omission cannot carry the same
significance.
The difference between the statutory scheme in
Fedorenko and the one here is confirmed when we
“ ‘look not only to the particular statutory language, but to
the design of the statute as a whole and to its object and
policy.’ ”
Dada v.
Mukasey,
554 U. S. 1, ___ (2008)
(slip op., at 13) (quoting
Gozlon-Peretz v.
United
States,
498 U.
S. 395, 407 (1991)). Both statutes were enacted to reflect
principles set forth in international agreements, but the
principles differ in significant respects.
As discussed, Congress enacted the DPA in 1948
as part of an international effort to address individuals who were
forced to leave their homelands during and after the second World
War.
Fedorenko,
supra, at 495. The DPA excludes
those who “voluntarily assisted the enemy forces since the outbreak
of the second world war,” 62 Stat. 3052, as well as all who
“assisted the enemy in persecuting civil populations of countries,”
id., at 3051. The latter exclusion clause makes no
reference to culpability. The exclusion of even those involved in
nonculpable, involuntary assistance in Nazi persecution, as an
expert testified in
Fedorenko, may be “ ‘[b]ecause
the crime against humanity that is involved in the concentration
camp puts it into a different category.’ ” 449 U. S., at 511,
n. 32.
The persecutor bar in this case, by contrast,
was enacted as part of the Refugee Act of 1980. Unlike the DPA,
which was enacted to address not just the post war refugee problem
but also the Holocaust and its horror, the Refugee Act was designed
to provide a general rule for the ongoing treatment of all refugees
and displaced persons. As this Court has twice recognized,
“ ‘one of Congress’ primary purposes’ in passing the Refugee
Act was to implement the principles agreed to in the 1967 United
Nations Protocol Relating to the Status of Refugees, Jan. 31, 1967,
19 U. S. T. 6224, T. I. A. S. 6577 (1968),” as
well as the “United Nations Convention Relating to the Status of
Refugees, 189 U. N. T. S. 150 (July 28, 1951),
reprinted in 19 U. S. T. 6259.”
Aguirre-Aguirre, 526
U. S., at 427 (quoting
Cardoza-Fonseca, 480 U. S., at
436–437).
These authorities illustrate why
Fedorenko, which addressed a different statute enacted for
a different purpose, does not control the BIA’s interpretation of
this persecutor bar. Whatever weight or relevance these various
authorities may have in interpreting the statute should be
considered by the agency in the first instance, and by any
subsequent reviewing court, after our remand.
C
The Government argues that “if
there were any ambiguity in the text, the Board’s determination
that the bar contains no such exception is reasonable and thus
controlling.” Brief for Respondent 11. Whether such an
interpretation would be reasonable, and thus owed
Chevron
deference, is a legitimate question; but it is not now before us.
The BIA deemed its interpretation to be mandated by
Fedorenko, and that error prevented it from a full
consideration of the statutory question here presented.
In denying relief in this case
the BIA recited a rule that has developed in its own case law in
reliance on
Fedorenko: “[A]n alien’s motivation and intent
are irrelevant to the issue of whether he ‘assisted’ in persecution
. . . [I]t is the objective effect of an alien’s actions which is
controlling.” App. to Pet. for Cert. 6a. The rule is based on three
earlier decisions:
Matter of Laipenieks, 18
I. & N. Dec. 433 (1983);
Matter of
Fedorenko, 19 I. & N. Dec. 57; and
Matter of
Rodriguez-Majano, 19 I. & N. Dec. 811
(1988).
In
Matter of Laipenieks, the BIA
applied the Court’s
Fedorenko analysis of the DPA to a
different postwar statute, which provided for the deportation of
anyone associated with the Nazis who “ordered, incited, assisted,
or otherwise participated” in persecution based on a protected
ground. 8 U. S. C. §1182(a)(3)(E)(i). Finding no agency or
judicial decision on point, the BIA relied on
Fedorenko.
It recognized that the unique structure of the
Fedorenko
statute was not present in §1182(a)(3)(E)(i), but the BIA
nevertheless adopted wholesale the
Fedorenko rule: “[A]s
in
Fedorenko, . . . the plain language of
[§1182(a)(3)(E)(i)] mandates a literal interpretation, and the
omission of an intent element compels the conclusion that
[§1182(a)(3)(E)(i)] makes all those who assisted in the specific
persecution deportable.” 18 I. & N. Dec., at 464. In
other words, “particular motivations or intent . . . is not a
relevant factor.”
Ibid.
The second decision,
Matter of
Fedorenko, also dealt with §1182(a)(3)(E)(i), and it involved
the same alien whose citizenship was revoked by this Court’s
Fedorenko decision. This time the agency sought to deport
him. Fedorenko responded by requesting suspension of deportation.
He argued that, unlike the DPA’s bar on any assistance—voluntary or
involuntary—in persecution, see
Fedorenko, 449 U. S., at
512, the text and structure of §1182(a)(3)(E)(i) required
deportation only of those who voluntarily assisted in persecuting
others. The BIA rejected that distinction, noting that it was
foreclosed by
Matter of Laipenieks: “It may be, as
[Fedorenko] argues, that his service at Treblinka was involuntary.
. . . We need not resolve the issue, however, because as a matter
of law [Fedorenko’s] motivations for serving as a guard at
Treblinka are immaterial to the question of his deportability
under” §1182(a)(3)(E)(i). 19 I. & N. Dec., at
69–70.
Later, the BIA applied this Court’s
Fedorenko rule to the persecutor bar that is at issue in
the present case. In
Matter of Rodriguez-Majano, the BIA
granted relief because the alien’s coerced conduct as a guerrilla
was not persecution based on a protected ground. 19
I. & N. Dec., at 815–816. Nevertheless, in reaching
its conclusion the BIA incorporated without additional analysis the
Fedorenko rule as applied in
Matter of Laipenieks
and reiterated in
Matter of Fedorenko. 19
I. & N. Dec., at 814–815. The BIA reaffirmed that
“[t]he participation or assistance of an alien in persecution need
not be of his own volition to bar him from relief.”
Id.,
at 814 (citing
Fedorenko,
449 U. S. 490).
Our reading of these decisions confirms that
the BIA has not exercised its interpretive authority but, instead,
has determined that
Fedorenko controls. This mistaken
assumption stems from a failure to recognize the inapplicability of
the principle of statutory construction invoked in
Fedorenko, as well as a failure to appreciate the
differences in statutory purpose. The BIA is not bound to apply the
Fedorenko rule that motive and intent are irrelevant to
the persecutor bar at issue in this case. Whether the statute
permits such an interpretation based on a different course of
reasoning must be determined in the first instance by the
agency.
III
Having concluded that the BIA has
not yet exercised its
Chevron discretion to interpret the
statute in question, “ ‘ “the proper course, except in
rare circumstances, is to remand to the agency for additional
investigation or explanation.” ’ ”
Gonzales v.
Thomas,
547
U. S. 183, 186 (2006)
(per curiam) (quoting
Ventura, 537 U. S., at 16, in turn quoting
Florida
Power & Light Co. v.
Lorion,
470 U. S. 729, 744
(1985)). This remand rule exists, in part, because “ambiguities in
statutes within an agency’s jurisdiction to administer are
delegations of authority to the agency to fill the statutory gap in
reasonable fashion. Filling these gaps . . . involves difficult
policy choices that agencies are better equipped to make than
courts.”
National Cable & Telecommunications Assn. v.
Brand X Internet Services,
545 U. S. 967, 980
(2005).
Justice Stevens would have the
Court provide a definite answer to the question presented and then
remand for further proceedings. That approach, however, is in
tension with the “ordinary ‘remand’ rule.”
Ventura,
supra, at 18; see also
Cajun Elec. Power Cooperative,
Inc. v.
FERC, 924 F. 2d 1132, 1136 (CADC 1991)
(opinion for the Court by Silberman, J., joined by R. Ginsburg and
Thomas, JJ.) (“[I]f an agency erroneously contends that Congress’
intent has been clearly expressed and has rested on that ground, we
remand to require the agency to consider the question afresh in
light of the ambiguity we see”).
Thomas is illustrative.
There, the agency had not determined whether a family may
constitute a social group for the purposes of refugee status. The
Ninth Circuit held that the family can constitute a protected
social group and that the particular family at issue did qualify.
547 U. S., at 184–185. The Solicitor General sought review in this
Court on “whether the Ninth Circuit erred in holding, in the first
instance and without prior resolution of the questions by the
relevant administrative agency, that members of a family can and do
constitute a particular social group, within the meaning of the
Act.”
Id., at 185 (internal quotation marks omitted). He
argued that the Ninth Circuit’s decision violated the
Ventura ordinary remand rule. We agreed and summarily
reversed. 547 U. S., at 184–185
Ventura and
Thomas counsel a
similar result here. Because of the important differences between
the statute before us and the one at issue in
Fedorenko,
we find it appropriate to remand to the agency for its initial
determination of the statutory interpretation question and its
application to this case. The agency’s interpretation of the
statutory meaning of “persecution” may be explained by a more
comprehensive definition, one designed to elaborate on the term in
anticipation of a wide range of potential conduct; and that
expanded definition in turn may be influenced by how practical, or
impractical, the standard would be in terms of its application to
specific cases. These matters may have relevance in determining
whether its statutory interpretation is a permissible one.
As the Court said in
Ventura and
reiterated in
Thomas, “ ‘[t]he agency can bring its
expertise to bear upon the matter; it can evaluate the evidence; it
can make an initial determination; and, in doing so, it can,
through informed discussion and analysis, help a court later
determine whether its decision exceeds the leeway that the law
provides.’ ” 547 U. S., at 186–187 (quoting
Ventura,
supra, at 17). If the BIA decides to adopt a standard that
considers voluntariness to some degree, it may be prudent and
necessary for the Immigration Judge to conduct additional
factfinding based on the new standard. Those determinations are for
the agency to make in the first instance.
* * *
We reverse the judgment of the
Court of Appeals and remand the case for further proceedings
consistent with this opinion.
It is so ordered.
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