OCTOBER TERM, 1995
Syllabus
LEWIS, DIRECTOR, ARIZONA DEPARTMENT OF CORRECTIONS, ET AL.
v. CASEY ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No.94-1511. Argued November 29, 1995-Decided June 24, 1996
Respondents, who are inmates of various prisons operated by the
Arizona Department of Corrections (ADOC), brought a class action
against petitioners, ADOC officials, alleging that petitioners were
furnishing them with inadequate legal research facilities and
thereby depriving them of their right of access to the courts, in
violation of
Bounds v.
Smith, 430 U. S. 817. The
District Court found petitioners to be in violation of
Bounds and issued an injunction mandating detailed,
systemwide changes in ADOC's prison law libraries and in its legal
assistance programs. The Ninth Circuit affirmed both the finding of
a
Bounds violation and the injunction's major terms.
Held: The success of respondents' systemic challenge was
dependent on their ability to show widespread actual injury, and
the District Court's failure to identify anything more than
isolated instances of actual injury renders its finding of a
systemic
Bounds violation invalid. Pp. 348-364.
(a)
Bounds did not create an abstract, freestanding right
to a law library or legal assistance; rather, the right that
Bounds acknowledged was the right of
access to the
courts. E. g., 430 U. S., at 817, 821, 828. Thus, to establish
a
Bounds violation, the "actual injury" that an inmate must
demonstrate is that the alleged shortcomings in the prison library
or legal assistance program have hindered, or are presently
hindering, his efforts to pursue a nonfrivolous legal claim. This
requirement derives ultimately from the doctrine of standing.
Although
Bounds made no mention of an actual injury
requirement, it can hardly be thought to have eliminated that
constitutional prerequisite. Pp.349-353.
(b) Statements in
Bounds suggesting that prison
authorities must also enable the prisoner to
discover
grievances, and to
litigate effectively once in court, 430
U. S., at 825-826, and n. 14, have no antecedent in this Court's
pre-Bounds cases, and are now disclaimed. Moreover,
Bounds does not guarantee inmates the wherewithal to file
any and every type of legal claim, but requires only that they be
provided with the tools to attack their sentences, directly or
collaterally, and to challenge the conditions of their confinement.
Pp. 354-355.
344
Syllabus
(c) The District Court identified only two instances of actual
injury:
It found that ADOC's failures with respect to illiterate
prisoners had resulted in the dismissal with prejudice of inmate
Bartholic's lawsuit and the inability of inmate Harris to file a
legal action. Pp. 356-357.
(d) These findings as to injury do not support the systemwide
injunction ordered by the District Court. The remedy must be
limited to the inadequacy that produced the injury in fact that the
plaintiff has established; that this is a class action changes
nothing, for even named plaintiffs in a class action must show that
they personally have been injured, see,
e. g., Simon v.
Eastern Ky. Welfare Rights Organization, 426 U. S. 26, 40, n. 20.
Only one named plaintiff, Bartholic, was found to have suffered
actual injury-as a result of ADOC's failure to provide the special
services he would have needed, in light of his particular
disability (illiteracy), to avoid dismissal of his case. Eliminated
from the proper scope of the injunction, therefore, are provisions
directed at special services or facilities required by non-English
speakers, by prisoners in lockdown, and by the inmate population at
large. Furthermore, the inadequacy that caused actual injury to
illiterate inmates Bartholic and Harris was not sufficiently
widespread to justify systemwide relief. There is no finding, and
no evidence discernible from the record, that in ADOC prisons other
than those occupied by Bartholic and Harris illiterate inmates
cannot obtain the minimal help necessary to file legal claims. Pp.
357-360.
(e) There are further reasons why the order here cannot stand.
In concluding that ADOC's restrictions on lockdown inmates were
unjustified, the District Court failed to accord the judgment of
prison authorities the substantial deference required by cases such
as
Turner v.
Safley, 482 U. S. 78, 89. The
court also failed to leave with prison officials the primary
responsibility for devising a remedy. Compare
Preiser v.
Rodriguez, 411
U. S. 475, 492. The result of this improper procedure was an
inordinately intrusive order. Pp.361-363.
43 F.3d
1261, reversed and remanded.
SCALIA, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and O'CONNOR, KENNEDY, and THOMAS, JJ., joined,
and in Parts I and III of which SOUTER, GINSBURG, and BREYER, JJ.,
joined. THOMAS, J., filed a concurring opinion,
post, p.
364. SOUTER, J., filed an opinion concurring in part, dissenting in
part, and concurring in the judgment, in which GINSBURG and BREYER,
JJ., joined,
post, p. 393. STEVENS, J., filed a dissenting
opinion,
post, p. 404.
345
Grant Woods, Attorney General of Arizona, argued the cause for
petitioners. With him on the briefs were Daniel P. Struck, David C.
Lewis, Eileen
J. Dennis, Rex E. Lee, Carter G. Phillips,
Mark D. Hopson, C. Tim Delaney, Rebecca White Berch, and Thomas
J. Dennis.
Elizabeth Alexander argued the cause for respondents.
With her on the brief were Ayesha Khan, Margaret Winter, Alvin
J. Bronstein, Alice L. Bendheim, and Steven R. Shapiro.
*
*Briefs of
amici curiae urging reversal were filed for
the State of California et al. by
Daniel Lungren, Attorney
General of California,
Peter J. Siggins,
Senior Assistant Attorney General,
Morris Lenk, Senior
Supervising Attorney General, and
Karl S.
Mayer and
Bruce M. Slavin, Deputy Attorneys General, by
Garland
Pinkston, Jr., Acting Corporation Counsel of the District of
Columbia, and by the Attorneys General for their respective
jurisdictions as follows:
Bruce M. Botelho of Alaska,
Richard Blumenthal of Connecticut,
M. Jane Brady of
Delaware,
Robert A. Butterworth of Florida,
Michael
J. Bowers of Georgia,
Robert A. Marks of
Hawaii,
Alan G.
Lance of Idaho,
James E. Ryan
of Illinois,
Pamela Carter of Indiana,
Carla
J. Stovall of Kansas,
J. Joseph Curran,
Jr., of Maryland,
Scott Harshbarger of Massachusetts,
Frank J. Kelley of Michigan,
Hubert H.
Humphrey III of Minnesota,
Jeremiah W (Jay) Nixon of
Missouri,
Joe Mazurek of Montana,
Don Stenberg of
Nebraska,
Frankie Sue Del Papa of Nevada,
Jeffrey R.
Howard of New Hampshire,
Tom Udall of New Mexico,
Dennis C.
Vacco of New York,
Betty Montgomery
of Ohio,
Theodore R. Kulongoski of Oregon,
Walter W
Cohen of Pennsylvania,
Jeffrey B. Pine of Rhode Island,
Charles W Burson of Tennessee,
Jan Graham of Utah,
James S.
Gilmore III of Virginia,
Christine O.
Gregoire of Washington,
James E. Doyle of Wisconsin,
and
William U. Hill of Wyoming; for the National Conference
of State Legislatures et al. by
Richard Ruda and
Charles
Rothfeld; for the Criminal Justice Legal Foundation by
Kent S.
Scheidegger and
Charles L. Hobson; and
for the Washington Legal Foundation et al. by
Charles
J. Cooper, Michael A. Carvin, Michael W Kirk, Daniel
J. Popeo, and
Paul D. Kamenar.
Briefs of amici curiae urging affirmance were filed for the
United States by Solicitor General Days, Assistant Attorney General
Patrick, Deputy Solicitor General Bender, Alan Jenkins, Steven H.
Rosenbaum, Louise A. Lerner, and Rebecca K. Troth; for the Legal
Aid Bureau, Inc., by Stuart R. Cohen and Jeffery C. Taylor; for the
Mexican American Legal
346
JUSTICE SCALIA delivered the opinion of the Court.
In
Bounds v.
Smith, 430 U. S. 817 (1977), we
held that "the fundamental constitutional right of access to the
courts requires prison authorities to assist inmates in the
preparation and filing of meaningful legal papers by providing
prisoners with adequate law libraries or adequate assistance from
persons trained in the law."
Id., at 828. Petitioners, who
are officials of the Arizona Department of Corrections (ADOC),
contend that the United States District Court for the District of
Arizona erred in finding them in violation of
Bounds, and
that the court's remedial order exceeded lawful authority.
I
Respondents are 22 inmates of various prisons operated by ADOC.
In January 1990, they filed this class action "on behalf of all
adult prisoners who are or will be incarcerated by the State of
Arizona Department of Corrections," App. 22, alleging that
petitioners were "depriving [respondents] of their rights of access
to the courts and counsel protected by the First, Sixth, and
Fourteenth Amendments,"
id., at 34. Following a 3-month
bench trial, the District Court ruled in favor of respondents,
finding that "[p]risoners have a constitutional right of access to
the courts that is adequate, effective and meaningful," 834 F.
Supp. 1553, 1566 (1992), citing
Bounds, supra, at 822, and
that "[ADOC's] system fails to comply with constitutional
standards," 834 F. Supp., at 1569. The court identified a variety
of shortcomings of the ADOC system, in matters ranging from the
training of library staff, to the updating of legal materials, to
the availability of photocopying services. In addition to these
gen-
Defense and Educational Fund et al. by
David Fernandez
and
Michael R. Cole; for North Carolina Prisoner Legal
Services, Inc., by
Richard E. Giroux; for Prison Legal
Services of Michigan by
Sandra L. Girard; and for Prisoners
in Northern California by
Sanford Jay Rosen, Amitai
Schwartz, and
Donald Specter.
347
eral findings, the court found that two groups of inmates were
particularly affected by the system's inadequacies: "[l]ockdown
prisoners" (inmates segregated from the general prison population
for disciplinary or security reasons), who "are routinely denied
physical access to the law library" and "experience severe
interference with their access to the courts,"
id., at 1556;
and illiterate or non-English-speaking inmates, who do not receive
adequate legal assistance,
id., at 1558.
Having thus found liability, the court appointed a Special
Master "to investigate and report about" the appropriate
relief-that is (in the court's view), "how best to accomplish the
goal of constitutionally adequate inmate access to the courts."
App. to Pet. for Cert. 87a. Following eight months of
investigation, and some degree of consultation with both parties,
the Special Master lodged with the court a proposed permanent
injunction, which the court proceeded to adopt, substantially
unchanged. The 25-page injunctive order, see
id., at
61a-85a, mandated sweeping changes designed to ensure that ADOC
would "provide meaningful access to the Courts for all present and
future prisoners,"
id., at 61a. It specified in minute
detail the times that libraries were to be kept open, the number of
hours of library use to which each inmate was entitled (10 per
week), the minimal educational requirements for prison librarians
(a library science degree, law degree, or paralegal degree), the
content of a videotaped legal-research course for inmates (to be
prepared by persons appointed by the Special Master but funded by
ADOC), and similar matters.
Id., at 61a, 67a, 71a. The
injunction addressed the court's concern for lockdown prisoners by
ordering that "ADOC prisoners in all housing areas and custody
levels shall be provided regular and comparable visits to the law
library," except that such visits "may be postponed on an
individual basis because of the prisoner's documented inability to
use the law library without creating
348
a threat to safety or security, or a physical condition if
determined by medical personnel to prevent library use."
Id., at 61a. With respect to illiterate and
non-English-speaking inmates, the injunction declared that they
were entitled to "direct assistance" from lawyers, paralegals, or
"a sufficient number of at least minimally trained prisoner Legal
Assistants"; it enjoined ADOC that "[p]articular steps must be
taken to locate and train bilingual prisoners to be Legal
Assistants."
Id., at 69a-70a.
Petitioners sought review in the Court of Appeals for the Ninth
Circuit, which refused to grant a stay prior to argument. We then
stayed the injunction pending filing and disposition of a petition
for a writ of certiorari. 511 U. S. 1066 (1994). Several months
later, the Ninth Circuit affirmed both the finding of a
Bounds violation and, with minor exceptions not important
here, the terms of the injunction.
43 F.3d
1261 (1994). We granted certiorari, 514 U. S. 1126 (1995).
II
Although petitioners present only one question for review,
namely, whether the District Court's order "exceeds the
constitutional requirements set forth in
Bounds," Brief for
Petitioners (i), they raise several distinct challenges, including
renewed attacks on the court's findings of
Bounds violations
with respect to illiterate, non-English-speaking, and lockdown
prisoners, and on the breadth of the injunction. But their most
fundamental contention is that the District Court's findings of
injury were inadequate to justify the finding of
systemwide
injury and hence the granting of systemwide relief. This argument
has two related components. First, petitioners claim that in order
to establish a violation of
Bounds, an inmate must show that
the alleged inadequacies of a prison's library facilities or legal
assistance program caused him "actual injury" -that is, "actual
prejudice with respect to contemplated or existing litigation, such
as the inability to meet a filing deadline or to present a
claim."
349
Brief for Petitioners 30.1 Second, they claim that the District
Court did not find enough instances of actual injury to warrant
systemwide relief. We agree that the success of respondents'
systemic challenge was dependent on their ability to show
widespread actual injury, and that the court's failure to identify
anything more than isolated instances of actual injury renders its
finding of a systemic
Bounds violation invalid.
A
The requirement that an inmate alleging a violation of
Bounds must show actual injury derives ultimately from the
doctrine of standing, a constitutional principle that prevents
courts of law from undertaking tasks assigned to the political
branches. See
Allen v.
Wright, 468 U. S. 737, 750-752
(1984); Valley Forge Christian College v.
Americans
United for Separation of Church and State, Inc., 454 U. S. 464, 471476
(1982). It is the role of courts to provide relief to claimants, in
individual or class actions, who have suffered, or will imminently
suffer, actual harm; it is not the role of courts, but that of the
political branches, to shape the institutions of government in such
fashion as to comply with the laws and the Constitution. In the
context of the present case: It is for the courts to remedy past or
imminent official interference with individual inmates'
presentation of claims to the courts; it is for the political
branches of the State and Federal Governments to manage prisons in
such fashion that official interference with the presentation of
claims will not occur.
1 Respondents contend that petitioners failed properly to
present their "actual injury" argument to the Court of Appeals.
Brief for Respondents 25-26. Our review of petitioners' briefs
before that court leads us to conclude otherwise, and in any event,
as we shall discuss, the point relates to standing, which is
jurisdictional and not subject to waiver. See
United States
v.
Hays, 515
U. S. 737,742 (1995);
FW/PBS, Inc. v.
Dallas,
493 U. S. 215,
230-231 (1990). JUSTICE SOUTER recognizes the jurisdictional nature
of this point,
post, at 394, which is difficult to reconcile
with his view that we should not "reach out to address" it,
ibid.
350
Of course, the two roles briefly and partially coincide when a
court, in granting relief against actual harm that has been
suffered, or that will imminently be suffered, by a particular
individual or class of individuals, orders the alteration of an
institutional organization or procedure that causes the harm. But
the distinction between the two roles would be obliterated if, to
invoke intervention of the courts, no actual or imminent harm were
needed, but merely the status of being subject to a governmental
institution that was not organized or managed properly. If-to take
another example from prison life-a healthy inmate who had suffered
no deprivation of needed medical treatment were able to claim
violation of his constitutional right to medical care, see
Estelle v.
Gamble, 429 U. S. 97, 103 (1976),
simply on the ground that the prison medical facilities were
inadequate, the essential distinction between judge and executive
would have disappeared: it would have become the function of the
courts to assure adequate medical care in prisons.
The foregoing analysis would not be pertinent here if, as
respondents seem to assume, the right at issue-the right to which
the actual or threatened harm must pertain-were the right to a law
library or to legal assistance. But
Bounds established no
such right, any more than
Estelle established a right to a
prison hospital. The right that
Bounds acknowledged was the
(already well-established) right of
access to the courts. E.
g., Bounds, 430 U. S., at 817, 821, 828. In the cases to which
Bounds traced its roots, we had protected that right by
prohibiting state prison officials from actively interfering with
inmates' attempts to prepare legal documents,
e. g., Johnson
v.
Avery, 393
U. S. 483, 484, 489490 (1969), or file them,
e. g., Ex parte
Hull, 312 U. S.
546, 547-549 (1941), and by requiring state courts to waive
filing fees,
e. g., Burns v.
Ohio, 360 U. S. 252, 258
(1959), or transcript fees,
e. g., Griffin v.
Illinois, 351
U. S. 12, 19 (1956), for indigent inmates.
Bounds
focused on the same entitlement of access to the courts. Although
it affirmed a court order
351
requiring North Carolina to make law library facilities
available to inmates, it stressed that that was merely "one
constitutionally acceptable method to assure meaningful access to
the courts," and that "our decision here ... does not foreclose
alternative means to achieve that goal." 430 U. S., at 830. In
other words, prison law libraries and legal assistance programs are
not ends in themselves, but only the means for ensuring "a
reasonably adequate opportunity to present claimed violations of
fundamental constitutional rights to the courts."
Id., at
825.
Because
Bounds did not create an abstract, freestanding
right to a law library or legal assistance, an inmate cannot
establish relevant actual injury simply by establishing that his
prison's law library or legal assistance program is subpar in some
theoretical sense. That would be the precise analog of the healthy
inmate claiming constitutional violation because of the inadequacy
of the prison infirmary. Insofar as the right vindicated by
Bounds is concerned, "meaningful access to the courts is the
touchstone,"
id., at 823 (internal quotation marks omitted),
and the inmate therefore must go one step further and demonstrate
that the alleged shortcomings in the library or legal assistance
program hindered his efforts to pursue a legal claim. He might
show, for example, that a complaint he prepared was dismissed for
failure to satisfy some technical requirement which, because of
deficiencies in the prison's legal assistance facilities, he could
not have known. Or that he had suffered arguably actionable harm
that he wished to bring before the courts, but was so stymied by
inadequacies of the law library that he was unable even to file a
complaint.
Although
Bounds itself made no mention of an actualinjury
requirement, it can hardly be thought to have eliminated that
constitutional prerequisite. And actual injury is apparent on the
face of almost all the opinions in the 35-year line of
access-to-courts cases on which
Bounds relied, see
id.,
352
at 821-825.2 Moreover, the assumption of an actual-injury
requirement seems to us implicit in the opinion's statement that
"we encourage local experimentation" in various methods of assuring
access to the courts.
Id., at 832. One such experiment, for
example, might replace libraries with some minimal access to legal
advice and a system of courtprovided forms such as those that
contained the original complaints in two of the more significant
inmate-initiated cases in recent years,
Sandin v.
Conner, 515 U.
S. 472 (1995), and
Hudson v.
McMillian, 503 U. S. 1 (1992)-forms
that asked the inmates to provide only the facts and not to attempt
any legal analysis. We hardly think that what we meant by
"experimenting" with such an alternative was simply announcing it,
whereupon suit would immediately lie to declare it theoretically
inadequate and bring the experiment to a close. We think we
envisioned, instead, that the new
2JUSTICE STEVENS suggests that
Ex parte Hull, 312 U. S. 546 (1941),
establishes that even a lost
frivolous claim establishes
standing to complain of a denial of access to courts, see
post, at 408-409. As an initial matter, that is quite
impossible, since standing was neither challenged nor discussed in
that case, and we have repeatedly held that the existence of
unaddressed jurisdictional defects has no precedential effect. See,
e. g., Federal Election Comm'n v.
NRA
Political Victory Fund, 513 U. S. 88, 97 (1994);
United States v.
More, 3 Cranch 159, 172 (1805)
(Marshall, C. J.) (statement at oral argument). On the merits,
however, it is simply not true that the prisoner's claim in
Hull was frivolous. We rejected it because it had been
procedurally defaulted by,
inter alia, failure to object at
trial and failure to include a transcript with the petition, 312 U.
S., at 551. If all procedurally defaulted claims were frivolous,
Rule 11 business would be brisk indeed. JUSTICE STEVENS'S assertion
that "we held that the smuggled petition had insufficient merit
even to require an answer from the State,"
post, at 408-409,
is misleading. The attorney general of Michigan appeared in the
case, and our opinion discussed the merits of the claim at some
length, see 312 U. S., at 549-551. The posture of the case was
such, however, that we treated the claim "as a motion for leave to
file a petition for writ of habeas corpus,"
id., at 550;
after analyzing petitioner's case, we found it "insufficient to
compel
an order requiring the warden to answer," id., at 551
(emphasis added). That is not remotely equivalent to finding that
the underlying claim was frivolous.
353
program would remain in place at least until some inmate could
demonstrate that a nonfrivolous 3 legal claim had been frustrated
or was being impeded.4
3 JUSTICE SOUTER believes that
Bounds v.
Smith,
430 U. S. 817
(1977), guarantees prison inmates the right to present frivolous
claims-the determination of which suffices to confer standing, he
says, because it assumes that the dispute" 'will be presented in an
adversary context and in a form historically viewed as capable of
judicial resolution,'"
post, at 398399, quoting
Flast
v.
Cohen, 392
U. S. 83, 101 (1968). This would perhaps have seemed like good
law at the time of
Flast, but our later opinions have made
it explicitly clear that
Flast erred in assuming that
assurance of "serious and adversarial treatment" was the only value
protected by standing. See,
e. g., United States v.
Richardson, 418 U. S. 166, 176-180
(1974); Schlesinger v.
Reservists Comm. to Stop the
War, 418 U. S.
208, 220-223 (1974).
Flast failed to recognize that this
doctrine has a separation-of-powers component, which keeps courts
within certain traditional bounds vis-a-vis the other branches,
concrete adverseness or not. That is where the "actual injury"
requirement comes from. Not everyone who can point to some
"concrete" act and is "adverse" can call in the courts to examine
the propriety of executive action, but only someone who has been
actually injured. Depriving someone of an arguable (though
not yet established) claim inflicts actual injury because it
deprives him of something of value-arguable claims are settled,
bought, and sold. Depriving someone of a frivolous claim, on the
other hand, deprives him of nothing at all, except perhaps the
punishment of Federal Rule of Civil Procedure 11 sanctions.
4JUSTICE SOUTER suggests that he would waive this actual-injury
requirement in cases "involving substantial, systemic deprivation
of access to court" -that is, in cases involving" 'a direct,
substantial and continuous ... limit on legal materials,'" "total
denial of access to a library," or" '[a]n
absolute
deprivation of access to
all legal materials,'"
post,
at 401, and 400, n. 2. That view rests upon the expansive
understanding of
Bounds that we have repudiated. Unless
prisoners have a freestanding right to libraries, a showing of the
sort JUSTICE SOUTER describes would establish no
relevant
injury in fact, i.
e., injury-in-fact
caused by the
violation of legal right. See
Allen v.
Wright,
468 U. S. 737,
751 (1984). Denial of access to the courts could not possibly cause
the harm of inadequate libraries, but only the harm of lost,
rejected, or impeded legal claims.
Of course, JUSTICE SOUTER'S proposed exception is unlikely to be
of much real-world significance in any event. Where the situation
is so extreme as to constitute "an
absolute deprivation of
access to
all legal
354
It must be acknowledged that several statements in
Bounds
went beyond the right of access recognized in the earlier cases on
which it relied, which was a right to bring to court a grievance
that the inmate wished to present, see,
e. g., Ex parte
Hull, 312 U. S., at 547-548;
Griffin v.
Illinois,
351 U. S., at 13-16;
Johnson v.
Avery, 393 U. S., at
489. These statements appear to suggest that the State must enable
the prisoner to
discover grievances, and to
litigate
effectively once in court. See
Bounds, 430 U. S., at
825-826, and n. 14. These elaborations upon the right of access to
the courts have no antecedent in our
pre-Bounds cases, and
we now disclaim them. To demand the conferral of such sophisticated
legal capabilities upon a mostly uneducated and indeed largely
illiterate prison population is effectively to demand permanent
provision of counsel, which we do not believe the Constitution
requires.
Finally, we must observe that the injury requirement is not
satisfied by just any type of frustrated legal claim. Nearly all of
the access-to-courts cases in the
Bounds line involved
attempts by inmates to pursue direct appeals from the convictions
for which they were incarcerated, see
Douglas v.
California, 372 U. S. 353, 354
(1963);
Burns v.
Ohio, 360 U. S., at 253, 258;
Griffin v.
Illinois, supra, at 13, 18;
Cochran
v.
Kansas, 316
U. S. 255, 256 (1942), or habeas petitions, see
Johnson
v.
Avery, supra, at 489;
Smith v.
Bennett,
365 U. S. 708,
709-710 (1961);
Ex parte Hull, supra, at 547548. In
Wolff v.
McDonnell, 418 U. S. 539 (1974), we
extended this universe of relevant claims only slightly, to "civil
rights actions"-i.
e., actions under 42 U. S. C. § 1983 to
vindicate "basic constitutional rights." 418 U. S., at 579.
Significantly, we felt compelled to justify even this slight
extension of the right of access to the courts, stressing that "the
demarcation line between civil rights actions and ha-
materials," finding a prisoner with a claim affected by this
extremity will probably be easier than proving the extremity.
355
beas petitions is not always clear," and that "[i]t is futile to
contend that the Civil Rights Act of 1871 has less importance in
our constitutional scheme than does the Great Writ."
Ibid.
The prison law library imposed in
Bounds itself was far from
an all-subject facility. In rejecting the contention that the
State's proposed collection was inadequate, the District Court
there said:
"This Court does not feel inmates need the entire U. S. Code
Annotated. Most of that code deals with federal laws and
regulations that would never involve a state prisoner ....
"It is also the opinion of this Court that the cost of N. C.
Digest and Modern Federal Practice Digest will surpass the
usefulness of these research aids. They cover mostly areas not of
concern to inmates." 5 Supplemental App. to Pet. for Cert. in
Bounds v. Smith, O. T. 1976, No. 75-915, p. 18.
In other words,
Bounds does not guarantee inmates the
wherewithal to transform themselves into litigating engines capable
of filing everything from shareholder derivative actions to
slip-and-fall claims. The tools it requires to be provided are
those that the inmates need in order to attack their sentences,
directly or collaterally, and in order to challenge the conditions
of their confinement. Impairment of any
other litigating
capacity is simply one of the incidental (and perfectly
constitutional) consequences of conviction and incarceration.
5 The District Court order in this case, by contrast, required
ADOC to stock each library with,
inter alia, the Arizona
Digest, the Modern Federal Practice Digest, Corpus Juris Secundum,
and a full set of the United States Code Annotated, and to provide
a 30-40 hour videotaped legal research course covering "relevant
tort and civil law, including immigration and family issues." App.
to Pet. for Cert. 69a, 71a; 834 F. Supp. 1553, 1561-1562 (Ariz.
1992).
356
B
Here the District Court identified only two instances of actual
injury. In describing ADOC's failures with respect to illiterate
and non- English-speaking prisoners, it found that "[a]s a result
of the inability to receive adequate legal assistance, prisoners
who are slow readers have had their cases dismissed with
prejudice," and that "[o]ther prisoners have been unable to file
legal actions." 834 F. Supp., at 1558. Although the use of the
plural suggests that several prisoners sustained these actual
harms, the court identified only one prisoner in each instance.
Id., at 1558, nn. 37 (lawsuit of inmate Bartholic dismissed
with prejudice), 38 (inmate Harris unable to file a legal
action).
Petitioners contend that "any lack of access experienced by
these two inmates is not attributable to unconstitutional State
policies," because ADOC "has met its constitutional obligations."
Brief for Petitioners 32, n. 22. The claim appears to be that all
inmates, including the illiterate and non-English speaking, have a
right to nothing more than "physical access to excellent libraries,
plus help from legal assistants and law clerks."
Id.,
at 35. This misreads
Bounds, which as we have said
guarantees no particular methodology but rather the conferral of a
capability-the capability of bringing contemplated challenges to
sentences or conditions of confinement before the courts. When any
inmate, even an illiterate or non- English-speaking inmate, shows
that an actionable claim of this nature which he desired to bring
has been lost or rejected, or that the presentation of such a claim
is currently being prevented, because this capability of filing
suit has not been provided, he demonstrates that the State has
failed to furnish
"adequate law libraries or
adequate
assistance from persons trained in the law,"
Bounds, 430 U.
S., at 828 (emphasis added). Of course, we leave it to prison
officials to determine how best to ensure that inmates with
language problems have a reasonably adequate opportunity to file
nonfrivolous legal claims challenging their convictions or
conditions of confinement. But it is
357
that capability, rather than the capability of turning pages in
a law library, that is the touchstone.
C
Having rejected petitioners' argument that the injuries suffered
by Bartholic and Harris do not count, we turn to the question
whether those injuries, and the other findings of the District
Court, support the injunction ordered in this case. The
actual-injury requirement would hardly serve the purpose we have
described above-of preventing courts from undertaking tasks
assigned to the political branchesif once a plaintiff demonstrated
harm from one particular inadequacy in government administration,
the court were authorized to remedy
all inadequacies in that
administration. The remedy must of course be limited to the
inadequacy that produced the injury in fact that the plaintiff has
established. See
Missouri v.
Jenkins, 515 U. S. 70, 88, 89
(1995) ("[T]he nature of the ... remedy is to be determined by the
nature and scope of the constitutional violation" (citation and
internal quotation marks omitted)).
This is no less true with respect to class actions than with
respect to other suits. "That a suit may be a class action ... adds
nothing to the question of standing, for even named plaintiffs who
represent a class 'must allege and show that they personally have
been injured, not that injury has been suffered by other,
unidentified members of the class to which they belong and which
they purport to represent.'"
Simon v.
Eastern Ky.
Welfare Rights Organization,
426 U. S. 26, 40, n. 20
(1976), quoting
Warth v.
Seldin, 422 U. S. 490, 502
(1975). The general allegations of the complaint in the present
case may well have sufficed to claim injury by named plaintiffs,
and hence standing to demand remediation, with respect to various
alleged inadequacies in the prison system, including failure to
provide adequate legal assistance to nonEnglish-speaking inmates
and lockdown prisoners. That point is irrelevant now, however, for
we are beyond the pleading stage.
358
"Since they are not mere pleading requirements, but rather an
indispensable part of the plaintiff's case, each element [of
standing] must be supported in the same way as any other matter on
which the plaintiff bears the burden of proof, i. e., with
the manner and degree of evidence required at the successive stages
of the litigation. At the pleading stage, general factual
allegations of injury resulting from the defendant's conduct may
suffice, for on a motion to dismiss we presume that general
allegations embrace those specific facts that are necessary to
support the claim. In response to a summary judgment motion,
however, the plaintiff can no longer rest on such mere allegations,
but must set forth by affidavit or other evidence specific facts,
which for purposes of the summary judgment motion will be taken to
be true. And at the final stage, those facts (if controverted) must
be supported adequately by the evidence adduced at trial."
Lujan v. Defenders of Wildlife, 504 U. S. 555, 561
(1992) (citations and internal quotation marks omitted).
After the trial in this case, the court found actual injury on
the part of only one named plaintiff, Bartholic; and the cause of
that injury-the inadequacy which the suit empowered the court to
remedy-was failure of the prison to provide the special services
that Bartholic would have needed, in light of his illiteracy, to
avoid dismissal of his case. At the outset, therefore, we can
eliminate from the proper scope of this injunction provisions
directed at special services or special facilities required by
non-English speakers, by prisoners in lockdown, and by the inmate
population at large. If inadequacies of this character exist, they
have not been found to have harmed any plaintiff in this lawsuit,
and hence were not the proper object of this District Court's
remediation.6
6JUSTICE STEVENS concludes, in gross, that Bartholic's and
Harris's injuries are "sufficient to satisfy any constitutional
[standing] concerns,"
post, at 408. But standing is not
dispensed in gross. If the right to complain
359
As to remediation of the inadequacy that caused Bartholie's
injury, a further question remains: Was that inadequacy widespread
enough to justify systemwide relief? The only findings supporting
the proposition that, in all of ADOC's facilities, an illiterate
inmate wishing to file a claim would be unable to receive the
assistance necessary to do so were (1) the finding with respect to
Bartholic, at the Florence facility, and (2) the finding that
Harris, while incarcerated at Perryville, had once been "unable to
file [a] legal actio[n]." 834 F. Supp., at 1558. These two
instances were a patently inadequate basis for a conclusion of
systemwide violation and imposition of systemwide relief. See
Dayton Bd. of Ed. v.
Brinkman, 433 U. S. 406, 417 (1977)
("[I]nstead of tailoring a remedy commensurate with the three
specific violations, the Court of Appeals imposed a systemwide
remedy going beyond their scope");
id., at 420 ("[O]nly if
there has been a systemwide impact may there be a systemwide
remedy");
of
one administrative deficiency automatically conferred
the right to complain of
all administrative deficiencies,
any citizen aggrieved in one respect could bring the whole
structure of state administration before the courts for review.
That is of course not the law. As we have said, "[n]or does a
plaintiff who has been subject to injurious conduct of one kind
possess by virtue of that injury the necessary stake in litigating
conduct of another kind, although similar, to which he has not been
subject."
Blum v.
Yaretsky,
457 U. S. 991, 999
(1982). As even JUSTICE SOUTER concedes, the inability of
respondents to produce
any evidence of actual injury to
other than
illiterate inmates (Bartholic and Harris)
"dispose[s] of the challenge to remedial orders insofar as they
touch non-English speakers and lockdown prisoners."
Post, at
395.
Contrary to JUSTICE STEVENS'S suggestion, see
post, at
408, n. 4, our holding that respondents lacked standing to complain
of injuries to nonEnglish speakers and lockdown prisoners does
not amount to "a conclusion that the class was improper."
The standing determination is quite separate from certification of
the class. Again,
Blum proves the point: In that case, we
held that a class of "'all residents of skilled nursing and health
related nursing facilities in New York State who are recipients of
Medicaid benefits'" lacked standing to challenge transfers to
higher levels of care, even though they had standing to challenge
discharges and transfers to lower levels; but we did not disturb
the class definition. See 457 U. S., at 997, n. 11, 999-1002.
360
Califano v.
Yamasaki, 442 U. S. 682, 702 (1979)
("[T]he scope of injunctive relief is dictated by the extent of the
violation established, not by the geographical extent of the
plaintiff class").
To be sure, the District Court also noted that "the trial
testimony ... indicated that there are prisoners who are unable to
research the law because of their functional illiteracy," 834 F.
Supp., at 1558. As we have discussed, however, the Constitution
does not require that prisoners (literate or illiterate) be able to
conduct generalized research, but only that they be able to present
their grievances to the courtsa more limited capability that can be
produced by a much more limited degree of legal assistance. Apart
from the dismissal of Bartholic's claim with prejudice, and
Harris's inability to file his claim, there is no finding, and as
far as we can discern from the record no evidence, that in Arizona
prisons illiterate prisoners cannot obtain the minimal help
necessary to file particular claims that they wish to bring before
the courts. The constitutional violation has not been shown to be
systemwide, and granting a remedy beyond what was necessary to
provide relief to Harris and Bartholic was therefore improper.7
7 Our holding regarding the inappropriateness of systemwide
relief for illiterate inmates does not rest upon the application of
standing rules, but rather, like JUSTICE SOUTER'S conclusion, upon
"the respondents' failure to prove that denials of access to
illiterate prisoners pervaded the State's prison system,"
post, at 397. In one respect, however, JUSTICE SOUTER'S view
of this issue differs from ours. He believes that systemwide relief
would have been appropriate "[h]ad the findings shown libraries in
shambles throughout the prison system,"
ibid. That is
consistent with his view, which we have rejected, that lack of
access to adequate library facilities qualifies as relevant injury
in fact, see n. 4,
supra.
Contrary to JUSTICE SOUTER'S assertion,
post, at 397, the
issue of systemwide relief has nothing to do with the law governing
class actions.
Whether or not a class of plaintiffs with
frustrated nonfrivolous claims
exists, and no matter how
extensive this class may be, unless it was established that
violations with respect to that class occurred in all institutions
of Arizona's system, there was no basis for a remedial decree
imposed
361
III
There are further reasons why the order here cannot stand. We
held in
Turner v.
Safley, 482 U. S. 78 (1987), that
a prison regulation impinging on inmates' constitutional rights "is
valid if it is reasonably related to legitimate penological
interests."
Id., at 89. Such a deferential standard is
necessary, we explained,
"if 'prison administrators ... , and not the courts, [are] to
make the difficult judgments concerning institutional operations.'
Subjecting the day-to-day judgments of prison officials to an
inflexible strict scrutiny analysis would seriously hamper their
ability to anticipate security problems and to adopt innovative
solutions to the intractable problems of prison administration."
Ibid. (citation omitted), quoting Jones v. North
Carolina Prisoners'Labor Union, Inc., 433 U. S. 119, 128
(1977).
These are the same concerns that led us to encourage "local
experimentation" in
Bounds, see
supra, at 352, and we
think it quite obvious that
Bounds and
Turner must be
read
in pari materia.
The District Court here failed to accord adequate deference to
the judgment of the prison authorities in at least three
significant respects. First, the court concluded that ADOC's
restrictions on lockdown prisoners' access to law libraries were
unjustified.
Turner's principle of deference has special
force with regard to that issue, since the inmates in lockdown
include "the most dangerous and violent prisoners in the Arizona
prison system," and other inmates presenting special disciplinary
and security concerns. Brief for Petitioners 5. The District Court
made much of the fact
upon all those institutions. However inadequate the library
facilities may be as a theoretical matter, various prisons may have
other means (active assistance from "jailhouse lawyers," complaint
forms, etc.) that suffice to prevent the legal harm of denial of
access to the courts. Courts have no power to presume and remediate
harm that has not been established.
362
that lockdown prisoners routinely experience delays in receiving
legal materials or legal assistance, some as long as 16 days, 834
F. Supp., at 1557, and n. 23, but so long as they are the product
of prison regulations reasonably related to legitimate penological
interests, such delays are not of constitutional significance, even
where they result in actual injury (which, of course, the District
Court did not find here).
Second, the injunction imposed by the District Court was
inordinately-indeed, wildly-intrusive. There is no need to belabor
this point. One need only read the order, see App. to Pet. for
Cert. 61a-85a, to appreciate that it is the
ne plus ultra of
what our opinions have lamented as a court's "in the name of the
Constitution, becom[ing] ... enmeshed in the minutiae of prison
operations."
Bell v.
Wolfish, 441 U. S. 520, 562
(1979).
Finally, the order was developed through a process that failed
to give adequate consideration to the views of state prison
authorities. We have said that "[t]he strong considerations of
comity that require giving a state court system that has convicted
a defendant the first opportunity to correct its own errors ...
also require giving the States the first opportunity to correct the
errors made in the internal administration of their prisons."
Preiser v.
Rodriguez, 411 U. S. 475, 492
(1973). For an illustration of the proper procedure in a case such
as this, we need look no further than
Bounds itself. There,
after granting summary judgment for the inmates, the District Court
refrained from "'dictat[ing] precisely what course the State should
follow.'"
Bounds, 430 U. S., at 818. Rather, recognizing
that "determining the 'appropriate relief to be ordered ...
presents a difficult problem,'" the court" 'charge[d] the
Department of Correction with the task of devising a
Constitutionally sound program' to assure inmate access to the
courts."
Id., at 818-819. The State responded with a
proposal, which the District Court ultimately approved with minor
changes, after considering ob-
363
jections raised by the inmates.
Id., at 819-820. We
praised this procedure, observing that the court had "scrupulously
respected the limits on [its] role," by "not ... thrust[ing] itself
into prison administration" and instead permitting "[p]rison
administrators [to] exercis[e] wide discretion within the bounds of
constitutional requirements."
Id., at 832-833.
As
Bounds was an exemplar of what should be done, this
case is a model of what should not. The District Court totally
failed to heed the admonition of
Preiser. Having found a
violation of the right of access to the courts, it conferred upon
its special master, a law professor from Flushing, New York, rather
than upon ADOC officials, the responsibility for devising a
remedial plan. To make matters worse, it severely limited the
remedies that the master could choose. Because, in the court's
view, its order in an earlier access-tocourts case (an order that
adopted the recommendations of the same special master) had
"resolved successfully" most of the issues involved in this
litigation, the court instructed that as to those issues it would
implement the earlier order statewide, "with any modifications that
the parties and Special Master determine are necessary due to the
particular circumstances of the prison facility." App. to Pet. for
Cert. 88a (footnote omitted). This will not do. The State was
entitled to far more than an opportunity for rebuttal, and on that
ground alone this order would have to be set aside.8
8JUSTICE STEVENS believes that the State of Arizona "is most to
blame for the objectionable character of the final [injunctive]
order,"
post, at 411, for two reasons: First, because of its
lack of cooperation in prison litigation three to five years
earlier before the same judge, see
Gluth v.
Kangas,
773 F. Supp. 1309 (Ariz. 1988). But the rule that federal
courts must "giv[e] the States the first opportunity to correct the
errors made in the internal administration of their prisons,"
Preiser v.
Rodriguez, 411 U. S. 475, 492
(1973), is not to be set aside when a judge decides that a State
was insufficiently cooperative in
a different, earlier case.
There was no indication of obstructive tactics by the State in the
present case, from which one ought to have concluded that the State
had learned its lesson. Second,
364
***
For the foregoing reasons, we reverse the judgment of the Court
of Appeals and remand the case for further proceedings consistent
with this opinion.
It is so ordered.
JUSTICE THOMAS, concurring.
The Constitution charges federal judges with deciding cases and
controversies, not with running state prisons. Yet, too frequently,
federal district courts in the name of the Constitution effect
wholesale takeovers of state correctional facilities and run them
by judicial decree. This case is a textbook example. Dissatisfied
with the quality of the law libraries and the legal assistance at
Arizona's correctional institutions, the District Court imposed a
statewide decree on the Arizona Department of Corrections (ADOC),
dictating in excruciatingly minute detail a program to assist
inmates in the filing of lawsuits-right down to permissible noise
levels in library reading rooms. Such gross overreaching by a
federal district court simply cannot be tolerated in our federal
system. Principles of federalism and separation of powers dictate
that exclusive responsibility for administering state prisons
resides with the State and its officials.
JUSTICE STEVENS contends that the State failed vigorously to
oppose application of the
Gluth methodology to the present
litigation. But surely there was no reasonable doubt that the State
objected to that methodology. JUSTICE STEVENS demands from the
State, we think, an unattainable degree of courage and foolishness
in insisting that, having been punished for its recalcitrance in
the earlier case by the imposition of the
Gluth methodology,
it antagonize the District Court further by "zealously" insisting
that that methodology, recently vindicated on appeal, must be
abandoned. It sufficed, we think, for the State to submit for the
record at every turn that "Defendants' objections and suggestions
for modifications shall not be deemed a waiver of these Defendants'
right to appeal prior rulings and orders of this Court or appeal
from the subsequent final Order setting forth the injunctive relief
regarding legal access issues," see,
e. g., App. 221,
225, 231, 239, 243.
365
Of course, prison officials must maintain their facilities
consistent with the restrictions and obligations imposed by the
Constitution. In
Bounds v.
Smith, 430 U. S. 817 (1977), we
recognized as part of the State's constitutional obligations a duty
to provide prison inmates with law libraries or other legal
assistance at state expense, an obligation we described as part of
a loosely defined "right of access to the courts" enjoyed by
prisoners. While the Constitution may guarantee state inmates an
opportunity to bring suit to vindicate their federal constitutional
rights, I find no basis in the Constitution-and
Bounds cited
none-for the right to have the government finance the endeavor.
I join the majority opinion because it places sensible and
much-needed limitations on the seemingly limitless right to
assistance created in
Bounds and because it clarifies the
scope of the federal courts' authority to subject state prisons to
remedial decrees. I write separately to make clear my doubts about
the validity of
Bounds and to reiterate my observation in
Missouri v.
Jenkins, 515 U. S. 70 (1995), that
the federal judiciary has for the last half century been exercising
"equitable" powers and issuing structural decrees entirely out of
line with its constitutional mandate.
I A
This case is not about a right of "access to the courts."
There is no proof that Arizona has prevented even a single
inmate from filing a civil rights lawsuit or submitting a petition
for a writ of habeas corpus. Instead, this case is about the extent
to which the Constitution requires a State to finance or otherwise
assist a prisoner's efforts to bring suit against the State and its
officials.
In
Bounds v.
Smith, supra, we recognized for the
first time a "fundamental constitutional right" of all inmates to
have the State "assist [them] in the preparation and filing of
meaningful legal papers."
Id., at 828. We were not
explicit
366
as to the forms the State's assistance must take, but we did
hold that, at a minimum, States must furnish prisoners "with
adequate law libraries or adequate assistance from persons trained
in the law."
Ibid. Although our cases prior to
Bounds
occasionally referenced a constitutional right of access to the
courts, we had never before recognized a freestanding
constitutional right that requires the States to "shoulder
affirmative obligations,"
id., at 824, in order to "insure
that inmate access to the courts is adequate, effective, and
meaningful,"
id., at 822.
Recognition of such broad and novel principles of constitutional
law are rare enough under our system of law that I would have
expected the
Bounds Court to explain at length the
constitutional basis for the right to state-provided legal
materials and legal assistance. But the majority opinion in
Bounds failed to identify a single provision of the
Constitution to support the right created in that case, a fact that
did not go unnoticed in strong dissents by Chief Justice Burger and
then-JusTIcE REHNQUIST. See
id., at 833-834 (opinion of
Burger, C. J.) ("The Court leaves us unenlightened as to the source
of the 'right of access to the courts' which it perceives or of the
requirement that States 'foot the bill' for assuring such access
for prisoners who want to act as legal researchers and brief
writers");
id., at 840 (opinion of REHNQUIST, J.) ("[T]he
'fundamental constitutional right of access to the courts' which
the Court announces today is created virtually out of whole cloth
with little or no reference to the Constitution from which it is
supposed to be derived"). The dissents' calls for an explanation as
to which provision of the Constitution guarantees prisoners a right
to consult a law library or a legal assistant, however, went
unanswered. This is perhaps not surprising: Just three years before
Bounds was decided we admitted that the "[t]he precise
rationale" for many of the "access to the courts" cases on which
Bounds relied had "never been explicitly stated," and that
no Clause that had thus far been advanced "by itself provides
367
an entirely satisfactory basis for the result reached."
Ross
The weakness in the Court's constitutional analysis in
Bounds is punctuated by our inability, in the 20 years
since, to agree upon the constitutional source of the supposed
right. We have described the right articulated in
Bounds as
a "consequence" of due process,
Murray v.
Giarratano,
492 U. S. 1, 11, n.
6 (1989) (plurality opinion) (citing
Procunier v.
Martinez, 416
U. S. 396, 419 (1974)), as an "aspect" of equal protection, 492
U. S., at 11, n. 6 (citation omitted), or as an "equal protection
guarantee,"
Pennsylvania v.
Finley, 481 U. S. 551, 557
(1987). In no instance, however, have we engaged in rigorous
constitutional analysis of the basis for the asserted right. Thus,
even as we endeavor to address the question presented in this
case-whether the District Court's order "exceeds the constitutional
requirements set forth in
Bounds," Pet. for Cert. i-we do so
without knowing which Amendment to the Constitution governs our
inquiry.
It goes without saying that we ordinarily require more
exactitude when evaluating asserted constitutional rights. "As a
general matter, the Court has always been reluctant" to extend
constitutional protection to "unchartered area[s]," where the
"guideposts for responsible decisionmaking ... are scarce and
open-ended."
Collins v.
Harker Heights, 503 U. S.
115, 125 (1992). It is a bedrock principle of judicial restraint
that a right be lodged firmly in the text or tradition of a
specific constitutional provision before we will recognize it as
fundamental. Strict adherence to this approach is essential if we
are to fulfill our constitutionally assigned role of giving full
effect to the mandate of the Framers without infusing the
constitutional fabric with our own political views.
B
In lieu of constitutional text, history, or tradition,
Bounds turned primarily to precedent in recognizing the
right to state assistance in the researching and filing of
prisoner
368
claims. Our cases, however, had never recognized a right of the
kind articulated in
Bounds, and, in my opinion, could not
reasonably have been read to support such a right. Prior to
Bounds, two lines of cases dominated our so-called "access
to the courts" jurisprudence. One of these lines, rooted largely in
principles of equal protection, invalidated state filing and
transcript fees and imposed limited affirmative obligations on the
States to ensure that their criminal procedures did not
discriminate on the basis of poverty. These cases recognized a
right to
equal access, and any affirmative obligations
imposed
(e. g., a free transcript or counsel on a first
appeal as of right) were strictly limited to ensuring equality of
access, not access in its own right. In a second line of cases, we
invalidated state prison regulations that restricted or effectively
prohibited inmates from filing habeas corpus petitions or civil
rights lawsuits in federal court to vindicate federally protected
rights. While the cases in this line did guarantee a certain amount
of access to the federal courts, they imposed no affirmative
obligations on the States to facilitate access, and held only that
States may not "abridge or impair" prisoners' efforts to petition a
federal court for vindication of federal rights.
Ex parte Hull,
312 U. S. 546, 549 (1941). Without pausing to consider either
the reasoning behind, or the constitutional basis for, each of
these independent lines of case law, the Court in
Bounds
engaged in a loose and selective reading of our precedents as it
created a freestanding and novel right to statesupported legal
assistance. Despite the Court's purported reliance on prior cases,
Bounds in fact represented a major departure both from
precedent and historical practice.
1
In a series of cases beginning with
Griffin v.
Illinois, 351 U. S. 12 (1956), the Court invalidated state
rules that required indigent criminal defendants to pay for trial
transcripts or to pay other fees necessary to have their
appeals
369
or habeas corpus petitions heard. According to the
Bounds
Court, these decisions "struck down restrictions and required
remedial measures to insure that inmate access to the courts is
adequate, effective, and meaningful." 430 U. S., at 822. This is
inaccurate. Notwithstanding the suggestion in
Bounds, our
transcript and fee cases did
not establish a freestanding
right of access to the courts, meaningful or otherwise.
In
Griffin, for instance, we invalidated an Illinois rule
that charged criminal defendants a fee for a trial transcript
necessary to secure full direct appellate review of a criminal
conviction. See 351 U. S., at 13-14;
id., at 22
(Frankfurter, J., concurring in judgment). See also
Ross v.
Moffitt, supra, at 605-606. Though we held the fee to be
unconstitutional, our decision did not turn on the effectiveness or
adequacy of the access afforded to criminal defendants generally.
We were quite explicit in reaffirming the century-old principle
that "a State is not required by the Federal Constitution to
provide appellate courts or a right to appellate review
at
all." Griffin, supra, at 18 (emphasis added) (citing
McKane v.
Durston, 153 U. S. 684, 687-688
(1894)). Indeed, the Court in
Griffin was unanimous on this
point. See 351 U. S., at 21 (Frankfurter, J., concurring in
judgment) ("[I]t is now settled that due process of law does not
require a State to afford review of criminal judgments");
id., at 27 (Burton, J., dissenting) ("Illinois, as the
majority admit, could thus deny an appeal altogether in a criminal
case without denying due process of law");
id., at 36
(Harlan, J., dissenting) ("The majority of the Court concedes that
the Fourteenth Amendment does not require the States to provide for
any kind of appellate review").l In light of the
Griffin
Court's unanimous
1 We reaffirmed this principle almost two decades later, and
just three years before
Bounds v.
Smith, 430 U. S. 817 (1977), in
Ross v.
Moffitt, 417 U. S. 600 (1974), where we
observed that
Griffin v.
Illinois, 351 U. S. 12 (1956), and
"[s]ucceeding cases invalidated ... financial barriers to the
appellate process, at the same time reaffirming the traditional
principle
370
pronouncement that a State is not constitutionally required to
provide
any court access to criminals who wish to challenge
their convictions, the
Bounds Court's description of
Griffin as ensuring "'adequate and effective appellate
review,'" 430 U. S., at 822 (quoting
Griffin, supra, at 20),
is unsustainable.
Instead,
Griffin rested on the quite different principle
that, while a State is not obliged to provide appeals in criminal
cases, the review a State chooses to afford must not be
administered in a way that excludes indigents from the appellate
process solely on account of their poverty. There is no mistaking
the principle that motivated
Griffin:
"It is true that a State is not required by the Federal
Constitution to provide appellate courts or a right to appellate
review at all. But that is not to say that a State that does grant
appellate review can do so in a way that discriminates against some
convicted defendants on account of their poverty .... [A]t all
stages of the proceedings the Due Process and Equal Protection
Clauses protect [indigent persons] from invidious discriminations
....
" ... There can be no equal justice where the kind of trial a
man gets depends on the amount of money he has. Destitute
defendants must be afforded as adequate appellate review as
defendants who have money enough to buy transcripts." 351 U. S., at
18-19 (plurality opinion) (citation omitted).
Justice Frankfurter, who provided the fifth vote for the
majority, confirmed in a separate writing that it was invidious
discrimination, and not the denial of adequate, effective, or
meaningful access to the courts, that rendered the Illinois
regulation unconstitutional: "[W]hen a State deems it wise
that a State is not obliged to provide any appeal at all for
criminal defendants." 417 U. S., at 606 (citing
McKane v.
Durston, 153
U. S. 684 (1894)). See also 417 U. S., at 611.
371
and just that convictions be susceptible to review by an
appellate court, it cannot by force of its exactions draw a line
which precludes convicted indigent persons ... from securing such a
review .... "
Id., at 23 (opinion concurring in judgment).
Thus, contrary to the characterization in
Bounds, Griffin
stands not for the proposition that all inmates are entitled to
adequate appellate review of their criminal convictions, but for
the more modest rule that, if the State chooses to afford appellate
review, it "can no more discriminate on account of poverty than on
account of religion, race, or color."
Griffin, supra, at 17
(plurality opinion).2
If we left any doubt as to the basis of our decision in
Griffin, we eliminated it two decades later in
Douglas v.
California, 372 U. S. 353 (1963),
where we held for the first time that States must provide
assistance of counsel on a first appeal as of right for all
indigent defendants. Like
Griffin, Douglas turned not on a
right of access
per se, but rather on the right not to be
denied, on the basis of poverty, access afforded to others. We did
not say in
Douglas that indigents have a right to a
"meaningful appeal" that could not be realized absent appointed
counsel. Cf.
Bounds, 430 U. S., at 823.
2 This is what Justice Brennan came to call the
"Griffin
equality principle,"
United States v.
MacCollom,
426 U. S. 317,
331 (1976) (dissenting opinion), and it provided the rationale for
a string of decisions that struck down a variety of state
transcript and filing fees as applied to indigent prisoners.
Bounds cited a number of these cases in support of the right
to "adequate, effective and meaningful" access to the courts. See
430 U. S., at 822, and n. 8. But none of the transcript and fee
cases on which
Bounds relied were premised on a substantive
standard of court access. Rather, like
Griffin, these cases
were primarily concerned with invidious discrimination on the basis
of wealth. See,
e. g., Smith v.
Bennett,
365 U. S. 708, 709 (1961) ("[T]o interpose any financial
consideration between an indigent prisoner of the State and his
exercise of a state right to sue for his liberty is to deny that
prisoner the equal protection of the laws");
Gardner v.
California, 393 U. S. 367, 370-371
(1969) ("[I]n the context of California's habeas corpus procedure
denial of a transcript to an indigent marks the same invidious
discrimination which we held impermissible in
...
Griffin").
372
What we did say is that, in the absence of state-provided
counsel, "[t]here is lacking that equality demanded by the
Fourteenth Amendment where the rich man, who appeals as of right,
enjoys the benefit of counse[l] ... while the indigent ... is
forced to shift for himself."
Douglas, supra, at 357358.
Just as in
Griffin, where "we held that a State may not
grant appellate review in such a way as to discriminate against
some convicted defendants on account of their poverty,"
Douglas, 372 U. S., at 355, the evil motivating our decision
in
Douglas was "discrimination against the indigent,"
ibid.3
3 There is some discussion of due process by the plurality in
Griffin, see 351 U. S., at 17-18, and a passing reference to
"fair procedure" in
Douglas, 372 U. S., at 357. These
unexplained references to due process, made in the course of equal
protection analyses, provide an insufficient basis for concluding
that the regulations challenged in
Griffin and
Douglas independently violated the Due Process Clause. And
attempts in subsequent cases to salvage a role for the Due Process
Clause in this context and to explain the difference between the
equal protection and due process analyses in
Griffin have,
in my opinion, been unpersuasive. See
Evitts v.
Lucey, 469 U.
S. 387, 402-405 (1985);
Bearden v.
Georgia,
461 U. S. 660,
665-667 (1983). In any event, there do not appear to have been five
votes in
Griffin in support of a holding under the Due
Process Clause; subsequent transcript and fee cases turned
primarily, if not exclusively, on equal protection grounds, see,
e. g., Smith v.
Bennett, supra, at 714; and the
Douglas Court, with its "obvious emphasis" on equal
protection, 372 U. S., at 361 (Harlan, J., dissenting), does not
appear to have reached the due process question, notwithstanding
Justice Harlan's supposition to the contrary, see
id., at
360-361.
It is difficult to see how due process could be implicated in
these cases, given our consistent reaffirmation that the States can
abolish criminal appeals altogether consistently with due process.
See,
e. g., Ross v.
Moffitt, 417 U. S., at 611. The
fact that a State affords some access "does not automatically mean
that a State then acts unfairly," and hence violates due process,
by denying indigents assistance "at every stage of the way."
Ibid. Under our cases, "[u]nfairness results only if
indigents are singled out by the State and denied meaningful access
to the appellate system because of their poverty," a question "more
profitably considered under an equal protection analysis."
Ibid.
373
Our transcript and fee cases were, therefore, limited holdings
rooted in principles of equal protection. In
Bounds, these
cases were recharacterized almost beyond recognition, as the Court
created a new and different right on behalf of prisoners-a right to
have the State pay for law libraries or other forms of legal
assistance without regard to the equality of access. Only by
divorcing our prior holdings from their reasoning, and by elevating
dicta over constitutional principle, was the Court able to reach
such a result.
The unjustified transformation of the right to nondiscriminatory
access to the courts into the broader, untethered right to legal
assistance generally would be reason enough for me to conclude that
Bounds was wrongly decided. However, even assuming that
Bounds properly relied upon the
Griffin line of cases
for the proposition for which those cases actually stood, the
Bounds Court failed to address a significant intervening
development in our jurisprudence: the fact that the equal
protection theory underlying
Griffin and its progeny had
largely been abandoned prior to
Bounds. The provisions
invalidated in our transcript and fee cases were all facially
neutral administrative regulations that had a disparate impact on
the poor; there is no indication in any of those cases that the
State imposed the challenged fee with the purpose of deliberately
discriminating against indigent defendants. See,
e. g., Douglas,
supra, at 361 (Harlan, J., dissenting) (criticizing the Court
for invalidating a state law "of general applicability" solely
because it "may affect the poor more harshly than it does the
rich"). In the years between
Douglas and
Bounds,
however, we rejected a disparateimpact theory of the Equal
Protection Clause. That the doctrinal basis for
Griffin and
its progeny has largely been undermined-and in fact had been before
Bounds was decided-confirms the invalidity of the right to
law libraries and legal assistance created in
Bounds.
We first cast doubt on the proposition that a facially
neutrallaw violates the Equal Protection Clause solely because
374
it has a disparate impact on the poor in
San Antonio
Independent School Dist. v.
Rodriguez, 411 U. S. 1 (1973). In
Rodriguez, the respondents challenged Texas' traditional
system of financing public education under the Equal Protection
Clause on the ground that, under that system, "some poorer people
receive less expensive educations than other more affluent people."
Id., at 19. In rejecting the claim that this sort of
disparate impact amounted to unconstitutional discrimination, we
declined the respondents' invitation to extend the rationale of
Griffin, Douglas, and similar cases. We explained that,
under those cases, unless a group claiming discrimination on the
basis of poverty can show that it is
"completely unable to
pay for some desired benefit, and as a consequence, ... sustained
an
absolute deprivation of a meaningful opportunity to enjoy
that benefit," 411 U. S., at 20 (emphasis added), strict scrutiny
of a classification based on wealth does not apply. Because the
respondents in
Rodriguez had not shown that "the children in
districts having relatively low assessable property values are
receiving
no public education," but rather claimed only that
"they are receiving a poorer quality education than that available
to children in districts having more assessable wealth,"
id., at 23 (emphasis added), we held that the "Texas system
does not operate to the peculiar disadvantage of any suspect
class,"
id., at 28. After
Rodriguez, it was clear
that "wealth discrimination alone [does not] provid[e] an adequate
basis for invoking strict scrutiny,"
id., at 29, and that,
"at least where wealth is involved, the Equal Protection Clause
does not require absolute equality or precisely equal advantages,"
id., at 24. See also
Kadrmas v.
Dickinson Public
Schools, 487 U. S. 450, 458 (1988);
Harris v.
McRae, 448 U.
S. 297, 322-323
(1980); Maher v.
Roe, 432 U. S. 464, 470-471
(1977).4
4 The absence of a prison law library or other state-provided
legal assistance can hardly be said to deprive inmates absolutely
of an opportunity to bring their claims to the attention of a
federal court. Clarence Earl Gideon, perhaps the most celebrated
pro se prisoner litigant of all time, was able to obtain
review by this Court even though he had no legal training
375
We rejected a disparate-impact theory of the Equal Protection
Clause altogether in
Washington v.
Davis, 426 U. S. 229, 239
(1976), decided just one Term before
Bounds. There we flatly
rejected the idea that "a law, neutral on its face and serving ends
otherwise within the power of government to pursue, is invalid
under the Equal Protection Clause simply because it may affect a
greater proportion of one race than of another." 426 U. S., at 242.
We held that, absent proof of discriminatory purpose, a law or
official act does not violate the Constitution
"solely
because it has a ... disproportionate impact."
Id., at 239
(emphasis in original). See also
id., at 240 (acknowledging
"the basic equal protection principle that the invidious quality of
a law claimed to be racially discriminatory must ultimately be
traced to a racially discriminatory purpose"). At bottom,
Davis was a recognition of "the settled rule that the
Fourteenth Amendment guarantees equal laws, not equal results."
Personnel Administrator of Mass. v.
Feeney, 442 U. S. 256, 273
(1979).5
and was incarcerated in a prison that apparently did not provide
prisoners with lawbooks. See Answer to Respondent's Response to
Pet. for Cert. in
Gideon v.
Wainwright, O. T. 1962,
No. 155, p. 1 ("[T]he petitioner is not a
[sic] attorney or
versed in law nor does not have the law books to copy down the
decisions of this Court .... Nor would the petitioner be allowed to
do so").
Like anyone else seeking to bring suit without the assistance of
the State, prisoners can seek the advice of an attorney, whether
pro bono or paid, and can turn to family, friends, other
inmates, or public interest groups. Inmates can also take advantage
of the liberal pleading rules for
pro se litigants and the
liberal rules governing appointment of counsel. Federal
fee-shifting statutes and the promise of a contingency fee should
also provide sufficient incentive for counsel to take meritorious
cases.
5 Our decisions in
San Antonio Independent School Dist.
v.
Rodriguez, 411 U. S. 1 (1973), and
Washington v.
Davis, 426 U. S. 229 (1976),
validated the position taken by Justice Harlan in his dissents in
Griffin v.
Illinois, 351 U. S. 12 (1956), and
Douglas v.
California, 372 U. S. 353 (1963). As
Justice Harlan persuasively argued in
Douglas, facially
neutral laws that disproportionately impact the poor "do not deny
equal protection to the less fortunate for one essential reason:
the Equal Protection Clause does not impose on the States 'an
affirmative duty to lift the handicaps flowing from differences in
economic circumstances.' To so construe it would be
376
The
Davis Court was motivated in no small part by the
potentially radical implications of the
Griffin/Douglas
rationale. As Justice Harlan recognized in
Douglas: "Every
financial exaction which the State imposes on a uniform basis is
more easily satisfied by the well-to-do than by the indigent." 372
U. S., at 361 (dissenting opinion). Under a disparate-impact
theory, Justice Harlan argued, regulatory measures always
considered to be constitutionally valid, such as sales taxes, state
university tuition, and criminal penalties, would have to be struck
down. See
id., at 361-362.6 Echoing Justice Harlan, we
rejected in
Davis the disparateimpact approach in part
because of the recognition that "[a] rule that a statute designed
to serve neutral ends is never-
to read into the Constitution a philosophy of leveling that
would be foreign to many of our basic concepts of the proper
relations between government and society. The State may have a
moral obligation to eliminate the evils of poverty, but it is not
required by the Equal Protection Clause to give to some whatever
others can afford."
Id., at 362 (dissenting opinion). See
also
Griffin, 351 U. S., at 35-36 (Harlan, J., dissenting);
id., at 29 (Burton, J., dissenting) ("The Constitution
requires the equal protection of the law, but it does not require
the States to provide equal financial means for all defendants to
avail themselves of such laws").
6 Although he concurred in the judgment in
Griffin,
Justice Frankfurter expressed similar concerns. He emphasized that
"the equal protection of the laws [does not] deny a State the right
to make classifications in law when such classifications are rooted
in reason,"
id., at 21, and that "a State need not equalize
economic conditions,"
id., at 23. Justice Frankfurter
acknowledged that differences in wealth are "contingencies of life
which are hardly within the power, let alone the duty, of a State
to correct or cushion."
Ibid. He also expressed concern that
if absolute equality were required, a State would no longer be able
to "protect itself so that frivolous appeals are not subsidized and
public moneys not needlessly spent."
Id., at 24. See also
United States v.
MacCollom, 426 U. S., at 330
(Blackmun, J., concurring in judgment) (the Constitution does not
"require that an indigent be furnished every possible legal tool,
no matter how speculative its value, and no matter how devoid of
assistance it may be, merely because a person of unlimited means
might choose to waste his resources in a quest of that kind").
377
theless invalid, absent compelling justification, if in practice
it benefits or burdens one race more than another would be far
reaching and would raise serious questions about, and perhaps
invalidate, a whole range of tax, welfare, public service,
regulatory, and licensing statutes that may be more burdensome to
the poor and to the average black than to the more affluent white."
426 U. S., at 248. See also
id., at 248, n. 14.
Given the unsettling ramifications of a disparate-impact theory,
it is not surprising that we eventually reached the point where we
could no longer extend the reasoning of
Griffin and
Douglas. For instance, in
Ross v.
Moffitt,
417 U. S. 600
(1974), decided just three years before
Bounds, we declined
to extend
Douglas to require States to provide indigents
with counsel in discretionary state appeals or in seeking
discretionary review in this Court. We explained in
Ross
that "[t]he Fourteenth Amendment 'does not require absolute
equality or precisely equal advantages,'" 417 U. S., at 612
(quoting
Rodriguez, 411 U. S., at 24), and that it "does
[not] require the State to 'equalize economic conditions,'" 417 U.
S., at 612 (quoting
Griffin, 351 U. S., at 23 (Frankfurter,
J., concurring in judgment)). We again declined to extend
Douglas in
Pennsylvania v.
Finley, 481 U. S.,
at 555, where we rejected a claim that the Constitution requires
the States to provide counsel in state postconviction proceedings.
And we found
Ross and
Finley controlling in
Murray v.
Giarratano, 492 U. S. 1 (1989), where
we held that defendants sentenced to death, like all other
defendants, have no right to state-appointed counsel in state
collateral proceedings. See also
United States v.
MacCollom, 426
U. S. 317 (1976) (federal habeas statute permitting district
judge to deny free transcript to indigent petitioner raising
frivolous claim does not violate the Constitution).
In sum, the
Bounds Court's reliance on our transcript and
fee cases was misplaced in two significant respects. First,
378
those cases did not stand for the proposition for which
Bounds cited them: They were about
equal access, not
access
per se. Second, the constitutional basis for
Griffin and its progeny had been seriously undermined in the
years preceding
Bounds. Thus, even to the extent that
Bounds intended to rely on those cases for the propositions
for which they actually stood, their underlying rationale had been
largely discredited. These cases, rooted in largely obsolete
theories of equal protection, do not support the right to law
libraries and legal assistance recognized in
Bounds. Our
repeated holdings declining to extend these decisions only confirm
this conclusion.
2
The
Bounds Court relied on a second line of cases in
announcing the right to state-financed law libraries or legal
assistance for prisoners. These cases, beginning with our decision
in
Ex parte Hull, prevent the States from imposing arbitrary
obstacles to attempts by prisoners to file claims asserting federal
constitutional rights. Although this line deals with access in its
own right, and not equal access as in
Griffin and
Douglas, these cases do not impose any affirmative
obligations on the States to improve the prisoners' chances of
success.
Bounds identified
Ex parte Hull as the first case
to "recogniz[e]" a "constitutional right of access to the courts."
430 U. S., at 821-822. In
Ex parte Hull, we considered a
prison regulation that required prisoners to submit their habeas
corpus petitions to a prison administrator before filing them with
the court. Only if the administrator determined that a petition
was" 'properly drawn'" could the prisoner submit it in a federal
court. 312 U. S., at 548-549 (quoting regulation). We invalidated
the regulation, but the right we acknowledged in doing so bears no
resemblance to the right generated in
Bounds.
Our reasoning in
Ex parte Hull consists of a
straightforward, and rather limited, principle:
379
"[T]he state and its officers may not abridge or impair
petitioner's right to apply to a federal court for a writ of habeas
corpus. Whether a petition for writ of habeas corpus addressed to a
federal court is properly drawn and what allegations it must
contain are questions for that court alone to determine." 312 U.
S., at 549.
The "right of access" to the courts articulated in
Ex parte
Hull thus imposed no affirmative obligations on the States; we
stated only that a State may not "abridge or impair" a prisoner's
ability to file a habeas petition in federal court.7
Ex parte
Hull thus provides an extraordinarily weak starting point for
concluding that the Constitution requires States to fund and
otherwise assist prisoner legal research by providing law libraries
or legal assistance.
Two subsequent decisions of this Court worked a moderate
expansion of
Ex parte Hull. The first,
Johnson v.
Avery, 393 U.
S. 483 (1969), invalidated a Tennessee prison regulation that
prohibited inmates from advising or assisting one another in the
preparation of habeas corpus petitions. In striking down the
regulation, the Court twice quoted
Ex
7The Court's rationale appears to have been motivated more by
notions of federalism and the power of the federal courts than with
the rights of prisoners. Our citation of three nonhabeas cases
which held that a state court's determination on a matter of
federal law is not binding on the Supreme Court supports this
conclusion. See
Ex parte Hull, 312 U. S., at 549, citing
First Nat. Bank of Guthrie Center v.
Anderson,
269 U. S. 341,
346 (1926) (the power of the Supreme Court to review independently
state-court determinations of claims "grounded on the Constitution
or a law of the United States" is "general, and is a necessary
element of this Court's power to review judgments of state courts
in cases involving the application and enforcement of federal
laws");
Erie R. Co. v.
Purdy, 185 U. S. 148, 152
(1902) (" '[T]he question whether a right or privilege, claimed
under the Constitution or laws of the United States, was distinctly
and sufficiently pleaded and brought to the notice of a state
court, is itself a Federal question, in the decision of which this
court, on writ of error, is not concluded by the view taken by the
highest court of the State'" (citation omitted));
Carter v.
Texas, 177 U.
S. 442, 447 (1900) (same).
380
parte Hull's holding that a State may not "abridge or
impair" a petitioner's efforts to file a petition for a writ of
habeas corpus. See 393 U. S., at 486-487, 488. In contrast to
Ex
parte Hull, however,
Johnson focused not on the
respective institutional roles of state prisons and the federal
courts but on "the fundamental importance of the writ of habeas
corpus in our constitutional scheme." 393 U. S., at 485. Still, the
Court did not hold that the Constitution places an affirmative
obligation on the States to facilitate the filing of habeas
petitions. The Court held only that a State may not "den[y] or
obstruc[t]" a prisoner's ability to file a habeas petition.
Ibid. We extended the holding of
Johnson in
Wolff
v. McDonnell, 418
U. S. 539 (1974), where we struck down a similar regulation
that prevented inmates from assisting one another in the
preparation of civil rights complaints. We held that the "right of
access to the courts, upon which
Avery was premised, is
founded in the Due Process Clause and assures that no person will
be denied the opportunity to present to the judiciary allegations
concerning violations of fundamental constitutional rights."
Id., at 579. Again, the right was framed exclusively in the
negative. See
ibid. (opportunity to file a civil rights
action may not be "denied"). Thus, prior to
Bounds, "if a
prisoner incarcerated pursuant to a final judgment of conviction
[was] not prevented from physical access to the federal courts in
order that he may file therein petitions for relief which Congress
has authorized those courts to grant, he ha[d] been accorded the
only constitutional right of access to the courts that our cases
ha[d] articulated in a reasoned way."
Bounds, 430 U. S., at
839-840 (REHNQUIST, J., dissenting) (citing
Ex parte
Hull).
C
That
Ex parte Hull, Johnson, and
Wolff were
decided on different constitutional grounds from
Griffin and
Douglas is clear enough. According to
Bounds,
however, "[e]ssentially the same standards of access were applied"
in all of these
381
cases. 430 U. S., at 823. This observation was wrong, but the
equation of these two lines of cases allowed the
Bounds
Court to preserve the "affirmative obligations" element of the
equal access cases, the rationale of which had largely been
undermined prior to
Bounds, by linking it with
Ex parte
Hull, which had not been undermined by later cases but which
imposed no affirmative obligations. In the process,
Bounds
forged a right with no basis in precedent or constitutional text: a
right to have the State "shoulder affirmative obligations" in the
form of law libraries or legal assistance to ensure that prisoners
can file meaningful lawsuits. By detaching
Griffin's right
to equal access and
Ex parte Hull's right to physical access
from the reasoning on which each of these rights was based, the
Bounds Court created a virtually limitless right. And though
the right was framed in terms of law libraries and legal assistance
in that case, the reasoning is much broader, and this Court should
have been prepared under the
Bounds rationale to require the
appointment of capable state-financed counsel for any inmate who
wishes to file a lawsuit. See
Bounds, supra, at 841
(REHNQUIST, J., dissenting) (observing that "the logical
destination of the Court's reasoning" in
Bounds is "lawyers
appointed at the expense of the State"). See also
ante, at
354. We have not, however, extended
Bounds to its logical
conclusion. And though we have not overruled
Bounds, we have
undoubtedly repudiated its reasoning in our consistent rejection of
the proposition that the States must provide counsel beyond the
trial and first appeal as of right. See
Ross, 417 U. S., at
612;
Finley, 481 U. S., at 555;
Giarratano, 492 U.
S., at 3-4 (plurality opinion).
In the end, I agree that the Constitution affords prisoners what
can be termed a right of access to the courts. That right, rooted
in the Due Process Clause and the principle articulated in
Ex
parte Hull, is a right not to be arbitrarily prevented from
lodging a claimed violation of a federal right in a federal court.
The State, however, is not constitution-
382
ally required to finance or otherwise assist the prisoner's
efforts, either through law libraries or other legal assistance.
Whether to expend state resources to facilitate prisoner lawsuits
is a question of policy and one that the Constitution leaves to the
discretion of the States.
There is no basis in history or tradition for the proposition
that the State's constitutional obligation is any broader. Although
the historical record is relatively thin, those who have explored
the development of state-sponsored legal assistance for prisoners
agree that, until very recently, law libraries in prisons were
"nearly nonexistent." A. Flores, Werner's Manual for Prison Law
Libraries 1 (2d ed. 1990). Prior to
Bounds, prison library
collections (to the extent prisons had libraries) commonly
reflected the correctional goals that a State wished to advance,
whether religious, educational, or rehabilitative. Although some
institutions may have begun to acquire a minimal collection of
legal materials in the early part of this century, lawbooks
generally were not included in prison libraries prior to the
1950's. See W. Coyle, Libraries in Prisons 54-55 (1987). The
exclusion of lawbooks was consistent with the recommendation of the
American Prison Association, which advised prison administrators
nationwide to omit federal and state lawbooks from prison library
collections. See American Prison Association, Objectives and
Standards for Libraries in Adult Prisons and Reformatories, in
Library Manual for Correctional Institutions 101, 106-107 (1950).
The rise of the prison law library and other legal assistance
programs is a recent phenomenon, and one generated largely by the
federal courts. See Coyle,
supra, at 54-55; B. Vogel, Down
for the Count:
A Prison Library Handbook 87-89 (1995). See also Ihrig,
Providing Legal Access, in Libraries Inside: A Practical Guide for
Prison Librarians 195 (R. Rubin & D. Suvak eds. 1995)
(establishment of law libraries and legal service programs due to
"inmate victories in the courts within the last two decades").
Thus, far from recognizing a long tradition
383
of state-sponsored legal assistance for prisoners,
Bounds
was in fact a major "disruption to traditional prison operation."
Vogel,
supra, at 87.
The idea that prisoners have a legal right to the assistance
that they were traditionally denied is also of recent vintage. The
traditional,
pre-Bounds view of the law with regard to the
State's obligation to facilitate prisoner lawsuits by providing law
libraries and legal assistance was articulated in
Hatfield
v.
Bailleaux, 290 F.2d
632 (CA9), cert. denied, 368 U. S. 862 (1961):
"State authorities have no obligation under the federal
Constitution to provide library facilities and an opportunity for
their use to enable an inmate to search for legal loopholes in the
judgment and sentence under which he is held, or to perform
services which only a lawyer is trained to perform. All inmates are
presumed to be confined under valid judgments and sentences. If an
inmate believes he has a meritorious reason for attacking his, he
must be given an opportunity to do so. But he has no due process
right to spend his prison time or utilize prison facilities in an
effort to discover a ground for overturning a presumptively valid
judgment.
"Inmates have the constitutional right to waive counsel and act
as their own lawyers, but this does not mean that a non-lawyer must
be given the opportunity to acquire a legal education. One question
which an inmate must decide in determining if he should represent
himself is whether in view of his own competency and general prison
regulations he can do so adequately. He must make the decision in
the light of the circumstances existing. The state has no duty to
alter the circumstances to conform with his decision." 290 F. 2d,
at 640-641.
Consistent with the traditional view, the lower courts
understood the Constitution only to guarantee prisoners a right
384
to be free from state interference in filing papers with the
courts:
"[A]ccess to the courts means the opportunity to prepare, serve
and file whatever pleadings or other documents are necessary or
appropriate in order to commence or prosecute court proceedings
affecting one's personal liberty, or to assert and sustain a
defense therein, and to send and receive communications to and from
judges, courts and lawyers concerning such matters." Id., at
637.
See also
Oaks v.
Wainwright, 430
F.2d 241, 242 (CA5 1970) (affirming dismissal of prisoner's
complaint alleging denial of access to library and legal materials
on ground that prisoner had not alleged that "he has in any way
been denied access to the courts ... , that he has ever lost the
right to commence, prosecute or appeal in any court, or that he has
been substantially delayed in obtaining a judicial determination in
any proceeding"). Thus, while courts held that a prisoner is
entitled to attack his sentence without state interference, they
also consistently held that "[p]rison regulations are not required
to provide prisoners with the time, the correspondence privileges,
the materials or other facilities they desire for the special
purpose of trying to find some way of making attack upon the
presumptively valid judgments against them."
Lee v.
Tahash, 352 F.2d
970, 973 (CAS 1965). "If the purpose was not to hamper inmates
in gaining reasonable access to the courts with regard to their
respective criminal matters, and if the regulations and practices
do not interfere with such reasonable access," the inquiry was at
an end.
Hatfield, 290 F. 2d, at 640. That access could have
been facilitated without impairing effective prison administration
was considered "immaterial."
Ibid.
Quite simply, there is no basis in constitutional text,
pre
Bounds precedent, history, or tradition for the
conclusion that the constitutional right of access imposes
affirmative
385
obligations on the States to finance and support prisoner
litigation.
II A
Even when compared to the federal judicial overreaching to which
we have now become accustomed, this is truly a remarkable case. The
District Court's order vividly demonstrates the danger of
continuing to afford federal judges the virtually unbridled
equitable power that we have for too long sanctioned. We have here
yet another example of a federal judge attempting to "direc[t] or
manag[e] the reconstruction of entire institutions and
bureaucracies, with little regard for the inherent limitations on
[his] authority."
Missouri v.
Jenkins, 515 U. S., at
126 (THOMAS, J., concurring). And we will continue to see cases
like this unless we take more serious steps to curtail the use of
equitable power by the federal courts.
Principles of federalism and separation of powers impose
stringent limitations on the equitable power of federal courts.
When these principles are accorded their proper respect, Article
III cannot be understood to authorize the Federal Judiciary to take
control of core state institutions like prisons, schools, and
hospitals, and assume responsibility for making the difficult
policy judgments that state officials are both constitutionally
entitled and uniquely qualified to make. See
id., at
131-133. Broad remedial decrees strip state administrators of their
authority to set long-term goals for the institutions they manage
and of the flexibility necessary to make reasonable judgments on
short notice under difficult circumstances. See
Sandin v.
Conner, 515 U.
S. 472, 482483 (1995). At the state level, such decrees
override the "State's discretionary authority over its own program
and budgets and forc[e] state officials to reallocate state
resources and funds to the [district court's] plan at the expense
of other citizens, other government programs, and other in-
386
stitutions not represented in court."
Jenkins, 515 U. S.,
at 131 (THOMAS, J., concurring). The federal judiciary is ill
equipped to make these types of judgments, and the Framers never
imagined that federal judges would displace state executive
officials and state legislatures in charting state policy.
Though we have sometimes closed our eyes to federal judicial
overreaching, as in the context of school desegregation, see
id., at 124-125, we have been vigilant in opposing sweeping
remedial decrees in the context of prison administration. "It is
difficult to imagine an activity in which a State has a stronger
interest, or one that is more intricately bound up with state laws,
regulations, and procedures, than the administration of its
prisons."
Preiser v.
Rodriguez, 411 U. S. 475, 491-492
(1973). In this area, perhaps more than any other, we have been
faithful to the principles of federalism and separation of powers
that limit the Federal Judiciary's exercise of its equitable powers
in all instances.
Procunier v.
Martinez, 416 U. S. 396 (1974),
articulated the governing principles:
"Traditionally, federal courts have adopted a broad hands-off
attitude toward problems of prison administration. In part this
policy is the product of various limitations on the scope of
federal review of conditions in state penal institutions. More
fundamentally, this attitude springs from complementary perceptions
about the nature of the problems and the efficacy of judicial
intervention. Prison administrators are responsible for maintaining
internal order and discipline, for securing their institutions
against unauthorized access or escape, and for rehabilitating, to
the extent that human nature and inadequate resources allow, the
inmates placed in their custody. The Herculean obstacles to
effective discharge of these duties are too apparent to warrant
explication. Suffice it to say that the problems of prisons in
America
387
are complex and intractable, and, more to the point, they are
not readily susceptible of resolution by decree. Most require
expertise, comprehensive planning, and the commitment of resources,
all of which are peculiarly within the province of the legislative
and executive branches of government. For all of those reasons,
courts are ill equipped to deal with the increasingly urgent
problems of prison administration and reform. Judicial recognition
of that fact reflects no more than a healthy sense of realism.
Moreover, where state penal institutions are involved, federal
courts have a further reason for deference to the appropriate
prison authorities." Id., at 404-405 (footnotes
omitted).8
State prisons should be run by the state officials with the
expertise and the primary authority for running such institutions.
Absent the most "extraordinary circumstances,"
Jones v.
North Carolina Prisoners' Labor Union, Inc., 433 U. S. 119,
137 (1977) (Burger, C. J., concurring), federal courts should
refrain from meddling in such affairs. Prison administrators have a
difficult enough job without federal-court intervention. An
overbroad remedial decree can make an already daunting task
virtually impossible.9
8 Martinez was overruled on other grounds in
Thornburgh v.
Abbott, 490 U. S. 401, 413-414
(1989). We have consistently reaffirmed
Martinez, however,
in all respects relevant to this case, namely, that "the judiciary
is 'ill equipped' to deal with the difficult and delicate problems
of prison management" and that prison administrators are entitled
to "considerable deference." 490 U. S., at 407-408. See also
Turner v.
Safley, 482 U. S. 78, 84-85 (1987)
(relying on
Martinez for the principle that" 'courts are ill
equipped to deal with the increasingly urgent problems of prison
administration and reform'" (citation omitted)).
9The constitutional and practical concerns identified in
Martinez have also resulted in a more deferential standard
of review for prisoner claims of constitutional violations. In
Turner v.
Safley, we held that a prison regulation is
valid if it is "reasonably related to legitimate penological
interests," even when it "impinges on inmates' constitutional
rights." 482 U. S., at 89. A deferential standard was deemed
necessary to keep the
388
I realize that judges, "no less than others in our society, have
a natural tendency to believe that their individual solutions to
often intractable problems are better and more workable than those
of the persons who are actually charged with and trained in the
running of the particular institution under examination."
Bell v.
Wolfish, 441 U. S. 520, 562
(1979). But judges occupy a unique and limited role, one that does
not allow them to substitute their views for those in the executive
and legislative branches of the various States, who have the
constitutional authority and institutional expertise to make these
uniquely nonjudicial decisions and who are ultimately accountable
for these decisions. Though the temptation may be great, we must
not succumb. The Constitution is not a license for federal judges
to further social policy goals that prison administrators, in their
discretion, have declined to advance.
B
The District Court's opinion and order demonstrate little
respect for the principles of federalism, separation of powers, and
judicial restraint that have traditionally governed federal
judicial power in this area. In a striking arrogation of power, the
District Court sought to micromanage every aspect of Arizona's
"court access program" in all institutions statewide, dictating
standard operating procedures and subjecting the state system to
ongoing federal supervision. A
courts out of the day-to-day business of prison administration,
which "would seriously hamper [prison officials'] ability to
anticipate security problems and to adopt innovative solutions to
the intractable problems of prison administration."
Ibid. A
more stringent standard of review "would also distort the
decisionmaking process, for every administrative judgment would be
subject to the possibility that some court somewhere would conclude
that it had a less restrictive way of solving the problem at hand.
Courts inevitably would become the primary arbiters of what
constitutes the best solution to every administrative problem,
thereby 'unnecessarily perpetuat[ing] the involvement of the
federal courts in affairs of prison administration.'''
Ibid.
(quoting
Martinez, 416 U. S., at 407).
389
sweeping remedial order of this nature would be inappropriate in
any case. That the violation sought to be remedied was so minimal,
to the extent there was any violation at all, makes this case all
the more alarming.
The District Court cited only one instance of a prison inmate
having a case dismissed due to the State's alleged failure to
provide sufficient assistance, and one instance of another inmate
who was unable to file an action. See 834 F. Supp. 1553, 1558, and
nn. 37-38 (Ariz. 1992). All of the other alleged "violations" found
by the District Court related not to court access, but to library
facilities and legal assistance. Many of the found violations were
trivial, such as a missing pocket part to a small number of volumes
in just a few institutions.
Id., at 1562. And though every
facility in the Arizona system already contained law libraries that
greatly exceeded prisoner needs,lO the District Court found the
State to be in violation because some of its prison libraries
lacked Pacific Second Reporters.
Ibid. The District Court
also struck down regulations that clearly pass muster under
Turner v.
Safley, 482 U. S. 78 (1987), such
as restrictions at some facilities on "brows[ing] the shelves," 834
F. Supp., at 1555, the physical exclusion from the library of
"lockdown" inmates, who are the most dangerous and disobe-
10 The Arizona prison system had already adopted a policy of
statewide compliance with an injunction that the same District
Judge in this case imposed on a single institution in an earlier
case. In compliance with that decree, which the District Court
termed the "Muecke list," 834 F. Supp., at 1561, every facility in
the Arizona correctional system had at least one library
containing, at a minimum, the following volumes: United States Code
Annotated; Supreme Court Reporter; Federal Reporter Second; Federal
Supplement; Shepard's U. S. Citations; Shepard's Federal Citations;
Local Rules for the Federal District Court; Modern Federal Practice
Digests; Federal Practice Digest (Second); Arizona Code Annotated;
Arizona Reports; Shepard's Arizona Citations; Arizona Appeals
Reports; Arizona Law of Evidence (Udall); ADC Policy Manual; 108
Institutional Management Procedures; Federal Practice and Procedure
(Wright); Corpus Juris Secundum; and Arizona Digest.
Id., at
1561-1562.
390
dient prisoners in the prison population,
id., at 1556,
and the allowance of phone calls only for "legitimate pressing
legal issues,"
id., at 1564.
To remedy these and similar "violations," the District Court
imposed a sweeping, indiscriminate, and systemwide decree. The
microscopically detailed order leaves no stone unturned. It covers
everything from training in legal research to the ratio of
typewriters to prisoners in each facility. It dictates the hours of
operation for all prison libraries statewide, without regard to
inmate use, staffing, or cost. It guarantees each prisoner a
minimum two-hour visit to the library per trip, and allows the
prisoner, not prison officials, to determine which reading room he
will use. The order tells ADOC the types of forms it must use to
take and respond to prisoner requests for materials. It requires
all librarians to have an advanced degree in library science, law,
or paralegal studies. If the State wishes to remove a prisoner from
the law library for disciplinary reasons, the order requires that
the prisoner be provided written notice of the reasons and factual
basis for the decision within 48 hours of removal. The order goes
so far as to dictate permissible noise levels in law library
reading rooms and requires the State to "take all necessary steps,
and correct any structural or acoustical problems." App. to Pet.
for Cert. 68a.
The order also creates a "legal assistance program," imposing
rules for the selection and retention of prisoner legal assistants.
Id., at 69a. It requires the State to provide all inmates
with a 30-40 hour videotaped legal research course, covering
everything from habeas corpus and claims under 42 U. S. C. § 1983
to torts, immigration, and family law. Prisoner legal assistants
are required to have an additional 20 hours of live instruction.
Prisoners are also entitled to a minimum of three 20-minute phone
calls each week to an attorney or legal organization, without
regard to the purpose for the call; the order expressly requires
Arizona to install extra phones to accommodate the increased use.
Of course,
391
legal supplies are covered under the order, which even provides
for "ko-rec-type" to correct typographical errors. A Special Master
retains ongoing supervisory power to ensure that the order is
followed.
The District Court even usurped authority over the prison
administrator's core responsibility: institutional security and
discipline. See
Bell v.
Wolfish, 441 U. S., at 546
("[M]aintaining institutional security and preserving internal
order and discipline" are the central goals of prison
administration). Apparently undeterred by this Court's repeated
admonitions that security concerns are to be handled by prison
administrators, see,
e. g., ibid., the
District Court decreed that "ADOC prisoners in
all ...
custody levels shall be provided regular and comparable visits to
the law library." App. to Pet. for Cert. 61a (emphasis added). Only
if prison administrators can "documen[t]" an individual prisoner's
"inability to use the law library without creating a threat to
safety or security" may a potentially dangerous prisoner be kept
out of the library,
ibid., and even then the decision must
be reported to the Special Master. And since, in the District
Court's view, "[a] prisoner cannot adequately use the law library
under restraint, including handcuffs and shackles,"
id., at
67a, the State is apparently powerless to take steps to ensure that
inmates known to be violent do not injure other inmates or prison
guards while in the law library "researching" their claims. This
"one free bite" approach conflicts both with our case law, see
Hewitt v.
Helms, 459 U. S. 460, 474
(1983), and with basic common sense. The District Court apparently
misunderstood that a prison is neither a law firm nor a legal aid
bureau. Prisons are inherently dangerous institutions, and
decisions concerning safety, order, and discipline must be, and
always have been, left to the sound discretion of prison
administrators.
Like the remedial decree in
Jenkins, the District Court's
order suffers from flaws characteristic of overly broad remedial
decrees. First, "the District Court retained jurisdic-
392
tion over the implementation and modification of the remedial
decree, instead of terminating its involvement after issuing its
remedy." 515 U. S., at 134 (THOMAS, J., concurring). Arizona
correctional officials must continually report to a Special Master
on matters of internal prison administration, and the District
Court retained discretion to change the rules of the game if, at
some unspecified point in the future, it feels that Arizona has not
done enough to facilitate court access. Thus, the District Court
has "inject[ed] the judiciary into the day-to-day management of
institutions and local policies-a function that lies outside of our
Article III competence."
Id., at 135. The District Court
also "failed to target its equitable remedies in this case
specifically to cure the harm suffered by the victims" of
unconstitutional conduct.
Id., at 136. We reaffirmed in
Jenkins that "the nature of the [equitable] remedy is to be
determined by the nature and scope of the constitutional
violation."
Id., at 88 (majority opinion) (citation and
internal quotation marks omitted). Yet, in this case, when the
District Court found the law library at a handful of institutions
to be deficient, it subjected the entire system to the requirements
of the decree and to ongoing federal supervision. And once it found
that lockdown inmates experienced delays in receiving law books in
some institutions, the District Court required all facilities
statewide to provide physical access to all inmates, regardless of
custody level. And again, when it found that some prisoners in some
facilities were untrained in legal research, the District Court
required the State to provide all inmates in all institutions with
a 30-40 hour videotaped course in legal research. The remedy far
exceeded the scope of any violation, and the District Court far
exceeded the scope of its authority.
The District Court's order cannot stand under any circumstances.
It is a stark example of what a district court should
not do
when it finds that a state institution has violated the
Constitution. Systemwide relief is never appro-
393
priate in the absence of a systemwide violation, and even then
should be no broader and last no longer than necessary to remedy
the discrete constitutional violation.
JUSTICE SOUTER, with whom JUSTICE GINSBURG and JUSTICE BREYER
join, concurring in part, dissenting in part, and concurring in the
judgment.
I agree with the Court on certain, fundamental points: the case
before us involves an injunction whose scope has not yet been
justified by the factual findings of the District Court,
ante, at 359-360, one that was imposed through a "process
that failed to give adequate consideration to the views of state
prison authorities,"
ante, at 362, and that does not reflect
the deference we accord to state prison officials under
Turner v.
Safley, 482 U. S. 78 (1987),
ante, at 361. Although I therefore concur in the judgment
and in portions of the Court's opinion, reservations about the
Court's treatment of standing doctrine and about certain points
unnecessary to the decision lead me to write separately.
I
The question accepted for review was a broadside challenge to
the scope of the District Court's order of systemic or classwide
relief, issued in reliance on
Bounds v.
Smith,
430 U. S. 817
(1977), not whether proof of actual injury is necessary to
establish standing to litigate a
Bounds claim. The parties'
discussions of actual injury, in their petition for certiorari, in
their briefs, and during oral argument, focused upon the ultimate
finding of liability and the scope of the injunction. Indeed,
petitioners specifically stated that "[a]lthough the lack of a
showing of injury means that Respondents are not entitled to any
relief, the State does not contend that the Respondents lacked
standing to raise these claims in the first instance. Respondents
clearly met the threshold of an actual case or controversy pursuant
to Article III of the United States Constitution. They simply
failed to prove
394
Opinion of SOUTER, J.
the existence of a constitutional violation, including causation
of injury, that would entitle them to relief." Brief for
Petitioners 33, n. 23.1
While we are certainly free ourselves to raise an issue of
standing as going to Article III jurisdiction, and must do so when
we would lack jurisdiction to deal with the merits, see
Mount
Healthy City Bd. of Ed. v.
Doyle, 429 U. S. 274, 278
(1977), there is no apparent question that the standing of at least
one of the class-action plaintiffs suffices for our jurisdiction
and no dispute that standing doctrine does not address the
principal issue in the case. We may thus adequately dispose of the
basic issue simply by referring to the evidentiary record. That is
what I would do, for my review of the cases from the Courts of
Appeals either treating or bearing on the subject of
Bounds
standing convinces me that there is enough reason for debate about
its appropriate elements that we should reach no final conclusions
about it. That is especially true since we have not had the
"benefit of briefing and argument informed by an appreciation of
the potential breadth of the ruling."
Missouri v.
Jenkins, 515 U.
S. 70, 139 (1995) (SOUTER, J., dissenting). Addressing issues
of standing may not amount to the significant breakdown in our
process of orderly adjudication represented by
Missouri v.
Jenkins, but the Court does reach out to address a difficult
conceptual question that is unnecessary to resolution of this case,
was never addressed by the District Court or Court of Appeals, and
divides what would otherwise presumably have been a unanimous
Court.
1 Moreover, the issue of actual injury, even as framed by the
parties, received relatively short shrift; only small portions of
the parties' briefs addressed the issue, see Brief for Petitioners
30-33; Reply Brief for Petitioners 11-13; Brief for Respondents
25-30, and a significant portion of that discussion concentrated
upon whether the issue should even be addressed by the Court, Reply
Brief for Petitioners 12-13; Brief for Respondents 25-27.
395
That said, I cannot say that I am convinced that the Court has
fallen into any error by invoking standing to deal with the
District Court's orders addressing claims by and on behalf of
non-English speakers and prisoners in lockdown. While it is true
that the demise of these prisoners'
Bounds claims could be
expressed as a failure of proof on the merits (and I would so
express it), it would be equally correct to see these plaintiffs as
losing on standing. "A determination even at the end of trial that
the court is not prepared to award any remedy that would benefit
the plaintiff[s] may be expressed as a conclusion that the
plaintiff[s] lac[k] standing." 13 C. Wright, A. Miller, & E.
Cooper, Federal Practice and Procedure § 3531.6, p. 478 (2d ed.
1984) (Wright & Miller).
Although application of standing doctrine may for our purposes
dispose of the challenge to remedial orders insofar as they touch
non-English speakers and lockdown prisoners, standing principles
cannot do the same job in reviewing challenges to the orders aimed
at providing court access for the illiterate prisoners. One class
representative has standing, as the Court concedes, and with the
right to sue thus established, standing doctrine has no further
part to play in considering the illiterate prisoners' claims. More
specifically, the propriety of awarding classwide relief (in this
case, affecting the entire prison system) does not require a
demonstration that some or all of the unnamed class could
themselves satisfy the standing requirements for named
plaintiffs.
"[Unnamed plaintiffs] need not make any individual showing of
standing [in order to obtain relief], because the standing issue
focuses on whether the plaintiff is properly before the court, not
whether represented parties or absent class members are properly
before the court. Whether or not the named plaintiff who meets
individual standing requirements may assert the rights of absent
class members is neither a standing issue nor an Article III case
or controversy issue but depends
396
Opinion of SOUTER, J.
rather on meeting the prerequisites of Rule 23 governing class
actions." 1 H. Newberg & A. Conte, Newberg on Class Actions §
2.07, pp. 2-40 to 2-41 (3d ed. 1992).
See also 7B Wright & Miller § 1785.1, at 141 ("As long as
the representative parties have a direct and substantial interest,
they have standing; the question whether they may be allowed to
present claims on behalf of others ... depends not on standing, but
on an assessment of typicality and adequacy of representation").
This analysis is confirmed by our treatment of standing when the
case of a named class-action plaintiff protesting a durational
residence requirement becomes moot during litigation because the
requirement becomes satisfied; even then the question is not
whether suit can proceed on the standing of some unnamed members of
the class, but whether "the named representative [can continue] to
'fairly and adequately protect the interests of the class.'"
Sosna v.
Iowa, 419 U. S. 393, 403 (1975)
(quoting Fed. Rule Civ. Proc. 23(a)).
JUSTICE SCALIA says that he is not applying a standing rule when
he concludes (as I also do) that systemic relief is inappropriate
here.
Ante, at 360-361, n. 7. I accept his assurance. But he
also makes it clear, by the same footnote, that he does not rest
his conclusion (as I rest mine) solely on the failure to prove that
in every Arizona prison, or even in many of them, the State denied
court access to illiterate prisoners, a point on which I take it
every Member of the Court agrees. Instead, he explains that a
failure to prove that more than two illiterate prisoners suffered
prejudice to nonfrivolous claims is (at least in part) the reason
for reversal. Since he does not intend to be applying his standing
rule in so saying, I assume he is applying a class-action rule
(requiring a denial of classwide relief when trial evidence does
not show the existence of a class of injured claimants). But that
route is just as unnecessary and complicating as the route through
standing. (Indeed, the distinction between standing and
class-action rules might be practically irrele-
397
vant in this case, however important as precedent for other
cases.)
While the propriety of the order of systemic relief for
illiterate prisoners does not turn on the standing of class
members, and certainly need not turn on class-action rules, it
clearly does turn on the respondents' failure to prove that denials
of access to illiterate prisoners pervaded the State's prison
system. Leaving aside the question whether that failure of proof
might have been dealt with by reconsidering the class
certification, see Fed. Rule Civ. Proc. 23(c)(1);
General
Telephone Co. of Southwest v.
Falcon, 457 U. S. 147, 160
(1982); 7B Wright & Miller § 1785, at 128-136, the state of the
evidence simply left the District Court without an adequate basis
for the exercise of its equitable discretion in issuing an order
covering the entire system.
The injunction, for example, imposed detailed rules and
requirements upon each of the State's prison libraries, including
rules about library hours, supervision of prisoners within the
facilities, request forms, educational and training requirements
for librarians and their staff members, prisoners' access to the
stacks, and inventory. Had the findings shown libraries in shambles
throughout the prison system, this degree of intrusion might have
been reasonable. But the findings included the specific
acknowledgment that "[g]enerally, the facilities appear to have
complete libraries." 834 F. Supp. 1553, 1568 (Ariz. 1992). The
District Court found only that certain of the prison libraries did
not allow inmates to browse the shelves, only that some of the
volumes in some of the libraries lacked pocket parts, only that
certain librarians at some of the libraries lacked law or library
science degrees, and only that some prison staff members have no
training in legal research. Given that adequately stocked libraries
go far in satisfying the
Bounds requirements, it was an
abuse of discretion for the District Court to aggregate discrete,
small-bore problems in individual prisons and to treat them as if
each prevailed throughout the prison system,
398
Opinion of SOUTER, J.
for the purpose of justifying a broad remedial order covering
virtually every aspect of each prison library.
Other elements of the injunction were simply unsupported by any
factual finding. The District Court, for example, made no factual
findings about problems prisoners may have encountered with noise
in any library, let alone any findings that noise violations
interfered with prisoners' access to the courts. Yet it imposed a
requirement across the board that the State correct all "structural
or acoustical problems." App. to Pet. for Cert. 68a. It is this
overreaching of the evidentiary record, not the application of
standing or even class-action rules, that calls for the judgment to
be reversed.
Finally, even with regard to the portions of the injunction
based upon much stronger evidence of a
Bounds violation, I
would remand simply because the District Court failed to provide
the State with an ample opportunity to participate in the process
of fashioning a remedy and because it seems not to have considered
the implications that
Turner holds for this case. For
example, while the District Court was correct to conclude that
prisoners who experience delays in receiving books and receive only
a limited number of books at the end of that delay have been denied
access to the courts, it is unlikely that a proper application of
Turner would have justified its decision to order the State
to grant lockdown prisoners physical access to the stacks, given
the significance of the State's safety interest in maintaining the
lockdown system and the existence of an alternative, an improved
paging system, acceptable to the respondents. Brief for Respondents
39.
II
Even if I were to reach the standing question, however, I would
not adopt the standard the Court has established. In describing the
injury requirement for standing, we have spoken of it as essential
to an Article III case or controversy that "the dispute sought to
be adjudicated will be presented in an adversary context and in a
form historically viewed as
399
capable of judicial resolution."
Flast v.
Cohen,
392 U. S. 83, 101
(1968). We ask a plaintiff to prove "actual or threatened injury"
to ensure that "the legal questions presented to the court will be
resolved, not in the rarified atmosphere of a debating society, but
in a concrete factual context conducive to a realistic appreciation
of the consequences of judicial action."
Valley Forge Christian
College v.
Americans United for Separation of Church and
State, Inc., 454
U. S. 464, 472 (1982).
I do not disagree with the Court that in order to meet these
standards (in a case that does not involve substantial systemic
deprivation of access), a prisoner suing under
Bounds must
assert something more than an abstract desire to have an adequate
library or some other access mechanism. Nevertheless, while I
believe that a prisoner must generally have some underlying claim
or grievance for which he seeks judicial relief, I cannot endorse
the standing requirement the Court now imposes.
On the Court's view, a district court may be required to examine
the merits of each plaintiff's underlying claim in order to
determine whether he has standing to litigate a
Bounds
claim.
Ante, at 353, n. 3. The Court would require a
determination that the claim is "nonfrivolous,"
ante, at
353, in the legal sense that it states a claim for relief that is
at least arguable in law and in fact. I, in contrast, would go no
further than to require that a prisoner have some concrete
grievance or gripe about the conditions of his confinement, the
validity of his conviction, or perhaps some other problem for which
he would seek legal redress, see Part III -B,
infra (even
though a claim based on that grievance might well fail sooner or
later in the judicial process).
There are three reasons supporting this as a sufficient
standard. First, it is the existence of an underlying grievance,
not its ultimate legal merit, that gives a prisoner a concrete
interest in the litigation and will thus assure the serious and
adversarial treatment of the
Bounds claim.
400
Opinion of SOUTER, J.
Second,
Bounds recognized a right of access for those who
seek adjudication, not just for sure winners or likely winners or
possible winners. See
Bounds, 430 U. S., at 824, 825, 828
(describing the constitutional right of access without limiting the
right to prisoners with meritorious claims); see also
ante,
at 354 (describing the right of access even before
Bounds as
covering "a grievance that the inmate wished to present ... "
(citations omitted)). Finally, insistence on a "nonfrivolous claim"
rather than a "concrete grievance" as a standing requirement will
do no more than guarantee a lot of preliminary litigation over
nothing. There is no prison system so blessed as to lack prisoners
with nonfrivolous complaints. They will always turn up, or be
turned up, and one way or the other the
Bounds litigation
will occur.
That last point may be, as the Court says, the answer to any
suggestion that there need be no underlying claim requirement for a
Bounds claim of complete and systemic denial of all means of
court access. But in view of the Courts of Appeals that have seen
the issue otherwise,2 I would cer-
2 See,
e. g., Jenkins v.
Lane, 977 F.2d
266, 268-269
(CA7 1992) (waiving the requirement that a
prisoner prove prejudice "where the prisoner alleges a direct,
substantial and continuous, rather than a 'minor and indirect,'
limit on legal materials" on the ground that "a prisoner without
any access to materials cannot determine the pleading requirements
of his case, including the necessity of pleading prejudice"); cf.
Strickler v.
Waters, 989 F.2d
1375, 1385, n. 16
(CA4 1993) (acknowledging the
possibility that injury may be presumed in some situations,
e. g., total denial of access to a library), cert.
denied, 510 U. S. 949 (1993);
Sowell v.
Vose,
941 F.2d
32, 35
(CA1 1991) (acknowledging that a prisoner may not
need to prove prejudice when he alleges "[a]n
absolute
deprivation of access to
all legal materials" (emphases in
original)). Dispensing with any underlying claim requirement in
such instances would be consistent with the rule of equity dealing
with threatened injury. See,
e. g., Farmer v.
Brennan, 511
U. S. 825, 845 (1994) (holding that a prisoner need not suffer
physical injury before obtaining relief because" '[o]ne does not
have to await the consummation of threatened injury to obtain
preventive relief'" (quoting
Pennsylvania v.
West
Virginia, 262 U.
S. 553, 593 (1923)));
Helling v.
McKinney,
509 U. S. 25, 33
(1993) (observing that prisoners may obtain relief
401
tainly reserve that issue for the day it might actually be
addressed by the parties in a case before us.
In sum, I would go no further than to hold (in a case not
involving substantial, systemic deprivation of access to court)
that Article III requirements will normally be satisfied if a
prisoner demonstrates that (1) he has a complaint or grievance,
meritorious or not,3 about the prison system or the validity of his
conviction 4 that he would raise if his library research (or
advice, or judicial review of a form complaint, or other means of
"access" chosen by the State) were to indicate that he had an
actionable claim; and (2) the access scheme provided by the prison
is so inadequate that he cannot research, consult about, file, or
litigate the claim, as the case may be.
"even though it was not alleged that the likely harm would occur
immediately and even though the possible [harm] might not affect
all of those [at risk]" (discussing
Hutto v.
Finney,
437 U. S. 678
(1978))). If the State denies prisoners all access to the courts,
it is hardly implausible for a prisoner to claim a protected stake
in opening some channel of access.
3 See
Harris v.
Young, 718 F.2d
620, 622
(CA4 1983) ("It is unfair to force an inmate to
prove that he has a meritorious claim which will require access
until after he has had an opportunity to see just what his rights
are"); see also
Magee v.
Waters, 810 F.2d
451, 452
(CA4 1987) (suggesting that a prisoner must
identify the "specific problem he wishe[s] to research"); cf.
Vandelft v.
Moses, 31 F.3d
794, 798
(CA9 1994) (dismissing a
Bounds claim in
part because the prisoner "simply failed to show that the
restrictions on
library access had any effect on his access
to the
court relative to his personal restraint petition"
(emphases in original)), cert. denied, 516 U. S. 825 (1995);
Casteel v.
Pieschek, 3 F.3d
1050, 1056
(CA7 1993) (it is enough if the prisoner
merely "identif[ies] the constitutional right the defendant
allegedly violated and the specific facts constituting the
deprivation");
Chandler v.
Baird, 926 F.2d
1057, 1063 (CAll 1991) ("[T]here was no allegation in the
complaint or in plaintiff's deposition that he was contemplating a
challenge at that time [of the deprivation] to the conditions of
his confinement");
Martin v.
Tyson, 845 F.2d
1451, 1456
(CA7) (dismissing a claim in part because the
prisoner "does not point to any claim that he was unable to
pursue"), cert. denied, 488 U. S. 863 (1988).
4 I do not foreclose the possibility of certain other
complaints, see text accompanying n. 2,
supra, and Part III
-B,
infra.
402
Opinion of SOUTER, J.
While a more stringent standing requirement would, of course,
serve to curb courts from interference with prison administration,
that legitimate object is adequately served by two rules of
existing law.
Bounds itself makes it clear that the means of
providing access is subject to the State's own choice. If, for
example, a State wishes to avoid judicial review of its library
standards and the adequacy of library services, it can choose a
means of access involving use of the complaint-form procedure
mentioned by the Court today.
Ante, at 352. And any judicial
remedy, whatever the chosen means of court access, must be
consistent with the rule in
Turner v.
Safley,
482 U. S. 78
(1987), that prison restrictions are valid if reasonably related to
valid penological interests.
Turner's level of scrutiny
surely serves to limit undue intrusions and thus obviates the need
for further protection. In the absence of evidence that the
Turner framework does not adequately channel the discretion
of federal courts, there would be no reason to toughen standing
doctrine to provide an additional, and perhaps unnecessary,
protection against this danger.
But instead of relying on these reasonable and existing
safeguards against interference, the Court's resolution of this
case forces a district court to engage in extensive and, I believe,
needless enquiries into the underlying merit of prisoners' claims
during the initial and final stages of a trial, and renders
properly certified classes vulnerable to constant challenges
throughout the course of litigation. The risk is that district
courts will simply conclude that prisoner class actions are
unmanageable. What, at the least, the Court overlooks is that a
class action lending itself to a systemwide order of relief
consistent with
Turner avoids the multiplicity of separate
suits and remedial orders that undermine the efficiency of a United
States district court just as surely as it can exhaust the legal
resources of a much-sued state prison system.
403
III A
There are, finally, two additional points on which I disagree
with the Court. First, I cannot concur in the suggestion that
Bounds should be overruled to the extent that it requires
States choosing to provide law libraries for court access to make
them available for a prisoner's use in the period between filing a
complaint and its final disposition.
Ante, at 354.
Bounds stated the obvious reasons for making libraries
available for these purposes, 430 U. S., at 825-826, and
developments since
Bounds have confirmed its reasoning. With
respect to habeas claims, for example, the need for some form of
legal assistance is even more obvious now than it was then, because
the restrictions developed since
Bounds have created a
"substantial risk" that prisoners proceeding without legal
assistance will never be able to obtain review of the merits of
their claims. See
McFarland v.
Scott, 512 U. S. 849 (1994)
(discussing these developments). Nor should discouragement from the
number of frivolous prison suits lead us to doubt the practical
justifiability of providing assistance to a
pro se prisoner
during trial. In the past few years alone, we have considered the
petitions of several prisoners who represented themselves at trial
and on appeal, and who ultimately prevailed. See,
e. g.,
Farmer v.
Brennan, 511 U. S. 825 (1994);
Helling v.
McKinney, 509 U. S. 25 (1993);
Hudson v.
McMillian, 503 U. S. 1 (1992).
B
Second, I see no reason at this point to accept the Court's view
that the
Bounds right of access is necessarily restricted to
attacks on sentences or challenges to conditions of confinement.
See
ante, at 354-355. It is not clear to me that a State may
force a prisoner to abandon all opportunities to vindicate rights
outside these two categories no matter how significant. We have
already held that prisoners do not en-
404
tirely forfeit certain fundamental rights, including the right
to marry,
Turner v.
Safley, supra, at 95; the right
to free speech,
Thornburgh v.
Abbott, 490 U. S. 401, 407
(1989); and the right to free exercise of religion, see
O'Lone v.
Estate of Shabazz, 482 U. S. 342 (1987). One
can imagine others that would arguably entitle a prisoner to some
limited right of access to court. See,
e. g., Lassiter v.
Department of Social Servs. of Durham Cty., 452 U. S. 18 (1981)
(parental rights);
Boddie v.
Connecticut, 401 U. S. 371 (1971)
(divorce); cf.
Wong Yang Sung v.
McGrath, 339 U. S. 33, 49-50 (1950)
(deportation). This case does not require us to consider whether,
as a matter of constitutional principle, a prisoner's opportunities
to vindicate rights in these spheres may be foreclosed, and I would
not address such issues here.
IV
I therefore concur in Parts I and III of the Court's opinion,
dissent from Part II, and concur in the judgment.
JUSTICE STEVENS, dissenting.
The Fourteenth Amendment prohibits the States from depriving any
person of life, liberty, or property without due process of law.
While at least one 19th-century court characterized the prison
inmate as a mere "slave of the State,"
Ruffin v.
Commonwealth, 62 Va. 790, 796 (1871), in recent decades this
Court has repeatedly held that the convicted felon's loss of
liberty is not total. See
Turner v.
Safley, 482 U. S.
78, 84 (1987);
e. g., Cruz v.
Beto, 405 U. S. 319, 321
(1972). "Prison walls do not ... separat[e] ... inmates from the
protections of the Constitution,"
Turner, 482 U. S., at 84,
and even convicted criminals retain some of the liberties enjoyed
by all who live outside those walls in communities to which most
prisoners will someday return.
Within the residuum of liberty retained by prisoners are
freedoms identified in the First Amendment to the Constitu-
405
tion: freedom to worship according to the dictates of their own
conscience,
e. g., O'Lone v.
Estate of Shabazz,
482 U. S. 342,
348 (1987);
Cruz, 405 U. S., at 321, freedom to communicate
with the outside world,
e. g., Thornburgh v.
Abbott,
490 U. S. 401, 411-412 (1989), and the freedom to petition
their government for a redress of grievances,
e. g., Johnson
v.
Avery, 393
U. S. 483, 485 (1969). While the exercise of these freedoms may
of course be regulated and constrained by their custodians, they
may not be obliterated either actively or passively. Indeed, our
cases make it clear that the States must take certain affirmative
steps to protect some of the essential aspects of liberty that
might not otherwise survive in the controlled prison
environment.
The "well-established" right of access to the courts,
ante, at 350, is one of these aspects of liberty that States
must affirmatively protect. Where States provide for appellate
review of criminal convictions, for example, they have an
affirmative duty to make transcripts available to indigent
prisoners free of charge.
Griffin v.
Illinois,
351 U. S. 12,
19-20 (1956) (requiring States to waive transcript fees for
indigent inmates); see also
Burns v.
Ohio, 360 U. S. 252, 257258
(1959) (requiring States to waive filing fees for indigent
prisoners). It also protects an inmate's right to file complaints,
whether meritorious or not, see
Ex parte Hull, 312 U. S. 546
(1941) (affirming right to file habeas petitions even if prison
officials deem them meritless, in case in which petition at issue
was meritless), and an inmate's right to have access to fellow
inmates who are able to assist an inmate in preparing, "with
reasonable adequacy," such complaints.
Johnson, 393 U. S.,
at 489;
Wolffv. McDonnell, 418 U. S. 539, 580
(1974).1 And for almost two decades, it has explicitly
1 See also
California Motor Transport Co. v.
Trucking
Unlimited, 404 U. S. 508, 510 (1972) ("The right of access to
the courts is indeed but one aspect of the right of petition. See
Johnson v.
Avery, 393 U. S. 483,
485; Ex
parte Hull, 312
U. S. 546, 549");
Bill Johnson's Restaurants,
406
included the right of prisoners to have access to "adequate law
libraries or adequate assistance from persons trained in the law."
Bounds v.
Smith, 430 U. S. 817, 828
(1977). As the Court points out, States are free to "experiment"
with the types of legal assistance that they provide to inmates,
ante, at 352-as long as the experiment provides adequate
access.
The constitutional violations alleged in this case are similar
to those that the District Court previously found in one of
Arizona's nine prisons. See
Gluth v.
Kangas, 773 F.
Supp. 1309 (Ariz. 1988), aff'd,
951 F.2d
1504 (CA9 1991). The complaint in this case was filed in 1990
by 22 prisoners on behalf of a class including all inmates in the
Arizona prison system. The prisoners alleged that the State's
institutions provided inadequate access to legal materials or other
assistance, App. 31-33, and that as a result, "[p]risoners are
harmed by the denial of meaningful access to the courts."
Id., at 32. The District Court agreed, concluding that the
State had failed, throughout its prison system, to provide adequate
access to legal materials, particularly for those in administrative
seg-
Inc. v.
NLRB, 461 U. S. 731, 741 (1983)
("[T]he right of access to the courts is an aspect of the First
Amendment right to petition the Government for redress of
grievances");
id., at 743.
The right to claim a violation of a constitutional provision in
a manner that will be recognized by the courts is also embedded in
those rights recognized by the Constitution's text and our
interpretations of it. Without the ability to access the courts and
draw their attention to constitutionally improper behavior, all of
us-prisoners and free citizens alikewould be deprived of the
first-and often the only-"line of defense" against constitutional
violations.
Bounds v.
Smith, 430 U. S. 817, 828
(1977); see
Wolff v.
McDonnell, 418 U. S., at 579
(recognition of constitutional rights "would be diluted if inmates,
often 'totally or functionally illiterate,' were unable to
articulate their complaints to the courts"); cf.
Bivens v.
Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971)
(allowing plaintiff alleging violation of Fourth Amendment rights
access to the courts through a cause of action directly under the
Constitution).
407
regation, or "lockdown," and that the State had failed to
provide adequate legal assistance to illiterate and non-English
speaking inmates. After giving all the parties an opportunity to
participate in the process of drafting the remedy, the court
entered a detailed (and I agree excessively so, see
infra,
at 409) order to correct the State's violations.
As I understand the record, the State has not argued that the
right of effective access to the courts, as articulated in
Bounds, should be limited in any way. It has not challenged
the standing of the named plaintiffs to represent the class, nor
has it questioned the propriety of the District Court's order
allowing the case to proceed as a class action. I am also unaware
of any objection having been made in the District Court to the
plaintiffs' constitutional standing in this case, and the State
appears to have conceded standing with respect to most claims in
the Court of Appeals.2 Yet the majority chooses to address these
issues unnecessarily and, in some instances, incorrectly.
For example, although injury in fact certainly is a
jurisdictional issue into which we inquire absent objection from
the parties, even the majority finds on the record that at least
two of the plaintiffs had standing in this case,
ante, at
356,3
2See Opening Brief for Appellant in No. 93-17169
(CA9),
pp. 29-30; Reply Brieffor Defendant/Appellants in No. 93-17169
(CA9), p. 14, n. 20. The State directly questioned
constitutional standing only with respect to two narrow classes of
claims: the standard for indigency (a claim on which the State was
successful below) and, in its reply brief, photocopying.
3 In all likelihood, the District Court's failure to articulate
additional specific examples of missing claims was due more to the
fact that the State did not challenge the constitutional standing
of the prisoners in the District Court than to a lack of actual
evidence relating to such lost claims. Now that the District Court
and prisoners are on notice that standing is a matter of specific
concern, it is free on remand to investigate the record or other
evidence that the parties could make available regarding other
claims that have been lost because of inadequate facilities.
408
which should be sufficient to satisfy any constitutional
concerns.4 Yet the Court spends 10 pages disagreeing.
Even if we had reason to delve into standing requirements in
this case, the Court's view of those requirements is excessively
strict. I think it perfectly clear that the prisoners had standing,
even absent the specific examples of failed complaints. There is a
constitutional right to effective access, and if a prisoner alleges
that he personally has been denied that right, he has standing to
sue.5 One of our first cases to address directly the right of
access to the courts illustrates this principle particularly well.
In
Ex parte Hull, we reviewed the constitutionality
of a state prison's rule that impeded an inmate's access to the
courts. The rule authorized corrections officers to intercept mail
addressed to a court and refer it to the legal investigator for the
parole board to determine whether there was sufficient merit in the
claim to justify its submission to a court. Meritless claims were
simply not delivered. Petitioner Hull succeeded in smuggling papers
to his father, who in turn delivered them to this Court. Although
we held that the smuggled petition had insufficient merit even to
require an answer from the
4 If named class plaintiffs have standing, the standing of the
class members is satisfied by the requirements for class
certification. 1 H. Newberg & A. Conte, Newberg on Class
Actions §2.01, p. 2-3 (3d ed. 1992);
ante, at 395-396
(SOUTER, J., concurring in part, dissenting in part, and concurring
in judgment). Because the State did not challenge that
certification, it is rather late in the game to now give it the
advantage of a conclusion that the class was improper (even if it
is-although illiterate inmates, it seems to me, are not positioned
much differently with respect to English language legal materials
than are non-English speaking prisoners).
5 Although a prisoner would lose on the merits if he alleged
that the deprivation of that right occurred because the State, for
example, did not provide him with access to on-line computer
databases, he would also certainly have "standing" to make his
claim. The Court's argument to the contrary with respect to most of
the prisoners in this case, it seems to me, is not as much an
explication of the principles of standing, but the creation of a
new rule requiring prisoners making
Bounds claims to
demonstrate prejudice flowing from the lack of access.
409
State, 312 U. S., at 551, we nevertheless held that the
regulation was invalid for the simple and sufficient reason that
"the state and its officers may not abridge or impair petitioner's
right to apply to a federal court for writ of habeas corpus."
Id., at 549.
At first glance, the novel approach adopted by the Court today
suggests that only those prisoners who have been refused the
opportunity to file claims later found to have arguable merit
should be able to challenge a rule as clearly unconstitutional as
the one addressed in
Hull. Perhaps the standard is somewhat
lower than it appears in the first instance; using
Hull as
an example, the Court suggests that even facially meritless
petitions can provide a sufficient basis for standing. See
ante, at 352, n. 2. Nonetheless, because prisoners are
uniquely subject to the control of the State, and because
unconstitutional restrictions on the right of access to the
courts-whether through nearly absolute bars like that in
Hull or through inadequate legal resources-frustrate the
ability of prisoners to identify, articulate, and present to courts
injuries flowing from that control, I believe that any prisoner who
claims to be impeded by such barriers has alleged constitutionally
sufficient injury in fact.
My disagreement with the Court is not complete: I am
persuaded-as respondents' counsel essentially has conceded-that the
relief ordered by the District Court was broader than necessary to
redress the constitutional violations identified in the District
Court's findings. I therefore agree that the case should be
remanded. I cannot agree, however, with the Court's decision to use
the case as an opportunity to meander through the laws of standing
and access to the courts, expanding standing requirements here and
limiting rights there,6 when the most obvious concern in
6 In addition to the Court's discussion of "standing," the
opinion unnecessarily enters into discussion about at least two
other aspects of the scope of the
Bounds right. First, the
Court concludes that the
Bounds right does not extend to any
claims beyond attacks on sentences and conditions
410
the case is with the simple disjunct between the limited scope
of the injuries articulated in the District Court's findings and
the remedy it ordered as a result. Because most or all of
petitioners' concerns regarding the order could be addressed with a
simple remand, I see no need to resolve the other constitutional
issues that the Court reaches out to address.
The Court is well aware that much of its discussion preceding
Part III is unnecessary to the decision. Reflecting on its view
that the District Court railroaded the State into accepting its
order lock, stock, and barrel, the Court concludes on the last page
of its decision that "[t]he State was entitled to far more than an
opportunity for rebuttal, and on that ground alone this order would
have to be set aside."
Ante, at 363. To the extent that the
majority suggests that the order in this case is flawed because of
a breakdown in the process of court-supervised negotiation that
should generally precede systemic relief, I agree with it. I also
agree that the failure in that process
"alone" would justify
a remand
of confinement.
Ante, at 355. But given its subsequent
finding that only two plaintiffs have met its newly conjured rule
of standing, see
ibid., its conclusion regarding the scope
of the right is purely dicta. Second, the Court argues that the
Bounds right does not extend to the right to "discover"
grievances, or to "litigate effectively" once in court.
Ante, at 354 (emphasis deleted). This statement is also
largely unnecessary given the Court's emphasis in Part IlIon the
need for the District Court both to tailor its remedy to the
constitutional violations it has discovered and the requirement
that it remain respectful of the difficult job faced by state
prison administrators.
Moreover, I note that the State has not asked for these
limitations on
Bounds. While I doubt that Arizona will
object to its unexpected windfall, its briefs in the District
Court, Court of Appeals, and this Court have argued that the
District Court order simply went further than was necessary given
the injuries identified in its own opinion. See Brief for
Petitioners 13-16. By agreeing with that proposition but
nonetheless going on to extend unrequested relief, the Court
oversteps the scope of the debate presented in this case. Whenever
we take such a step, we venture unnecessarily onto dangerous
ground.
411
in this case. I emphatically disagree, however, with the Court's
characterization of who is most to blame for the objectionable
character of the final order. Much of the blame for its breadth, I
propose, can be placed squarely in the lap of the State.
A fair evaluation of the procedures followed in this case must
begin with a reference to
Gluth, the earlier case in which
the same District Judge found petitioners guilty of a systemic
constitutional violation in one facility. In that case the District
Court expressly found that the state officials had demonstrated "a
callous unwillingness to face the issues" and had pursued
"diversion[ary] tactics" that "forced [the court] to take
extraordinary measures." 773 F. Supp., at 1312, 1314. Despite the
Court's request that they propose an appropriate remedy, the
officials refused to do so. It is apparent that these defense
tactics played an important role in the court's decision to appoint
a Special Master to assist in the fashioning of the remedy that was
ordered in
Gluth. Only after that order had been affirmed by
the Court of Appeals did respondents commence this action seeking
to obtain similar relief for the entire inmate population.
After a trial that lasted for 11 days over the course of two
months, the District Court found that several of petitioners'
policies denied illiterate and non- English-speaking prisoners
meaningful access to the courts. Given the precedent established in
Gluth, the express approval of that plan by the Court of
Appeals, and the District Court's evaluation of the State's
conclusions regarding the likelihood of voluntary remedial schemes,
particularly in view of the State's unwillingness to playa
constructive role in the remedy stage of that case, the District
Court not unreasonably entered an order appointing the same Special
Master and directing him to propose a similar remedy in this case.
Although the District Court instructed the parties to submit
specific objections to the remedial template derived from
Gluth, see App. to Pet. for Cert. 89a, nothing in the
court's order prevented the
412
State from submitting its own proposals without waiving its
right to challenge the findings on the liability issues or its
right to object to any remedial proposals by either the Master or
the respondents. The District Court also told the parties that it
would consider settlement offers, and instructed the Master to
provide "such guidance and counsel as either of the parties may
request to effect such a settlement."
Id., at 95a.
In response to these invitations to participate in the remedial
process, the State filed only four half-hearted sets of written
objections over the course of the six months during which the
Special Master was evaluating the court's proposed order. See App.
218-221, 225-228, 231-238, and 239240. Although the Master rejected
about half of these narrow objections, he accepted about an equal
number, noting that the State's limited formal participation had
been "important" and "very helpful." Proposed Order (Permanent
Injunction) in No. CIV 90-0054 (D. Ariz.), p. iii. After the Master
released his proposed order, the State offered another round of
objections. See App. 243-250. Although the District Court informed
the Master that the objections could be considered, they did not
have to be; the court reasonably noted that the State had been
aware for six months about the potential scope of the order, and
that it could have mounted the same objections prior to the
deadline that the court had set at the beginning of the process.
Id., at 251-253.
One might have imagined that the State, faced with the potential
of this "inordinately-indeed, wildly-intrusive" remedial scheme,
ante, at 362, would have taken more care to protect its
interests before the District Court and the Special Master,
particularly given the express willingness of both to consider the
State's objections. Having failed to zealously represent its
interests in the District Court, the State's present complaints
seem rather belated; the Court has generally been less than
solicitous to claims that have
413
not been adequately pressed below. Cf.,
e. g.,
McCleskey v.
Zant, 499 U. S. 467, 488-489
(1991); compare
ante, at 363364, n. 8 (State made
boilerplate reservation of rights in each set of objections), with
Gray v.
Netherland, ante, at 163 ("[I]t is not enough
to make a general appeal to a constitutional guarantee as broad as
due process to present the 'substance' of such a claim to a state
court").
The State's lack of interest in representing its interests is
clear not only from the sparse objections in the District Court,
but from proceedings both here and in the Court of Appeals. In
argument before both courts, counsel for the prisoners have
conceded that certain aspects of the consent decree exceeded the
necessary relief. See,
e. g., 43
F.3d 1261, 1271 (CA9 1994) (prisoners agree that typewriters
are not required); Tr. of Oral Arg. 31 (provisions regarding noise
in library are unnecessary). This flexibility further suggests that
the State could have sought relief from aspects of the plan through
negotiation. Indeed, at oral argument in the Ninth Circuit, the
parties for both sides suggested that they were willing to settle
the case, and the court deferred submission of the case for 30 days
to enable a settlement. "However, before the settlement process had
even begun, [the State] declined to mediate." 43 F. 3d, at 1265, n.
1. Notably, this is the only comment made by the appellate court
regarding the process that led to the fashioning of the remedy in
this case.
A fair reading of the record, therefore, reveals that the State
had more than six months within which it could have initiated
settlement discussions, presented more ambitious objections to the
proposed decree reflecting the concerns it has raised before this
Court, or offered up its own plan for the review of the plaintiffs
and the Special Master. It took none of these steps. Instead, it
settled for piecemeal and belated challenges to the scope of the
proposed plan.
The Court implies that the District Court's decision to use the
decree entered in
Gluth as the starting point for
fashion-
414
ing the relief to be ordered was unfair to petitioners and
should not be repeated in comparable circumstances. The browbeaten
State, the Court suggests, was "entitled to far more than an
opportunity for rebuttal."
Ante, at 363. I strongly disagree
with this characterization of the process. Whether this Court now
approves or disapproves of the contents of the
Gluth decree,
the Court of Appeals had affirmed it in its entirety when this case
was tried, and it was surely appropriate for the District Court to
use it as a starting point for its remedial task in this case.
Petitioners were represented by competent counsel who could have
advanced their own proposals for relief if they had thought it
expedient to do so. By going further than necessary to correct the
excesses of the order, the Court's decision rewards the State for
the uncooperative posture it has assumed throughout the long period
of litigating both
Gluth and this case. See
ante, at
354-355;
Gluth, 773 F. Supp., at 1312-1316. Although the
State's approach has proven sound as a matter of tactics, allowing
it to prevail in a forum that is not as inhibited by precedent as
are other federal courts, the Court's decision undermines the
authority and equitable powers of not only this District Court, but
District Courts throughout the Nation. It is quite wrong, in my
judgment, for this Court to suggest that the District Court denied
the State a fair opportunity to be heard, and entirely unnecessary
for it to dispose of the smorgasbord of constitutional issues that
it consumes in Part II.
Accordingly, while I agree that a remand is appropriate, I
cannot join the Court's opinion.
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