THOMAS, J., DISSENTING
MILLER-EL V. DRETKE
545 U. S. ____ (2005)
SUPREME COURT OF THE UNITED STATES
NO. 03-9659
THOMAS JOE MILLER-EL, PETITIONER
v. DOUG
DRETKE, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE,
CORRECTIONAL INSTITUTIONS DIVISION
on writ of certiorari to the united states court of
appeals for the fifth circuit
[June 13, 2005]
Justice Thomas, with whom The
Chief Justice and Justice Scalia join, dissenting.
In the early morning hours of
November 16, 1985, petitioner Thomas Joe Miller-El and an
accomplice, Kennard Flowers, robbed a Holiday Inn in Dallas, Texas.
Miller-El and Flowers bound and gagged hotel employees Donald Hall
and Doug Walker, and then laid them face down on the floor. When
Flowers refused to shoot them, Miller-El shot each twice in the
back, killing Walker and rendering Hall a paraplegic. Miller-El was
convicted of capital murder by a jury composed of seven white
females, two white males, a black male, a Filipino male, and a
Hispanic male.
For nearly 20 years now, Miller-El has
contended that prosecutors peremptorily struck potential jurors on
the basis of race. In that time, seven state and six federal judges
have reviewed the evidence and found no error. This Court concludes
otherwise, because it relies on evidence never presented to the
Texas state courts. That evidence does not, much less “clear[ly]
and convincing[ly],” show that the State racially discriminated
against potential jurors. 28 U. S. C. §2254(e)(1). However, we
ought not even to consider it: In deciding whether to grant
Miller-El relief, we may look only to “the evidence presented in
the State court proceeding.” §2254(d)(2). The majority ignores that
restriction on our review to grant Miller-El relief. I respectfully
dissent.
I
Miller-El requests federal habeas
relief from a state-court judgment, and hence our review is
controlled by the Antiterrorism and Effective Death Penalty Act of
1996 (AEDPA), 110 Stat. 1214. Because Miller-El’s claim of racial
discrimination in jury selection was adjudicated on the merits in
Texas state court, AEDPA directs that a writ of habeas corpus
“
shall not be granted” unless the state court’s decision
“was based on an unreasonable determination of the facts
in
light of the evidence presented in the State court
proceeding.” 28 U. S. C. §2254(d)(2) (emphasis
added).
To obtain habeas relief, then,
Miller-El must show that, based on the evidence before the Texas
state courts, the only reasonable conclusion was that prosecutors
had racially discriminated against prospective jurors. He has not
even come close to such a showing. The state courts held two
hearings, but despite ample opportunity, Miller-El presented little
evidence that discrimination occurred during jury selection. In
view of the evidence actually presented to the Texas courts, their
conclusion that the State did not discriminate was eminently
reasonable. As a close look at the state-court proceedings reveals,
the majority relies almost entirely on evidence that Miller-El has
never presented to any Texas state court.
A
Jury selection in Miller-El’s
trial took place over five weeks in February and March 1986. During
the process, 19 of the 20 blacks on the 108-person venire panel
were not seated on the jury: 3 were dismissed for cause, 6 were
dismissed by the parties’ agreement, and 10 were peremptorily
struck by prosecutors. Miller-El objected to 8 of these 10 strikes,
asserting that the prosecutors were discriminating against black
veniremen. Each time, the prosecutors proffered a race-neutral,
case-related reason for exercising the challenge, and the trial
court permitted the venireman to be removed. The remaining black
venireman, Troy Woods, served on the jury that convicted
Miller-El.
At the completion of
voir
dire, Miller-El moved to strike the jury under this Court’s
decision in
Swain v.
Alabama, 380 U. S. 202 (1965),
which required Miller-El to prove “systematic exclusion of black
persons through the use of peremptories over a period of time.”
Powers v.
Ohio, 499 U. S. 400, 405
(1991). At the pretrial
Swain hearing in March 1986,
Miller-El presented three types of documentary evidence: the juror
questionnaires of the 10 black veniremen struck by the State;
excerpts from a series of newspaper articles on racial bias in jury
selection; and a manual on jury selection in criminal cases
authored by a former Dallas County prosecutor. The
voir
dire transcript was part of the official record. Miller-El,
however, introduced none of the other 98 juror questionnaires, no
juror cards, and no evidence related to jury shuffling. See
ante, at 23–24, n. 15.
Miller-El also presented nine witnesses, five
of whom had spent time as prosecutors in the Dallas County District
Attorney’s (D. A.) Office and five of whom were current or former
judges in Dallas County. Their testimony made three things clear.
First, the D. A.’s Office had never officially sanctioned or
promoted racial discrimination in jury selection, as several
witnesses testified, including the county’s Chief Public Defender
as well as one of the first black prosecutors to serve in the D.
A.’s Office. App. 842 (Baraka);
id., at 846–848 (Tait);
id., at 860 (Entz);
id., at 864 (Kinkeade).
Second, witnesses testified that, despite the absence of any
official policy, individual prosecutors had almost certainly
excluded blacks in particular cases.
Id., at 830, 833
(Hampton);
id., at 841–842 (Baraka);
id., at
846–848 (Tait);
id., at 863–864 (Kinkeade). Third and most
important, no witness testified that the prosecutors in Miller-El’s
trial—Norman Kinne, Paul Macaluso, and Jim Nelson—had ever engaged
in racially discriminatory jury selection.
Id., at 843
(Baraka);
id., at 859 (Entz);
id., at 863
(Kinkeade). The trial court concluded that, although racial
discrimination “may have been done by individual prosecutors in
individual cases[,]” there was no evidence of “any systematic
exclusion of blacks as a matter of policy by the District
Attorney’s office.”
Id., at 882–883.
Miller-El was then tried, convicted, and
sentenced to death. While his appeal was pending, this Court
decided
Batson v.
Kentucky, 476 U. S. 79 (1986).
Batson announced a new three-step process for evaluating
claims that a prosecutor used peremptory challenges to strike
prospective jurors because of their race:
“First, a defendant must make a prima facie showing
that a peremptory challenge has been exercised on the basis of
race[; s]econd, if that showing has been made, the prosecution must
offer a race-neutral basis for striking the juror in question[; and
t]hird, in light of the parties’ submissions, the trial court must
determine whether the defendant has shown purposeful
discrimination.”
Miller-El v.
Cockrell, 537 U. S. 322, 328–329 (2003)
(Miller-El I).
The Texas Court of Criminal Appeals remanded
Miller-El’s case for a hearing to be held under
Batson.
B
At the
Batson hearing in
May 1988, before the same judge who had presided over his trial,
Miller-El sought to establish that prosecutors at his trial had
struck potential jurors on the basis of their race. To make his
prima facie case, Miller-El reintroduced some of what he had
presented two years earlier at the
Swain hearing: the
testimony of the nine witnesses, the 10 juror questionnaires, and
the excerpted newspaper articles. App. 893–895. The court
instructed the State to explain its strikes.
Id., at
898–899. Of the 10 peremptory strikes at issue, prosecutors had
already explained 8 at trial in response to Miller-El’s objections.
The State therefore called Paul Macaluso, one of the prosecutors
who had conducted the
voir dire, to testify regarding his
reasons for striking veniremen Paul Bailey and Joe Warren.
Macaluso testified that he had
struck Bailey because Bailey seemed firmly opposed to the death
penalty, even though Bailey tempered his stance during
voir
dire.
Id., at 905–906. This was accurate. Bailey
expressed forceful opposition to the death penalty when questioned
by Macaluso. See,
e.g., 11–(A) Record of
Voir
Dire 4110 (hereinafter Record) (“I don’t believe in capital
punishment. Like I said on [my juror questionnaire], I don’t
believe anyone has the right to take another person’s life”);
id., at 4112 (saying that he felt “[v]ery strongly” that
the State should not impose the death penalty). Later, however,
when questioned by defense counsel, Bailey said that he could
impose the death penalty if the State proved the necessary
aggravating circumstances.
Id., at 4148–4150, 4152. When
the trial court overruled the State’s challenge for cause, the
State exercised a peremptory challenge.
Id., at 4168.
Macaluso next testified that he dismissed
venireman Warren because Warren gave inconsistent answers regarding
his ability to apply the death penalty and because Warren’s brother
had been recently convicted. App. 908–910. Macaluso conceded that
Warren was not as clearly unfavorable to the State as Bailey.
Id., at 911. Nevertheless, Macaluso struck Warren because
it was early in the jury selection process and the State had plenty
of remaining peremptories with which it could remove marginal
jurors. Macaluso candidly stated that he might not have removed
Warren if fewer peremptories had been available.
Id., at
910.
After the State presented nonracial,
case-related reasons for all its strikes, the focus shifted to
Batson’s third step: whether Miller-El had “carried his
burden of proving purposeful discrimination.”
Purkett v.
Elem, 514
U. S. 765, 768 (1995)
(per curiam); Batson,
supra, at 97–98. At this point, Miller-El stood on his
Swain evidence. App. 921. That evidence bore on whether
some Dallas County prosecutors had discriminated generally in past
years; none of the evidence indicated that the prosecutors at
Miller-El’s trial—Kinne, Macaluso, and Nelson—had
discriminated in the selection of
Miller-El’s jury.
Moreover, none of this generalized evidence came close to
demonstrating that the State’s explanations were pretextual in
Miller-El’s particular trial. Miller-El did not even attempt to
rebut the State’s racially neutral reasons at the hearing. He
presented no evidence and made no arguments.
Id., at
919–922.
Nevertheless, the majority concludes that the
trial judge was unreasonable in finding as a factual matter that
the State did not discriminate against black veniremen.
Ante, at 33. That is not so “in light of the evidence
presented in the State court proceeding.” 28 U. S. C.
§2254(d)(2). From the scanty evidence presented to the trial court,
“it is at least reasonable to conclude” that purposeful
discrimination did not occur, “which means that the state court’s
determination to that effect must stand.”
Early v.
Packer, 537
U. S. 3, 11 (2002)
(per curiam).
II
Not even the majority is willing
to argue that the evidence before the state court shows that the
State discriminated against black veniremen. Instead, it bases its
decision on juror questionnaires and juror cards that Miller-El’s
new attorneys unearthed during his federal habeas proceedings and
that he never presented to the state courts.[
Footnote 1]
Ante, at 23–24, n. 15. Worse
still, the majority marshals those documents in support of theories
that Miller-El never argued to the state courts. AEDPA does not
permit habeas petitioners to engage in this sort of sandbagging of
state courts.
A
The majority discusses four types
of evidence: (1) the alleged similarity between black veniremen who
were struck by the prosecution and white veniremen who were not;
(2) the apparent disparate questioning of black and white veniremen
with respect to their views on the death penalty and their ability
to impose the minimum punishment; (3) the use of the “jury shuffle”
by the prosecution; and (4) evidence of historical discrimination
by the D. A.’s Office in the selection of juries. Only the
last was ever put before the Texas courts—and it does not prove
that any constitutional violation occurred at Miller-El’s trial.
The majority’s discussion of the other types of evidence relies on
documents like juror questionnaires and juror cards that were added
to the record before the District Court.
The majority’s willingness to
reach outside the state-court record and embrace evidence never
presented to the Texas state courts is hard to fathom. AEDPA
mandates that the reasonableness of a state court’s factual
findings be assessed “in light of the evidence presented in the
State court proceeding,” 28 U. S. C. §2254(d)(2), and also
circumscribes the ability of federal habeas litigants to present
evidence that they “failed to develop” before the state courts.
§2254(e)(2);
Williams v.
Taylor, 529 U. S. 420, 429–430
(2000). Miller-El did not argue disparate treatment or disparate
questioning at the
Batson hearing, so he had no reason to
submit the juror questionnaires or cards to the trial court.
However, Miller-El could have developed and presented all of that
evidence at the
Batson hearing.[
Footnote 2] Consequently, he must satisfy §2254(e)(2)’s
requirements to adduce the evidence in federal court—something he
cannot do.
Williams,
supra, at 437 (“Federal
courts sitting in habeas are not an alternative forum for trying
facts and issues which a prisoner made insufficient effort to
pursue in state proceedings”). For instance, there is no doubt that
Miller-El’s supplemental material could have been “previously
discovered through the exercise of due diligence.”
§2254(e)(2)(A)(ii).
Just last Term, we summarily reversed the
Court of Appeals for the Sixth Circuit for doing what the Court
does here: granting habeas relief on the basis of evidence not
presented to the state court. See
Holland v.
Jackson, 542 U. S. ___, ___ (2004)
(per curiam).
We reaffirmed “that whether a state court’s decision was
unreasonable must be assessed in light of the record the court had
before it.”
Id., at ___ (slip op., at 3); see also
Miller-El I, 537 U. S., at 348 (“[P]etitioner must
demonstrate that a state court’s … factual determination was
‘objectively unreasonable’ in light of the record before the
court”). In an about-face, the majority now reverses the Court of
Appeals for the Fifth Circuit for
failing to grant habeas
relief on the basis of evidence not before the state court. By
crediting evidence that Miller-El never placed before the state
courts, the majority flouts AEDPA’s plain terms and encourages
habeas applicants to attack state judgments collaterally with
evidence never tested by the original triers of fact.
B
The majority presents three
arguments for ignoring AEDPA’s requirement that the state-court
decision be unreasonable “in light of the evidence presented in the
State court proceeding.” 28 U. S. C. §2254(d)(2). None is
persuasive.
1
First, without briefing or
argument on the question, the majority hints that we may ignore
AEDPA’s limitation on the record under §2254(d)(2) because the
parties have ignored it.
Ante, at 23–24, n. 15. The
majority then quickly retreats and expressly does not decide the
question.
Ibid. But its retreat is as inexplicable as its
advance: Unless §2254(d)(2) is waivable and the parties have waived
it, the majority cannot consider evidence outside the state-court
proceedings, as it concededly does.
The majority’s venture beyond the
state-court record is indefensible. Even if §2254(d) is not
jurisdictional, but see
Lindh v.
Murphy, 521 U. S. 320, 343–344
(1997) (Rehnquist, C. J., dissenting), “it shares the most salient
characteristic of jurisdictional statutes: Its commands are
addressed to courts rather than to individuals,”
id., at
344. Section 2254(d) speaks directly to federal courts when it
states that a habeas application by a state prisoner “
shall not
be granted” except under the specified conditions. (Emphasis
added);
ibid. (Rehnquist, C. J., dissenting). The
strictures of §2254(d) are not discretionary or waivable. Through
AEDPA, Congress sought to ensure that federal courts would defer to
the judgments of state courts, not the wishes of litigants.
Nevertheless, there is no need to decide
whether §2254(d)(2) may be waived, for the State has not waived it.
Contrary to the majority’s assertions,
ante, at 23–24,
n. 15, the State has argued that §2254(d)(2) bars our review
of certain evidence not before the state trial court, Brief for
Respondent 41–42, just as it did in its last appearance, see Brief
for Respondent in
Miller-El I, O. T. 2002, No.
01–7662, pp. 28–29, 39. The majority is correct that the State
has not argued §2254(d)(2) precludes consideration of the juror
questionnaires and juror cards in particular,
ante, at
23–24, n. 15, but the majority does not assert that the State may
selectively invoke §2254(d)(2) to cherry-pick only favorable
evidence that lies outside the state-court record.
2
The majority next suggests that
the supplemental material, particularly the juror questionnaires,
might not expand on what the state trial court knew, since “the
same judge presided over the
voir dire, the
Swain
hearing, and the
Batson hearing, and the jury
questionnaires were subjects of reference at the
voir
dire.”
Ante, at 23–24, n. 15. This is incorrect.
At the
Batson hearing, Miller-El introduced into evidence
only the questionnaires of the 10 black veniremen peremptorily
struck by the State. App. 893–895. The questionnaires of the other
98 veniremen—including many on which the majority relies—were never
introduced into evidence or otherwise placed before the trial
judge. Miller-El and the State had copies; the trial judge did
not.
Yet the majority insinuates that
the questionnaires effectively were before the state court because
they “were subjects of reference at the
voir dire.”
Ante, at 23–24, n. 15. That is extremely misleading
on the facts of this case. Although counsel for Miller-El and the
State questioned witnesses partially on the basis of their
questionnaire responses, the lawyers’ references to questionnaires
were scattered and sporadic. Even the majority does not attempt to
show that the specific questionnaire responses on which it relies
were called to the trial court’s attention. Clearly they were not
called to the trial court’s attention at the only time that
mattered: the
Batson hearing.
The majority’s insinuation is doubly
misleading when coupled with its insistence that “the transcript of
voir dire … was before the state courts.”
Ante,
at 7–8, n. 2. Miller-El’s arguments gave the state court no
reason to go leafing through the
voir dire transcript.
What is more,
voir dire at Miller-El’s trial lasted five
weeks, and the transcript occupies 11 volumes numbering 4,662
pages. To think that two years after the fact a trial court should
dredge up on its own initiative passing references to unseen
questionnaires—references buried in a more than 4,600-page
transcript no less—is unrealistic. That is why §2254(d)(2) demands
that state courts be taken to task only on the basis of evidence
“presented in the State court proceeding.” The 98 questionnaires
before the parties, unlike the 10 questionnaires that Miller-El
entered into evidence, were not “presented” to the state court.
The majority also asserts that by considering
the questionnaires, it is only attempting to help the State. After
all, the State claims that any disparate questioning and treatment
of black and white veniremen resulted from their questionnaires,
not their respective races. As the majority sees it, if the
questionnaires are not properly before us, then the State cannot
substantiate its defense.
This is a startling repudiation of both
Batson and AEDPA. A strong presumption of validity
attaches to a trial court’s factual finding at
Batson’s
third step,
Hernandez v.
New York, 500 U. S. 352, 364
(1991) (plurality opinion);
id., at 372 (O’Connor, J.,
concurring in judgment); see also
Batson, 476 U. S., at
98, n. 21, and that presumption is doubly strong when the
Batson finding is under collateral attack in habeas,
Miller-El I, 537 U. S., at 340. Thus, it is Miller-El’s
burden to prove racial discrimination under
Batson, and it
is his burden to prove it by clear and convincing evidence under
AEDPA. Without the questionnaires never submitted to the trial
court, Miller-El comes nowhere near establishing that race
motivated any disparate questioning or treatment, which is
precisely why the majority must strain to include the
questionnaires within the state-court record.
That Miller-El needs the juror questionnaires
could not be clearer in light of how the
Batson hearing
unfolded. After offering racially neutral reasons for all of its
strikes, the State could have remained silent—as Miller-El did.
However, the State pointed out, among other things, that any
disparate questioning of black and white veniremen was based on
answers given on the juror questionnaires or during the
voir
dire process. App. 920–921. The State further noted that
Miller-El had never alleged disparate treatment of black and white
veniremen.
Id., at 921. Because Miller-El did not dispute
the State’s assertions, there was no need for the State to enter
the juror questionnaires into the record. There was nothing to
argue about. Miller-El had presented only generalized evidence of
historical discrimination by the D. A.’s Office, which no one
believes was sufficient in itself to prove a
Batson
violation. That is why Miller-El, not the State, marshaled
supplemental material during his federal habeas proceedings.
Without that evidence, he cannot prove now what he never attempted
to prove 17 years ago: that the State’s justifications for its
strikes were a pretext for discrimination.
3
Finally, the majority suggests
that the 2-year delay between the
voir dire and the
post-trial
Batson hearing is reason for weakened
deference. See
ante, at 7, n. 1. This is an argument
not for setting aside §2254(d)(2)’s limit on the record, but for
relaxing the level of deference due state courts’ factual findings
under §§2254(d)(2) and (e)(1). The presumption of correctness
afforded factual findings on habeas review, however, does not
depend on the manner in which the trial court reaches its factual
findings, for reasons I have explained before.
Miller-El
I,
supra, at 357–359 (dissenting opinion). The
majority leaves those arguments unanswered.
The majority’s own argument is
implausible on its face: “ ‘[T]he usual risks of imprecision
and distortion from the passage of time’ ” are far greater
after 17 years than after 2.
Ante, at 7, n. 1 (quoting
Miller-El I,
supra, at 343). The majority has it
just backward. The passage of time, as AEDPA requires and as this
Court has held, counsels in favor of
more deference, not
less. At least the trial court, unlike this Court, had the benefit
of gauging the witnesses’ and prosecutors’ credibility at both the
Swain and
Batson hearings.
Miller-El I,
supra, at 339 (“Deference is necessary because a reviewing
court, which analyzes only the transcripts from
voir dire,
is not as well positioned as the trial court is to make credibility
determinations”); see also
Hernandez,
supra, at
364 (plurality opinion);
Batson,
supra, at 98, n.
21.
III
Even taken on its own terms,
Miller-El’s cumulative evidence does not come remotely close to
clearly and convincingly establishing that the state court’s
factual finding was unreasonable. I discuss in turn Miller-El’s
four types of evidence: (1) the alleged disparate treatment and (2)
disparate questioning of black and white veniremen; (3) the
prosecution’s jury shuffles; and (4) historical discrimination by
the D. A.’s Office in the selection of juries. Although each
type of evidence “is open to judgment calls,”
ante, at 32,
the majority finds that a succession of unpersuasive arguments
amounts to a compelling case. In the end, the majority’s opinion is
its own best refutation: It strains to demonstrate what should
instead be patently obvious.
A
The majority devotes the bulk of
its opinion to a side-by-side comparison of white panelists who
were allowed to serve and two black panelists who were struck,
Billy Jean Fields and Joe Warren.
Ante, at 7–19. The
majority argues that the prosecution’s reasons for striking Fields
and Warren apply equally to whites who were permitted to serve, and
thus those reasons must have been pretextual. The
voir
dire transcript reveals that the majority is mistaken.
It is worth noting at the outset,
however, that Miller-El’s and the Court’s claims have always been a
moving target. Of the 20 black veniremen at Miller-El’s trial, 9
were struck for cause or by the parties’ agreement, and 1 served on
the jury. Miller-El claimed at the
Batson hearing that all
10 remaining black veniremen were dismissed on account of race.
That number dropped to 7 on appeal, and then again to 6 during his
federal habeas proceedings. Of those 6 black veniremen, this Court
once found debatable that the entire lot was struck based on race.
Miller-El I,
supra, at 343. However, 4 (Carrol
Boggess, Roderick Bozeman, Wayman Kennedy, and Edwin Rand) were
dismissed for reasons other than race, as the majority effectively
concedes.
Ante, at 19, n. 11;
Miller-El I,
supra, at 351–354 (Scalia, J., concurring).
The majority now focuses exclusively on Fields
and Warren. But Warren was obviously equivocal about the death
penalty. In the end, the majority’s case reduces to a single
venireman, Fields, and its reading of a 20-year-old
voir
dire transcript that is ambiguous at best. This is the
antithesis of clear and convincing evidence.
1
From the outset of questioning,
Warren did not specify when he would vote to impose the death
penalty. When asked by prosecutor Paul Macaluso about his ability
to impose the death penalty, Warren stated, “[T]here are some cases
where I would agree, you know, and there are others that I don’t.”
3 Record 1526. Macaluso then explained at length the types of
crimes that qualified as capital murder under Texas law, and asked
whether Warren would be able to impose the death penalty for those
types of heinous crimes.
Id., at 1527–1530. Warren
continued to hedge: “I would say it depends on the case and the
circumstances involved at the time.”
Id., at 1530. He
offered no sense of the circumstances that would lead him to
conclude that the death penalty was an appropriate punishment.
Macaluso then changed tack and
asked whether Warren believed that the death penalty accomplished
any social purpose.
Id., at 1531–1532. Once again, Warren
proved impossible to pin down: “Yes and no. Sometimes I think it
does and sometimes I think it don’t. Sometimes you have mixed
feelings about things like that.”
Id., at 1532. Macaluso
then focused on what the death penalty accomplished in those cases
where Warren believed it useful.
Ibid. Even then, Warren
expressed no firm view:
“I don’t know. It’s really hard to say because I
know sometimes you feel that it might help to deter crime and then
you feel that the person is not really suffering. You’re taking the
suffering away from him. So it’s like I said, sometimes you have
mixed feelings about whether or not this is punishment or, you
know, you’re relieving personal punishment.”
Ibid.
While Warren’s ambivalence was driven by his
uncertainty that the death penalty was severe enough,
ante, at 17, that is beside the point. Throughout the
examination, Warren gave no indication whether or when he would
prefer the death penalty to other forms of punishment, specifically
life imprisonment. 3 Record 1532–1533. To prosecutors seeking the
death penalty, the reason for Warren’s ambivalence was
irrelevant.
At
voir dire, there was no dispute
that the prosecution struck Warren not for his race, but for his
ambivalence on the death penalty. Miller-El’s attorneys did not
object to the State’s strikes of Warren or Paul Bailey, though they
objected to the removal of every other black venireman. Both Bailey
and Warren shared the same characteristic: It was not clear, based
on their questionnaires and
voir dire testimony, that they
could impose the death penalty. See
supra, at 5. In fact,
Bailey was so clearly struck for nonracial reasons that Miller-El
has never objected to his removal at any stage in this case.
There also was no question at the
Batson hearing why the prosecution struck Warren. Macaluso
testified:
“I thought [Warren’s statements on
voir
dire] were inconsistent responses. At one point he says, you
know, on a case-by-case basis and at another point he said, well, I
think—I got the impression, at least, that he suggested that the
death penalty was an easy way out, that they should be made to
suffer more.” App. 909.
In addition, Macaluso noted that Warren’s brother
recently had been convicted for a crime involving food stamps.
Id., at 909–910. This suggested that Warren might be more
sympathetic to defendants than other jurors. Macaluso was quite
candid that Warren was not as obviously disfavorable to the State
as Bailey, and Macaluso stated that he might not have exercised a
peremptory against Warren later in jury selection.
Id., at
910–911. But Macaluso used only his 6th of 15 peremptory challenges
against Warren.
According to the majority, Macaluso testified
that he struck Warren for his statement that the death penalty was
“ ‘an easy way out,’ ”
ante, at 14 (quoting App.
909), and not for his ambivalence about the death penalty,
ante, at 17. This grossly mischaracterizes the record.
Macaluso specifically testified at the
Batson hearing that
he was troubled by the “
inconsisten[cy]” of Warren’s
responses. App. 909 (emphasis added). Macaluso was speaking of
Warren’s ambivalence about the death penalty, a reason wholly
unrelated to race. This was Macaluso’s “stated reason,” and
Macaluso ought to “stand or fall on the plausibility” of this
reason—not one concocted by the majority.
Ante, at 18.
The majority points to four other panel
members—Kevin Duke, Troy Woods, Sandra Jenkins, and Leta Girard—who
supposedly expressed views much like Warren’s, but who were not
struck by the State.
Ante, at 14–15. According to the
majority, this is evidence of pretext. But the majority’s premise
is faulty. None of these veniremen was as difficult to pin down on
the death penalty as Warren. For instance, Duke supported the death
penalty. App. 373 (“I’ve always believed in having the death
penalty. I think it serves a purpose”);
ibid. (“I mean,
it’s a sad thing to see, to have to kill someone, but they
shouldn’t have done the things that they did. Sometimes they
deserve to be killed”);
id., at 394 (“If I feel that I can
answer all three of these [special-issue] questions yes and I feel
that he’s done a crime worthy of the death penalty, yes, I will
give the death penalty”). By contrast, Warren never expressed a
firm view one way or the other.
Troy Woods, who was black and who served on
the jury, was even more supportive of the death penalty than Duke.
The majority suggests that prosecutors might have allowed Woods to
serve on the jury because they were running low on peremptories or
they wanted to obscure a pattern of discrimination.
Ante,
at 16. That such rank conjecture can serve as “clear and convincing
evidence” is error in its own right, but it is also belied by the
record. Woods said that capital punishment was “too quick” because
defendants “don’t feel the pain.” App. 409. When asked what sort of
punishment defendants ought to receive, Woods said that he would
“[p]our some honey on them and stake them out over an ant bed.”
Ibid. He testified that he would mete out such sentences
because if defendants “survive for a length of time, that would be
enough punishment and . . . they wouldn’t do it again.”
Id., at 410 (alteration omitted). Woods also testified
that he was a lifelong believer in the death penalty,
id.,
at 410–411; that he could impose death generally as a juror,
id., at 413; and that he could impose death for murder
during the course of a robbery, the specific crime of which
Miller-El stood accused,
ibid. It is beyond cavil why the
State accepted Woods as a juror: He could impose the punishment
sought by the State.
Nevertheless, even assuming that any of these
veniremen expressed views similar to Warren’s, Duke, Woods, and
Girard were questioned much later in the jury selection process,
when the State had fewer peremptories to spare. Only Sandra Jenkins
was questioned early in the
voir dire process, and thus
only Jenkins was even arguably similarly situated to Warren.
However, Jenkins and Warren were different in important respects.
Jenkins expressed no doubt whatsoever about the death penalty. She
testified that she had researched the death penalty in high school,
and she said in response to questioning by both parties that she
strongly believed in the death penalty’s value as a deterrent to
crime. 3 Record 1074–1075, 1103–1104. This alone explains why the
State accepted Jenkins as a juror, while Miller-El struck her. In
addition, Jenkins did not have a relative who had been convicted of
a crime, but Warren did. At the
Batson hearing, Macaluso
testified that he struck Warren both for Warren’s inconsistent
responses regarding the death penalty and for his brother’s
conviction.
Supra, at 5.
The majority thinks it can prove pretext by
pointing to white veniremen who match only one of the State’s
proffered reasons for striking Warren.
Ante, at 14–15.
This defies logic. “ ‘Similarly situated’ does not mean
matching any one of several reasons the prosecution gave for
striking a potential juror—it means matching
all of them.”
Miller-El I, 537 U. S., at 362–363 (Thomas, J.,
dissenting); cf.
Newport News Shipbuilding & Dry Dock
Co. v.
EEOC, 462 U. S. 669, 683
(1983) (Title VII of the Civil Rights Act of 1964 discrimination
occurs when an employee is treated “ ‘ “in a manner which
but for that person’s sex would be different” ’ ”
(quoting
Los Angeles Dept. of Water and Power v.
Manhart, 435 U. S. 702, 711
(1978))). Given limited peremptories, prosecutors often must focus
on the potential jurors most likely to disfavor their case. By
ignoring the totality of reasons that a prosecutor strikes any
particular venireman, it is the majority that treats potential
jurors as “products of a set of cookie cutters,”
ante, at
13, n. 6—as if potential jurors who share only some among many
traits must be treated the same to avoid a
Batson
violation. Of course jurors must not be “identical in all respects”
to gauge pretext,
ante, at 13, n. 6, but to isolate
race as a variable, the jurors must be comparable in all respects
that the prosecutor proffers as important. This does not mean “that
a defendant cannot win a
Batson claim unless there is an
exactly identical white juror.”
Ibid. It means that a
defendant cannot support a
Batson claim by comparing
veniremen of different races unless the veniremen are truly
similar.
2
The second black venireman on
whom the majority relies is Billy Jean Fields. Fields expressed
support for the death penalty, App. 174–175, but Fields also
expressed views that called into question his ability to impose the
death penalty. Fields was a deeply religious man,
id., at
173–174, 192–194, and prosecutors feared that his religious
convictions might make him reluctant to impose the death penalty.
Those fears were confirmed by Fields’ view that all people could be
rehabilitated if introduced to God, a fear that had special force
considering the special-issue questions necessary to impose the
death penalty in Texas. One of those questions asked whether there
was a probability that the defendant would engage in future
violence that threatened society. When they reached this question,
Macaluso and Fields had the following exchange:
“[MACALUSO:] What does that word probability mean
to you in that connotation?
“[FIELDS:] Well, it means is there a possibility that [a
defendant] will continue to lead this type of life, will he be
rehabilitated or does he intend to make this a life-long
ambition.
“[MACALUSO:] Let me ask you, Mr. Fields, do you feel as though
some people simply cannot be rehabilitated?
“[FIELDS:] No.
“[MACALUSO:] You think everyone can be rehabilitated?
“[FIELDS:] Yes.”
Id., at 183–184.
Thus, Fields indicated that the possibility of
rehabilitation was ever-present and relevant to whether a defendant
might commit future acts of violence. In light of that view, it is
understandable that prosecutors doubted whether he could vote to
impose the death penalty.
Fields did testify that he could impose the
death penalty, even on a defendant who could be rehabilitated.
Id., at 185. For the majority, this shows that the State’s
reason was pretextual.
Ante, at 10. But of course Fields
said that he could fairly consider the death penalty—if he had
answered otherwise, he would have been challengeable
for
cause. The point is that Fields’ earlier answers cast
significant doubt on whether he could impose the death penalty. The
very purpose of peremptory strikes is to allow parties to remove
potential jurors whom they suspect, but cannot prove, may exhibit a
particular bias. See
Swain, 380 U. S., at 220;
J. E.
B. v.
Alabama ex rel. T. B., 511 U. S. 127, 148
(1994) (O’Connor, J., concurring). Based on Fields’
voir
dire testimony, it was perfectly reasonable for prosecutors to
suspect that Fields might be swayed by a penitent defendant’s
testimony.[
Footnote 3] The
prosecutors may have been worried for nothing about Fields’
religious sentiments, but that does not mean they were instead
worried about Fields’ race.
As with Warren, the majority attempts to point
to similarly situated nonblack veniremen who were not struck by the
State, but its efforts again miss their mark for several reasons.
First, the majority would do better to begin with white veniremen
who
were struck by the State. For instance, it skips over
Penny Crowson, a white panelist who expressed a firm belief in the
death penalty, but who also stated that she probably would not
impose the death penalty if she believed there was a chance the
defendant could be rehabilitated.
Ante, at 12, n. 5; 3
Record 1211. The State struck Crowson, which demonstrates that it
“was concerned about views on rehabilitation when the venireperson
was not black.”
Ante, at 11, n. 4.
Second, the nonblack veniremen to whom the
majority points—Sandra Hearn, Mary Witt, and Fernando
Gutierrez—were more favorable to the State than Fields for various
reasons.[
Footnote 4] For
instance, Sandra Hearn was adamant about the value of the death
penalty for callous crimes. App. 430, 451–452. Miller-El, of
course, shot in cold blood two men who were lying before him bound
and gagged. In addition, Hearn’s father was a special agent for the
Federal Bureau of Investigation, and her job put her in daily
contact with police officers for whom she expressed the utmost
admiration.
Id., at 445–446, 457–460. This is likely why
the State accepted Hearn and Miller-El challenged her for cause.
Id., at 447, 467.
In fact, on appeal Miller-El’s counsel had
this to say about Hearn: “If ever—if ever—there was a Venireperson
that should have been excluded
for cause from the Jury in
this case, or any capital Murder Jury, it was Venirewoman HEARN. It
is hoped that the Lord will save us from future jurors with her
type of thinking and beliefs.”
Id., at 1015 (emphasis
added and alteration omitted); see also
id., at 1010. This
same juror whom Miller-El’s counsel once found so repugnant has
been transformed by the majority’s revisionist history into a
defense-prone juror just as objectionable to the State as
Fields.
Ante, at 10–11.
Mary Witt did not even have the same views on
rehabilitation as Fields: She testified to the commonplace view
that some, but not all, people can be rehabilitated. 6 Record 2461.
Moreover, Witt expressed strong support for the death penalty.
Id., at 2414–2416, 2443–2444. She testified that the death
penalty was appropriate for the crime of murder in the course of a
robbery,
id., at 2428, or for a convict who was released
from prison and committed murder (Miller-El previously had twice
spent time in prison for armed robberies),
id., at
2462–2463. This is likely why the State accepted Witt and Miller-El
struck her.
Id., at 2464–2465. Finally, Fernando Gutierrez
testified that he could impose the death penalty for brutal crimes.
11–(B) Record 4391–4392. In fact, the only issue during
voir
dire was whether Gutierrez could apply Texas’ more lenient
penalties, not its more severe ones.
Id., at 4398–4399,
4413–4414, 4431. The court questioned Gutierrez at length, and
ultimately he was accepted by both parties and seated on the jury.
Id., at 4439–4449.
Third, Hearn, Witt, and Gutierrez were not
similarly situated to Fields even apart from their views on the
death penalty. Fields was dismissed not only for his pro-defense
views on rehabilitation, but also because his brother had several
drug convictions and had served time in prison. App. 190, 199.
Hearn, Witt, and Gutierrez did not have relatives with significant
criminal histories. Thus, there was an additional race-neutral
reason to dismiss Fields that simply was not true of the other
jurors. Surely the State did not need to expend peremptories on all
veniremen who expressed some faith in rehabilitation to avoid
violating
Batson.
The majority dismisses as “makeweight” the
State’s justification as to Fields’ brother,
ante, at 13,
but it is the majority’s arguments that are contrived. The State
questioned Fields during
voir dire about his brother’s
drug offenses, where the offenses occurred, whether his brother had
been tried, whether his brother had been convicted, and whether his
brother’s criminal history would affect Fields’ ability to serve on
the jury. App. 190. The State did not fail to engage in a
“ ‘meaningful voir dire examination,’ ” as the majority
contends.
Ante, at 12 (quoting
Ex parte Travis,
776 So. 2d 874, 881 (Ala. 2000)).
The majority also contends that the State’s
justification as to Fields’ brother illustrates pretext, because
the State first pointed to Fields’ views on rehabilitation as the
reason for its strike.
Ante, at 12. The timing of the
State’s explanation was unexceptional. In context, the State
discussed Fields’ brother at essentially the same time it discussed
Fields’ religious views. The entire exchange between the State and
counsel for Miller-El took place in a couple of minutes at most.
App. 197–199. Thus, to call the State’s second reason an
“afterthought,”
ante, at 12, ignores what is obvious even
from a cold record: that the State simply offered both of its
reasons in quick succession.
B
Miller-El’s claims of disparate
questioning also do not fit the facts. Miller-El argues, and the
majority accepts, that the prosecution asked different questions at
voir dire of black and nonblack veniremen on two subjects:
(1) the manner of execution and (2) the minimum punishment allowed
by state law. The last time this case was here, I refuted
Miller-El’s claim that the prosecutors’ disparate questioning
evinced racial bias, and explained why it did not even entitle him
to a certificate of appealability.
Miller-El I, 537 U. S.,
at 363–370 (dissenting opinion).
This time, the majority has
shifted gears, claiming that a different set of jurors demonstrates
the State’s racial bias. The majority’s new claim is just as flawed
as its last. The State questioned panelists differently when their
questionnaire responses indicated ambivalence about the death
penalty. Any racial disparity in questioning resulted from the
reality that more nonblack veniremen favored the death penalty and
were willing to impose it.
1
While most veniremen were given a
generic description of the death penalty at the outset of their
voir dire examinations, some were questioned with a
“graphic script” that detailed Texas’ method of execution.
Ante, at 22. According to Miller-El and the majority,
prosecutors used the graphic script to create cause for removing
black veniremen who were ambivalent about or opposed to the death
penalty.
Ante, at 27. This is incorrect.
The jury questionnaires asked two
questions directly relevant to the death penalty. Question 56
asked, “Do you believe in the death penalty?” It offered panelists
the chance to circle “yes” or “no,” and then asked them to
“[p]lease explain your answer” in the provided space.
E.g., Joint Lodging 6. Question 58 asked, “Do you have any
moral, religious, or personal beliefs that would prevent you from
returning a verdict which would ultimately result in the execution
of another human being?” and offered panelists only the chance to
circle “yes” or “no.”
Ibid.
According to the State, those veniremen who
took a consistent stand on the death penalty—either for or against
it—did not receive the graphic script. These prospective jurors
either answered “no” to question 56 and “yes” to question 58
(meaning they did not believe in the death penalty and had qualms
about imposing it), or answered “yes” to question 56 and “no” to
question 58 (meaning they did believe in the death penalty and had
no qualms about imposing it). Only those potential jurors who
answered inconsistently, thereby indicating ambivalence about the
death penalty, received the graphic script.
The questionnaires bear out this distinction.
Fifteen blacks were questioned during
voir dire. Only
eight of them—or 53%—received the graphic script. All eight had
given ambivalent questionnaire answers regarding their ability to
impose the death penalty. There is no question that veniremen
Baker, Bailey, Boggess, Woods, and Butler were ambivalent in their
questionnaire answers. See
ante, at 26, n. 27; 4 Record
1874–1875.[
Footnote 5] The
majority claims that Keaton, Kennedy, and Mackey were not
ambivalent,
ante, at 24–25, and nn. 17, 19, but their
questionnaire answers show otherwise. For instance, Keaton circled
“no” for question 56, indicating she did not believe in the death
penalty, and wrote, “It’s not for me to punished
[sic]
anyone.” Joint Lodging 55. However, she then circled “no” for
question 58, indicating that she had no qualms about imposing the
death penalty.
Ibid. Likewise, Mackey indicated she did
not believe in the death penalty and wrote “Thou Shall Not Kill” in
the explanation space.
Id., at 79. Mackey then said that
she had no qualms, religious or otherwise, about imposing the death
penalty, even though she had just quoted one of the Ten
Commandments.
Ibid. Keaton’s and Mackey’s answers cannot
be reconciled, and the majority makes no attempt to do so.
Ante, at 24–25, n. 17. Kennedy wrote on his
questionnaire that he would impose the death penalty “[o]nly in
extreme cases, such as multiple murders.” Joint Lodging 46. This
left prosecutors uncertain about whether Kennedy could impose the
death penalty on Miller-El, who had murdered only one person
(though he had paralyzed another).
Of the seven blacks who did not receive the
graphic script, six took a stand on the death penalty—either for or
against it—in their questionnaires. There was no need to use the
graphic script to clarify their positions. Veniremen Bozeman,
Fields, Rand, and Warren all answered “yes” to question 56
(indicating that they believed in the death penalty) and “no” to
question 58 (indicating that they had no qualms about imposing
it).[
Footnote 6]
Id.,
at 6 (Bozeman);
id., at 14 (Fields);
id., at 30
(Rand);
id., at 22 (Warren). Venireman Mosley was the
opposite: He said that he was opposed to the death penalty, 7
Record 2656, 2681, and that he definitely could not impose it,
id., at 2669–2670. The same appears true of venireman
Smith, 2
id., at 927–928, who was so adamantly opposed to
the death penalty throughout her
voir dire that she was
struck for cause.
Id., at 1006. The only apparent
exception is venireman Carter. She said that she believed in the
death penalty, but wrote on the questionnaire, “Yes and no. It
would depend on what the person had done.” 4
id., at 1993.
She then answered “ ‘[y]es’ ” to question 58, indicating
that she had some difficulties with imposing the death penalty.
Ibid. Despite her ambivalence, Carter did not receive the
full graphic script. Prosecutors told her only that Miller-El
“[would] be executed by lethal injection at Huntsville.”
Id., at 1952.
Thus far, the State’s explanation for its use
of the graphic script fares far better than Miller-El’s or the
majority’s. Questionnaire answers explain prosecutors’ use of the
graphic script with 14 out of the 15 blacks, or 93%. By contrast,
race explains use of the script with only 8 out of 15 veniremen, or
53%. The majority’s more nuanced explanation is likewise inferior
to the State’s. It hypothesizes that the script was used to remove
only those black veniremen ambivalent about
or opposed to
the death penalty.
Ante, at 27. But that explanation
accounts for only 12 out of 15 veniremen, or 80%. The majority
cannot explain why prosecutors did not use the script on Mosley and
Smith, who were opposed to the death penalty, or Carter, who was
ambivalent. Because the majority does not account for veniremen
like Carter, and also mischaracterizes veniremen like Keaton,
Kennedy, and Mackey, it arrives at different percentages. This is
not clear and convincing evidence of racial bias.
The State’s explanation also accounts for its
treatment of the 12 nonblack veniremen (10 whites, 1 Hispanic, and
1 Filipino) on whom the majority relies. Granted, it is more
difficult to draw conclusions about these nonblack veniremen. With
the blacks, 11 of their 15 questionnaires are available; with the
nonblacks, that number plummets to 3 of 12, because those veniremen
were not discussed before the state court. See
supra, at
6. Nevertheless, the questionnaires and
voir dire permit
some tentative conclusions.
First, of the five nonblacks who received the
graphic script—Desinise, Evans, Gutierrez, Sztybel, and Zablan—four
were ambivalent. On his questionnaire, Gutierrez answered both that
he believed in the death penalty and that he had qualms about
imposing it. Joint Lodging 231. Sztybel and Zablan averred that
they believed in the death penalty and could impose it, but their
written answers to question 56 made it unclear under what
circumstances they could vote to impose the death penalty.[
Footnote 7] Desinise is a closer call,
but he was genuinely undecided about his ability to impose the
death penalty, and the parties struck him by agreement. 3 Record
1505–1506, 1509, 1511, 1514. Of the five nonblacks who received the
graphic script, Evans was the only one steadfastly opposed to the
death penalty. 6
id., at 2588–2589, 2591, 2595.
Of the seven nonblacks who allegedly did not
receive the graphic script, four were strongly opposed to the death
penalty. See
Miller-El I, 537 U. S., at 364–365 (Thomas,
J., dissenting). Berk, Hinson, and Nelson were so opposed that they
were struck for cause, and Holtz was struck by the State because he
was opposed unless a policeman or fireman was murdered.
Ibid. Administering the graphic script to these potential
jurors would have been useless. “No trial lawyer would willingly
antagonize a potential juror ardently opposed to the death penalty
with an extreme portrait of its implementation.”
Id., at
364.
Of the remaining three nonblacks, the majority
is correct that Moses was ambivalent in her questionnaire
responses, 3 Record 1140–1141, 1177, although it is not certain
that Vickery was, 4
id., at 1611. Neither received the
graphic script. However, the final nonblack, Girard, confirms the
State’s explanation. It was not clear from Girard’s questionnaire
whether she was ambivalent.[
Footnote 8] On the stand, prosecutor Nelson started off
with the abstract script. 6
id., at 2520–2521. But it
quickly became apparent that Girard was “just not real sure” about
her ability to impose the death penalty, and she testified that she
had not decided its value as a form of punishment.
Id., at
2522–2523. At that point, Nelson gave her the graphic script—for no
other reason than to discern her basic reaction.
Id., at
2524–2525. Not only did it succeed—Girard testified that she did
not want to serve on a capital jury,
id., at 2529,
2531—but Miller-El’s attorney also used the graphic script when he
questioned Girard,
id., at 2553. Miller-El’s counsel was
using the graphic script just as the State was: to discern a
potential juror’s true feelings, not to create cause for removing a
venireman. After all, Girard’s views were favorable to
Miller-El.
In any event, again the State’s explanation
fares well. The State’s explanation accounts for prosecutors’
choice between the abstract and graphic scripts for 9 of 12
nonblack veniremen, or 75%. Moses and Vickery were likely
ambivalent but did not receive the graphic script, while Evans was
opposed to the death penalty but did receive it. However, the
majority’s theory accounts for the State’s treatment of only 6 of
12 nonblacks, or 50%. The majority can explain why jurors like
Moses and Vickery did not receive the graphic script, because it
believes the State was using the graphic script primarily with
blacks opposed to or ambivalent about the death penalty.
Ante, at 27. But the majority cannot explain the State’s
use of the script with an opposed nonblack like Evans, or
ambivalent nonblacks like Desinise, Girard, Gutierrez, Sztybel, and
Zablan.
Finally, the majority cannot take refuge in
any supposed disparity between use of the graphic script with
ambivalent black and nonblack veniremen.
Ante, at 26. The
State gave the graphic script to 8 of 9 ambivalent blacks, or 88%,
and 5 of 7 ambivalent nonblacks, or 71%. This is hardly much of a
difference. However, when the majority lumps in veniremen opposed
to the death penalty,
ibid., the disparity increases. The
State gave the graphic script to 8 of 11 ambivalent or opposed
blacks, or 73%, and 6 of 12 ambivalent or opposed nonblacks, or
50%. But the reason for the increased disparity is not race: It is,
as the State maintains, that veniremen who were opposed to the
death penalty did not receive the graphic script.
In sum, the State can explain its treatment of
23 of 27 potential jurors, or 85%, while the majority can only
account for the State’s treatment of 18 of 27 potential jurors, or
67%. This is a far cry from clear and convincing evidence of racial
bias.
2
Miller-El also alleges that the
State employed two different scripts on the basis of race when
asking questions about imposition of the minimum sentence. This
disparate-questioning argument is even more flawed than the last
one. The evidence confirms that, as the State argues, prosecutors
used different questioning on minimum sentences to create cause to
strike veniremen who were ambivalent about or opposed to the death
penalty. Brief for Respondent 33, and n. 26.
Of the 15 blacks, 7 were given
the minimum punishment script (MPS). All had expressed ambivalence
about the death penalty, either in their questionnaires (Baker,
Boggess, and Kennedy) or during
voir dire (Bozeman,
Fields, Rand, and Warren).[
Footnote
9] Woods expressed ambivalence in his questionnaire, but his
voir dire testimony made clear that he was a superb juror
for the State. See
supra, at 17–18. Thus, Woods did not
receive the MPS. There was no reason to give the MPS to Butler,
Carter, Mosley, or Smith, all of whom were dismissed for cause or
by agreement of the parties. That leaves Bailey, Keaton, and
Mackey, all of whom were so adamantly opposed to the death penalty
during
voir dire that the State attempted to remove them
for cause. 11–(A) Record 4112, 4120, 4142 (Bailey);
id.,
at 4316 (Keaton); 10
id., at 3950, 3953 (Mackey). Because
the State believed that it already had grounds to strike these
potential jurors, it did not need the MPS to disqualify them.
However, even assuming that the State should have used the MPS on
these 3 veniremen, the State’s explanation still accounts for 7 of
the 10 ambivalent blacks, or 70%.
The majority does not seriously contest any of
this.
Ante, at 28–29, and n. 34. Instead, it contends that
the State used the MPS less often with nonblacks, which
demonstrates that the MPS was a ruse to remove blacks. This is not
true: The State used the MPS more often with ambivalent nonblacks
who were not otherwise removable for cause or by agreement.
Of the nonblacks who reached the point in the
voir dire sequence where the MPS was typically
administered, the majority points to 11 whom it alleges were
ambivalent and should have received the script.
Ante, at
29, and n. 34. Three of these veniremen—Gibson, Gutierrez, and
Holtz—were given the MPS, just like many of the blacks. Four of the
remaining eight veniremen—Moses, Salsini, Vickery, and Witt—were
favorable enough to the State that Miller-El peremptorily struck
them.[
Footnote 10] The State
had no interest in disqualifying these jurors. Two of the remaining
four veniremen—Hearn and Mazza—indicated that they could impose the
death penalty, both on their questionnaires and during
voir
dire. The State likewise had no interest in disqualifying
these jurors. Assuming that the State should have used the MPS on
the two remaining veniremen, Crowson and Whaley, the State’s
explanation still accounts for 9 of the 11 ambivalent nonblacks, or
81%. Miller-El’s evidence is not even minimally persuasive, much
less clear and convincing.
C
Miller-El’s argument that
prosecutors shuffled the jury to remove blacks is pure speculation.
At the
Batson hearing, Miller-El did not raise, nor was
there any discussion of, the topic of jury shuffling as a racial
tactic. The record shows only that the State shuffled the jury
during the first three weeks of jury selection, while Miller-El
shuffled the jury during each of the five weeks. This evidence no
more proves that prosecutors sought to eliminate blacks from the
jury, than it proves that Miller-El sought to eliminate whites even
more often.
Miller-El I, 537 U. S., at 360 (Thomas, J.,
dissenting).
Miller-El notes that the State
twice shuffled the jury (in the second and third weeks) when a
number of blacks were seated at the front of the panel.
Ante, at 21. According to the majority, this gives rise to
an “inference” that prosecutors were discriminating.
Ibid.
But Miller-El should not be asking this Court to draw
“inference[s]”; he should be asking it to examine clear and
convincing proof. And the inference is not even a strong one. We do
not know if the nonblacks near the front shared characteristics
with the blacks near the front, providing race-neutral reasons for
the shuffles. We also do not know the racial composition of the
panel during the first week when the State shuffled, or during the
fourth and fifth weeks when it did not.
More important, any number of characteristics
other than race could have been apparent to prosecutors from a
visual inspection of the jury panel. See
Ladd v.
State, 3 S. W. 3d 547, 563–564 (Tex. Crim. App.
1999). Granted, we do not know whether prosecutors relied on
racially neutral reasons,
ante, at 21, but that is because
Miller-El never asked at the
Batson hearing. It is
Miller-El’s burden to prove racial discrimination, and the
jury-shuffle evidence itself does not provide such proof.
D
The majority’s speculation would
not be complete, however, without its discussion (block-quoted from
Miller-El I) of the history of discrimination in the D.
A.’s Office. This is nothing more than guilt by association that is
unsupported by the record. Some of the witnesses at the
Swain hearing did testify that individual prosecutors had
discriminated.
Ante, at 31. However, no one testified that
the prosecutors in Miller-El’s trial—Norman Kinne, Paul Macaluso,
and Jim Nelson—had ever been among those to engage in racially
discriminatory jury selection.
Supra, at 4.
The majority then tars
prosecutors with a manual entitled Jury Selection in a Criminal
Case (hereinafter Manual or Sparling Manual), authored by John
Sparling, a former Dallas County prosecutor. There is no evidence,
however, that Kinne, Macaluso, or Nelson had ever read the
Manual—which was written in 1968, almost two decades before
Miller-El’s trial.[
Footnote
11] The reason there is no evidence on the question is that
Miller-El never asked. During the entire
Batson hearing,
there is no mention of the Sparling Manual. Miller-El never
questioned Macaluso about it, and he never questioned Kinne or
Nelson at all. The majority simply assumes that all Dallas County
prosecutors were racist and remained that way through the
mid-1980’s.
Nor does the majority rely on the Manual for
anything more than show. The Manual contains a single, admittedly
stereotypical line on race: “Minority races almost always empathize
with the Defendant.” App. 102. Yet the Manual also tells
prosecutors not to select “anyone who had a close friend or
relative that was prosecuted by the State.”
Id., at 112.
That was true of both Warren and Fields, and yet the majority
cavalierly dismisses as “makeweight” the State’s justification that
Warren and Fields were struck because they were related to
individuals convicted of crimes.
Ante, at 12, 16,
n. 8. If the Manual is to be attributed to Kinne, Macaluso,
and Nelson, then it ought to be attributed in its entirety. But if
the majority did that, then it could not point to any black
venireman who was even arguably dismissed on account of race.
Finally, the majority notes that prosecutors
“ ‘marked the race of each prospective juror on their juror
cards.’ ”
Ante, at 31 (quoting
Miller-El I,
supra, at 347). This suffers from the same problems as
Miller-El’s other evidence. Prosecutors did mark the juror cards
with the jurors’ race, sex, and juror number. We have no idea—and
even the majority cannot bring itself to speculate—whether this was
done merely for identification purposes or for some more nefarious
reason. The reason we have no idea is that the juror cards were
never introduced before the state courts, and thus prosecutors were
never questioned about their use of them.
***
Thomas Joe Miller-El’s charges of
racism have swayed the Court, and AEDPA’s restrictions will not
stand in its way. But Miller-El has not established, much less
established by clear and convincing evidence, that prosecutors
racially discriminated in the selection of his jury—and he
certainly has not done so on the basis of the evidence presented to
the Texas courts. On the basis of facts and law, rather than
sentiments, Miller-El does not merit the writ. I respectfully
dissent.
Footnote 1
The supplemental material appears in a joint
lodging submitted by the parties. It includes the State’s copies of
questionnaires for 12 prospective jurors (11 of whom served at
Miller-El’s trial), and the State’s juror cards for all 108 members
of the venire panel.
Footnote 2
The juror questionnaires had been in
Miller-El’s possession since before the 1986
Swain
hearing; Miller-El’s attorneys used them during the
voir
dire. But because Miller-El did not argue disparate treatment
or questioning at the
Batson hearing, Miller-El’s
attorneys had no reason to submit the questionnaires to the trial
court. The juror cards could have been requested at any point under
the Texas Public Information Act. See Supplemental Briefing on
Batson/
Swain Claim Based on Previously
Unavailable Evidence, Record in No. 00–10784 (CA5), p. 2494.
Footnote 3
The majority argues that prosecutors
mischaracterized Fields’ testimony when they struck him.
Ante, at 10. This is partially true but wholly irrelevant.
When Miller-El’s counsel suggested that Fields’ strike was related
to race, prosecutor Jim Nelson responded:
“[W]e’re certainly not exercising a preemptory
strike on Mr. Fields because of his race in this case, but we do
have concern with reference to some of his statements as to the
death penalty in that he said that he could only give death if he
thought a person could not be rehabilitated and he later made the
comment that any person could be rehabilitated if they find God or
are introduced to God and the fact that we have a concern that his
religious feelings may affect his jury service in this case.” App.
197 (alteration omitted).
Nelson partially misstated Fields’ testimony.
Fields had not said that he would give the death penalty only if a
person was beyond rehabilitation,
id., at 185, but he had
said that any person could be rehabilitated if introduced to God,
id., at 184. This is precisely why prosecutors were
concerned that Fields’ “religious feelings [might] affect his jury
service.”
Id., at 197.
Footnote 4
In explaining why veniremen Hearn, Witt, and
Gutierrez were more favorable to the State than Fields, the
majority faults me for “focus[ing] on reasons the prosecution
itself did not offer.”
Ante, at 11, n. 4. The
majority’s complaint is hard to understand. The State
accepted Hearn, Witt, and Gutierrez. Although it is
apparent from the
voir dire transcript why the State
wanted to seat these veniremen on the jury, it was never required
to “offer” its reasons for doing so. If the majority instead means
that I focus on whether these veniremen opposed the death penalty
and whether they had relatives with significant criminal histories,
those are precisely the reasons offered by the State for its strike
of Fields.
Footnote 5
The majority’s own recitation of the
voir
dire transcript captures Butler’s ambivalence.
Ante,
at 25, n. 19. Butler said both that she had no qualms about
imposing the death penalty, 4 Record 1906–1907, and that she would
impose the death penalty “only when a crime has been committed
concerning a child such as beating to death or some form of harsh
physical abuse and when an innocent victim’s life is taken,”
id., at 1874.
Footnote 6
The State’s concerns with Fields and Warren
stemmed not from their questionnaire responses, but from their
subsequent
voir dire testimony.
Supra, at 15–16,
20–21.
Footnote 7
Joint Lodging 184 (Sztybel) (“If a person is
found guilty of murder or other crime, which they have taken
someone else’s life, without a valid defense. They may continue to
do this again and again. Even if they are sentenced to jail when
they are released this could keep happening”);
id., at 223
(Zablan) (“If it’s the law and if the crime fits such
punishment”).
Footnote 8
Girard did not answer question 56 about her
belief in the death penalty, 6 Record 2522, but she indicated in
answer to question 58 that her personal beliefs would not prevent
her from imposing the death penalty,
id., at
2555–2556.
Footnote 9
In making the decision whether to employ the
MPS, prosecutors could rely on both the questionnaires and
substantial
voir dire testimony, because the minimum
punishment questioning occurred much later in the
voir
dire than questioning about the death penalty.
Miller-El
I,
537 U. S. 322, 369 (2003) (Thomas, J.,
dissenting).
Footnote 10
Moses gave ambivalent answers on her
questionnaire, as perhaps did Vickery.
Supra, at 29.
However, Moses and Vickery indicated during their
voir
dire testimony that they could impose the death penalty, 3
Record 1139–1141; 4
id., at 1576–1579, and thus they were
not questioned on minimum sentences. But see
ante, at 30,
n. 36.
Footnote 11
Judge Larry Baraka, one of the first black
prosecutors to serve in the D. A.’s Office, testified that, to
the best of his recollection, the Manual was no longer used in 1977
when he attended the training course. App. 844.
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