OCTOBER TERM, 1992
Syllabus
KEENE CORP.
v. UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL
CIRCUIT
No. 92-166. Argued March 23, 1993-Decided May 24, 1993
Petitioner Keene Corporation has been sued by thousands of
plaintiffs alleging injury from exposure to asbestos fibers and
dust released from Keene products. Claiming that it was following
Government specifications in including asbestos within products
supplied to Government projects, and that it actually bought
asbestos fiber from the Government, Keene filed two complaints
against the United States in the Court of Federal Claims to recoup
some of the money it was paying to litigate and settle the asbestos
suits. At the time it filed each of the complaints, Keene had a
similar claim pending in another court; the other actions were
dismissed before the Court of Federal Claims ordered the dismissals
at issue here. The Court of Federal Claims dismissed both cases on
the authority of 28 U. S. C. § 1500, which prohibits it from
exercising jurisdiction over a claim "for or in respect to which"
the plaintiff "has [a suit or process] pending" in any other court,
finding that Keene had the same claims pending in other courts when
it filed the cases. The Court of Appeals affirmed.
Held: Section 1500 precludes Court of Federal Claims
jurisdiction over Keene's actions. Pp. 205-218.
(a) In applying the jurisdictional bar here by looking to the
facts existing when Keene filed each of its complaints, the Court
of Federal Claims followed the longstanding principle that a
court's jurisdiction depends upon the state of things at the time
the action is brought.
Mollan v.
Torrance, 9 Wheat.
537, 539. Keene gives no convincing reason for dispensing with this
rule in favor of one that would look to the facts at the time of
the Court of Federal Claims' ruling on a motion to dismiss.
Although some of the provisions surrounding § 1500 use the phrase
"jurisdiction to render judgment," § 1500 speaks of "jurisdiction,"
without more; this fact only underscores the Court's duty to
refrain from reading into the statute a phrase that Congress has
left out. Keene's appeal to statutory history is no more availing,
since Congress expressed no clear intent that a shift in the
provision's language from "file or prosecute" to "jurisdiction"
indicated a change in the substantive law. Pp.205-209.
(b) For the purposes of a possible dismissal under § 1500,
claims must be compared to determine whether the plaintiff has a
suit pending in
201
another court "for or in respect to" the claim raised in the
Court of Federal Claims. That comparison turns on whether the
plaintiff's other suit is based on substantially the same operative
facts as the Court of Federal Claims action, at least if there is
some overlap in the relief requested, see
Ex parte Skinner
&
Eddy Corp., 265 U. S. 86;
Corona
Coal Co. v.
United States, 263 U. S. 537, not on
whether the actions are based on different legal theories, see
British American Tobacco Co. v.
United States, 89 Ct.
Cl. 438
(per curiam). Since this interpretation of § 1500's
immediate predecessor represented settled law when Congress
reenacted the "for or in respect to" language in 1948, the
presumption that Congress was aware of the earlier judicial
interpretations and, in effect, adopted them is applied here. Thus,
the Court rejects Keene's theory that § 1500 does not apply here
because the other pending suits rested on legal theories that could
not have been pleaded in the Court of Federal Claims. Pp.
210-214.
(c) There is no need to address the question whether the Court
of Appeals's construction of § 1500 is "a new rule of law" that
ought to be applied only prospectively under the test set out in
Chevron Oil Co. v.
Huson, 404 U. S. 97, because
Keene's claims were dismissed under wellsettled law. Finally,
Keene's policy arguments should be addressed to Congress.
Pp.215-218.
962 F.2d
1013, affirmed.
SOUTER, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and WHITE, BLACKMUN, O'CONNOR, SCALIA, KENNEDY,
and THOMAS, JJ., joined. STEVENS, J., filed a dissenting opinion,
post, p. 218.
Richard D. Taranto argued the cause for petitioner. With him on
the briefs were Joel 1. Klein, John H. Kazanjian, Irene C.
Warshauer, Stuart E. Rickerson, and John G. O'Brien.
Deputy Solicitor General Wallace argued the cause for the United
States. On the brief were Acting Solicitor General Bryson,
Assistant Attorney General Gerson, Deputy Solicitor General
Mahoney, Robert A. Long, Jr., and Barbara C. Biddle. *
*Briefs of
amici curiae urging reversal were filed for
the State of Alaska by
Charles E. Cole, Attorney General,
and
Ronald G.
Birch; for the State of Hawaii by
Robert A. Marks, Attorney General, and
Steven S.
Michaels, Deputy Attorney General; for the Chamber of
Commerce
202
JUSTICE SOUTER delivered the opinion of the Court. Keene
Corporation has been sued by thousands of plaintiffs alleging
injury from exposure to asbestos fibers and dust released from
products made by Keene and by a company it acquired. In trying to
recoup some of the money it was paying to litigate and settle the
cases, Keene filed two complaints against the United States in the
Court of Federal Claims.1 When it filed each complaint, however,
Keene had a similar claim pending against the Government in another
court. We hold that 28 U. S. C. § 1500 consequently precludes Court
of Federal Claims jurisdiction over Keene's actions and affirm the
dismissal of its complaints.
I
Through its subsidiary Keene Building Products Corporation,
Keene manufactured and sold thermal insulation and acoustical
products containing asbestos, as did a company it acquired in 1968,
Baldwin-Ehret-Hill, Inc. In the mid-
of the United States by Herbert L. Fenster, Ray M. Aragon, and
Robin S. Conrad; for the Cheyenne-Arapaho Tribes of Oklahoma et al.
by Richard Dauphinais, Yvonne T. Knight, Patrice Kunesh, and Scott
B. McElroy; for Defenders of Property Rights by Nancie G. Marzulla;
for Dico, Inc., by Charles F. Lettow; for the Pacific Legal
Foundation et al. by Ronald A. Zumbrun, James S. Burling, and R. S.
Radford; for Whitney Benefits, Inc., et al. by George W Miller,
Walter A. Smith, Jr., and Jonathan L. Abram; and for the National
Association of Home Builders by Albert J. Beveridge III and
Virginia S. Albrecht.
Don S.
Willner and
Thomas M. Buchanan filed
a brief for C. Robert Suess et al. as
amici curiae.
1 Keene actually filed its complaints in the old Court of
Claims. Soon thereafter, Congress transferred the trial functions
of the Court of Claims to a newly created "United States Claims
Court." Federal Courts Improvement Act of 1982, § 133, 96 Stat.
39-41. The Claims Court has just been renamed the "United States
Court of Federal Claims." See Court of Federal Claims Technical and
Procedural Improvements Act of 1992, § 902, 106 Stat. 4516. To
avoid confusion, we will refer to the trial court in this case by
its latest name.
203
1970's, plaintiffs began suing Keene in tort, alleging injury or
death from exposure to asbestos fibers. In a typical case filed
against Keene and other defendants in the District Court for the
Western District of Pennsylvania,
Miller v.
Johns-Manville Products Corp., No. 78-1283E, the plaintiff
alleged, on behalf of the estate of one Dzon, that the decedent had
died of lung cancer caused by asbestos fibers and dust inhaled
during employment in 1943 and 1944. In June 1979, Keene filed a
third-party complaint against the United States, alleging that any
asbestos products to which Dzon was exposed had been supplied to
the Government in accordance with specifications set out in
Government contracts, and seeking indemnification or contribution
from the Government for any damages Keene might have to pay the
plaintiff. This third-party action ended, however, in May 1980,
when the District Court granted Keene's motion for voluntary
dismissal of its complaint.
In the meantime, in December 1979, with the
Miller
thirdparty action still pending, Keene filed the first of its two
complaints in issue here, seeking damages from the United States in
the Court of Federal Claims "for any amounts which have been, or
which may be recovered from Keene by the claimants, by settlement
or judgment."
Keene Corp. v.
United States, No.
579-79C
(Keene I), App. to Pet. for Cert. H15. The
"claimants" are defined as the plaintiffs in the more than 2,500
lawsuits filed against Keene "by persons alleging personal injury
or death from inhalation of asbestos fibers contained in thermal
insulation products" manufactured or sold by Keene or its
subsidiaries.
Id., at H3. Keene alleges conformance with
Government specifications in the inclusion of asbestos within the
thermal insulation products Keene supplied to Government shipyards
and other projects funded or controlled by the Government, and
Keene further claims that the Government even sold it some of the
asbestos fiber used in its products. Keene's theory of recovery is
breach by the United States of implied warran-
204
ties in contracts between the Government and Keene, a theory
only the Court of Federal Claims may entertain, given the amount of
damages requested, under the Tucker Act, 28 U. S. C. §
1491(a)(1).
Keene's next move against the Government came the following
month when it filed a 23-count complaint in the District Court for
the Southern District of New York.
Keene Corp. v.
United
States, No.80-CIV-0401(GLG). The pleadings tracked, almost
verbatim, the lengthy factual allegations of
Keene I, but
the action was recast in terms of various tort theories, again
seeking damages for any amounts paid by Keene to asbestos
claimants. Keene also added a takings claim for the Government's
allegedly improper recoupment, under the Federal Employees'
Compensation Act (FECA), 5 U. S. C. § 8132, of money paid by Keene
to claimants covered by the Act. For this, Keene sought restitution
of "the amounts of money which have been, or which may be, recouped
by [the United States] from claimants from judgments and
settlements paid by Keene," App. 37, as well as an injunction
against the Government's collection of FECA refunds thereafter.
This suit suffered dismissal in September 1981, on the basis of
sovereign immunity, which the court held unaffected by any waiver
found in the Federal Tort Claims Act, the Suits in Admiralty Act,
and the Public Vessels Act. The Court of Appeals affirmed,
Keene
Corp. v.
United States, 700 F.2d
836 (CA2 1983), and we denied certiorari, 464 U. S. 864
(1983).
Only five days before the Southern District's dismissal of that
omnibus action, Keene returned to the Court of Federal Claims with
the second of the complaints in issue here.
Keene Corp. v.
United States, No. 585-81C
(Keene II). Although this
one, too, repeats many of the factual allegations of
Keene
I, it adopts one of the theories raised in the Southern
District case, seeking payment for "the amounts of money that [the
United States] has recouped" under FECA from asbestos claimants
paid by Keene. App. to Pet. for
205
Cert. F10-F11. Again, the recoupments are said to be takings of
Keene's property without due process and just compensation,
contrary to the Fifth Amendment. See 28 U. S. C. § 1491(a)(1)
(covering,
inter alia, certain claims "founded ... upon the
Constitution").
After the Court of Federal Claims raised the present
jurisdictional issue
sua sponte in similar actions brought
by Johns-Manville, the Government invoked 28 U. S. C. § 1500 in
moving to dismiss both
Keene I and
Keene II, as well
as like actions by five other asbestos product manufacturers. With
trial imminent in the Johns-Manville cases, the Court of Federal
Claims initially granted the motion to dismiss only as to them.
Keene Corp. v.
United States, 12 Cl. Ct. 197 (1987).
That decision was affirmed on appeal,
JohnsManville Corp. v.
United States, 855 F.2d
1556 (CA Fed. 1988)
(per curiam), cert. denied, 489 U.
S. 1066 (1989), and the Court of Federal Claims then entered
dismissals in
Keene I and
Keene II, among other
cases, finding that when Keene had filed both
Keene I and
Keene II, it had the same claims pending in other courts. 17
Cl. Ct. 146 (1989). While a panel of the Court of Appeals for the
Federal Circuit reversed on the ground that § 1500 was inapplicable
because no other claim had been pending elsewhere when the Court of
Federal Claims entertained and acted upon the Government's motion
to dismiss,
UNR Industries, Inc. v.
United States,
911 F.2d
654 (1990), the Court of Appeals, en bane, subsequently vacated
the panel opinion,
926 F.2d
1109 (1990), and affirmed the trial court's dismissals,
962 F.2d
1013 (1992). We granted certiorari. 506 U. S. 939 (1992).
II
The authority cited for dismissing Keene's complaints for want
of jurisdiction was 28 U. S. C. § 1500 (1988 ed., Supp. IV):
"The United States Court of Federal Claims shall not have
jurisdiction of any claim for or in respect to which
206
the plaintiff or his assignee has pending in any other court any
suit or process against the United States or any person who, at the
time when the cause of action alleged in such suit or process
arose, was, in respect thereto, acting or professing to act,
directly or indirectly under the authority of the United
States."2
The lineage of this text runs back more than a century to the
aftermath of the Civil War, when residents of the Confederacy who
had involuntarily parted with property (usually cotton) during the
war sued the United States for compensation in the Court of Claims,
under the Abandoned Property Collection Act, ch. 120, 12 Stat. 820
(1863). When these cotton claimants had difficulty meeting the
statutory condition that they must have given no aid or comfort to
participants in the rebellion, see § 3 of the Act, they resorted to
separate suits in other courts seeking compensation not from the
Government as such but from federal officials, and not under the
statutory cause of action but on tort theories such as conversion.
See Schwartz, Section 1500 of the Judicial Code and Duplicate Suits
Against the Government and Its Agents, 55 Geo. L. J. 573, 574-580
(1967). It was these duplicative lawsuits that induced Congress to
prohibit anyone from filing or prosecuting in the Court of Claims
"any claim ... for or in respect to which he ... shall have
commenced and has pending" an action in any other court against an
officer or agent of the United States. Act of June 25, 1868, ch.
71, § 8, 15 Stat. 77. The statute has long outlived the cotton
claimants, having been incorporated
2 When Keene filed its complaints, § 1500 referred to the "Court
of Claims" rather than the "United States Court of Federal Claims."
See 28 U. S. C. § 1500 (1976 ed.). Section 1500 has since been
amended twice, first to substitute "United States Claims Court" for
"Court of Claims," Federal Courts Improvement Act of 1982, §
133(e)(1), 96 Stat. 40, and then to substitute "Court of Federal
Claims" for "Claims Court," Court of Federal Claims Technical and
Procedural Improvements Act of 1992, § 902(a), 106 Stat. 4516. See
also n. 1, supra.
207
with minor changes into § 1067 of the Revised Statutes of 1878;
then reenacted without further change as § 154 of the Judicial Code
of 1911, Act of Mar. 3, 1911, ch. 231, § 154, 36 Stat. 1138, 28 U.
S. C. § 260 (1940 ed.); and finally adopted in its present form by
the Act of June 25, 1948, ch. 646, 62 Stat. 942, 28 U. S. C. §
1500.
Keene argues it was error for the courts below to apply the
statute by focusing on facts as of the time Keene filed its
complaints (instead of the time of the trial court's ruling on the
motion to dismiss) and to ignore differences said to exist between
the Court of Federal Claims actions and those filed in the District
Courts. Neither assignment of error will stand.
A
Congress has the constitutional authority to define the
jurisdiction of the lower federal courts, see
Finley v.
United States, 490 U. S. 545, 548
(1989), and, once the lines are drawn, "limits upon federal
jurisdiction ... must be neither disregarded nor evaded,"
Owen
Equipment &
Erection Co. v.
Kroger, 437 U. S. 365, 374
(1978). In § 1500, Congress has employed its power to provide that
the Court of Federal Claims "shall not have jurisdiction" over a
claim, "for or in respect to which" the plaintiff "has [a suit or
process] pending" in any other court. In applying the
jurisdictional bar here by looking to the facts existing when Keene
filed each of its complaints, the Court of Federal Claims followed
the longstanding principle that "the jurisdiction of the Court
depends upon the state of things at the time of the action
brought."
Mollan v.
Torrance, 9 Wheat. 537, 539
(1824) (Marshall, C. J.); see
Gwaltney of Smithfield, Ltd.
v.
Chesapeake Bay Foundation, Inc., 484 U. S. 49, 69 (1987)
(opinion of SCALIA, J.);
St. Paul Mercury Indemnity Co. v.
Red Cab Co., 303 U. S. 283, 289-290
(1938);
Minneapolis &
St. Louis R. Co. v.
Peoria &
P. U. R. Co., 270 U. S. 580, 586
(1926).
While acknowledging what it calls this "general rule" that
subject-matter jurisdiction turns on the facts upon filing,
208
Keene would have us dispense with the rule here. Brief for
Petitioner 33. Assuming that we could,3 however, Keene gives us
nothing to convince us that we should. Keene argues that if § 1500
spoke of "jurisdiction to render judgment" instead of
"jurisdiction" pure and simple, the phrase would "all but preclude"
application of the time-of-filing rule.
Id., at 34. But,
without deciding whether such a change of terms would carry such
significance, we have only to say that § 1500 speaks of
"jurisdiction," without more, whereas some nearby sections of Title
28 use the longer phrase. This fact only underscores our duty to
refrain from reading a phrase into the statute when Congress has
left it out. "'[W]here Congress includes particular language in one
section of a statute but omits it in another ... , it is generally
presumed that Congress acts intentionally and purposely in the
disparate inclusion or exclusion.'"
Russello v.
United
States, 464 U. S.
16, 23 (1983) (citation omitted).
Keene's next appeal, to statutory history, is no more availing.
The immediate predecessor of § 1500, § 154 of the Judicial Code of
1911, provided that "[n]o person shall file or prosecute in the
Court of Claims ... any claim for or in respect to which he ... has
pending in any other court any suit or process ... " Act of Mar. 3,
1911, ch. 231, § 154, 36 Stat. 1138. With this express prohibition
against filing claims for which another suit was pending, there
could, of course, have been no doubt that at least a time-of-filing
rule applied. See
Shapiro v.
United States, 168 F.2d
625, 626 (CA3 1948) (§ 154 "forbids the filing" of a Little Tucker
Act
3 On this score, Keene cites
Newman-Green, Inc. v.
Alfonzo-Larrain, 490 U. S. 826 (1989), for
the proposition that the Court can rely on practical considerations
to create exceptions to the time-of-filing rule. Brief for
Petitioner 35-36. We need not decide whether Keene's reading is
accurate, for Keene has not shown that we should, even if we could.
We do note, however, that
Newman-Green reiterated the
principle that "[t]he existence of federal jurisdiction ordinarily
depends on the facts as they exist when the complaint is filed."
490 U. S., at 830.
209
claim when a related suit is pending);
British American
Tobacco Co. v.
United States, 89 Ct. Cl. 438, 439 (1939)
(per curiam) (dismissing a claim under § 154 where, "[a]t
the time the petition was filed in this court, the plaintiff ...
had pending in the District Court ... a suit based upon the same
claim"), cert. denied, 310 U. S. 627 (1940);
New Jersey Worsted
Mills v.
United States, 80 Ct. Cl. 640, 641, 9 F. Supp.
605, 606 (1935)
(per curiam) ("[W]e think it clear that the
plaintiff was not permitted even to file its claim in this court").
Although Keene urges us to see significance in the deletion of the
"file or prosecute" language in favor of the current reference to
"jurisdiction" in the comprehensive revision of the Judicial Code
completed in 1948, we do not presume that the revision worked a
change in the underlying substantive law "unless an intent to make
such [a] chang[e] is clearly expressed."
Fourco Glass Co. v.
Transmirra Products Corp., 353 U. S. 222, 227 (1957)
(footnote omitted); see
Newman-Green, Inc. v.
Alfonzo-Larrain, 490 U. S. 826, 831, n. 4
(1989);
Finley v.
United States, supra, at 554;
Tidewater Oil Co. v.
United States, 409 U. S. 151, 162
(1972). On the point in issue here, there is no such clear
expression in the shift from specific language to the general, and
the Reviser's Note to § 1500 indicates nothing more than a change
"in phraseology," see H. R. Rep. No. 308, 80th Cong., 1st Sess.,
A140 (1947); cf.
Newman-Green, supra, at 831. Since Keene,
indeed, comes up with nothing to the contrary, we read the statute
as continuing to bar jurisdiction over the claim of a plaintiff
who, upon filing, has an action pending in any other court "for or
in respect to" the same claim.4
4 We do not decide whether the statute also continues to bar a
plaintiff from prosecuting a claim in the Court of Federal Claims
while he has pending a later-filed suit in another court "for or in
respect to" the same claim. Cf.
Tecon Engineers, Inc. v.
United States, 170 Ct. Cl. 389,
343 F.2d
943 (1965), cert. denied, 382 U. S. 976 (1966). As the
dissenting judge noted below, this case does not raise that issue.
UNR Industries,
210
B
The statutory notion of comparable claims is more elusive.
By precluding jurisdiction over the claim of a plaintiff with a
suit pending in another court "for or in respect to" the same
claim, § 1500 requires a comparison between the claims raised in
the Court of Federal Claims and in the other lawsuit. The exact
nature of the things to be compared is not illuminated, however, by
the awkward formulation of § 1500. Nor does it advance the ball
very far to recognize from the statute's later reference to "the
cause of action alleged in such suit or process," that the term
"claim" is used here synonymously with "cause of action," see
Black's Law Dictionary 247 (6th ed. 1990) (defining "claim" as
"cause of action"), since, as both parties admit, "cause of
action," like "claim," can carry a variety of meanings. See Brief
for Petitioner 18; Brief for United States 15; see also
JohnsManville Corp., 855 F. 2d, at 1560.
Fortunately, though, we can turn to earlier readings of the word
"claim" as it appears in this statute. The phrase "any claim ...
for or in respect to which" has remained unchanged since the
statute was first adopted in 1868, see Act of June 25, 1868, ch.
71, § 8, 15 Stat. 77, and prior encounters with § 154 of the
Judicial Code of 1911, the immediate predecessor to § 1500, shed
some light on the issue.
Corona Coal Co. v.
United
States, 263 U. S.
537 (1924), was an action brought against the United States in
the Court of Claims, seeking compensation for coal requisitioned by
the Government. Before bringing its appeal to this Court, the
plaintiff sued the President's agent in Federal District Court,
"the causes of action therein set forth being the same as that set
forth in the [Court of Claims] case."
Id., at 539. After
noting that the causes of action "arose out of" the same factual
setting, we applied § 154 and dismissed the
Inc. v.
United States, 962 F.2d
1013, 1030, n. 5
(CA Fed. 1992) (Plager, J.,
dissenting).
211
appeal.
Id., at 539-540. Later that year, we had the case
of a plaintiff seeking a writ of mandamus to stop the Court of
Claims from reinstating a suit it had dismissed earlier, without
prejudice, on the plaintiff's own motion.
Ex parte Skinner
&
Eddy Corp., 265 U. S. 86 (1924).
Skinner & Eddy had sued the United States in the Court of
Claims for nearly $17.5 million; "[t]he largest item of the claim
was for anticipated profits on 25 vessels" covered by an order,
later canceled, by the United States Emergency Fleet Corporation.
Id., at 91. After the Court of Claims had granted its motion
to dismiss, Skinner & Eddy sued the Emergency Fleet Corporation
in state court "on substantially the same causes of action as those
sued for in the Court of Claims."
Id., at 92. There was no
question that the factual predicate of each action was the same,
except for the omission from the state court action of any demand
for anticipated profits, thus limiting the damages sought to $9.1
million. We issued the writ of mandamus, holding that § 154
prevented the Court of Claims from exercising jurisdiction over the
claims it had dismissed earlier, given the intervening state court
suit.5
A few years later, the Court of Claims settled a key question
only foreshadowed by
Skinner &
Eddy: whether §
154 applied when the Court of Claims action and the "other" suit
proceeded under different legal theories. In
British American
Tobacco Co. v.
United States, 89 Ct. Cl. 438 (1939)
(per curiam), after the plaintiff had surrendered his gold
bullion to the Government (in compliance with executive orders and
regulations that took this country off the gold
5We have had one other encounter with this statute, in
Matson
Navigation Co. v.
United States, 284 U. S. 352 (1932),
where we relied on the plain words of § 154 to hold that the
statute did not apply where the Court of Claims plaintiff had
brought suit in another court against the United States, rather
than against an agent of the United States, for the same claim.
When Congress reenacted the statute in 1948, it added the phrase
"against the United States" to close this loophole. See Act of June
25, 1948, ch. 646, 62 Stat. 942;
Johns-Manville Corp. v.
United States, 855 F. 2d 1556, 1566-1567, and n. 15 (CA Fed.
1988).
212
standard), he sued in the Court of Claims on allegations that he
had been underpaid by more than $4.3 million. Earlier the same day,
the plaintiff had filed a suit in Federal District Court "for the
recovery of the same amount for the same gold bullion surrendered."
Id., at 439. The Court of Claims observed that "[t]he only
distinction between the two suits instituted in the District Court
and in this court is that the action in the District Court was made
to sound in tort and the action in this court was alleged on
contract."
Id., at 440. Because the two actions were based
on the same operative facts, the court dismissed the Court of
Claims action for lack of jurisdiction, finding it to be "clear
that the word 'claim,' as used in section 154, ... has no reference
to the legal theory upon which a claimant seeks to enforce his
demand."
Ibid.
These precedents demonstrate that under the immediate
predecessor of § 1500, the comparison of the two cases for purposes
of possible dismissal would turn on whether the plaintiff's other
suit was based on substantially the same operative facts as the
Court of Claims action, at least if there was some overlap in the
relief requested.6 See
Skinner &
Eddy, supra; Corona
Coal, supra. That the two actions were based on different legal
theories did not matter. See
British American Tobacco,
supra. Since Keene has given us no reason to doubt that these
cases represented settled law when Congress reenacted the "claim
for or in respect to which" language in 1948, see 62 Stat. 942, we
apply the presumption that Congress was aware of these earlier
judicial interpretations and, in effect, adopted them.
Lorillard v.
Pons, 434 U. S. 575, 580
(1978); cf.
United States v.
Powell, 379 U. S. 48, 55, n. 13
(1964) (presumption does
6 Because the issue is not presented on the facts of this case,
we need not decide whether two actions based on the same operative
facts, but seeking completely different relief, would implicate §
1500. Cf.
Casman v.
United States, 135 Ct. Cl. 647
(1956);
Boston Five Cents Savings Bank, FSB v.
United
States, 864 F.2d
137 (CA Fed. 1988).
213
not apply when there is no "settled judicial construction" at
the time of reenactment). The decision in
British American
Tobacco strikes us, moreover, as a sensible reading of the statute,
for it honors Congress's decision to limit Court of Federal Claims
jurisdiction not only as to claims "for ... which" the plaintiff
has sued in another court, but as to those "in respect to which" he
has sued elsewhere as well. While the latter language does not set
the limits of claim identity with any precision, it does make it
clear that Congress did not intend the statute to be rendered
useless by a narrow concept of identity providing a correspondingly
liberal opportunity to maintain two suits arising from the same
factual foundation.
Keene nonetheless argues, for the first time in its merits
brief,7 that "[a] claim brought outside the [Court of Federal
Claims] is 'for or in respect to' a claim in the [Court of Federal
Claims only] when claim-splitting law would treat them as the
same-i.
e., require them to be joined in a single suit-if
the two claims were both brought against the United States." Brief
for Petitioner 20. Under this theory, § 1500 would not apply to a
Court of Federal Claims plaintiff unless his suit pending in the
other court rested on a legal theory that could have been pleaded
(as Keene's could not have been) in the Court of Federal Claims.
But this reinterpretation of § 1500 is bound to fail, not because
novelty is always fatal in the construction of an old statute, but
because the novel proposition in Keene's suggested reading would
have rendered the statute useless, in all or nearly all instances,
to effect the very object it was originally en-
7 Keene argued in its petition for certiorari that the claim it
raised in its third-party action in
Miller was not based on
the same facts as its complaint in
Keene I. Keene did not
press this argument after we granted the writ, and, in any event,
we see no reason to disturb the rulings to the contrary by both
courts below. See 962 F. 2d, at 1024 ("[W]e have no quarrel with
the [Court of Federal Claims] determination that the underlying
facts in
Miller and
Keene I are the same").
214
acted to accomplish. Keene fails to explain how the original
statute would have applied to the cotton claimants, whose tort
actions brought in other courts were beyond the jurisdiction of the
Court of Claims, just as tort cases are outside the jurisdiction of
the Court of Federal Claims today.8 Keene's theory was squarely
rejected in
British American Tobacco,9 and it must be
rejected again this time.
8 It is not that Keene has not tried to meet the objection.
Keene assumes, contrary to the plain text, that the statute here is
not jurisdictional, arguing instead that it was meant to supplement
the formalistic 19th-century concept of res judicata. According to
Keene, res judicata would not have barred a cotton claimant from
instigating an action against a federal officer who had acted for
the Government, even though the claimant had lost an otherwise
identical action against the Government itself (and vice versa),
the difference between the named defendants being significant at
that time. On the assumption that the statute eliminated
nonidentity of parties defendant as a barrier to the application of
res judicata, Keene then argues that causes of action were treated
as identical in those days if the same evidence was used to prove
multiple claims. On this view of the law, Keene concludes, multiple
cotton claims would have been treated as the same, and the statute
would have barred the Court of Claims suit, just as Congress
intended. Reply Brief for Petitioner 7. Even on its own terms,
however, this argument fails, for the Court of Claims in 1868 had
no jurisdiction to try a tort action for conversion, however
similar it might have been for res judicata purposes to the
statutory action within that court's jurisdiction. Accordingly,
under Keene's claim-splitting theory, the conversion action would
not have been treated as identical with the statutory action; each
would have survived, leaving the statute useless to solve the
problem Congress was addressing.
9Keene claims that its view represents "well-established law,"
citing
Allied Materials &
Equipment Co. v.
United States, 210 Ct. Cl. 714 (1976)
(per curiam),
and
Casman v.
United States, supra. Brief for
Petitioner 15. In
Casman, however, the plaintiff was seeking
completely different relief in the Court of Claims and the District
Court, and later cases have read
Casman as limited to that
situation. See
Johns-Manville Corp., 855 F. 2d, at
1566-1567;
Boston Five Cents Savings Bank, FSB v.
United
States, 864 F. 2d, at 139. Although it is not clear whether the
plaintiff in
Allied Materials was seeking completely
different relief in the District Court, the Court of Claims simply
applied
Casman without much explanation. Neither
Casman nor
Allied Materials discussed, much less
purported to overrule,
British American Tobacco Co. v.
United States, 89 Ct. Cl. 438 (1939), a case that
undoubtedly is well established. See,
e. g.,
215
III
Finally, Keene takes the tack that if we adopt the Court of
Appeals's construction of § 1500, we will be announcing "a new rule
of law" that ought to be applied only prospectively under the test
set out in
Chevron Oil Co. v.
Huson, 404 U. S. 97
(1971). Brief for Petitioner 42-43. Even assuming that this call
for "pure prospectivity," see
James B. Beam Distilling Co.
v.
Georgia, 501 U. S. 529, 544 (1991)
(opinion of SOUTER, J.), might fairly fall within the questions
presented,lO there is no need to address it because, as the
Government points out, Keene's claims were dismissed under
well-settled law.
The Court of Appeals, to be sure, announced that it was
overruling five cases:
Tecon Engineers, Inc. v.
United
States, 170 Ct. Cl. 389,
343 F.2d
943 (1965), cert. denied, 382 U. S. 976 (1966);
Casman
v.
United States, 135 Ct. Cl. 647 (1956);
Boston Five
Cents Savings Bank, FSB v.
United States, 864 F. 2d 137
(CA Fed. 1988);
Brown v.
United States, 175 Ct. Cl.
343,
358 F.2d
1002 (1966)
(per curiam); and
Hossein v.
United States, 218 Ct. Cl. 727 (1978)
(per curiam).
And while Keene contends that nothing less than these repudiations
of precedent would have sufficed to dismiss its suits, we read the
five cases as supporting neither Keene's position that the Court of
Federal Claims had jurisdiction over its cases nor its plea for
pure prospectivity of the overruling decision.
Johns-Manville Corp., supra, at 1562-1563;
Los Angeles
Shipbuilding &
Drydock Corp. v.
United
States, 138 Ct. Cl. 648, 652, 152 F. Supp. 236, 238
(1957);
Hill v.
United States, 8 Cl. Ct. 382, 386-388 (1985).
Accordingly, Keene's appeal to "well-established law" is
misplaced.
10 The questions on which we granted certiorari contain no
direct mention of prospectivity, see Pet. for Cert. i, although
Keene did argue in its petition that
Tecon Engineers should
be overruled only prospectively, see Pet. for Cert. 13, and the
Court of Appeals did consider, and reject, the argument that its
ruling should only be prospectively applied, see 962 F. 2d, at
1025.
216
In applying § 1500 to the facts of this case, we find it
unnecessary to consider, much less repudiate, the "judicially
created exceptions" to § 1500 found in
Tecon Engineers,
Casman, and
Boston Five. See 962 F. 2d, at 1021.
Tecon Engineers held that a later filed action in another
court does not oust the Court of Federal Claims of jurisdiction
over an earlier filed complaint; our decision turns on Keene's
earlier filed District Court actions, and even Keene now concedes
it to be "unnecessary for the Court to address the
Tecon
question" in ruling on the dismissal of Keene's claims. Reply Brief
for Petitioner 14, n. 14; see n. 4,
supra. The
Casman
court recognized an exception (followed in
Boston Five) for
plaintiffs who seek distinctly different types of relief in the two
courts; here, Keene had sought monetary relief in each of the cases
pending when it filed the complaints seeking monetary relief in
Keene I and
Keene II. See n. 6,
supra. In
Brown, the Court of Claims reinstated a claim after the
plaintiff's District Court action for the same claim had been
dismissed, on the grounds that the other suit was "no longer
'pending'" and had itself been dismissed because jurisdiction lay
exclusively in the Court of Claims. 175 Ct. Cl., at 348, 358 F. 2d,
at 1004.
Brown's narrow reasoning, that § 1500 does not
apply after dismissal of an earlier filed District Court suit
brought in derogation of the Court of Federal Claims's exclusive
jurisdiction, was echoed in
Hossein, a
per curiam
order citing neither
Brown, nor any other case, on this
pointY See also
Boston Five, supra, at 139-140 (following
Hossein). Since Keene's District Court actions were not, and
could not have been, dis-
11 We note that both the
Brown and
Hossein courts
failed to consider the possibility that the District Court, in such
a situation, could transfer the case to the Court of Federal Claims
under a statute first adopted in 1960. See Act of Sept. 13, 1960, §
1, 74 Stat. 912 (codified at 28 U. S. C. § 1406(c) (1964 ed.)); Act
of Apr. 2, 1982, § 301(a), 96 Stat. 55 (codified at 28 U. S. C. §
1631).
217
missed on the ground of falling within the exclusive
jurisdiction of the Court of Federal Claims, Keene gets no support
from
Brown and
Hossein.12 Thus, there is no "new
principle of law" at work in ruling against Keene, see
Chevron
Oil, supra, at 106, and no need to plunge into retroactivity
analysis.13
IV
We have said nothing until now about Keene's several policy
arguments, and now can only answer that Keene addresses the wrong
forum. I t may well be, as Keene argues, that § 1500 operates in
some circumstances to deprive plaintiffs of an opportunity to
assert rights that Congress has generally made available to them
"under the complex legal and jurisdictional schemes that govern
claims against the Government." Brief for Petitioner 15. The trial
judge in this case was not the first to call this statute
anachronistic, see 12 Cl. Ct., at 205;
A. C.
Seeman,
Inc. v.
United States, 5 Cl. Ct. 386, 389 (1984), and
there is a good argument that, even when first enacted, the statute
did not actually perform the preclusion function emphasized by its
sponsor, see Schwartz, 55 Geo. L. J., at 579. But the "proper
theater" for such arguments, as we told another disappointed
claimant many years ago, "is the halls of Congress, for that branch
of the government has limited the jurisdiction of the Court of
Claims." 14
Smoot's Case, 15 Wall. 36, 45 (1873). We enjoy
no "liberty to add an exception ... to remove
12 Brown and
Hossein do not survive our ruling
today, for they ignored the time-of-filing rule discussed in Part
II -A, supra.
13 Keene also asks the Court to "make clear that, if Keene
refiles the same claims, equitable tolling would be available to
eliminate any limitations bar." Brief for Petitioner 45. But any
response to this request would be an advisory opinion.
14 A recent attempt to repeal § 1500 failed in Congress. See S.
2521, 102d Cong., 2d Sess., § W(c) (1992); 138 Congo Rec.
S4830-84832 (Apr. 2, 1992).
218
apparent hardship,"
Corona Coal, 263 U. S., at 540, and
therefore enforce the statute.
The judgment of the Court of Appeals is
Affirmed.
JUSTICE STEVENS, dissenting.
In my opinion, 28 U. S. C. § 1500 does not require the Court of
Federal Claims to dismiss an action against the United States
simply because another suit on the same claim was once, but is no
longer, pending in district court. Rather, the plaintiff may
continue to pursue his claim so long as there is no other suit
pending when the Court of Federal Claims decides the motion to
dismiss. N either the text nor the history of the statute demands
more of the plaintiff than that he make an "election either to
leave the Court of Claims or to leave the other courts" at that
time.1
Section 1500 is not itself a grant of jurisdiction to the Court
of Federal Claims. That function is performed by other sections of
the Judicial Code immediately preceding § 1500, which give the
court "jurisdiction
to render judgment upon any claim
against the United States founded either upon the Constitution, or
any Act of Congress or any regu-
1 Senator Edmunds explained the purpose of the provision that is
now § 1500, as follows:
"'The object of this amendment is to put to their election that
large class of persons having cotton claims particularly, who have
sued the Secretary of the Treasury and the other agents of the
Government in more than a hundred suits that are now pending,
scattered over the country here and there, and who are here at the
same time endeavoring to prosecute their claims, and have filed
them in the Court of Claims, so that after they put the Government
to the expense of beating them once in a court of law they can turn
around and try the whole question in the Court of Claims. The
object is to put that class of persons to their election either to
leave the Court of Claims or to leave the other courts. I am sure
everybody will agree to that.'''
UNR Industries, Inc. v.
United States, 962 F.2d
1013, 1018 (CA Fed. 1992) (quoting 81 Congo Globe, 40th Cong.,
2d Sess., 2769 (1868).
219
lation of an executive department, or upon any express or
implied contract with the United States," 28 U. S. C. § 1491(a)(1),
and "jurisdiction
to render judgment upon any claim by a
disbursing officer of the United States ... ," 28 U. S. C. § 1496
(emphases added). See also §§ 1497 and 1499 (granting jurisdiction
to "render judgment" over other claims).2 Section 1500, by
contrast, "takes away jurisdiction even though the subject matter
of the suit may appropriately be before the Claims Court."
UNR
Industries, Inc. v.
United States, 962
F.2d 1013, 1028 (CA Fed. 1992) (Plager, J., dissenting)
(emphasis deleted). It is only reasonable to assume that the
"jurisdiction" § 1500 takes away is the same as the "jurisdiction"
surrounding Code provisions bestow: the jurisdiction to enter
judgment.
The text of § 1500 simply provides that the Court of Federal
Claims" 'shall not have jurisdiction' over a claim ' ... . which'
the plaintiff ...
'has pending' in any other court ...
"
Ante, at 207 (emphasis added). Accordingly, so long as a
plaintiff has pending another suit in another court, the Court of
Federal Claims may not adjudicate the plaintiff's claim, even
though its subject matter would otherwise bring it within the
court's jurisdiction. The Government may invoke this exception by
putting such a plaintiff to his choice: either "leave the other
courts," n. 1,
supra, or forgo further proceedings in the
Court of Federal Claims. If the plaintiff declines to leave the
other courts, then the Court of Federal Claims is without
jurisdiction to proceed with the case before it, though it may
retain the case on its docket pending disposition of the other
action.
Hossein v.
United States, 218 Ct. Cl. 727
(1978). But if the plaintiff does dismiss his other action, then
the Court of Federal Claims is free to decide his case. Section
1500 was so construed over a quarter
2 Sections immediately following § 1500 use similar language
with respect to other types of claims. See 28 U. S. C. §§ 1503,
1508.
220
of a century ago, see
Brown v.
United States, 175
Ct. Cl. 343,
358 F.2d
1002 (1966),3 and I see no reason to interpret it now as a
broader prohibition on pretrial proceedings.
It is true that an earlier version of § 1500 provided that a
claimant may not "file or prosecute" an action in the Court of
Federal Claims while another action is pending.
Ante, at
208. That original text, however, did not prescribe the
consequences of a prohibited filing. In view of the fact that the
text did not then mention the word "jurisdiction," there is nothing
to suggest that pendency of another action would have to be treated
as a defect warranting automatic dismissa1.4 Instead, given the
plain statement of the legislation's sponsor that he intended to
force an election of remedies before trial, see n. 1,
supra,
this earlier language is fairly construed as giving the Government
the right to avoid duplicative litigation by having the Court of
Claims action
3 "At the present time, therefore, the only claim for just
compensation pending in a court is that stated in the plaintiffs'
petition in this court.
"In these circumstances we grant the motions for rehearing,
vacate our prior order dismissing the petition, and now deny the
defendant's motion to dismiss. Our earlier order of dismissal was
predicated on the fact that the other 'claim remains pending in the
said District Court.' That is no longer true, and the claim is no
longer 'pending in any other court.' In this situation, we do not
believe that 28 U. S. C. § 1500 requires us to deprive plaintiffs
of the only forum they have in which to test their demand for just
compensation."
Brown, 175 Ct. Cl., at 348, 358 F. 2d, at
1004.
See also
Boston Five Cents Savings Bank, FSB v.
United
States, 864 F. 2d 137, 139 (CA Fed. 1988) (staying Court of
Federal Claims action while District Court action pending);
Prillman v.
United States, 220 Ct. Cl. 677, 679
(1979) (same).
4 As Justice Holmes pointed out, in a similar context, "no one
would say that the words of the Mississippi statute of frauds, 'An
action shall not be brought whereby to charge a defendant,' go to
the jurisdiction of the court. Of course it could be argued that
logically they had that scope, but common sense would revolt."
Fauntleroy v.
Lum, 210 U. S. 230, 235 (1908)
(internal citation omitted).
221
dismissed if the plaintiff chose not to abandon the claim
pending elsewhere.
In any event, when the text of § 1500 was revised in 1948,
Congress removed the prohibition on filing. The Court nevertheless
assumes that the section should be construed as originally drafted,
because Congress did not intend the 1948 revisions of the Judicial
Code to make substantive changes in the law. See
ante, at
209. In fact, the 1948 revision did work a significant substantive
change by enlarging the class of suits subject to dismissal to
include suits against the United States, as well as suits against
its agents. See
ante, at 212, n. 6;
Matson Navigation
Co. v.
United States, 284 U. S. 352, 355-356
(1932); see also Schwartz, Section 1500 of the Judicial Code and
Duplicate Suits Against the Government and Its Agents, 55 Geo. L.
J. 573, 579-580 (1967). But even if it were the case that Congress
intended no substantive change in 1948, that would mean only that
the present text is the best evidence of what the law has always
meant, and that the language of the prior version cannot be relied
upon to support a different reading.
In my judgment, the Court of Claims properly construed § 1500 in
1966 when it held that the provision merely requires claimants to
choose between alternative pending claims before proceeding to
trial. See
Brown, 175 Ct. Cl., at 348, 358 F. 2d, at 1004.
The statute limits the power of the Court of Federal Claims to
render judgments, and thus the ability of a plaintiff to prosecute
simultaneous actions against the Government, but it does not
prevent the Court of Federal Claims from allowing a case to remain
on its docket until the claimant has made the required election.
Even if I did not agree with this interpretation of § 1500,
however, I would nevertheless endorse it here, as litigants have a
right to rely on a longstanding and reasoned judicial construction
of an important statute that Congress has not seen fit to alter.
See
McNally v.
United States, 483 U. S.
222
350, 376-377 (1987) (STEVENS, J., dissenting) (citing cases).
Whether or not "novelty is always fatal in the construction of an
old statute,"
ante, at 213, the overruling of a consistent
line of precedent raises equitable concerns that should not be
disregarded.5
Admittedly, this is a badly drafted statute. Viewed against a
legal landscape that has changed dramatically since the days of the
cotton claimants, see
ante, at 206-207, it does not lend
itself easily to sensible construction. Moreover, the Court's
interpretation of § 1500 today may have the salutary effect of
hastening its repeal or amendment. N evertheless, a reading that is
faithful not only to the statutory text but also to the statute's
stated purpose is surely preferable to the harsh result the Court
endorses here. Accordingly, I respectfully dissent.
5 The Court seeks to minimize these concerns by suggesting that
the
Brown line of cases on which petitioner relies would not
in any event apply here, because petitioner's District Court action
was not dismissed on the grounds that it fell within the exclusive
jurisdiction of the Court of Federal Claims.
Ante, at
216-217. In my view,
Brown, and cases like it, do not
warrant such a narrow reading, but stand instead for the broader
proposition that a former district court action, once dismissed, no
longer bars adjudication in the Court of Federal Claims. See n. 2,
supra; National Steel &
Shipbuilding Co. v.
United States, 8 Cl. Ct. 274, 275-276 (1985) (in case of
concurrent jurisdiction, providing for automatic reinstatement of
Court of Federal Claims action upon dismissal of district court
suit). That the Court of Appeals felt it necessary to overrule
Brown on the facts of this case, see
UNR Industries,
962 F. 2d, at 1022, suggests a similar understanding of
Brown's scope.
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