OPINION OF THE COURT
LOCKE V. DAVEY
540 U. S. ____ (2004)
SUPREME COURT OF THE UNITED STATES
NO. 02-1315
GARY LOCKE, GOVERNOR OF WASHINGTON, et al.,
PETITIONERS
v. JOSHUA DAVEY
on writ of certiorari to the united states court of
appeals for the ninth circuit
[February 25, 2004]
Chief Justice Rehnquist delivered
the opinion of the Court.
The State of Washington
established the Promise Scholarship Program to assist academically
gifted students with postsecondary education expenses. In
accordance with the State Constitution, students may not use the
scholarship at an institution where they are pursuing a degree in
devotional theology. We hold that such an exclusion from an
otherwise inclusive aid program does not violate the Free Exercise
Clause of the First Amendment.
The Washington State Legislature found that
“[s]tudents who work hard … and successfully complete high school
with high academic marks may not have the financial ability to
attend college because they cannot obtain financial aid or the
financial aid is insufficient.” Wash. Rev. Code §28B.119.005 (Supp.
2004). In 1999, to assist these high-achieving students, the
legislature created the Promise Scholarship Program, which provides
a scholarship, renewable for one year, to eligible students for
postsecondary education expenses. Students may spend their funds on
any education-related expense, including room and board. The
scholarships are funded through the State’s general fund, and their
amount varies each year depending on the annual appropriation,
which is evenly prorated among the eligible students. Wash. Admin.
Code §250–80–050(2) (2003). The scholarship was worth $1,125 for
academic year 1999–2000 and $1,542 for 2000–2001.
To be eligible for the scholarship, a student
must meet academic, income, and enrollment requirements. A student
must graduate from a Washington public or private high school and
either graduate in the top 15% of his graduating class, or attain
on the first attempt a cumulative score of 1,200 or better on the
Scholastic Assessment Test I or a score of 27 or better on the
American College Test. §§250–80–020(12)(a)—(d). The student’s
family income must be less than 135% of the State’s median.
§250–80–020(12)(e). Finally, the student must enroll “at least half
time in an eligible postsecondary institution in the state of
Washington,” and may not pursue a degree in theology at that
institution while receiving the scholarship.
§§250–80–020(12)(f)—(g); see also Wash. Rev. Code §28B.10.814
(1997) (“No aid shall be awarded to any student who is pursuing a
degree in theology”). Private institutions, including those
religiously affiliated, qualify as “eligible postsecondary
institution[s]” if they are accredited by a nationally recognized
accrediting body. See Wash. Admin. Code §250–80–020(13). A “degree
in theology” is not defined in the statute, but, as both parties
concede, the statute simply codifies the State’s constitutional
prohibition on providing funds to students to pursue degrees that
are “devotional in nature or designed to induce religious faith.”
Brief for Petitioners 6; Brief for Respondent 8; see also Wash.
Const., Art. I, §11.
A student who applies for the scholarship and
meets the academic and income requirements is notified that he is
eligible for the scholarship if he meets the enrollment
requirements.
E.g., App. 95. Once the student enrolls at
an eligible institution, the institution must certify that the
student is enrolled at least half time and that the student is not
pursuing a degree in devotional theology. The institution, rather
than the State, determines whether the student’s major is
devotional.
Id., at 126, 131. If the student meets the
enrollment requirements, the scholarship funds are sent to the
institution for distribution to the student to pay for tuition or
other educational expenses. See Wash. Admin. Code §250–80–060.
Respondent, Joshua Davey, was awarded a
Promise Scholarship, and chose to attend Northwest College.
Northwest is a private, Christian college affiliated with the
Assemblies of God denomination, and is an eligible institution
under the Promise Scholarship Program. Davey had “planned for many
years to attend a Bible college and to prepare [himself] through
that college training for a lifetime of ministry, specifically as a
church pastor.” App. 40. To that end, when he enrolled in Northwest
College, he decided to pursue a double major in pastoral ministries
and business management/administration.
Id., at 43. There
is no dispute that the pastoral ministries degree is devotional and
therefore excluded under the Promise Scholarship Program.
At the beginning of the 1999–2000 academic
year, Davey met with Northwest’s director of financial aid. He
learned for the first time at this meeting that he could not use
his scholarship to pursue a devotional theology degree. He was
informed that to receive the funds appropriated for his use, he
must certify in writing that he was not pursuing such a degree at
Northwest.[
Footnote 1] He
refused to sign the form and did not receive any scholarship
funds.
Davey then brought an action under 42 U.
S. C. §1983 against various state officials (hereinafter
State) in the District Court for the Western District of Washington
to enjoin the State from refusing to award the scholarship solely
because a student is pursuing a devotional theology degree, and for
damages. He argued the denial of his scholarship based on his
decision to pursue a theology degree violated,
inter alia,
the Free Exercise, Establishment, and Free Speech Clauses of the
First Amendment, as incorporated by the Fourteenth Amendment, and
the Equal Protection Clause of the Fourteenth Amendment. After the
District Court denied Davey’s request for a preliminary injunction,
the parties filed cross-motions for summary judgment. The District
Court rejected Davey’s constitutional claims and granted summary
judgment in favor of the State.
A divided panel of the United States Court of
Appeals for the Ninth Circuit reversed. 299 F. 3d 748 (2002).
The court concluded that the State had singled out religion for
unfavorable treatment and thus under our decision in
Church of
Lukumi Babalu Aye, Inc. v.
Hialeah, 508 U. S. 520 (1993), the State’s
exclusion of theology majors must be narrowly tailored to achieve a
compelling state interest. 299 F. 3d, at 757–758. Finding that
the State’s own antiestablishment concerns were not compelling, the
court declared Washington’s Promise Scholarship Program
unconstitutional.
Id., at 760. We granted certiorari,
538 U. S. 1031
(2003), and now reverse.
The Religion Clauses of the First Amendment
provide: “Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof.” These two
Clauses, the Establishment Clause and the Free Exercise Clause, are
frequently in tension. See
Norwood v.
Harrison, 413 U. S. 455, 469
(1973) (citing
Tilton v.
Richardson, 403
U. S. 672, 677 (1971)). Yet we have long said that “there is
room for play in the joints” between them.
Walz v.
Tax
Comm’n of City of New York, 397 U. S. 664, 669
(1970). In other words, there are some state actions permitted by
the Establishment Clause but not required by the Free Exercise
Clause.
This case involves that “play in the joints”
described above. Under our Establishment Clause precedent, the link
between government funds and religious training is broken by the
independent and private choice of recipients. See
Zelman
v.
Simmons-Harris, 536 U. S. 639, 652
(2002);
Zobrest v.
Catalina Foothills School
Dist., 509
U. S. 1, 13–14 (1993);
Witters v.
Washington Dept.
of Servs. for Blind, 474 U. S. 481, 487 (1986);
Mueller v.
Allen, 463 U. S. 388, 399–400
(1983). As such, there is no doubt that the State could, consistent
with the Federal Constitution, permit Promise Scholars to pursue a
degree in devotional theology, see
Witters,
supra, at 489, and the State does not contend otherwise.
The question before us, however, is whether Washington, pursuant to
its own constitution,[
Footnote
2] which has been authoritatively interpreted as prohibiting
even indirectly funding religious instruction that will prepare
students for the ministry, see
Witters v.
State Comm’n
for the Blind, 112 Wash. 2d 363, 369–370, 771 P. 2d
1119, 1122 (1989); cf.
Witters v.
State Comm’n for the
Blind, 102 Wash. 2d 624, 629, 689 P. 2d 53, 56
(1984) (“It is not the role of the State to pay for the religious
education of future ministers”), rev’d,
474 U. S. 481,
supra, can
deny them such funding without violating the Free Exercise
Clause.
Davey urges us to answer that question in the
negative. He contends that under the rule we enunciated in
Church of Lukumi Babalu Aye, Inc. v.
Hialeah,
supra, the program is presumptively unconstitutional
because it is not facially neutral with respect to
religion.[
Footnote 3] We reject
his claim of presumptive unconstitutionality, however; to do
otherwise would extend the
Lukumi line of cases well
beyond not only their facts but their reasoning. In
Lukumi, the city of Hialeah made it a crime to engage in
certain kinds of animal slaughter. We found that the law sought to
suppress ritualistic animal sacrifices of the Santeria religion.
508 U. S., at 535. In the present case, the State’s disfavor of
religion (if it can be called that) is of a far milder kind. It
imposes neither criminal nor civil sanctions on any type of
religious service or rite. It does not deny to ministers the right
to participate in the political affairs of the community. See
McDaniel v.
Paty,
435 U. S. 618 (1978). And it does not
require students to choose between their religious beliefs and
receiving a government benefit.[
Footnote 4] See
ibid.; Hobbie v.
Unemployment Appeals Comm’n of Fla., 480 U. S. 136 (1987);
Thomas v.
Review Bd. of Indiana Employment Security
Div., 450
U. S. 707 (1981);
Sherbert v.
Verner,
374 U. S. 398
(1963). The State has merely chosen not to fund a distinct category
of instruction.
Justice Scalia argues, however, that generally
available benefits are part of the “baseline against which burdens
on religion are measured.”
Post, at 2 (dissenting
opinion). Because the Promise Scholarship Program funds training
for all secular professions, Justice Scalia contends the State must
also fund training for religious professions. See
ibid.
But training for religious professions and training for secular
professions are not fungible. Training someone to lead a
congregation is an essentially religious endeavor. Indeed, majoring
in devotional theology is akin to a religious calling as well as an
academic pursuit. See
Calvary Bible Presbyterian Church v.
Board of Regents, 72 Wash. 2d 912, 919, 436
P. 2d 189, 193 (1967) (holding public funds may not be
expended for “that category of instruction that resembles worship
and manifests a devotion to religion and religious principles in
thought, feeling, belief, and conduct”); App. 40 (Davey stating his
“religious beliefs [were] the only reason for [him] to seek a
college degree”). And the subject of religion is one in which both
the United States and state constitutions embody distinct views—in
favor of free exercise, but opposed to establishment—that find no
counterpart with respect to other callings or professions. That a
State would deal differently with religious education for the
ministry than with education for other callings is a product of
these views, not evidence of hostility toward religion.
Even though the differently worded Washington
Constitution draws a more stringent line than that drawn by the
United States Constitution, the interest it seeks to further is
scarcely novel. In fact, we can think of few areas in which a
State’s antiestablishment interests come more into play.[
Footnote 5] Since the founding of our
country, there have been popular uprisings against procuring
taxpayer funds to support church leaders, which was one of the
hallmarks of an “established” religion.[
Footnote 6] See R. Butts, The American Tradition in
Religion and Education 15–17, 19–20, 26–37 (1950); F. Lambert, The
Founding Fathers and the Place of Religion in America 188 (2003)
(“In defending their religious liberty against overreaching clergy,
Americans in all regions found that Radical Whig ideas best framed
their argument that state-supported clergy undermined liberty of
conscience and should be opposed”); see also J. Madison, Memorial
and Remonstrance Against Religious Assessments, reprinted in
Everson v.
Board of Ed. of Ewing, 330 U. S. 1, 65, 68 (1947) (appendix to
dissent of Rutledge, J.) (noting the dangers to civil liberties
from supporting clergy with public funds).
Most States that sought to avoid an
establishment of religion around the time of the founding placed in
their constitutions formal prohibitions against using tax funds to
support the ministry.
E.g., Ga. Const., Art. IV, §5
(1789), reprinted in 2 Federal and State Constitutions, Colonial
Charters and Other Organic Laws 789 (F. Thorpe ed. 1909) (reprinted
1993) (“All persons shall have the free exercise of religion,
without being obliged to contribute to the support of any religious
profession but their own”); Pa. Const., Art. II (1776) in 5
id., at 3082 (“[N]o man ought or of right can be compelled
to attend any religious worship, or erect or support any place of
worship, or maintain any ministry, contrary to, or against, his own
free will and consent”); N. J. Const., Art. XVIII (1776), in
id., at 2597 (similar); Del. Const., Art. I, §1 (1792), in
1
id., at 568 (similar); Ky. Const., Art. XII, §3 (1792),
in 3
id., at 1274 (similar); Vt. Const., Ch. I, Art. 3
(1793), in 6
id., at 3762 (similar); Tenn. Const., Art.
XI, §3 (1796), in
id., at 3422 (similar); Ohio Const.,
Art. VIII, §3 (1802), in 5
id., at 2910 (similar). The
plain text of these constitutional provisions prohibited
any tax dollars from supporting the clergy. We have found
nothing to indicate, as Justice Scalia contends,
post, at
3, that these provisions would not have applied so long as the
State equally supported other professions or if the amount at stake
was
de minimis. That early state constitutions saw no
problem in explicitly excluding
only the ministry from
receiving state dollars reinforces our conclusion that religious
instruction is of a different ilk. [
Footnote 7]
Far from evincing the hostility toward
religion which was manifest in
Lukumi, we believe that the
entirety of the Promise Scholarship Program goes a long way toward
including religion in its benefits.[
Footnote 8] The program permits students to attend
pervasively religious schools, so long as they are accredited. As
Northwest advertises, its “concept of education is distinctly
Christian in the evangelical sense.” App. 168. It prepares
all of its students, “through instruction, through
modeling, [and] through [its] classes, to use … the Bible as their
guide, as the truth,” no matter their chosen profession.
Id., at 169. And under the Promise Scholarship Program’s
current guidelines, students are still eligible to take devotional
theology courses.[
Footnote 9]
Davey notes all students at Northwest are required to take at least
four devotional courses, “Exploring the Bible,” “Principles of
Spiritual Development,” “Evangelism in the Christian Life,” and
“Christian Doctrine,” Brief for Respondent 11, n. 5; see also
App. 151, and some students may have additional religious
requirements as part of their majors. Brief for Respondent 11,
n. 5; see also App. 150–151.
In short, we find neither in the history or
text of Article I, §11 of the Washington Constitution, nor in the
operation of the Promise Scholarship Program, anything that
suggests animus towards religion.[
Footnote 10] Given the historic and substantial state
interest at issue, we therefore cannot conclude that the denial of
funding for vocational religious instruction alone is inherently
constitutionally suspect.
Without a presumption of unconstitutionality,
Davey’s claim must fail. The State’s interest in not funding the
pursuit of devotional degrees is substantial and the exclusion of
such funding places a relatively minor burden on Promise Scholars.
If any room exists between the two Religion Clauses, it must be
here. We need not venture further into this difficult area in order
to uphold the Promise Scholarship Program as currently operated by
the State of Washington.
The judgment of the Court of Appeals is
therefore
Reversed.
Footnote 1
The State does not require students to
certify anything or sign any forms. App. 86, 89.
Footnote 2
The relevant provision of the Washington
Constitution, Art. I, §11, states:
“Religious Freedom. Absolute freedom of
conscience in all matters of religious sentiment, belief and
worship, shall be guaranteed to every individual, and no one shall
be molested or disturbed in person or property on account of
religion; but the liberty of conscience hereby secured shall not be
so construed as to excuse acts of licentiousness or justify
practices inconsistent with the peace and safety of the state. No
public money or property shall be appropriated for or applied to
any religious worship, exercise or instruction, or the support of
any religious establishment.”
Footnote 3
Davey, relying on
Rosenberger v.
Rector and Visitors of Univ. of Va.,
515 U. S. 819 (1995),
contends that the Promise Scholarship Program is an
unconstitutional viewpoint restriction on speech. But the Promise
Scholarship Program is not a forum for speech. The purpose of the
Promise Scholarship Program is to assist students from low- and
middle-income families with the cost of postsecondary education,
not to “ ‘encourage a diversity of views from private
speakers.’ ”
United States v.
American Library
Assn., Inc., 539 U. S. 194, 206
(2003) (plurality opinion) (quoting
Rosenberger,
supra, at 834). Our cases dealing with speech forums are
simply inapplicable. See
American Library Assn.,
supra; Cornelius v.
NAACP Legal Defense &
Ed. Fund, Inc., 473 U. S. 788, 805
(1985).
Davey also argues that the Equal Protection
Clause protects against discrimination on the basis of religion.
Because we hold,
infra, at ___, that the program is not a
violation of the Free Exercise Clause, however, we apply
rational-basis scrutiny to his equal protection claims.
Johnson v.
Robison, 415 U. S. 361, 375,
n. 14 (1974); see also
McDaniel v.
Paty, 435 U. S. 618 (1978) (reviewing
religious discrimination claim under the Free Exercise Clause). For
the reasons stated herein, the program passes such review.
Footnote 4
Promise Scholars may still use their
scholarship to pursue a secular degree at a different institution
from where they are studying devotional theology.
Footnote 5
Justice Scalia notes that the State’s
“philosophical preference” to protect individual conscience is
potentially without limit, see
post, at 5; however, the
only interest at issue here is the State’s interest in not funding
the religious training of clergy. Nothing in our opinion suggests
that the State may justify any interest that its “philosophical
preference” commands.
Footnote 6
Perhaps the most famous example of public
backlash is the defeat of “A Bill Establishing A Provision for
Teachers of the Christian Religion” in the Virginia Legislature.
The bill sought to assess a tax for “Christian teachers,” reprinted
in
Everson v.
Board of Ed. of
Ewing, 330
U. S. 1, 74 (1947) (supplemental appendix to dissent of
Rutledge, J.); see also
Rosenberger, supra, at 853
(Thomas, J., concurring) (purpose of the bill was to support
“clergy in the performance of their function of teaching
religion”), and was rejected after a public outcry. In its stead,
the “Virginia Bill for Religious Liberty,” which was originally
written by Thomas Jefferson, was enacted. This bill guaranteed
“that no man shall be compelled to frequent or support any
religious worship, place, or ministry whatsoever.” A Bill for
Establishing Religious Freedom, reprinted in 2 Papers of Thomas
Jefferson 546 (J. Boyd ed. 1950).
Footnote 7
The
amici contend that Washington’s
Constitution was born of religious bigotry because it contains a
so-called “Blaine Amendment,” which has been linked with
anti-Catholicism. See Brief for United States as
Amicus
Curiae 23, n. 5; Brief for Becket Fund for Religious
Liberty et al. as
Amici Curiae; see also
Mitchell v.
Helms, 530 U. S. 793, 828
(2000) (plurality opinion). As the State notes and Davey does not
dispute, however, the provision in question is not a Blaine
Amendment. Tr. of Oral Arg. 5; see Reply Brief for Petitioners 6–7.
The enabling Act of 1889, which authorized the drafting of the
Washington Constitution, required the state constitution to include
a provision “for the establishment and maintenance of systems of
public schools, which shall be … free from sectarian control.” Act
of Feb. 22, 1889, ch. 180, §4, ¶ ;Fourth, 25 Stat. 676. This
provision was included in Article IX, §4, of the Washington
Constitution (“All schools maintained and supported wholly or in
part by the public funds shall be forever free from sectarian
control or influence”), and is not at issue in this case. Neither
Davey nor
amici have established a credible connection
between the Blaine Amendment and Article I, §11, the relevant
constitutional provision. Accordingly, the Blaine Amendment’s
history is simply not before us.
Footnote 8
Washington has also been solicitous in
ensuring that its constitution is not hostile towards religion, see
State ex rel. Gallwey v.
Grimm, 146 Wash. 2d
445, 470, 48 P. 3d 274, 286 (2002) (“[I]t was never the
intention that our constitution should be construed in any manner
indicating any hostility toward religion.” (citation omitted)), and
at least in some respects, its constitution provides greater
protection of religious liberties than the Free Exercise Clause,
see
First Covenant Church of Seattle v.
Seattle,
120 Wash. 2d 203, 223–229, 840 P. 2d 174, 186–188 (1992)
(rejecting standard in
Employment Div., Dept. of Human
Resources of Ore. v
Smith, 494 U. S. 872 (1990), in
favor of more protective rule);
Munns v.
Martin,
131 Wash. 2d 192, 201, 930 P. 2d 318, 322 (1997) (holding
a city ordinance that imposed controls on demolition of historic
structures inapplicable to the Catholic Church’s plan to demolish
an old school building and build a new pastoral center because the
facilities are intimately associated with the church’s religious
mission). We have found nothing in Washington’s overall approach
that indicates it “single[s] out” anyone “for special burdens on
the basis of … religious callings” as Justice Scalia contends,
post, at 6.
Footnote 9
The State notes that it is an open question
as to whether the Washington Constitution prohibits nontheology
majors from taking devotional theology courses. At this point,
however, the Program guidelines only exclude students who are
pursuing a theology degree. Wash. Admin. Code §250–80–020(12)(g)
(2003).
Footnote 10
Although we have sometimes characterized the
Establishment Clause as prohibiting the State from “disproving of a
particular religion or religion in general,”
Church of Lukumi
Babalu Aye, Inc. v.
Hialeah, 508 U. S. 520, 532 (1993) (citing
cases), for the reasons noted
supra, the State has not
impermissibly done so here.
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