BREYER, J., DISSENTING
MILNER V. DEPARTMENT OF NAVY
562 U. S. ____ (2011)
SUPREME COURT OF THE UNITED STATES
NO. 09-1163
GLEN SCOTT MILNER, PETITIONER
v.
DEPARTMENT OF THE NAVY
on writ of certiorari to the united states court of
appeals for the ninth circuit
[March 7, 2011]
Justice Breyer, dissenting.
Justice Stevens has explained
that, once “a statute has been construed, either by this Court
or by a consistent course of decision by other federal
judges and agencies,” it can acquire a clear meaning that this
Court should hesitate to change. See
Shearson/American Express
Inc. v.
McMahon,
482 U. S. 220, 268
(1987) (opinion concurring in part and dissenting in part)
(emphasis added). See also
Commissioner v.
Fink,
483 U. S. 89, 104
(1987) (Stevens, J., dissenting); B. Cardozo, The Nature of the
Judicial Process 149 (1921). I would apply that principal to this
case and accept the 30-year-old decision by the D. C. Circuit
in
Crooker v.
Bureau of Alcohol, Tobacco &
Firearms, 670 F. 2d 1051 (1981) (en banc), as properly
stating the law.
For one thing, the
Crooker decision,
joined by 9 of the 10 sitting Circuit Judges, has been consistently
followed, or favorably cited, by every Court of Appeals to have
considered the matter during the past 30 years. See
ibid.
(written by Judge Edwards, and joined by Chief Judge Robinson and
Judges Wright, MacKinnon, Robb, Wald, Mikva, and then-Judge
Ginsburg, with Judge Tamm concurring in the result and Judge Wilkey
dissenting);
Massey v.
FBI, 3 F. 3d 620, 622
(CA2 1993);
Kaganove v.
EPA, 856 F. 2d 884,
889 (CA7 1988), cert. denied,
488 U. S. 1011 (1989);
Dirksen v.
HHS, 803 F. 2d 1456, 1458 (CA9
1986). Three Circuits adopted a different approach in the 1970’s
before Crooker was decided, see
ante, at 3–4,
n. 2, but I read subsequent decisions in two of those Circuits
as not adhering to their early positions. See
Abraham &
Rose, PLC v.
United States, 138 F. 3d 1075,
1080–1081 (CA6 1998) (finding
Crooker’s textual analysis
“sound and persuasive,” and noting that FBI symbols “used
internally to identify confidential sources” may be withheld);
Sladek v.
Bensinger, 605 F. 2d 899, 902 (CA5
1979) (expressly reserving judgment on the
Crooker issue).
As for the remaining Circuit, its district courts understand
Crooker now to apply. See,
e.g.,
Gavin
v.
SEC, No. 04–4522, 2007 WL 2454156, *5–*6 (D Minn., Aug.
23, 2007); see also
McQueen v.
United States, 264
F. Supp. 2d 502, 528 (SD Tex. 2003), aff’d, 100 Fed. Appx. 964
(CA5 2004) (
per curiam)
; Tickel v.
IRS, No. 1–85–709, 1986 WL 14436, *2–*3 (ED Tenn.,
Aug. 22, 1986). I recognize that there is reasonable ground for
disagreement over the precise status of certain
pre-
Crooker precedents, but the
Crooker
interpretation of Exemption 2 has guided nearly every Freedom of
Information Act (FOIA) case decided over the last 30 years. See
generally Dept. of Justice, Guide to Freedom of Information Act,
pp. 184–206 (2009) (FOIA Guide) (identifying over 100 district
court decisions applying the
Crooker approach, and one
appearing to reject it).
Congress, moreover, well aware of
Crooker, left Exemption 2, 5 U. S. C. §552(b)(2),
untouched when it amended the FOIA five years later. See
S. Rep. No. 98–221, p. 25 (1983) (discussing
Crooker); Freedom of Information Reform Act of 1986, 100
Stat. 3207–48 (amending Exemption 7, 5 U. S. C.
§552(b)(7)).
This Court has found that circumstances of
this kind offer significant support for retaining an interpretation
of a statute that has been settled by the lower courts. See
General Dynamics Land Systems, Inc. v.
Cline,
540 U. S. 581,
593–594 (2004);
Evans v.
United States,
504 U. S. 255, 268–269
(1992);
Newman-Green, Inc. v.
Alfonzo-Larrain,
490 U. S. 826,
833 (1989);
Monessen Southwestern R. Co. v.
Morgan,
486
U. S. 330, 338–339 (1988);
Lindahl v.
Office of
Personnel Management,
470 U. S. 768, 781–783
(1985);
Herman & MacLean v.
Huddleston,
459 U. S. 375,
385–386 (1983);
Cannon v.
University of Chicago,
441 U. S. 677,
702–703 (1979);
Blue Chip Stamps v.
Manor Drug
Stores,
421 U.
S. 723, 731–732 (1975);
Gulf Oil Corp. v.
Copp Paving Co., 419 U. S. 186,
200–201 (1974);
Blau v.
Lehman,
368 U. S. 403, 412–413
(1962). See generally W. Eskridge, P. Frickey, & E. Garrett,
Cases and Materials on Legislation 1048 (4th ed. 2007) (“[T]he
acquiescence rule can also support implicit congressional
ratification of a uniform line of federal appellate interpretations
…”).
For another thing, even if the majority’s
analysis would have persuaded me if written on a blank slate,
Crooker’s analysis was careful and its holding reasonable.
The Circuit Court examined the statute’s language, the legislative
history, and the precedent. It recognized that the exemption’s
words (“related solely to the internal personnel rules and
practices of an agency”) could easily be read, as the Court reads
them today, to refer only to human resources rules and practices.
See 670 F. 2d, at 1056–1057. But it also thought that those
words could be read more broadly as referring to internal rules or
practices that set forth criteria or guidelines for agency
personnel to follow in respect to purely internal matters (as long
as the information at issue was “not of legitimate public
interest”).
Id., at 1056, 1057.
The D. C. Circuit agreed with today’s
Court that the Senate Report described the exemption as referring
to “ ‘internal personnel’ ” matters, giving as examples
“ ‘personnel’s use of parking facilities, … sick leave, and
the like.’ ”
Id., at 1058–1059 (quoting S. Rep. No.
813, 89th Cong., 1st Sess., p. 8 (1965)). But it also noted that
the House Report described the exemption as protecting from
disclosure “ ‘[o]perating rules, guidelines, and manuals of
procedure for Government investigators or examiners.’ ” 670
F. 2d, at 1060 (quoting H. R. Rep. No. 1497, 89th Cong., 2d
Sess., p. 10 (1966)). “[U]pon reflection,” it thought the views of
the two Houses “reconcilable” if one understood
both sets
of examples as referring to internal staff information (both minor
personnel matters and staff instruction matters) that the public
had no legitimate interest in learning about. 670 F. 2d, at
1065. And it accepted this view in light of its hesitation to
“apply individual provisions of the statute woodenly, oblivious to
Congress’ intention that FOIA not frustrate law enforcement
efforts.”
Id., at 1066. At the same time it found no other
exemption that would protect internal documents in which there is
no legitimate public interest in disclosure—a category that
includes, say, building plans, safe combinations, computer
passwords, evacuation plans, and the like.
After examining in depth the legislative
history and relevant precedent, the court adopted an approach based
on a prior opinion by Circuit Judge Leventhal, as well as language
used by this Court in
Department of Air Force v.
Rose,
425
U. S. 352, 369 (1976). The D. C. Circuit held that a
document fits within the literal language of Exemption 2 and is
exempt from disclosure
if (1) it “meets the test of
‘predominant internality,’ ”
i.e., the document is
“not of legitimate public interest,”
and (2) “disclosure
significantly risks circumvention of agency regulations or
statutes.”
Crooker,
supra, at 1056, 1074; see
also
Rose,
supra, at 369 (suggesting that
Exemption 2 might apply where “disclosure may risk circumvention of
agency regulation”). This test, based upon Congress’ broader FOIA
objectives and a “common sense” view of what information Congress
did and did not want to make available,
Crooker,
supra, at 1074, takes the “practical approach” that this
Court has “consistently … taken” when interpreting the FOIA,
John Doe Agency v.
John Doe Corp.,
493 U. S. 146, 157
(1989).
I would not underestimate the importance of
this “practical approach.” It reflects this Court’s longstanding
recognition that it cannot interpret the FOIA (and the
Administrative Procedure Act (APA) of which it is a part) with the
linguistic literalism fit for interpretations of the tax code. See
generally 1 R. Pierce, Administrative Law Treatise §7.1, p. 413
(4th ed. 2002) (“Judicial interpretation of the malleable language
of the APA has produced changes in the rulemaking procedure that
could be characterized as revolutionary if they had been affected
in a day or a year rather than gradually over a period of
decades”); cf. Sunstein & Vermeule, Interpretation and
Institutions, 101 Mich. L. Rev. 885, 917–918, and n. 111
(2003) (observing that Congress “appears to rely on courts for long
periods of time” to give meaning to the APA, which justifies
interpreting it less formalistically than statutes like “the
Internal Revenue Code”). That in large part is because the FOIA
(like the APA but unlike the tax code) must govern the affairs of a
vast Executive Branch with numerous different agencies, bureaus,
and departments, performing numerous tasks of many different kinds.
Too narrow an interpretation, while working well in the case of one
agency, may seriously interfere with congressional objectives when
applied to another. The D. C. Circuit’s answer to this legal
problem here was to interpret Exemption 2 in light of Congress’
basic effort to achieve a “workable balance between the interests
of the public in greater access to information and the needs of the
Government to protect certain kinds of information from
disclosure.”
John Doe Agency,
supra, at 157. See
also S. Rep. No. 1219, 88th Cong., 2d Sess., 8, 11 (1964)
(emphasizing this “workable” balance); S. Rep. No. 813, at 3, 5
(same); H. R. Rep. No. 1497, at 2, 6 (same).
Further, 30 years of experience with
Crooker’s holding suggests that it has not seriously
interfered with the FOIA’s informational objectives, while at the
same time it has permitted agencies to withhold much information
which, in my view, Congress would not have wanted to force into the
public realm. To focus only on the case law, courts have held that
that information protected by Exemption 2 includes blueprints for
Department of Agriculture buildings that store biological agents,
Elliot v.
Department of Agriculture, 518
F. Supp. 2d 217 (DC 2007); documents that would help hackers
access National Aeronautics and Space Administration computers,
Knight v.
NASA, No. 2:04–cv–2054–MCE–GGH,
2006 WL 3780901, *6 (ED Cal., Dec. 21, 2006); agency credit card
numbers,
Judicial Watch, Inc. v.
Department of
Commerce, 83 F. Supp. 2d 105, 110 (DC 1999); Commodity
Futures Trading Commission guidelines for settling cases,
Shu-maker, Loop & Kendrick, LLP v.
Commodity
Futures Trading Comm’n, No. 3:97 CV 7139, 1997 U. S.
Dist. LEXIS 23993, *10–*15 (ND Ohio, May 27, 1997); “trigger
figures” that alert the Department of Education to possible
mismanagement of federal funds,
Wiesenfelder v.
Riley, 959 F. Supp. 532, 536 (DC 1997); security
plans for the Supreme Court Building and Supreme Court Justices,
Voinche v.
FBI, 940 F. Supp. 323, 328–329
(DC 1996); vulnerability assessments of Commerce Department
com-puter security plans,
Schreibman v.
Department of
Commerce, 785 F. Supp. 164, 165–166 (DC 1991); Bureau of
Prisons guidelines for controlling riots and for storing hazardous
chemicals,
Miller v.
DOJ, No. 87–0533, 1989
WL 10598 (DC, Jan. 31, 1989); guidelines for assessing the
sensitivity of military programs,
Institute for Policy
Studies v.
Department of Air Force, 676 F. Supp. 3,
4–5 (DC 1987); and guidelines for processing Medicare reimbursement
claims,
Dirksen, 803 F. 2d, at 1458–1459.
In other Exemption 2 cases, where withholding
may seem less reasonable, the courts have ordered disclosure. Cf.
ante, at 16, n. 9 (citing
Audubon Society v.
Forest Serv., 104 F. 3d 1201, 1203 (CA10 1997), and
Maricopa Audubon Soc. v.
Forest Serv., 108
F. 3d 1082, 1084 (CA9 1997)). See generally FOIA Guide 201,
and n. 106 (citing nine decisions applying the
Crooker approach but nonetheless requiring
disclosure).
The majority acknowledges that “our decision
today upsets three decades of agency practice relying on
Crooker, and therefore may force considerable
adjustments.”
Ante, at 18. But how are these adjustments
to be made? Should the Government rely upon other exemptions to
provide the protection it believes necessary? As Justice Alito
notes, Exemption 7 applies where the documents consist of “records
or information compiled for law enforcement purposes” and release
would,
e.g., “disclose techniques and procedures for law
enforcement investigations,” or “could reasonably be expected to
endanger the life or physical safety of any individual.” 5 U.
S. C. §552(b)(7). But what about information that is
not compiled for law enforcement purposes, such as
building plans, computer passwords, credit card numbers, or safe
deposit combinations? The Government, which has much experience
litigating FOIA cases, warns us that Exemption 7 “targets only a
subset of the important agency functions that may be circumvented.”
Brief for Respondent 52–53. Today’s decision only confirms this
point, as the Court’s insistence on narrow construction might
persuade judges to avoid reading Exemption 7 broadly enough to
provide
Crooker-type protection.
The majority suggests that the Government can
classify documents that should remain private.
Ante, at
18. See 5 U. S. C. §552(b)(1) (permitting withholding of
material “properly classified” as authorized to be “kept secret in
the interest of national defense or foreign policy”). But
classification is at best a partial solution. It takes time. It is
subject to its own rules. As the Government points out, it would
hinder the sharing of information about Government buildings with
“first responders,” such as local fire and police departments.
Brief for Respondent 53–54. And both Congress and the President
believe the Nation currently faces a problem of too much, not too
little, classified material. See Reducing Over-Classification Act,
124 Stat. 2648; Exec. Order No. 13526, §§1.3(d), 2.1(d),
5.4(d)(10), 3 CFR 298, 299–300, 304, 321 (2009 Comp.). Indeed,
Congress recently found:
“The 9/11 Commission and others have observed that
the over-classification of information interferes with accurate,
actionable, and timely information sharing, increases the cost of
information security, and needlessly limits stakeholder and public
access to information.
“Over-classification of information causes
considerable confusion regarding what information may be shared
with whom, and negatively affects the dissemination of information
within the Federal Government and with State, local, and tribal
entities, and with the private sector.” Reducing
Over-Classification Act, §§2(2), (3), 124 Stat. 2648.
These legislative findings suggest that it is
“over-classification,” not
Crooker, that poses the more
serious threat to the FOIA’s public information objectives.
That leaves congressional action. As the Court
points out, Congress remains free to correct whatever problems it
finds in today’s narrowing of Exemption 2. But legislative action
takes time; Congress has much to do; and other matters, when
compared with a FOIA revision, may warrant higher legislative
priority. In my view, it is for the courts, through appropriate
interpretation, to turn Congress’ public information objectives
into workable agency practice, and to adhere to such
interpretations once they are settled.
That is why: Where the courts have already
interpreted Exemption 2, where that interpretation has been
consistently relied upon and followed for 30 years, where Congress
has taken note of that interpretation in amending other parts of
the statute, where that interpretation is reasonable, where it has
proved practically helpful and achieved commonsense results, where
it is consistent with the FOIA’s overall statutory goals, where a
new and different interpretation raises serious problems of its
own, and where that new interpretation would require Congress to
act just to preserve a decades-long status quo, I would let
sleeping legal dogs lie.
For these reasons, with respect, I
dissent.
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