OCTOBER TERM, 1993
Syllabus
KEY TRONIC CORP. v. UNITED STATES ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No. 93-376. Argued March 29, 1994-Decided June 6, 1994
Petitioner Key Tronic Corporation, one of several parties
responsible for contaminating a landfill, settled a lawsuit filed
by the Environmental Protection Agency (EPA) and then brought this
action against the Air Force and other responsible parties to
recover a share of its cleanup costs, including attorney's fees for
legal services in connection with (1) the identification of other
potentially responsible parties (PRP's), (2) the preparation and
negotiation of the settlement agreement with the EPA, and (3) the
prosecution of this litigation. The District Court held, inter
alia, that all of the attorney's fees were recoverable under § 107
of the Comprehensive Environmental Response, Compensation, and
Liability Act of 1980 (CERCLA), as amended by the Superfund
Amendments and Reauthorization Act of 1986 (SARA). The Court of
Appeals disagreed as to each type of fees and reversed.
Held: CERCLA § 107 does not provide for the award of private
litigants' attorney's fees associated with bringing a cost recovery
action. Pp. 814-821.
(a) Under the longstanding "American rule," attorney's fees
generally are not a recoverable cost of litigation absent explicit
congressional authorization. See, e. g., Alyeska Pipeline Service
Co. v. Wilderness Society,
421 U. S. 240. The
relevant provisions of CERCLA do not expressly mention the recovery
of such fees, although § 107(a)(4)(B) imposes private liability for
the "necessary costs of response" to the release of a hazardous
substance, while § 101(25), as amended by SARA, defines "response"
to include "enforcement activities." Pp. 814-816.
(b) The fees for prosecuting this action against the Air Force
are not recoverable "necessary costs of response" under §
107(a)(4)(B) because the "enforcement activities" included in §
101(25) do not encompass a private party's action to recover
cleanup costs from other PRP's. First, although § 107
unquestionably provides such a cause of action, that cause is not
explicitly set out in the section's text, but was inferred in
numerous District Court cases interpreting the statute. To conclude
that a provision that only impliedly authorizes suit nonetheless
provides for attorney's fees with the clarity required by Alyeska
would be unprecedented. Second, Congress' inclusion of two express
fee awards provisions elsewhere in the SARA amendments, and its
omission of a similar
810
Syllabus
provision either in § 107 or in § 113, which expressly
authorizes contribution claims, strongly suggest a deliberate
decision not to authorize such awards in the kind of private cost
recovery action that is at issue. Third, it would stretch the plain
terms of the phrase "enforcement activities" too far to construe it
as encompassing such an action. pp. 816-819.
(c) Unlike litigation-related fees, the component of Key
Tronie's claim covering activities performed in identifying other
PRP's constitutes a "necessary cosEt] of response" recoverable
under § 107(a)(4)(B). Such work might well be performed by
engineers, chemists, private investigators, or other professionals
who are not lawyers, and fees for its performance are clearly
distinguishable from litigation expenses governed by the American
rule under Alyeska. The District Court recognized the role such
efforts played in uncovering the Air Force's disposal of wastes at
the site and in prompting the EPA to initiate enforcement action
against the Air Force. Tracking down other responsible solvent
polluters increases the probability that a cleanup will be
effective and get paid for. Key Tronic is therefore quite right to
claim that these activities significantly benefited the entire
cleanup effort and served a statutory purpose apart from the
reallocation of costs. Pp. 819-820.
(d) However, fees for the legal services performed in connection
with the negotiations between Key Tronic and the EPA that
culminated in the consent decree do not constitute "necessary costs
of response." Although studies that Key Tronie's counsel prepared
or supervised during those negotiations may indeed have aided the
EPA and may also have affected the cleanup's ultimate scope and
form, such work must be viewed as primarily protecting Key Tronie's
interests as a defendant in the proceedings that established the
extent of its liability. Pp. 820-821.
984 F.2d
1025, affirmed in part, reversed in part, and remanded.
STEVENS, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and O'CONNOR, KENNEDY, SOUTER, and GINSBURG, JJ.,
joined. SCALIA, J., filed an opinion dissenting in part, in which
BLACKMUN and THOMAS, JJ., joined, post, p. 821.
Mark W Schneider argued the cause for petitioner. With him on
the briefs were James R. Moore, Michael Himes, and Kathryn L.
Tucker.
Deputy Solicitor General Wallace argued the cause for the United
States. With him on the briefs were Solicitor General Days, Acting
Assistant Attorney General Schiffer,
811
Ronald
J. Mann, Anne S. Almy, David C. Shilton, and M.
Alice Thurston.*
JUSTICE STEVENS delivered the opinion of the Court. Petitioner
Key Tronic Corporation, one of several parties responsible for
contaminating a landfill, brought this action to recover a share of
its cleanup costs from other responsible parties. The question
presented is whether attorney's fees are "necessary costs of
response" within the meaning of § 107(a)(4)(B) of the Comprehensive
Environmental Response, Compensation, and Liability Act of 1980
(CERCLA), as amended by the Superfund Amendments and
Reauthorization Act of 1986 (SARA), 100 Stat. 1613, and therefore
recoverable in such an action.
I
During the 1970's Key Tronic and other parties, including the
United States Air Force, disposed of liquid chemicals at the
Colbert Landfill in eastern Washington State. In 1980 the
Washington Department of Ecology (WDOE) determined that the water
supply in the surrounding area had been contaminated by these
chemicals. Various lawsuits ensued, including formal proceedings
against Key Tronic, the Air Force, and other parties.
Two of those proceedings were settled. In one settlement with
WDOE and the Environmental Protection Agency (EP A), Key Tronic
agreed to contribute $4.2 million to an EPA cleanup fund. In the
other, the Air Force agreed to pay the EPA $1.45 million. The EPA
subsequently released the Air Force from further liability pursuant
to CERCLA § 122(g)(5), 42 U. S. C. § 9622(g)(5), which provides
that a
*Rex E. Lee, Carter G. Phillips, Janet M. Letson, Larry G.
Gutterridge, and James M. Harris filed a brief for Atlantic
Richfield Co. as amicus curiae urging reversal.
Michael D. Graves and Claire V. Eagan filed a brief for the Sand
Springs Superfund PRP Group as amicus curiae urging affirmance.
812
party that has resolved its liability to the United States shall
not be liable for contribution claims regarding matters addressed
in the settlement.1
Key Tronic thereafter brought this action against the United
States and other parties seeking to recover part of its $4.2
million commitment to the EP A in a contribution claim under CERCLA
§ 113(f), 42 U. S. C. § 9613(f), and seeking an additional $1.2
million for response costs that it incurred before the settlements
in a cost recovery claim under CERCLA § 107(a)(4)(B), 42 U. S. C.
§9607(a)(4)(B). The $1.2 million included attorney's fees for three
types of legal services: (1) the identification of other
potentially responsible parties (PRP's), including the Air Force,
that were liable for the cleanup; (2) preparation and negotiation
of its agreement with the EPA; and (3) the prosecution of this
litigation.2
The District Court dismissed Key Tronic's $4.2 million
contribution claim against the Air Force when Key Tronic conceded
that § 122(g)(5) precluded it from recovering any part of the
consent decree obligation.3 Key Tronic's claim for $1.2 million of
additional response costs could be pursued under CERCLA §
107(a)(4)(B), 42 U. S. C. § 9607, the court held, because it
related to matters not covered by the Air
1 See Administrative Order on Consent and Interagency Agreement'
8, p. 12 (Record, Doc. No. 23, Exh. 1). Paragraph 7(a) of that
agreement defines the term "Covered Matters" to include "any and
all civil liability for reimbursement of response costs or for
injunctive relief pursuant to sections 106 or 107(a) of CERCLA, 42
U. S. C. 9606 or 9607(a), or section 7003 of the Resource
Conservation and Recovery Act, as amended, 42
2 Key Tronic also sought prejudgment interest against the United
States. The District Court awarded such interest, and the Air Force
did not appeal that award. Other payments the Air Force made to Key
Tronic are not in dispute.
3 The statutory bar protected only the Air Force from liability.
Key Tronic's claim against another defendant, Alumax Fabricated
Products, Inc., and Alumax Mill Products, Inc. (collectively
Alumax), was deemed moot when the two parties settled. 766 F. Supp.
865, 867-868 (ED Wash. 1991).
813
Force's settlement with the EPA. 766 F. Supp. 865, 868 (ED Wash.
1991). Section 107(a) provides that responsible parties are liable
for "any ... necessary costs of response incurred by any other
person consistent with the national contingency plan." 4 42 U. S.
C. § 9607(a)(4)(B). CERCLA's definitional § 101(25), as amended by
SARA, provides that "response" or "respond" "means remove, removal,
remedy, and remedial action" and that "all such terms (including
the terms 'removal' and 'remedial action') include enforcement
activities related thereto." 42 U. S. C. § 9601(25). Construing §§
107 and 101(25) "liberally to achieve the overall objectives of the
statute," 766 F. Supp., at 872, the District Court concluded that a
private party may incur enforcement costs and that such costs
include attorney's fees for bringing a cost recovery action under §
107. Id., at 871. The court went on to decide that attorney's fees
encompassed within Key Tronic's PRP search costs also were
recoverable as an enforcement activity under CERCLA,
id., at
872, and that the costs Key Tronic's attorneys incurred in
negotiating the agreement with the EP A were recoverable as
necessary response costs under § 107.5
The Court of Appeals reversed.
984 F.2d
1025, 1028 (CA9 1993). Relying on its decision in Stanton Road
Associates v. Lohrey Enterprises,
984 F.2d
1015 (CA9 1993), which prohibited a litigant in a private
response cost recovery action from obtaining attorney's fees from a
party responsible for the pollution, the court held that the
District Court lacked authority to award attorney's fees in this
case. 984 F. 2d, at 1027. The court concluded that Stanton Road
likewise precluded an award of attorney's fees for Key Tronic's
search
4The EPA promulgated the national contingency plan as a
regulation pursuant to CERCLA § 105, 42 U. S. C. § 9605. It is
codified at 40 CFR pt. 300 (1993).
5 The court indicated that these expenses were necessary
response costs within the meaning of § 107(a)(4)(B) regardless of
whether they constituted costs of "'enforcement activities'" under
§ 101(25). 766 F. Supp., at 872.
814
for other responsible parties and for negotiating the consent
decree. "Because Congress has not explicitly authorized private
litigants to recover their legal expenses incurred in a private
cost recovery action," the District Court's award of attorney's
fees could not stand. 984 F. 2d, at 1028. Judge Canby dissented,
reasoning that Congress' 1986 amendment of the definition of
"response" meant to authorize the recovery of attorney's fees even
in private litigants' cost recovery actions. Ibid.
Other courts addressing this question have differed over the
extent to which attorney's fees are a necessary cost of response
under CERCLA. See General Electric Co. v. Litton Industrial
Automation Systems, Inc.,
920 F.2d
1415 (CA8 1990) (fees recoverable); Donahey v. Bogle,
987 F.2d
1250, 1256 (CA6 1993) (same); Juniper Development Group v.
Kahn,
993 F.2d
915, 933 (CA1 1993) (litigation fees not recoverable); FMC
Corp. v. Aero Industries, Inc.,
998 F.2d
842 (CAlO 1993) (only nonlitigation fees may be recoverable).
We granted certiorari to resolve the conflict. 510 U. S. 1023
(1993).
II
As its name implies, CERCLA is a comprehensive statute that
grants the President broad power to command government agencies and
private parties to clean up hazardous waste sites. Sections 104 and
106 provide the framework for federal abatement and enforcement
actions that the President, the EP A as his delegated agent, or the
Attorney General initiates. 42 U. S. C. §§ 9604, 9606. These
actions typically require private parties to incur substantial
costs in removing hazardous wastes and responding to hazardous
conditions. Section 107 sets forth the scope of the liabilities
that may be imposed on private parties and the defenses that they
may assert. 42 U. S. C. § 9607.
Our cases establish that attorney's fees generally are not a
recoverable cost of litigation "absent explicit congressional
authorization." Runyon v. McCrary,
427 U. S. 160, 185
815
(1976) (citing Alyeska Pipeline Service Co. v. Wilderness
Society,
421 U. S.
240, 247 (1975)). Recognition of the availability of attorney's
fees therefore requires a determination that "Congress intended to
set aside this longstanding American rule of law." Runyon, 427 U.
S., at 185-186. Neither CERCLA § 107, the liabilities and defenses
provision, nor § 113, which authorizes contribution claims,
expressly mentions the recovery of attorney's fees. The absence of
specific reference to attorney's fees is not dispositive if the
statute otherwise evinces an intent to provide for such fees. The
Eighth Circuit, for example, found "a sufficient degree of
explicitness" in CERCLA's references to "necessary costs of
response" and "enforcement activities" to warrant the award of
attorney's fees and expenses.6 Mere "generalized commands,"
however, will not suffice to authorize such fees. Id., at 186.
The three components of Key Tronic's claim for attorney's fees
raise somewhat different issues. We first consider whether the fees
for prosecuting this action against the Air Force are recoverable
under CERCLA. That depends, again, upon whether the "enforcement
activities" included in § 101(25)'s definition of "response"
encompass a private party's action to recover cleanup costs from
other PRP's such
6 See General Electric Co. v. Litton Industrial Automation
Systems, Inc.,
920 F.2d
1415, 1421-1422 (1990). After setting out the relevant language
of §§ 107(a)(4)(B) and 101(25), the court concluded that a private
party cost-recovery action is an enforcement activity within the
meaning of the statute, that attorney's fees "necessarily are
incurred in this kind of enforcement activity," and that "it would
strain the statutory language to the breaking point to read them
out of the 'necessary costs' that section 9607(a)(4)(B) allows
private parties to recover." Ibid. The court's subsequent
conclusion that CERCLA authorizes private parties to recover
attorney's fees was "based on the statutory language" and was
"consistent with two of the main purposes of CERCLA-prompt cleanup
of hazardous waste sites and imposition of all cleanup costs on the
responsible party." Id., at 1422.
816
that the attorney's fees associated with that action are then
"necessary costs of response" within § 107(a)(4)(B).
III
The 1986 amendments to CERCLA are the genesis of the term
"enforcement activities"; we begin, therefore, by considering the
statutory basis for the claim in the original CERCLA enactment and
the SARA provisions' effect on it. In its original form CERCLA
contained no express provision authorizing a private party that had
incurred cleanup costs to seek contribution from other PRP's. In
numerous cases, however, District Courts interpreted the
statute-particularly the § 107 provisions outlining the liabilities
and defenses of persons against whom the Government may assert
claims-to impliedly authorize such a cause of action.7
The 1986 amendments included a provision-CERCLA § 113(f)-that
expressly created a cause of action for contribution. See 42 U. S.
C. § 9613(f). Other SARA provisions, moreover, appeared to endorse
the judicial decisions recognizing a cause of action under § 107 by
presupposing that such an action existed. An amendment to § 107
itself, for example, refers to "amounts recoverable in an action
under this section." 42 U. S. C. § 9607(a)(4)(D). The new
contribution section also contains a reference to a "civil action
... under section 9607(a)." 42 U. S. C. § 9613(f)(1). Thus the
statute now expressly authorizes a cause of action for contribution
in § 113 and impliedly authorizes a similar and somewhat
overlapping remedy in § 107.
7 In Walls v. Waste Resource Corp.,
761 F.2d
311 (CA6 1985), Judge Merritt noted that District Courts "have
been virtually unanimous" in holding that § 107(a)(4)(B) creates a
private right of action for the recovery of necessary response
costs. Id., at 318 (citing Bulk Distribution Centers, Inc. v.
Monsanto Co., 589 F. Supp. 1437, 1442-1444 (SD Fla. 1984); Jones v.
Inmont Corp., 584 F. Supp. 1425, 1428 (SD Ohio 1984); Philadelphia
v. Stepan Chemical Co., 544 F. Supp. 1135 (ED Pa. 1982); Pinole
Point Properties, Inc. v. Bethlehem Steel Corp., 596 F. Supp. 283,
293 (ND Cal. 1984)).
817
As we have said, neither § 107 nor § 113 expressly calls for the
recovery of attorney's fees by the prevailing party. In contrast,
two SARA provisions contain explicit authority for the award of
attorney's fees. A new provision authorizing private citizens to
bring suit to enforce the statute, see 100 Stat. 1704-1705,
expressly authorizes the award of "reasonable attorney and expert
witness fees" to the prevailing party. 42 U. S. C. § 9659(f). And
an amendment to the section authorizing the Attorney General to
bring abatement actions provides that a person erroneously ordered
to pay response costs may in some circumstances recover counsel
fees from the Government. See § 9606(b)(2)(E).8 Since its enactment
CERCLA also has expressly authorized the recovery of fees in
actions brought by employees claiming discriminatory treatment
based on their disclosure of statutory violations. See § 9610(c)
("aggregate amount of all costs and expenses (including the
attorney's fees)" is recoverable).
Judicial decisions, rather than explicit statutory text, also
resolved an issue that arose frequently under the original version
of CERCLA-that is, whether the award in a government enforcement
action seeking to recover cleanup costs could encompass its
litigation expenses, including attorney's fees. Here, too, District
Courts generally agreed that such fees were recoverable.9 Congress
arguably endorsed these holdings, as well, in the SARA provision
redefining the term "response" to include related "enforcement
activities," 100
8 Under this section, the reimbursement that a court awards "may
include appropriate costs, fees, and other expenses" in accordance
with 28 U. S. C. §§ 2412(a) and (d), which outline the procedures
by which costs and fees are awarded. Section 2412(d)(2)(A), in
particular, defines "fees and other expenses" to include reasonable
attorney's fees.
9See, e. g., United States v. South Carolina Recycling &
Disposal, Inc., 653 F. Supp. 984, 1009 (S. C. 1984), aff'd in part
and vacated in part,
858 F.2d
160 (CA4 1988), cert. denied, 490 U. S. 1106 (1989); United
States v. Northeastern Pharmaceutical & Chemical Co., 579 F.
Supp. 823, 851 (WD Mo. 1984) (same), aff'd in part and rev'd in
part,
810 F.2d
726 (CA8 1986), cert. denied, 484 U. S. 848 (1987).
818
Stat. 1615.10 Key Tronic contends that a private action under §
107 is one of the enforcement activities covered by that definition
and that fees should therefore be available in private litigation
as well as in government actions.
For three reasons, we are unpersuaded. First, although § 107
unquestionably provides a cause of action for private parties to
seek recovery of cleanup costs, that cause of action is not
explicitly set out in the text of the statute.ll To conclude that a
provision that only impliedly authorizes suit nonetheless provides
for attorney's fees with the clarity required by Alyeska would be
unusual if not unprecedented. Indeed, none of our cases has
authorized fee awards to prevailing parties in such
circumstances.
Second, Congress included two express provisions for fee awards
in SARA without including a similar provision in either § 113,
which expressly authorizes contribution claims, or in § 107, which
impliedly authorizes private parties to recover cleanup costs from
other PRP's. These omissions
10 According to the House Committee Report on this amendment, §
101(25)'s modification of the definition of "response action" to
include related enforcement activities "will confirm the EPA's
authority to recover costs for enforcement actions taken against
responsible parties." H. R. Rep. No. 99-253, pp. 66-67 (1985).
llJU8TICE SCALIA correctly notes that "to say that A shall be
liable to B is the express creation of a right of action." Post, at
822. Section 107, however, merely says that "A shall be liable"
without revealing to whom A is liable. Sections 104 and 106 plainly
indicate that the parties described in § 107 are liable to the
Government. The statute thus expressly identifies the Government as
a potential plaintiff and only impliedly identifies private parties
as the hypothetical B in § 107 litigation. That § 107 imposes
liability on A for costs incurred "by any other person" impliesbut
does not expressly command-that A may have a claim for contribution
against those treated as joint tortfeasors. Cf. Texas Industries,
Inc. v. Radcliff Materials, Inc.,
451 U. S. 630, 639-640
(1981) (finding no implied right to contribution from other
participants in conspiracy violative of antitrust laws); Northwest
Airlines, Inc. v. Transport Workers,
451 U. S. 77,91-95 (1981)
(finding no implied right to contribution under the Equal Pay Act
of 1963 and Title VII of the Civil Rights Act of 1964).
819
strongly suggest a deliberate decision not to authorize such
awards.
Third, we believe it would stretch the plain terms of the phrase
"enforcement activities" too far to construe it as encompassing the
kind of private cost recovery action at issue in this case. Though
we offer no comment on the extent to which that phrase forms the
basis for the Government's recovery of attorney's fees through §
107, the term "enforcement activity" is not sufficiently explicit
to embody a private action under § 107 to recover cleanup costS.12
Given our adherence to a general practice of not awarding fees to a
prevailing party absent explicit statutory authority, Alyeska
Pipeline Service Co. v. Wilderness Society, 421 U. S., at 262, we
conclude that CERCLA § 107 does not provide for the award of
private litigants' attorney's fees associated with bringing a cost
recovery action.13
IV
The conclusion we reach with respect to litigation-related fees
does not signify that all payments that happen to be made
12 That characterization undeniably applies to citizen suits
brought by private parties under § 310 seeking affirmative relief.
Significantly, Congress expressly authorized fee awards in such
cases. See 42 U. S. C. § 9659(f).
13 In concluding that a private party may not recover attorney's
fees arising from the litigation of a private recovery action, the
Tenth Circuit observed: "We simply cannot agree with those courts
that find an explicit authorization for the award of litigation
fees from the fact that response costs include related enforcement
activities. We recognize that CERCLA is designed to encourage
private parties to assume the financial responsibility of cleanup
by allowing them to seek recovery from others. It may be true that
awarding the litigation fees incurred in that recovery would
further this goal. Nonetheless, the efficacy of an exception to the
American rule is a policy decision that must be made by Congress,
not the courts. The desirability of a fee-shifting provision cannot
substitute for the express authorization mandated by the Supreme
Court." FMC Corp v. Aero Industries, Inc.,
998
F.2d 842, 847 (1993) (citing Alyeska, 421 U. S., at
263-264).
820
to a lawyer are unrecoverable expenses under CERCLA. On the
contrary, some lawyers' work that is closely tied to the actual
cleanup may constitute a necessary cost of response in and of
itself under the terms of § 107(a)(4)(B). The component of Key
Tronic's claim that covers the work performed in identifying other
PRP's falls in this category. Unlike the litigation services at
issue in Alyeska, these efforts might well be performed by
engineers, chemists, private investigators, or other professionals
who are not lawyers. As the Tenth Circuit observed, the American
rule set out in Alyeska does not govern such fees "because they are
not incurred in pursuing litigation." FMC Corp. v. Aero Industries,
Inc.,
998 F.2d
842, 847 (1993).
The District Court in this case recognized the role Key Tronic's
search for other responsible parties played in uncovering the Air
Force's disposal of wastes at the site and in prompting the EP A to
initiate its enforcement action against the Air Force. 766 F.
Supp., at 872, n. 4. Tracking down other responsible solvent
polluters increases the probability that a cleanup will be
effective and get paid for. Key Tronic is therefore quite right to
claim that such efforts significantly benefited the entire cleanup
effort and served a statutory purpose apart from the reallocation
of costs. These kinds of activities are recoverable costs of
response clearly distinguishable from litigation expenses.14
This reasoning does not extend, however, to the legal services
performed in connection with the negotiations between Key Tronic
and the EP A that culminated in the consent decree. Studies that
Key Tronic's counsel prepared or supervised during those
negotiations may indeed have aided the EPA and may also have
affected the ultimate scope and form of the cleanup. We
nevertheless view such work as primarily protecting Key Tronic's
interests as a defendant in the proceedings that established the
extent of its liability. As
14 As is customary in assessments of this sort, of course, trial
courts will determine the exact amount of these costs that is
recoverable.
821
such, these services do not constitute "necessary costs of
response" and are not recoverable under CERCLA.
The judgment of the Court of Appeals is affirmed in part and
reversed in part, and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.
JUSTICE SCALIA, with whom JUSTICE BLACKMUN and JUSTICE THOMAS
join, dissenting in part.
I disagree with the Court's conclusion that a private litigant
cannot recover the attorney's fees associated with bringing a cost
recovery action under § 107 of the Comprehensive Environmental
Response, Compensation, and Liability Act of 1980 (CERCLA), 42 U.
S. C. § 9607. Under §§ 107(a)(4)(A) and (B), a party who has
incurred costs to clean up a hazardous waste site can recover those
costs from any other party liable under CERCLA. Those provisions
state that:
"Covered persons ... shall be liable for-
"(A) all costs of removal or remedial action incurred by the
United States Government or a State or an Indian tribe not
inconsistent with the national contingency plan;
"(B) any other necessary costs of response incurred by any other
person consistent with the national contingency plan." (Emphases
added.)
Title 42 U. S. C. § 9601(25) explains that:
"The terms 'respond' or 'response' means [sic] remove, removal,
remedy, and remedial action; all such terms (including the terms
'removal' and 'remedial action') include enforcement activities
related thereto." (Emphases added; footnote omitted.)
Under the plain language of these provisions, a private litigant
is entitled to the costs associated with bringing a § 107(a)(4)(B)
cost recovery action, which is the only
822
"enforcement activit[y]" he can conceivably conduct. Obviously,
attorney's fees will constitute the major portion of those
enforcement costs.
The Court seeks to characterize the right of recovery created by
§ 107 as an "implied" right of action, see ante, at 816, 818, and
n. 11-perhaps in order to support the view that the authorization
of attorney's fees included within that right of action is not
explicit (a point I shall discuss more fully below). That
characterization is mistaken. Section 107(a)(4)(B) states, as
clearly as can be, that "[c]overed persons ... shall be liable for
... necessary costs of response incurred by any other person."
Surely to say that A shall be liable to B is the express creation
of a right of action. * Moreover, other language in § 107 of CERCLA
refers to "amounts recoverable in an action under this section," 42
U. S. C. § 9607(a)(4)(D), and language in § 113 discusses the
"civil action ... under section 9607(a) [i. e., § 107(a) of
CERCLA]," 42 U. S. C. § 9613(f)(1). The Court's assumption seems to
be that only a statute that uses the very term "cause of action"
can create an "express" cause of action, and that all other causes
of action are "implied." That is not ordinary usage. An implied
cause of action is something quite different from what we have
here. See, e. g., Central Bank of Denver, N. A. v. First Interstate
Bank of Denver, N. A., ante, at 171 (discussing the genesis of the
implied private causes of action under §§ 10(b) and 14(a) of the
Securities and Exchange Act of 1934).
*1 cannot agree with JUSTICE STEVENS'S contention that CERCLA
"expressly identifies the Government as a potential plaintiff and
only impliedly identifies private parties" as potential plaintiffs
in § 107 litigation. Ante, at 818, n. 11. Section 107(a)(4)(A)
states that persons are liable for certain costs "incurred by the
United States Government or a State or an Indian Tribe," thus
providing an express cause of action for those plaintiffs. Section
107(a)(4)(B) states that persons are liable for certain costs
"incurred by any other person" (emphasis added), thus providing an
express cause of action for private parties.
823
The first of the three reasons the Court gives for refusing to
read §§ 9607(a)( 4)(B) and 9601(25) to cover attorney's fees
displays the same confusion between a requirement of explicitness
and a requirement of a password. The Court states that "attorney's
fees generally are not ... recoverable ... 'absent explicit
congressional authorization,'" ante, at 814 (quoting Runyon v.
McCrary,
427 U. S.
160, 185 (1976), and notes further that none of the statutory
provisions at issue "expressly mentions the recovery of attorney's
fees," ante, at 815. But to meet the demands of Runyon, Congress
need only be explicit-it need not incant the magic phrase
"attorney's fees." Where, as here, Congress has explicitly
authorized recovery of costs of "enforcement activities," and
where, as here, the costs of "enforcement activities" naturally
(and indeed primarily) include attorney's fees, that textual
authorization satisfies Runyon.
The Court also draws a negative inference from the fact that
Congress expressly provided for attorney's fee awards in other
portions of the Superfund Amendments and Reauthorization Act of
1986, 100 Stat. 1613, the Act that added the "enforcement
activities" language of 42 U. S. C. § 9601(25). From this, the
Court concludes that Congress's failure to mention attorney's fees
in § 9607 or § 9613 "strongly suggest[s] a deliberate decision not
to authorize such awards." Ante, at 819. That argument would be
persuasive if it were ambiguous whether, for a private party, the
cost of "enforcement activities" includes attorney's fees. But
since it is not, the fact that Congress provided for the recovery
of attorney's fees eo nomine in two other sections is of little
relevance. Given the explicitness of the award of costs of
"enforcement activities," the" 'attorney's fees' was used
elsewhere" argument is simply a watered-down version of the "magic
words" argument rejected above.
Finally, the Court comes to grips with the core issue in this
case, declaring that "it would stretch the plain terms of the
phrase 'enforcement activities' too far to construe it as
824
encompassing the kind of private cost recovery action at issue
in this case." Ibid. I do not agree. While the term "enforcement"
often-perhaps even usually-is used in connection with government
prosecution, that is assuredly not the only form of legal action it
refers to. It clearly includes the assertion of a valid private
claim against another private litigant. Lawyers regularly speak of
"enforceable obligations" and "enforceable contracts," and of
"enforcing" a private judgment. We have called the private rights
of action created by the Clayton Act "vehicle[s] for private
enforcement" of the law, Cargill, Inc. v. Monfort of Colo., Inc.,
479 U. S. 104,
109 (1986), and the "private enforcement" characterization seems
especially apt here, where the plaintiff's suit must be "consistent
with the national contingency plan" promulgated by the
Environmental Protection Agency. 42 U. S. C. § 9607(a)(4)(B). As I
read the Court's opinion, it interprets "enforcement activities" to
cover, at most, the government's attorney's fees in a cost recovery
action. See ante, at 819. That gives the specification of §
9601(25) that certain terms include "enforcement activities" no
application to private parties, and no application to any terms
except "removal" and "remedial action" -which is very curious,
since the parenthetical in § 9601(25) suggests that those two
terms, far from being central to the provision (much less an
embodiment of its total application), were in danger of being
overlooked.
I would read "enforcement activities" in § 9601(25) to cover the
attorney's fees incurred by both the government and private
plaintiffs successfully seeking cost recovery under § 9607 of
CERCLA.
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