OCTOBER TERM, 1994
Syllabus
JOHNSON ET AL.
v. JONES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SEVENTH
CIRCUIT
No. 94-455. Argued April 18, 1995-Decided June 12, 1995
Respondent Jones brought this "constitutional tort" action under
42 U. S. C. § 1983 against five named policemen, claiming that they
used excessive force when they arrested him and that they beat him
at the police station. As government officials, the officers were
entitled to assert a qualified immunity defense. Three of them (the
petitioners here) moved for summary judgment arguing that, whatever
evidence Jones might have about the
other two officers, he
could point to no evidence that
these three had beaten him
or had been present during beatings. Holding that there was
sufficient circumstantial evidence supporting Jones' theory of the
case, the District Court denied the motion. Petitioners sought an
immediate appeal, arguing that the denial was wrong because the
evidence in the pretrial record was not sufficient to show a
"genuine" issue of fact for trial, Fed. Rule Civ. Proc. 56(c). The
Seventh Circuit held that it lacked appellate jurisdiction over
this contention and dismissed the appeal.
Held: A defendant, entitled to invoke a qualified
immunity defense, may not appeal a district court's summary
judgment order insofar as that order determines whether or not the
pretrial record sets forth a "genuine" issue of fact for trial. Pp.
309-320.
(a) Three background principles guide the Court. First, 28 U. S.
C. § 1291 grants appellate courts jurisdiction to hear appeals only
from district courts' "final decisions." Second, under
Cohen
v.
Beneficial Industrial Loan Corp., 337 U. S. 541, and
subsequent decisions, a so-called "collateral order" amounts to an
immediately appealable "final decisio[n]" under § 1291, even though
the district court may have entered it long before the case has
ended, if the order (1) conclusively determines the disputed
question, (2) resolves an important issue completely separate from
the merits of the action, and (3) will be effectively unreviewable
on appeal from the final judgment. Third, in
Mitchell v.
Forsyth, 472
U. S. 511, 528, this Court held that a district court's order
denying a defendant's summary judgment motion was an immediately
appealable "collateral order" (i.
e., a "final decision")
under
Cohen, where (1) the defendant was a public official
asserting a qualified immunity defense,
305
and (2) the issue appealed concerned, not which facts the
parties might be able to prove, but, rather, whether or not certain
given facts show a violation of "clearly established" law. Pp.
309-312.
(b) Orders of the kind here at issue are not appealable for
three reasons. First, considered purely as precedent,
Mitchell itself does not support appealability because the
underlying dispute therein involved the application of "clearly
established" law to a given (for appellate purposes undisputed) set
of facts, and the Court explicitly limited its holding to appeals
challenging, not a district court's determination about what
factual issues are "genuine," but the purely legal issue what law
was "clearly established." Second, although
Cohen's
conceptual theory of appealability finds a "final" district court
decision in part because the immediately appealable decision
involves issues significantly different from those that underlie
the plaintiff's basic case, it will often prove difficult to find
any such "separate" question where a defendant simply wants to
appeal a district court's determination that the evidence is
sufficient to permit a particular finding of fact after trial.
Finally, the competing considerations underlying questions of
finality-the inconvenience and costs of piecemeal review, the
danger of denying justice by delay, the comparative expertise of
trial and appellate courts, and the wise use of appellate
resources-argue against extending
Mitchell to encompass
orders of the kind at issue and in favor of limiting interlocutory
appeals of "qualified immunity" matters to cases presenting more
abstract issues of law. Pp. 313-318.
(c) Neither of petitioners' arguments as to why the Court's
effort to separate reviewable from unreviewable summary judgment
determinations will prove unworkable-that the parties can easily
manipulate the Court's holding and that appellate courts will have
great difficulty in accomplishing such separation-presents a
problem serious enough to require a different conclusion. Pp.
318-319.
26 F.3d
727, affirmed.
BREYER, J., delivered the opinion for a unanimous Court.
Charles A. Rothfeld argued the cause for petitioners.
With him on the briefs was
Mark F. Smolens.
Cornelia T. L. Pillard argued the cause for the United States as
amicus curiae urging reversal. With her on the brief were Solicitor
General Days, Assistant Attorney Gen-
306
Counsel
eral Hunger, Deputy Solicitor General Bender, Barbara L. Herwig,
and Richard A. Olderman.
Edward G.
Proctor, Jr., argued the cause for
respondent.
With him on the brief was
Anthony Pinelli. *
*Briefs of
amici curiae urging reversal were filed for
the State of Maryland et al. by J.
Joseph Curran, Jr.,
Attorney General of Maryland, and
Andrew H. Baida and
Lawrence P. Fletcher-Hill, Assistant Attorneys General,
Jeff Sessions, Attorney General of Alabama,
Bruce M.
Botelho, Attorney General of Alaska,
Grant Woods,
Attorney General of Arizona,
Winston Bryant, Attorney
General of Arkansas,
Daniel E. Lungren, Attorney General of
California,
Gale A. Norton, Attorney General of Colorado,
Richard Blumenthal, Attorney General of Connecticut,
M.
Jane Brady, Attorney General of Delaware,
Garland Pinkston,
Jr., Acting Corporation Counsel of the District of Columbia,
Michael J.
Bowers, Attorney General of Georgia,
Calvin E. Holloway, Sr., Acting Attorney General of Guam,
Margery S.
Bronster, Attorney General of Hawaii,
Alan G.
Lance, Attorney General of Idaho,
James E.
Ryan, Attorney General of Illinois,
Pamela Carter,
Attorney General of Indiana,
Thomas J.
Miller,
Attorney General of Iowa,
Carla J.
Stovall, Attorney
General of Kansas,
Chris Gorman, Attorney General of
Kentucky,
Richard P. Ieyoub, Attorney General of Louisiana,
Scott Harshbarger, Attorney General of Massachusetts,
Frank J.
Kelley, Attorney General of Michigan,
Hubert H. Humphrey III, Attorney General of Minnesota,
Mike Moore, Attorney General of Mississippi,
Jeremiah W
(Jay) Nixon, Attorney General of Missouri,
Joseph P.
Mazurek, Attorney General of Montana,
Don Stenberg,
Attorney General of Nebraska,
Frankie Sue Del Papa, Attorney
General of Nevada,
Jeffrey R. Howard, Attorney General of
New Hampshire,
Deborah T. Poritz, Attorney General of New
Jersey,
Tom Udall, Attorney General of New Mexico,
Michael F.
Easley, Attorney General of North
Carolina,
Heidi Heitkamp, Attorney General of North Dakota,
Betty D. Montgomery, Attorney General of Ohio,
W A. Drew
Edmondson, Attorney General of Oklahoma,
Theodore R.
Kulongoski, Attorney General of Oregon,
Ernest D. Preate,
Jr., Attorney General of Pennsylvania,
Pedro Pierluisi,
Attorney General of Puerto Rico,
Jeffrey B. Pine, Attorney
General of Rhode Island,
Charles Molony Condon, Attorney
General of South Carolina,
Mark Barnett, Attorney General of
South Dakota,
Dan Morales, Attorney General of Texas,
Jan
Graham, Attorney General of Utah,
Jeffrey L. Amestoy,
Attorney General of Vermont,
James S.
Gilmore III,
Attorney General of Virginia,
Christine O.
Gregoire,
Attorney General of Washington,
James E. Doyle, Attorney
General of Wisconsin, and
Joseph B. Meyer,
307
JUSTICE BREYER delivered the opinion of the Court.
This case concerns government officials-entitled to assert a
qualified immunity defense in a "constitutional tort" action-who
seek an immediate appeal of a district court order denying their
motions for summary judgment. The order in question resolved a
fact-related dispute about the pretrial record, namely,
whether or not the evidence in the pretrial record was sufficient
to show a genuine issue of fact for trial. We hold that the
defendants cannot immediately appeal this kind of fact-related
district court determination. And, we affirm the similar holding of
the Court of Appeals for the Seventh Circuit.
I
The plaintiff in this case, Houston Jones, is a diabetic.
Police officers found him on the street while he was having an
insulin seizure. The officers thought he was drunk, they arrested
him, and they took him to the police station. Jones later found
himself in a hospital, with several broken ribs. Subsequently,
Jones brought this "constitutional tort" action against five named
policemen. Rev. Stat. § 1979, as amended, 42 U. S. C. § 1983. Jones
claimed that these policemen used excessive force when they
arrested him and that they beat him at the station.
Three of the officers (the petitioners here) moved for summary
judgment arguing that, whatever evidence Jones might have about the
other two officers, he could point to no evidence that
these three had beaten him or had been present while others
did so. Jones responded by pointing to his deposition, in which he
swore that officers (though he did not name them) had used
excessive force when arresting him and, later, in the booking room
at the station house. He also pointed to the three officers' own
depositions, in which they
Attorney General of Wyoming; and for the International
City/County Management Association et al. by
Richard Ruda
and
Lee Fennell.
308
admitted they were present at the arrest and in or near the
booking room when Jones was there.
The District Court denied the officers' summary judgment motion.
The court wrote that Seventh Circuit precedent indicated potential
liability if the three officers "stood by and allowed others to
beat the plaintiff." App. to Pet. for Cert. 7a. And, the court held
that there was "sufficient circumstantial evidence supporting
[Jones'] theory of the case."
Id., at 8a.
The three officers immediately appealed the District Court's
denial of their summary judgment motion. They argued, in relevant
part, that the denial was wrong because the record contained "not a
scintilla of evidence ... that one or more" of them had "ever
struck, punched or kicked the plaintiff, or ever observed anyone
doing so." Brief for Appellants in No. 93-3777 (CA7), p. 10. But,
the Seventh Circuit refused to consider this argument-namely, that
the District Court had improperly rejected their contention that
the record lacked sufficient evidence even to raise a "genuine" (i.
e., triable) issue of fact. The Seventh Circuit held that it
"lack[ed] appellate jurisdiction over th[is] contention," i.
e., of the "evidence insufficiency" contention that "we
didn't do it."
26 F.3d
727, 728 (1994). It consequently dismissed their appeal.
Courts of Appeals hold different views about the immediate
appealability of such pretrial "evidence insufficiency" claims made
by public official defendants who assert qualified immunity
defenses. Compare,
e. g., Kaminsky v.
Rosenblum,
929 F.2d
922, 926 (CA2 1991) (saying that no appellate jurisdiction
exists);
Giuffre v.
Bissell, 31
F.3d 1241, 1247 (CA3 1994) (same);
Boulos v.
Wilson, 834 F.2d
504, 509 (CA5 1987) (same);
Elliott v.
Thomas,
937 F.2d
338, 341-342 (CA7 1991) (same), cert. denied, 502 U. S. 1074,
1121 (1992);
Crawford-El v.
Britton, 951 F.2d
1314, 1317 (CADC 1991) (same), with
Unwin v.
Campbell, 863 F.2d
124, 128 (CA1
309
1988) (saying that appellate jurisdiction does exist);
Turner v.
Dammon, 848 F.2d
440, 444 (CA4 1988) (same);
Kelly v.
Bender,
23 F.3d
1328, 1330 (CA8 1994) (same);
Burgess v.
Pierce
County, 918 F.2d
104, 106, and n. 3 (CA9 1990)
(per curiam) (same);
Austin v.
Hamilton, 945 F.2d
1155, 1157, 1162-1163 (CAlO 1991) (same). We therefore granted
certiorari. 513 U. S. 1071 (1995).
II A
Three background principles guide our effort to decide this
issue. First, the relevant statute grants appellate courts
jurisdiction to hear appeals only from "final decisions" of
district courts. 28 U. S. C. § 1291. Given this statute,
interlocutory appeals-appeals before the end of district court
proceedings-are the exception, not the rule. The statute recognizes
that rules that permit too many interlocutory appeals can cause
harm. An interlocutory appeal can make it more difficult for trial
judges to do their basic job-supervising trial proceedings. It can
threaten those proceedings with delay, adding costs and diminishing
coherence. It also risks additional, and unnecessary, appellate
court work either when it presents appellate courts with less
developed records or when it brings them appeals that, had the
trial simply proceeded, would have turned out to be unnecessary.
See
Richardson-Merrell Inc. v.
Koller, 472 U. S. 424, 430
(1985);
Flanagan v.
United States, 465 U. S. 259, 263-264
(1984);
Firestone Tire &
Rubber Co. v.
Risjord, 449
U. S. 368, 374 (1981).
Of course, sometimes interlocutory appellate review has
important countervailing benefits. In certain cases, it may avoid
injustice by quickly correcting a trial court's error. It can
simplify, or more appropriately direct, the future course of
litigation. And, it can thereby reduce the burdens of future
proceedings, perhaps freeing a party from those
310
burdens entirely. Congress consequently has authorized, through
other statutory provisions, immediate appeals (or has empowered
courts to authorize immediate appeals) in certain classes of
cases-classes in which these countervailing benefits may well
predominate. None of these special "immediate appeal" statutes,
however, is applicable here. See 28 U. S. C. § 1292 (immediate
appeal of,
e. g., orders granting or denying injunctions;
authority to "certify" certain important legal questions); Fed.
Rule Civ. Proc. 54(b) (authorizing district courts to "direct the
entry of a final judgment as to one or more but fewer than all of
the claims or parties"); 28 U. S. C. §§ 1292(e), 2072(c) (1988 ed.,
Supp. V) (authorizing this Court to promulgate rules designating
certain kinds of orders as immediately appealable); cf. 28 U. S. C.
§ 1651 (authorizing federal courts to "issue all writs necessary or
appropriate," including writs of mandamus).
Second, in
Cohen v.
Beneficial Industrial Loan Corp.,
337 U. S. 541 (1949), this Court held that certain so-called
collateral orders amount to "final decisions," immediately
appealable under the here-relevant statute, 28 U. S. C. § 1291,
even though the district court may have entered those orders before
(perhaps long before) the case has ended. These special "collateral
orders" were those that fell within
"that small class which finally determine claims of right
separable from, and collateral to, rights asserted in the action,
too important to be denied review and too independent of the cause
itself to require that appellate consideration be deferred until
the whole case is adjudicated." Cohen, supra, at 546.
More recently, this Court has restated
Cohen as requiring
that the order "'[1] conclusively determine the disputed question,
[2] resolve an important issue completely separate from the merits
of the action, and [3] be effectively unreviewable on appeal from a
final judgment.'"
Puerto Rico Aqueduct and Sewer Authority
v.
Metcalf &
Eddy, Inc., 506 U. S.
311
139, 144 (1993) (brackets in original) (quoting
Coopers
&
Lybrand v.
Livesay, 437 U. S. 463, 468
(1978)).
In determining which "collateral orders" amount to "final
decisions," these requirements help qualify for immediate appeal
classes of orders in which the considerations that favor immediate
appeals seem comparatively strong and those that disfavor such
appeals seem comparatively weak. The requirement that the issue
underlying the order be " 'effectively unreviewable'" later on, for
example, means that failure to review immediately may well cause
significant harm. See 15A C. Wright, A. Miller, & E. Cooper,
Federal Practice and Procedure § 3911, pp. 334-335 (1992)
(hereinafter Wright & Miller). The requirement that the
district court's order "conclusively determine" the question means
that appellate review is likely needed to avoid that harm.
Id., at 333. The requirement that the matter be separate
from the merits of the action itself means that review
now
is less likely to force the appellate court to consider
approximately the same (or a very similar) matter more than once,
and also seems less likely to delay trial court proceedings (for,
if the matter is truly collateral, those proceedings might continue
while the appeal is pending).
Id., at 333-334.
Third, in
Mitchell v.
Forsyth, 472 U. S. 511 (1985),
this Court held that a district court's order denying a defendant's
motion for summary judgment was an immediately appealable
"collateral order" (i.
e., a "final decision") under
Cohen, where (1) the defendant was a public official
asserting a defense of "qualified immunity," and (2) the issue
appealed concerned, not which facts the parties might be able to
prove, but, rather, whether or not certain given facts showed a
violation of "clearly established" law. 472 U. S., at 528; see
Harlow v.
Fitzgerald, 457 U. S. 800, 818 (1982)
(holding that public officials are entitled to a "qualified
immunity" from "liability for civil damages insofar as their
conduct does not violate clearly established ... rights of which a
reasonable person would have known"). Applying
Cohen's
criteria, the
312
Mitchell Court held that this kind of summary judgment
order was, in a sense, "effectively unreviewable," for review after
trial would come too late to vindicate one important purpose of
"qualified immunity"-namely, protecting public officials, not
simply from liability, but also from standing trial.
Mitchell,
supra, at 525-527. For related reasons, the Court found that
the order was conclusive, i.
e., it "conclusively" settled
the question of the defendant's immunity from suit. 472 U. S., at
527.
The Court in
Mitchell found more difficult the
"separability" question, i.
e., whether or not the
"qualified immunity" issue was "completely separate from the merits
of the action,"
supra, at 310. The Court concluded that:
"it follows from the recognition that qualified immunity is in
part an entitlement not to be forced to litigate the consequences
of official conduct that a claim of immunity is conceptually
distinct from the merits of the plaintiff's claim that his
rights have been violated." Mitchell, supra, at 527-528
(emphasis added).
And, the Court said that this "conceptual distinctness" made the
immediately appealable issue "separate" from the merits of the
plaintiff's claim, in part because an
"appellate court reviewing the denial of the defendant's claim
of immunity need not consider the correctness of the plaintiff's
version of the facts, nor even determine whether the plaintiff's
allegations actually state a claim. All it need determine is a
question of law: whether the legal norms allegedly violated by the
defendant were clearly established at the time of the challenged
actions or, in cases where the district court has denied summary
judgment for the defendant on the ground that even under the
defendant's version of the facts the defendant's conduct violated
clearly established law, whether the law clearly proscribed the
actions the defendant claims he took." Id., at 528 (footnote
omitted).
313
B
We now consider the appealability of a portion of a district
court's summary judgment order that, though entered in a "qualified
immunity" case, determines only a question of "evidence
sufficiency," i.
e., which facts a party may, or may not, be
able to prove at trial. This kind of order, we conclude, is not
appealable. That is, the District Court's determination that the
summary judgment record in this case raised a genuine issue of fact
concerning petitioners' involvement in the alleged beating of
respondent was not a "final decision" within the meaning of the
relevant statute. We so decide essentially for three reasons.
First, consider
Mitchell itself, purely as precedent. The
dispute underlying the
Mitchell appeal involved the
application of "clearly established" law to a given (for appellate
purposes undisputed) set of facts. And, the Court, in its opinion,
explicitly limited its holding to appeals challenging, not a
district court's determination about what factual issues are
"genuine," Fed. Rule Civ. Proc. 56(c), but the purely legal issue
what law was "clearly established." The opinion, for example,
referred specifically to a district court's "denial of a claim of
qualified immunity,
to the extent that it turns on an issue of
law." 472 U. S., at 530 (emphasis added). It "emphasize[d] ...
that the appealable issue is a purely legal one: whether the facts
alleged (by the plaintiff, or, in some cases, the defendant)
support a claim of violation of clearly established law."
Id., at 528, n. 9. It distinguished precedent not permitting
interlocutory appeals on the ground that "a qualified immunity
ruling ... is ... a legal issue that can be decided with reference
only to undisputed facts and in isolation from the remaining issues
of the case."
Id., at 530, n. 10. And, it explained its
separability holding by saying that "[a]n appellate court reviewing
the denial of the defendant's claim of immunity need not consider
the correctness of the plaintiff's version of the facts."
Id., at 528. Although there is some language in the opinion
that sounds as if it
314
might imply the contrary, it does not do so when read in
context. See,
e. g., id., at 526 (referring to defendant's
entitlement to summary judgment, not to appealability, by saying
that "defendant is entitled to summary judgment if discovery fails
to uncover evidence sufficient to create a genuine issue").
Second, consider, in the context of an "evidence sufficiency"
claim,
Cohen's conceptual theory of appealabilitythe theory
that brings immediate appealability within the scope of the
jurisdictional statute's "final decision" requirement. That theory
finds a "final" district court decision in part because the
immediately appealable decision involves issues significantly
different from those that underlie the plaintiff's basic case. As
we have just pointed out,
Mitchell rested upon the view that
"a claim of immunity is conceptually distinct from the merits of
the plaintiff's claim." 472 U. S., at 527. It held that this was so
because, although sometimes practically intertwined with the
merits, a claim of immunity nonetheless raises a question that is
significantly different from the questions underlying plaintiff's
claim on the merits (i.
e., in the absence of qualified
immunity).
Id., at 528.
Where, however, a defendant simply wants to appeal a district
court's determination that the evidence is sufficient to permit a
particular finding of fact after trial, it will often prove
difficult to find any such "separate" question-one that is
significantly different from the fact-related legal issues that
likely underlie the plaintiff's claim on the merits. See
Anderson v.
Liberty Lobby, Inc., 477 U. S. 242, 248 (1986)
(district court's task, in deciding whether there is a "genuine"
issue of fact, is to determine "if the evidence is such that a
reasonable jury could return a verdict for the nonmoving party");
see also
Elliott v.
Thomas, 937 F. 2d, at 341
("[W]hether the defendants did the deeds alleged ... is
precisely the question for trial") (emphasis in original),
cert. denied, 502 U. S. 1074, 1121 (1992);
Wright v.
South Arkansas
315
Regional Health Center, Inc., 800 F.2d
199, 203 (CA8 1986) (saying that this question "is ... less
clearly separable from the merits" than the question in
Mitchell); see also Brief for United States 18 ("In one
sense, a ruling regarding the sufficiency of the evidence is
closely intertwined with the merits").
It has been suggested that
Mitchell implicitly recognized
that "the need to protect officials against the burdens of further
pretrial proceedings and trial" justifies a relaxation of the
separability requirement. 15A Wright & Miller § 3914.10, at
656; see id., § 3911, at 344-345; id., § 3911.2, at 387; see also
Tr. of Oral Arg. 20 ("[W]here the right not to be tried is at
stake, [closer] association with the merits is tolerated")
(argument of the United States). Assuming that to be so, and
despite a similar interest in avoiding trial in the kind of case
here at issue, we can find no separability. To take what
petitioners call a small step beyond
Mitchell, Brief for
Petitioners 18, would more than relax the separability
requirement-it would in many cases simply abandon it.
Finally, consider the competing considerations that underlie
questions of finality. See
supra, at 309-310. We of course
decide appealability for categories of orders rather than
individual orders. See
Digital Equipment Corp. v.
Desktop
Direct, Inc., 511
U. S. 863, 868 (1994). Thus, we do not now in each individual
case engage in ad hoc balancing to decide issues of appealability.
See generally P. Bator, D. Meltzer, P. Mishkin, & D. Shapiro,
Hart and Wechsler's The Federal Courts and The Federal System 1810
(3d ed. 1988). But, that does not mean that, in delineating
appealable categories, we should not look to "the competing
considerations underlying all questions of finality-'the
inconvenience and costs of piecemeal review on the one hand and the
danger of denying justice by delay on the other.'''
Eisen v.
Carlisle &
Jacquelin, 417 U. S. 156, 171 (1974)
(quoting
Dickinson v.
Petroleum Conversion Corp.,
338 U. S. 507,
511 (1950)). And, those considerations, which we discussed above in
Part
316
II-A, argue against extending
Mitchell to encompass
orders of the kind before us.
For one thing, the issue here at stake-the existence, or
nonexistence, of a triable issue of fact-is the kind of issue that
trial judges, not appellate judges, confront almost daily.
Institutionally speaking, appellate judges enjoy no comparative
expertise in such matters. Cf.
Pierce v.
Underwood,
487 U. S. 552,
560-561 (1988); id., at 584 (White, J., concurring in part and
dissenting in part) (noting that the "special expertise and
experience of appellate courts" lies in "assessing the relative
force of ... applications of legal norms") (internal quotation
marks omitted). And, to that extent, interlocutory appeals are less
likely to bring important errorcorrecting benefits here than where
purely legal matters are at issue, as in
Mitchell. Cf.
Richardson-Merrell, 472 U. S., at 434 (stating that the fact
that "[m]ost pretrial orders [of the kind there at issue] are
ultimately affirmed by appellate courts" militated against
immediate appealability).
For another thing, questions about whether or not a record
demonstrates a "genuine" issue of fact for trial, if appealable,
can consume inordinate amounts of appellate time. Many
constitutional tort cases, unlike the simple "we didn't do it" case
before us, involve factual controversies about, for example,
intent-controversies that, before trial, may seem nebulous. To
resolve those controversies-to determine whether there is or is not
a triable issue of fact about such a mattermay require reading a
vast pretrial record, with numerous conflicting affidavits,
depositions, and other discovery materials. This fact means,
compared with
Mitchell, greater delay.
For a third thing, the close connection between this kind of
issue and the factual matter that will likely surface at trial
means that the appellate court, in the many instances in which it
upholds a district court's decision denying summary judgment, may
well be faced with approximately the same factual issue again,
after trial, with just enough change
317
(brought about by the trial testimony) to require it, once
again, to canvass the record. That is to say, an interlocutory
appeal concerning this kind of issue in a sense makes unwise use of
appellate courts' time, by forcing them to decide in the context of
a less developed record, an issue very similar to one they may well
decide anyway later, on a record that will permit a better
decision. See 15A Wright & Miller § 3914.10, at 664 ("[I]f
[immunity appeals] could be limited to ... issues of law ... there
would be less risk that the court of appeals would need to waste
time in duplicating investigations of the same facts on successive
appeals").
The upshot is that, compared with
Mitchell,
considerations of delay, comparative expertise of trial and
appellate courts, and wise use of appellate resources argue in
favor of limiting interlocutory appeals of "qualified immunity"
matters to cases presenting more abstract issues of law.
Considering these "competing considerations," we are persuaded that
"[i]mmunity appeals ... interfere less with the final judgment rule
if they [are] limited to cases presenting neat abstract issues of
law." 15A Wright & Miller § 3914.10, at 664; cf.
Puerto Rico
Aqueduct, 506 U. S., at 147 (noting the argument for a
distinction between fact-based and law-based appeals, but seeing no
"basis for drawing" it with respect to the particular kind of order
at hand); 15A Wright & Miller § 3914.10, at 85 (1995
Supp.).
We recognize that, whether a district court's denial of summary
judgment amounts to (a) a determination about preexisting "clearly
established" law, or (b) a determination about "genuine" issues of
fact for trial, it still forces public officials to trial. See
Brief for Petitioners 11-16. And, to that extent, it threatens to
undercut the very policy (protecting public officials from
lawsuits) that (the
Mitchell Court held) militates in favor
of immediate appeals. Nonetheless, the countervailing
considerations that we have mentioned (precedent, fidelity to
statute, and underlying policies) are
318
too strong to permit the extension of
Mitchell to
encompass appeals from orders of the sort before us.
C
We mention one final point. Petitioners argue that our effort to
separate reviewable from unreviewable summary judgment
determinations will prove unworkable. First, they say that the
parties can easily manipulate our holding. A defendant seeking to
create a reviewable summary judgment order might do so simply by
adding a reviewable claim to a motion that otherwise would create
an unreviewable order. "[H]ere, for example," they say,
"petitioners could have contended that the law was unclear on how
much force may be exerted against suspects who resist arrest."
Brief for Petitioners 29, n. 11.
We do not think this is a serious problem. We concede that, if
the District Court in this case had determined that beating
respondent violated clearly established law, petitioners could have
sought review of
that determination. But, it does not
automatically follow that the Court of Appeals would also have
reviewed the here more important determination that there was a
genuine issue of fact as to whether petitioners participated in (or
were present at) a beating. Even assuming, for the sake of
argument, that it may sometimes be appropriate to exercise "pendent
appellate jurisdiction" over such a matter, but cf.
Swint v.
Chambers County Comm'n, 514 U. S. 35, 50-51
(1995), it seems unlikely that courts of appeals would do so in a
case where the appealable issue appears simply a means to lead the
court to review the underlying factual matter, see,
e. g.,
Natale v.
Ridgefield, 927 F.2d
101, 104 (CA2 1991) (saying exercise of pendent appellate
jurisdiction is proper only in "exceptional circumstances");
United States ex rel. Valders Stone &
Marble,
Inc. v.
C-Way Constr. Co., 909 F.2d
259, 262 (CA7 1990) (saying exercise of such jurisdiction is
proper only where there are " 'compelling reasons' ").
319
Second, petitioners add, if appellate courts try to separate an
appealed order's reviewable determination (that a given set of
facts violates clearly established law) from its unreviewable
determination (that an issue of fact is "genuine"), they will have
great difficulty doing so. District judges may simply deny summary
judgment motions without indicating their reasons for doing so.
How, in such a case, will the court of appeals know what set of
facts to assume when it answers the purely legal question about
"clearly established" law?
This problem is more serious, but not serious enough to lead us
to a different conclusion. When faced with an argument that the
district court mistakenly identified clearly established law, the
court of appeals can simply take, as given, the facts that the
district court assumed when it denied summary judgment for that
(purely legal) reason. Knowing that this is "extremely helpful to a
reviewing court,"
Anderson, 477 U. S., at 250, n. 6,
district courts presumably will often state those facts. But, if
they do not, we concede that a court of appeals may have to
undertake a cumbersome review of the record to determine what facts
the district court, in the light most favorable to the nonmoving
party, likely assumed. Regardless, this circumstance does not make
a critical difference to our result, for a rule that occasionally
requires a detailed evidence-based review of the record is still,
from a practical point of view, more manageable than the rule that
petitioners urge us to adopt. Petitioners' approach would make that
task, not the exception, but the rule. We note, too, that our
holding here has been the law in several Circuits for some time.
See
supra, at 308-309. Yet, petitioners have not pointed to
concrete examples of the unmanageability they fear.
III
For these reasons, we hold that a defendant, entitled to invoke
a qualified immunity defense, may not appeal a dis-
320
trict court's summary judgment order insofar as that order
determines whether or not the pretrial record sets forth a
"genuine" issue of fact for trial. The judgment of the Court of
Appeals for the Seventh Circuit is therefore
Affirmed.
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