OCTOBER TERM, 1994
Syllabus
JEROME B. GRUBART, INC.
v. GREAT LAKES DREDGE & DOCK
CO. ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SEVENTH
CIRCUIT
No. 93-762. Argued October 12, 1994-Decided February
22,1995*
After the Chicago River flooded a freight tunnel under the river
and the basements of numerous buildings, petitioner corporation and
other victims brought tort actions in state court against
respondent Great Lakes Dredge & Dock Co. and petitioner
Chicago. They claimed that in the course of driving piles from a
barge into the riverbed months earlier, Great Lakes had negligently
weakened the tunnel, which had been improperly maintained by the
city. Great Lakes then filed this action, invoking federal
admiralty jurisdiction and seeking,
inter alia, the
protection of the Limitation of Vessel Owner's Liability Act. That
Act would permit the admiralty court to decide whether Great Lakes
had committed a tort and, if so, to limit its liability to the
value of the barges and tug involved if the tort was committed
without the privity or knowledge of the vessels' owner. The
District Court dismissed the suit for lack of admiralty
jurisdiction, but the Court of Appeals reversed.
Held: The District Court has federal admiralty
jurisdiction over Great Lakes's Limitation Act suit. Pp.
531-548.
(a) A party seeking to invoke such jurisdiction over a tort
claim must satisfy conditions of both location and connection with
maritime activity. In applying the location test, a court must
determine whether the tort occurred on navigable water or whether
injury suffered on land was caused by a vessel on navigable water.
46 U. S. C. App. § 740. In applying the connection test, a court
first must assess the "general features of the type of incident
involved" to determine if the incident has "a potentially
disruptive impact on maritime commerce."
Sisson v.
Ruby, 497 U.
S. 358, 363, 364, n. 2. If so, the court must determine whether
the character of the activity giving rise to the incident shows a
substantial relationship to traditional maritime activity.
Id., at 365, 364, and n. 2. Pp. 531-534.
(b) The location test is readily satisfied here. The alleged
tort was committed on a navigable river, and petitioners do not
seriously dispute that Great Lakes's barge is a "vessel" for
admiralty tort purposes.
*Together with No. 93-1094,
City of Chicago v.
Great
Lakes Dredge & Dock Co. et al., also on
certiorari to the same court.
528
528 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
Syllabus
There is no need or justification for imposing an additional
jurisdictional requirement that the damage done must be close in
time and space to the activity that caused it. A nonremoteness
requirement is not supported by the Extension of Admiralty
Jurisdiction Act's language, and the phrase "caused by" used in
that Act indicates that the proper standard is proximate cause.
Gutierrez v.
Waterman S. S.
Corp., 373 U. S. 206,210,
distinguished. Pp.534-538.
(c) The maritime connection test is also satisfied here. The
incident's "general features" may be described as damage by a
vessel in navigable water to an underwater structure. There is
little question that this is the kind of incident that has "a
potentially disruptive impact on maritime commerce." Damaging the
structure could lead to a disruption in the water course itself
and, as actually happened here, could lead to restrictions on
navigational use during repairs. There is also no question that the
activity giving rise to the incident-repair or maintenance work on
a navigable waterway performed from a vessel-shows a substantial
relationship to traditional maritime activity. Even the assertion
that the city's alleged failure to properly maintain and operate
the tunnel system was a proximate cause of the flood damage does
not take this suit out of admiralty. Under
Sisson, the
substantial relationship test is satisfied when at least one
alleged tortfeasor was engaging in activity substantially related
to traditional maritime activity and such activity is claimed to
have been a proximate cause of the incident. There is no merit to
the argument that the activity should be characterized at a
hypergeneralized level, such as "repair and maintenance," to
eliminate any hint of maritime connection, or to the argument that
Sisson is being given too expansive a reading. pp.
538-543.
(d) There are theoretical, as well as practical, reasons to
reject the city's proposed multifactor test for admiralty
jurisdiction where most of the victims, and one of the tortfeasors,
are land based. The
Sisson tests are directed at the same
objectives invoked to support a multifactor test, the elimination
of admiralty jurisdiction where the rationale for the jurisdiction
does not support it. In the Extension Act, Congress has already
made a judgment that a land-based victim may properly be subject to
admiralty jurisdiction; surely a land-based joint tortfeasor has no
claim to supposedly more favorable treatment. Moreover, contrary to
the city's position, exercise of admiralty jurisdiction does not
result in automatic displacement of state law. A multifactor test
would also be hard to apply, jettisoning relative predictability
for the openended rough-and-tumble of factors, inviting complex
argument in a trial court and a virtually inevitable appeal. Pp.
543-548.
3 F.3d
225, affirmed.
529
SOUTER, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and O'CONNOR, KENNEDY, and GINSBURG, JJ., joined.
O'CONNOR, J., filed a concurring opinion,
post, p. 548.
THOMAS, J., filed an opinion concurring in the judgment, in which
SCALIA, J., joined,
post, p. 549. STEVENS and BREYER, JJ.,
took no part in the decision of the cases.
Ben Barnow argued the cause for petitioner in No.
93-762.
With him on the briefs were Alan M. Goldberg, Albert Gueller,
Robert A. Holstein, Aron D. Robinson, William
J. Harte,
Philip B. Kurland, and Alan S. Madans. Lawrence Rosenthal argued
the cause for petitioner in No. 93-1094. With him on the briefs
were Susan S. Sher, Benna Ruth Solomon, Stuart D. Fullerton,
Theodore R. Tetzlaff, Barry Sullivan, Russ M. Strobel, and Michael
F. Sturley.
John G. Roberts, Jr., argued the cause for respondent Great
Lakes Dredge & Dock Co. in both cases. With him on the brief
were David G. Leitch, Douglas M. Reimer, Garl W Schwarz, Stewart W
Karge, William P. Schuman, Jeffrey E. Stone, Duane M. Kelley, and
Jack
J. Growe.t
JUSTICE SOUTER delivered the opinion of the Court.
On April 13, 1992, water from the Chicago River poured into a
freight tunnel running under the river and thence into the
basements of buildings in the downtown Chicago Loop. Allegedly, the
flooding resulted from events several months earlier, when
respondent Great Lakes Dredge and Dock Company had used a crane,
sitting on a barge in the river next to a bridge, to drive piles
into the riverbed above the tunnel. The issue before us is whether
a court of the United States has admiralty jurisdiction to
determine and limit the extent of Great Lakes's tort liability. We
hold this suit to be within federal admiralty jurisdiction.
tRichard Ruda filed a brief for the National Conference
of State Legislatures et al. as
amici curiae urging
reversal.
Warren J. Marwedel, Dennis Minichello, and
Charles D. Hooper filed a brief for the Maritime Law
Association of the United States as
amicus curiae.
530
530 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
I
The complaint, together with affidavits subject to no objection,
alleges the following facts. In 1990, Great Lakes bid on a contract
with petitioner city of Chicago to replace wooden pilings clustered
around the piers of several bridges spanning the Chicago River, a
navigable waterway within the meaning of
The Daniel Ball, 10
Wall. 557, 563 (1871). See
Escanaba Co. v.
Chicago,
107 U. S. 678,
683 (1883). The pilings (called dolphins) keep ships from bumping
into the piers and so protect both. After winning the contract,
Great Lakes carried out the work with two barges towed by a tug.
One barge carried pilings; the other carried a crane that pulled
out old pilings and helped drive in new ones.
In August and September 1991, Great Lakes replaced the pilings
around the piers projecting into the river and supporting the
Kinzie Street Bridge. After towing the cranecarrying barge into
position near one of the piers, Great Lakes's employees secured the
barge to the riverbed with spuds, or long metal legs that project
down from the barge and anchor it. The workers then used the crane
on the barge to pull up old pilings, stow them on the other barge,
and drive new pilings into the riverbed around the piers. About
seven months later, an eddy formed in the river near the bridge as
the collapsing walls or ceiling of a freight tunnel running under
the river opened the tunnel to river water, which flowed through to
flood buildings in the Loop.
After the flood, many of the victims brought actions in state
court against Great Lakes and the city of Chicago, claiming that in
the course of replacing the pilings Great Lakes had negligently
weakened the tunnel structure, which Chicago (its owner) had not
properly maintained. Great Lakes then brought this lawsuit in the
United States District Court, invoking federal admiralty
jurisdiction. Count I of the complaint seeks the protection of the
Limitation of Vessel Owner's Liability Act (Limitation Act), 46 U.
S. C. App. § 181
et seq., a statute that would, in effect,
permit the admi-
531
ralty court to decide whether Great Lakes committed a tort and,
if so, to limit Great Lakes's liability to the value of the vessels
(the tug and two barges) involved if the tort was committed
"without the privity or knowledge" of the vessels' owner, 46 U. S.
C. App. § 183(a). Counts II and III of Great Lakes's complaint ask
for indemnity and contribution from the city for any resulting loss
to Great Lakes.
The city, joined by petitioner Jerome B. Grubart, Inc., one of
the state-court plaintiffs, filed a motion to dismiss this suit for
lack of admiralty jurisdiction. Fed. Rule Civ. Proc. 12(b)(1). The
District Court granted the motion, the Seventh Circuit reversed,
Great Lakes Dredge &
Dock Co. v.
Chicago,
3 F.3d
225 (1993), and we granted certiorari, 510 U. S. 1108 (1994).
We now affirm.
II
The parties do not dispute the Seventh Circuit's conclusion that
jurisdiction as to Counts II and III (indemnity and contribution)
hinges on jurisdiction over the Count I claim. See 3 F. 3d, at 231,
n. 9; see also 28 U. S. C. § 1367 (1988 ed., Supp. V) (supplemental
jurisdiction); Fed. Rules Civ. Proc. 14(a) and (c) (impleader of
third parties). Thus, the issue is simply whether or not a federal
admiralty court has jurisdiction over claims that Great Lakes's
faulty replacement work caused the flood damage.
A
A federal court's authority to hear cases in admiralty flows
initially from the Constitution, which "extend[s]" federal judicial
power "to all Cases of admiralty and maritime Jurisdiction." U. S.
Const., Art. III, § 2. Congress has embodied that power in a
statute giving federal district courts "original jurisdiction ...
of ... [a]ny civil case of admiralty or maritime jurisdiction... "
28 U. S. C. § 1333(1). The traditional test for admiralty tort
jurisdiction asked only whether the tort occurred on navigable
waters. If it did, admiralty jurisdiction followed; if it did not,
admiralty
532
532 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
jurisdiction did not exist. See,
e. g., Thomas v.
Lane, 23 F. Cas. 957, 960 (No. 13902) (CC Me. 1813) (Story,
J., on Circuit). This ostensibly simple locality test was
complicated by the rule that the injury had to be "wholly"
sustained on navigable waters for the tort to be within admiralty.
The Plymouth, 3 Wall. 20, 34 (1866) (no jurisdiction over
tort action brought by the owner of warehouse destroyed in a fire
that started on board a ship docked nearby). Thus, admiralty courts
lacked jurisdiction over, say, a claim following a ship's collision
with a pier insofar as it injured the pier, for admiralty law
treated the pier as an extension of the land.
Martin
v.
West, 222
U. S. 191, 197 (1911);
Cleveland Terminal &
Valley R. Co. v.
Cleveland S. S.
Co., 208 U. S. 316, 319
(1908).
This latter rule was changed in 1948, however, when Congress
enacted the Extension of Admiralty Jurisdiction Act, 62 Stat. 496.
The Act provided that
"[t]he admiralty and maritime jurisdiction of the United States
shall extend to and include all cases of damage or injury, to
person or property, caused by a vessel on navigable water,
notwithstanding that such damage or injury be done or consummated
on land." 46 U. S. C. App. § 740.
The purpose of the Act was to end concern over the sometimes
confusing line between land and water, by investing admiralty with
jurisdiction over "all cases" where the injury was caused by a ship
or other vessel on navigable water, even if such injury occurred on
land. See,
e. g., Gutierrez v.
Waterman S. S.
Corp., 373 U.
S. 206, 209-210 (1963);
Executive Jet Aviation, Inc. v.
Cleveland, 409
U. S. 249, 260 (1972).
After this congressional modification to gather the odd case
into admiralty, the jurisdictional rule was qualified again in
three decisions of this Court aimed at keeping a different class of
odd cases out. In the first case,
Executive Jet, supra, tort
claims arose out of the wreck of an airplane that collided with a
flock of birds just after takeoff on a do-
533
mestic flight and fell into the navigable waters of Lake Erie.
We held that admiralty lacked jurisdiction to consider the claims.
We wrote that "a purely mechanical application of the locality
test" was not always "sensible" or "consonant with the purposes of
maritime law,"
id., at 261, as when (for example) the
literal and universal application of the locality rule would
require admiralty courts to adjudicate tort disputes between
colliding swimmers,
id., at 255. We held that "claims
arising from airplane accidents are not cognizable in admiralty"
despite the location of the harm, unless "the wrong bear[s] a
significant relationship to traditional maritime activity."
Id., at 268.
The second decision,
Foremost Ins. Co. v.
Richardson, 457 U. S. 668 (1982),
dealt with tort claims arising out of the collision of two pleasure
boats in a navigable river estuary. We held that admiralty courts
had jurisdiction,
id., at 677, even though jurisdiction
existed only if "the wrong" had "a significant connection with
traditional maritime activity,"
id., at 674. We conceded
that pleasure boats themselves had little to do with the maritime
commerce lying at the heart of the admiralty court's basic work,
id., at 674-675, but we nonetheless found the necessary
relationship in
"[t]he potential disruptive impact [upon maritime commerce] of a
collision between boats on navigable waters, when coupled with the
traditional concern that admiralty law holds for navigation ... ,"
id., at 675.
In the most recent of the trilogy,
Sisson v.
Ruby,
497 U. S. 358
(1990), we held that a federal admiralty court had jurisdiction
over tort claims arising when a fire, caused by a defective
washer/dryer aboard a pleasure boat docked at a marina, burned the
boat, other boats docked nearby, and the marina itself.
Id.,
at 367. We elaborated on the enquiry exemplified in
Executive
Jet and
Foremost by focusing on two points to determine
the relationship of a claim to the objectives of admiralty
jurisdiction. We noted, first, that
534
534 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
the incident causing the harm, the burning of docked boats at a
marina on navigable waters, was of a sort "likely to disrupt
[maritime] commercial activity." 497 U. S., at 363. Second, we
found a "substantial relationship" with "traditional maritime
activity" in the kind of activity from which the incident arose,
"the storage and maintenance of a vessel ... on navigable waters."
Id., at 365-367.
After
Sisson, then, a party seeking to invoke federal
admiralty jurisdiction pursuant to 28 U. S. C. § 1333(1) over a
tort claim must satisfy conditions both of location and of
connection with maritime activity. A court applying the location
test must determine whether the tort occurred on navigable water or
whether injury suffered on land was caused by a vessel on navigable
water. 46 U. S. C. App. § 740. The connection test raises two
issues. A court, first, must "assess the general features of the
type of incident involved," 497 U. S., at 363, to determine whether
the incident has "a potentially disruptive impact on maritime
commerce,"
id., at 364, n. 2. Second, a court must determine
whether "the general character" of the "activity giving rise to the
incident" shows a "substantial relationship to traditional maritime
activity."
Id., at 365, 364, and n. 2. We now apply the
tests to the facts of this suit.
B
The location test is, of course, readily satisfied. If Great
Lakes caused the flood, it must have done so by weakening the
structure of the tunnel while it drove in new pilings or removed
old ones around the bridge piers. The weakening presumably took
place as Great Lakes's workers lifted and replaced the pilings with
a crane that sat on a barge stationed in the Chicago River. The
place in the river where the barge sat, and from which workers
directed the crane, is in the "navigable waters of the United
States."
Escanaba Co., 107 U. S., at 683. Thus, if
Great Lakes committed a tort, it must have done it while on
navigable waters.
535
It must also have done it "by a vessel." Even though the barge
was fastened to the river bottom and was in use as a work platform
at the times in question, at other times it was used for
transportation. See 3 F. 3d, at 229. Petitioners do not here
seriously dispute the conclusion of each court below that the Great
Lakes barge is, for admiralty tort purposes, a "vessel." The fact
that the pile driving was done with a crane makes no difference
under the location test, given the maritime law that ordinarily
treats an "appurtenance" attached to a vessel in navigable waters
as part of the vessel itself. See,
e. g., Victory
Carriers, Inc. v.
Law, 404 U. S. 202, 210-211
(1971);
Gutierrez, 373 U. S., at 209-210.1
Because the injuries suffered by Grubart and the other flood
victims were caused by a vessel on navigable water, the location
enquiry would seem to be at an end, "notwithstanding that such
damage or injury [was] done or consummated on land." 46 U. S. C.
App. § 740. Both Grubart and Chicago nonetheless ask us to subject
the Extension Act to limitations not apparent from its text. While
they concede that the Act refers to "all cases of damage or
injury," they argue that "all" must not mean literally every such
case, no matter how great the distance between the vessel's
tortious activity and the resulting harm. They contend that, to
be
1 Grubart argues, based on
Margin v.
Sea-Land
Services, Inc., 812 F.2d
973, 975
(CA5 1987), that an appurtenance is considered
part of the vessel only when it is defective. See Brief for
Petitioner in No. 93-762, pp. 34-35 (Grub art Brief).
Margin, however, does not so hold. It dealt with a
land-based crane that lowered a ship's hatch cover dangerously
close to a welder working on a dock, and its result turned not on
the condition of the hatch cover, the putative appurtenance, but on
the fact that the plaintiff did not allege that "vessel negligence
proximately caused his injury." 812 F. 2d, at 977. Indeed, the
argument that Congress intended admiralty jurisdiction to extend to
injuries caused by defective appurtenances, but not to
appurtenances in good condition when operated negligently, makes no
sense. See
Gutierrez, 373 U. S., at 210 ("There is no
distinction in admiralty between torts committed by the ship itself
and by the ship's personnel while operating it ... ").
536
536 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
within the Act, the damage must be close in time and space to
the activity that caused it: that it must occur "reasonably
contemporaneously" with the negligent conduct and no "farther from
navigable waters than the reach of the vessel, its appurtenances
and cargo." Brief for Petitioner in No. 931094, p. 45 (City Brief).
For authority, they point to this Court's statement in
Gutierrez, supra, that jurisdiction is present when the
"impact" of the tortious activity "is felt ashore at a time and
place not remote from the wrongful act."
Id., at 210.2
The demerits of this argument lie not only in its want of
textual support for its nonremoteness rule, but in its disregard of
a less stringent but familiar proximity condition tied to the
language of the statute. The Act uses the phrase "caused by," which
more than one Court of Appeals has read as requiring what tort law
has traditionally called "proximate causation." See,
e. g.,
Pryor v.
American President Lines, 520
F.2d 974, 979 (CA4 1975), cert. denied, 423 U. S. 1055 (1976);
Adams v.
Harris County, 452 F.2d
994, 996-997 (CA5 1971), cert. denied, 406 U. S. 968 (1972).
This classic tort notion normally eliminates the bizarre, cf.
Palsgraf v.
Long Island R. Co., 248 N. Y. 339, 162 N.
E. 99 (1928), and its use should obviate not only the complication
but even the need for further temporal or spatial limitations. Nor
is reliance on familiar proximate causation inconsistent with
Gutierrez, which used its nonremote language, not to
announce a special test, but simply to distinguish its own facts
(the victim having slipped on beans spilling from cargo containers
being unloaded from a ship) from what the Court called "[v]arious
far-fetched hypotheticals," such as injury to someone slipping on
beans that continue to leak from the
2 At oral argument, counsel for the city undercut this argument
by conceding that admiralty jurisdiction would govern claims
arising from an incident in which a ship on navigable waters
slipped its moorings, drifted into a dam, and caused a breach in
the dam that resulted in flooding of surrounding territory. Tr. of
Oral Arg. 17.
537
containers after they had been shipped from Puerto Rico to a
warehouse in Denver. 373 U. S., at 210. See also
Victory
Carriers, supra, at 210-211.
The city responds by saying that, as a practical matter, the use
of proximate cause as a limiting jurisdictional principle would
undesirably force an admiralty court to investigate the merits of
the dispute at the outset of a case when it determined
jurisdiction.3 The argument, of course, assumes that the truth of
jurisdictional allegations must always be determined with finality
at the threshold of litigation, but that assumption is erroneous.
Normal practice permits a party to establish jurisdiction at the
outset of a case by means of a nonfrivolous assertion of
jurisdictional elements, see,
e. g., Bray v.
Alexandria
Women's Health Clinic, 506 U. S. 263, 285 (1993);
Bell
v.
Hood, 327
U. S. 678, 682-683 (1946), and any litigation of a contested
subject-matter jurisdictional fact issue occurs in comparatively
summary proce-
3 The city in part bases its assertion about the practical
effects of a proximate cause rule on a reading of
Crowell v.
Benson, 285 U.
S. 22, 54-56 (1932), which, according to the city, held that
the Longshoremen's and Harbor Workers' Compensation Act could not
constitutionally apply to an employee absent a finding that he was
actually injured on navigable waters. Thus, the city argues, a
construction of the Extension Act that would permit the assertion
of federal jurisdiction over land-based injuries absent a finding,
on the merits, of actual causation "would raise serious
constitutional questions." See City Brief 41-42.
Even if the city's interpretation of
Crowell is correct,
it is not dispositive here. Constitutional difficulties need not
arise when a court defers final determination of facts upon which
jurisdiction depends until after the first jurisdictional skirmish.
In the standing context, for example, we have held that "the
Constitution does not require that the plaintiff offer ... proof
[of the facts showing that the plaintiff sustained actual injury]
as a threshold matter in order to invoke the District Court's
jurisdiction."
Gwaltney of Smithfield, Ltd. v.
Chesapeake
Bay Foundation, Inc., 484 U. S. 49, 66 (1987). We see no reason
why a different rule should apply here, and find ourselves in the
company of the city's own
amici. See Brief for National
Conference of State Legislatures et al. as
Amici Curiae
1819, n. 9 (suggesting that "a court need not decide the merits
of causation issues to resolve a jurisdictional challenge").
538
538 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
dure before a judge alone (as distinct from litigation of the
same fact issue as an element of the cause of action, if the claim
survives the jurisdictional objection). See 2A J. Moore & J.
Lucas, Moore's Federal Practice' 12.07[2.-1] (2d ed. 1994); 5A C.
Wright & A. Miller, Federal Practice and Procedure § 1350 (2d
ed. 1990). There is no reason why this should not be just as true
for proximate causation as it is for the maritime nature of the
tortfeasor's activity giving rise to the incident. See
Sisson, 497 U. S., at 365. There is no need or
justification, then, for imposing an additional nonremoteness
hurdle in the name of jurisdiction.
C
We now turn to the maritime connection enquiries, the first
being whether the incident involved was of a sort with the
potential to disrupt maritime commerce. In
Sisson, we
described the features of the incident in general terms as "a fire
on a vessel docked at a marina on navigable waters,"
id., at
363, and determined that such an incident "plainly satisf[ied]" the
first maritime connection requirement,
ibid., because the
fire could have "spread to nearby commercial vessels or ma[d]e the
marina inaccessible to such vessels" and therefore "[c]ertainly"
had a "potentially disruptive impact on maritime commerce,"
id., at 362. We noted that this first prong went to
potential effects, not to the "particular facts of the incident,"
noting that in both
Executive Jet and
Foremost we had
focused not on the specific facts at hand but on whether the
"general features" of the incident were "likely to disrupt
commercial activity." 497 U. S., at 363.
The first
Sisson test turns, then, on a description of
the incident at an intermediate level of possible generality. To
speak of the incident as "fire" would have been too general to
differentiate cases; at the other extreme, to have described the
fire as damaging nothing but pleasure boats and their tie-up
facilities would have ignored, among other things, the capacity of
pleasure boats to endanger commer-
539
cial shipping that happened to be nearby. We rejected both
extremes and instead asked whether the incident could be seen
within a class of incidents that posed more than a fanciful risk to
commercial shipping.
Following
Sisson, the "general features" of the incident
at issue here may be described as damage by a vessel in navigable
water to an underwater structure. So characterized, there is little
question that this is the kind of incident that has a "potentially
disruptive impact on maritime commerce." As it actually turned out
in this suit, damaging a structure beneath the riverbed could lead
to a disruption in the water course itself, App. 33 (eddy formed
above the leak); and, again as it actually happened, damaging a
structure so situated could lead to restrictions on the
navigational use of the waterway during required repairs. See Pet.
for Cert. in No. 93-1094, p. 22a (District Court found that after
the flood "[t]he river remained closed for over a month," "[r]iver
traffic ceased, several commuter ferries were stranded, and many
barges could not enter the river system ... because the river level
was lowered to aid repair efforts"). Cf.
Pennzoil Producing
Co. v.
Offshore Express, Inc., 943
F.2d 1465 (CA5 1991) (admiralty suit when vessel struck and
ruptured gas pipeline and gas exploded);
Marathon Pipe Line
Co. v.
Drilling Rig Rowan/Odessa, 761
F.2d 229, 233 (CA5 1985) (admiralty jurisdiction when vessel
struck pipeline, "a fixed structure on the seabed");
Orange
Beach Water, Sewer, and Fire Protection Authority v.
M/V
Alva, 680 F.2d
1374 (CAll 1982) (admiralty suit when vessel struck underwater
pipeline).
In the second
Sisson enquiry, we look to whether the
general character of the activity giving rise to the incident shows
a substantial relationship to traditional maritime activity. We ask
whether a tortfeasor's activity, commercial or noncommercial, on
navigable waters is so closely related to activity traditionally
subject to admiralty law that the reasons for applying special
admiralty rules would apply in
540
540 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
the suit at hand. Navigation of boats in navigable waters
clearly falls within the substantial relationship,
Foremost,
457 U. S., at 675; storing them at a marina on navigable waters is
close enough,
Sisson, supra, at 367; whereas in flying an
airplane over the water,
Executive Jet, 409 U. S., at
270271, as in swimming,
id., at 255-256, the relationship is
too attenuated.
On like reasoning, the "activity giving rise to the incident" in
this suit,
Sisson, supra, at 364, should be characterized as
repair or maintenance work on a navigable waterway performed from a
vessel. Described in this way, there is no question that the
activity is substantially related to traditional maritime activity,
for barges and similar vessels have traditionally been engaged in
repair work similar to what Great Lakes contracted to perform here.
See,
e. g., Shea v.
Rev-Lyn Contracting Co.,
868 F.2d
515, 518 (CA1 1989) (bridge repair by crane-carrying barge);
Nelson v.
United States, 639 F.2d
469, 472 (CA9 1980) (Kennedy, J.) (repair of wave suppressor
from a barge);
In re New York Dock Co., 61 F. 2d 777 (CA2
1932) (pile driving from crane-carrying barge in connection with
the building of a dock);
In re P. Sanford Ross, Inc.,
196 F.9d
1, 923-924 (EDNY 1912) (pile driving from crane-carrying barge
close to water's edge), rev'd on other grounds,
204 F.2d
8 (CA2 1913); cf.
In re The V-14813, 65 F.2d 789, 790
(CA5 1933) ("There are many cases holding that a dredge, or a barge
with a pile driver, employed on navigable waters, is subject to
maritime jurisdiction ... § 7.54");
Lawrence v.
Flatboat, 84 F.2d 0 (SD Ala. 1897) (pile driving from
crane-carrying barge in connection with the erection of bulkheads),
aff'd
sub nom. Southern Log Cart & Supply
Co. v.
Lawrence, 86 F.9d
7 (CA5 1898).
The city argues, to the contrary, that a proper application of
the activity prong of
Sisson would consider the city's own
alleged failure at properly maintaining and operating the tunnel
system that runs under the river. City Brief 48-49. If this
asserted proximate cause of the flood victims' injuries
541
were considered, the city submits, its failure to resemble any
traditional maritime activity would take this suit out of
admiralty.
The city misreads
Sisson, however, which did not consider
the activities of the washer/dryer manufacturer, who was possibly
an additional tortfeasor, and whose activities were hardly
maritime; the activities of Sisson, the boat owner, supplied the
necessary substantial relationship to traditional maritime
activity. Likewise, in
Foremost, we said that "[b]ecause the
'wrong' here involves the negligent operation of a vessel on
navigable waters, we believe that it has a sufficient nexus to
traditional maritime activity to sustain admiralty jurisdiction
.... " 457 U. S., at 674. By using the word "involves," we made it
clear that we need to look only to whether one of the arguably
proximate causes of the incident originated in the maritime
activity of a tortfeasor: as long as one of the putative
tortfeasors was engaged in traditional maritime activity the
allegedly wrongful activity will "involve" such traditional
maritime activity and will meet the second nexus prong. Thus, even
if we were to identify the "activity giving rise to the incident"
as including the acts of the city as well as Great Lakes, admiralty
jurisdiction would nevertheless attach. That result would be true
to
Sisson's requirement of a "substantial relationship"
between the "activity giving rise to the incident" and traditional
maritime activity.
Sisson did not require, as the city in
effect asserts, that there be a complete identity between the two.
The substantial relationship test is satisfied when at least one
alleged tortfeasor was engaging in activity substantially related
to traditional maritime activity and such activity is claimed to
have been a proximate cause of the incident.
Petitioners also argue that we might get a different result
simply by characterizing the "activity" in question at a different
level of generality, perhaps as "repair and maintenance," or as
"pile driving near a bridge." The city is, of course, correct that
a tortfeasor's activity can be described
542
542 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
at a sufficiently high level of generality to eliminate any hint
of maritime connection, and if that were properly done
Sisson would bar assertion of admiralty jurisdiction. But to
suggest that such hypergeneralization ought to be the rule would
convert
Sisson into a vehicle for eliminating admiralty
jurisdiction. Although there is inevitably some play in the joints
in selecting the right level of generality when applying the
Sisson test, the inevitable imprecision is not an excuse for
whimsy. The test turns on the comparison of traditional maritime
activity to the arguably maritime character of the tortfeasor's
activity in a given case; the comparison would merely be frustrated
by eliminating the maritime aspect of the tortfeasor's activity
from consideration.4
Grubart makes an additional claim that
Sisson is being
given too expansive a reading. If the activity at issue here is
considered maritime related, it argues, then virtually "every
activity involving a vessel on navigable waters" would be "a
traditional maritime activity sufficient to invoke maritime
jurisdiction." Grubart Brief 6. But this is not fatal criticism.
This Court has not proposed any radical alteration of the
traditional criteria for invoking admiralty jurisdiction in tort
cases, but has simply followed the lead of the lower federal courts
in rejecting a location rule so rigid as to extend admiralty to a
case involving an airplane, not a vessel, engaged in an activity
far removed from anything traditionally maritime. See
Executive
Jet, 409 U. S., at 268274; see also
Peytavin v.
Government Employees Ins. Co., 453 F.2d
1121, 1127 (CA5 1972) (no jurisdiction over claim
4 The city also proposes that we define the activity as "the
operation of an underground tunnel connected to Loop buildings."
City Brief 49-50. But doing this would eliminate the maritime
tortfeasor's activity from consideration entirely. This (like the
choice of a supreme level of generality, described in the text)
would turn
Sisson v.
Ruby, 497 U. S. 358 (1990), on
its head, from a test to weed out torts without a maritime
connection into an arbitrary exercise for eliminating jurisdiction
over even vesselrelated torts connected to traditional maritime
commerce.
543
for personal injury by motorist who was rear-ended while waiting
for a ferry on a floating pontoon serving as the ferry's landing);
Chapman v.
Grosse Pointe Farms, 385
F.2d 962 (CA6 1967) (no admiralty jurisdiction over claim of
swimmer who injured himself when diving off pier into shallow but
navigable water). In the cases after
Executive Jet, the
Court stressed the need for a maritime connection, but found one in
the navigation or berthing of pleasure boats, despite the facts
that the pleasure boat activity took place near shore, where States
have a strong interest in applying their own tort law, or was not
on all fours with the maritime shipping and commerce that has
traditionally made up the business of most maritime courts.
Sisson, 497 U. S., at 367;
Foremost, 457 U. S., at
675. Although we agree with petitioners that these cases do not say
that every tort involving a vessel on navigable waters falls within
the scope of admiralty jurisdiction no matter what, they do show
that ordinarily that will be SO.5
III
Perhaps recognizing the difficulty of escaping the case law,
petitioners ask us to change it. In cases "involving land based
parties and injuries," the city would have us adopt a condition of
jurisdiction that
"the totality of the circumstances reflects a federal interest
in protecting maritime commerce sufficiently weighty to justify
shifting what would otherwise be state-court litigation into
federal court under the federal law of admiralty." City Brief
32.
5 Because we conclude that the tort alleged in Count I of Great
Lakes's complaint satisfies both the location and connection tests
necessary for admiralty jurisdiction under 28 U. S. C. § 1333(1),
we need not consider respondent Great Lakes's alternative argument
that the Extension of Admiralty Jurisdiction Act, 46 U. S. C. App.
§ 740, provides an independent basis of federal jurisdiction over
the complaint.
544
544 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
Grubart and the city say that the Fifth Circuit has applied a
somewhat similar "four-factor test" looking to "the functions and
roles of the parties; the types of vehicles and instrumentalities
involved; the causation and the type of injury; and traditional
concepts of the role of admiralty law."
Kelly v.
Smith, 485 F.2d
520, 525 (CA5 1973); see also
Molett v.
Penrod
Drilling Co., 826 F.2d
1419, 1426 (CA5 1987) (adding three more factors: the "impact
of the event on maritime shipping and commerce"; "the desirability
of a uniform national rule to apply to such matters"; and "the need
for admiralty 'expertise' in the trial and decision of the case"),
cert. denied
sub nom. Columbus-McKinnon, Inc. v.
Gearench, Inc., 493 U. S. 1003 (1989). Although they point
out that
Sisson disapproved the use of four-factor or
seven-factor tests "where all the relevant entities are engaged in
similar types of activity," this rule implicitly left the matter
open for cases like this one, where most of the victims, and one of
the tortfeasors, are based on land. See 497 U. S., at 365, n. 3
("Different issues may be raised by a case in which one of the
instrumentalities is engaged in a traditional maritime activity,
but the other is not"). The city argues that there is a good reason
why cases like this one should get different treatment. Since the
basic rationale for federal admiralty jurisdiction is "protection
of maritime commerce through uniform rules of decision," the
proposed jurisdictional test would improve on
Sisson in
limiting the scope of admiralty jurisdiction more exactly to its
rationale. A multiple factor test would minimize, if not eliminate,
the awkward possibility that federal admiralty rules or procedures
will govern a case, to the disadvantage of state law, when
admiralty's purpose does not require it. Cf.
Foremost,
supra, at 677-686 (Powell, J., dissenting).
Although the arguments are not frivolous, they do not persuade.
It is worth recalling that the
Sisson tests are aimed at the
same objectives invoked to support a new multifactor test, the
elimination of admiralty jurisdiction where the ra-
545
tionale for the jurisdiction does not support it. If the tort
produces no potential threat to maritime commerce or occurs during
activity lacking a substantial relationship to traditional maritime
activity,
Sisson assumes that the objectives of admiralty
jurisdiction probably do not require its exercise, even if the
location test is satisfied. If, however, the
Sisson tests
are also satisfied, it is not apparent why the need for admiralty
jurisdiction in aid of maritime commerce somehow becomes less acute
merely because land-based parties happen to be involved. Certainly
Congress did not think a land-based party necessarily diluted the
need for admiralty jurisdiction or it would have kept its hands off
the primitive location test.
Of course, one could claim it to be odd that under
Sisson
a land-based party (or more than one) may be subject to admiralty
jurisdiction, but it would appear no less odd under the city's test
that a maritime tortfeasor in the most traditional mould might be
subject to state common-law jurisdiction. Other things being equal,
it is not evident why the first supposed anomaly is worse than the
second. But other things are not even equal. As noted just above,
Congress has already made the judgment, in the Extension Act, that
a land-based victim may properly be subject to admiralty
jurisdiction. Surely a land-based joint tortfeasor has no claim to
supposedly more favorable treatment.
Nor are these the only objections to the city's position.
Contrary to what the city suggests, City Brief 10, 14-15,2526,
30, exercise of federal admiralty jurisdiction does not result in
automatic displacement of state law. It is true that, "[w]ith
admiralty jurisdiction comes the application of substantive
admiralty law."
East River S. S.
Corp. v.
Transamerica Delaval Inc., 476 U. S. 858, 864
(1986). But, to characterize that law, as the city apparently does,
as "federal rules of decision," City Brief 15, is
"a destructive oversimplification of the highly intricate
interplay of the States and the National Government in
546
546 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
their regulation of maritime commerce. It is true that state law
must yield to the needs of a uniform federal maritime law when this
Court finds inroads on a harmonious system. But this limitation
still leaves the States a wide scope." Romero v.
International Terminal Operating Co., 358 U. S. 354, 373 (1959)
(footnote omitted).
See
East River, supra, at 864-865 ("Drawn from state and
federal sources, the general maritime law is an amalgam of
traditional common-law rules, modifications of those rules, and
newly created rules" (footnote omitted)). Thus, the city's proposal
to synchronize the jurisdictional enquiry with the test for
determining the applicable substantive law would discard a
fundamental feature of admiralty law, that federal admiralty courts
sometimes do apply state law. See,
e. g., American Dredging
Co. v.
Miller, 510 U. S. 443, 451-452
(1994); see also 1 S. Friedell, Benedict on Admiralty § 112, p.
7-49 (7th ed. 1994).6
6We will content ourselves simply with raising a question about
another of the city's assumptions, which does not go to anything
dispositive for us. It is true that this Court has said that "the
primary focus of admiralty jurisdiction is unquestionably the
protection of maritime commerce,"
Foremost Ins. Co. v.
Richardson, 457 U. S. 668, 674
(1982); see
Sisson, 497 U. S., at 367; see
id., at
364, n. 2, a premise that recently has been questioned, see Casto,
The Origins of Federal Admiralty Jurisdiction in an Age of
Privateers, Smugglers, and Pirates, 37 Am. J. Legal Hist. 117
(1993). However that may be, this Court has never limited the
interest in question to the "protection of maritime commerce
through uniform rules of decision," as the city would have it. City
Brief 19. Granted, whatever its precise purpose, it is likely that
Congress thought of uniformity of substantive law as a subsidiary
goal conducive to furthering that purpose. See Currie, Federalism
and the Admiralty: "The Devil's Own Mess," 1960 S. Ct. Rev. 158,
163 ("[A] uniform law was apparently one reason for the
establishment of the admiralty jurisdiction in 1789" (footnote
omitted)). But we are unwilling to rule out that the first Congress
saw a value in federal admiralty courts beyond fostering uniformity
of substantive law, stemming, say, from a concern with local bias
similar to the presupposition for diversity jurisdiction. See The
Federalist No. 80, p. 538 (J. Cooke ed. 1961) (A. Hamil-
547
Finally, on top of these objections going to the city's premises
there is added a most powerful one based on the practical
consequences of adopting a multifactor test. Although the existing
case law tempers the locality test with the added requirements
looking to potential harm and traditional activity, it reflects
customary practice in seeing jurisdiction as the norm when the tort
originates with a vessel in navigable waters, and in treating
departure from the locality principle as the exception. For better
or worse, the case law has thus carved out the approximate shape of
admiralty jurisdiction in a way that admiralty lawyers understand
reasonably well. As against this approach, so familiar and
relatively easy, the proposed four- or seven-factor test would be
hard to apply, jettisoning relative predictability for the
open-ended roughand-tumble of factors, inviting complex argument in
a trial court and a virtually inevitable appeal.
Consider, for example, just one of the factors under the city's
test, requiring a district court at the beginning of every
purported admiralty case to determine the source (state or federal)
of the applicable substantive law. The difficulty of doing that was
an important reason why this Court in
Romero, supra, was
unable to hold that maritime claims fell within the scope of the
federal-question-jurisdiction statute, 28 U. S. C. § 1331. 358 U.
S., at 375-376 ("[S]ound judicial policy does not encourage a
situation which necessitates constant adjudication of the
boundaries of state and federal competence"). That concern applies
just as strongly to
ton) ("maritime causes ... so commonly affect the rights of
foreigners"); 1 M. Farrand, Records of the Federal Convention of
1787, p. 124 (1911); 2
id., at 46; see generally D.
Robertson, Admiralty and Federalism 95-103 (1970). After all, if
uniformity of substantive law had been Congress's only concern, it
could have left admiralty jurisdiction in the state courts subject
to an appeal to a national tribunal (as it did with
federal-question jurisdiction until 1875, and as the Articles of
Confederation had done with cases of prize and capture).
548
548 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
cases invoking a district court's admiralty jurisdiction under
28 U. S. C. § 1333, under which the jurisdictional enquiry for
maritime torts has traditionally been quite uncomplicated.
Reasons of practice, then, are as weighty as reasons of theory
for rejecting the city's call to adopt a multifactor test for
admiralty jurisdiction for the benefit of land-based parties to a
tort action.
Accordingly, we conclude that the Court of Appeals correctly
held that the District Court had admiralty jurisdiction over the
respondent Great Lakes's Limitation Act suit. The judgment of the
Court of Appeals is
Affirmed.
JUSTICE STEVENS and JUSTICE BREYER took no part in the decision
of these cases.
JUSTICE O'CONNOR, concurring.
I concur in the Court's judgment and opinion. The Court properly
holds that, when a court is faced with a case involving multiple
tortfeasors, some of whom may not be maritime actors, if
one
of the putative tortfeasors was engaged in traditional maritime
activity alleged to have proximately caused the incident, then the
supposedly wrongful activity "involves" traditional maritime
activity. The possible involvement of other, nonmaritime parties
does not affect the jurisdictional inquiry as to the maritime
party.
Ante, at 541. I do not, however, understand the
Court's opinion to suggest that, having found admiralty
jurisdiction over a particular claim against a particular party, a
court
must then exercise admiralty jurisdiction over
all the claims and parties involved in the case. Rather, the
court should engage in the usual supplemental jurisdiction and
impleader inquiries. See 28 U. S. C. § 1367 (1988 ed., Supp. V);
Fed. Rule Civ. Proc. 14; see also
ante, at 531. I find
nothing in the Court's opinion to the contrary.
549
JUSTICE THOMAS, with whom JUSTICE SCALIA joins, concurring in
the judgment.
I agree with the majority's conclusion that 28 U. S. C. §
1333(1) grants the District Court jurisdiction over the great
Chicago flood of 1992. But I write separately because I cannot
agree with the test the Court applies to determine the boundaries
of admiralty and maritime jurisdiction. Instead of continuing our
unquestioning allegiance to the multifactor approach of
Sisson v.
Ruby, 497 U. S. 358 (1990), I
would restore the jurisdictional inquiry to the simple question
whether the tort occurred on a vessel on the navigable waters of
the United States. If so, then admiralty jurisdiction exists. This
clear, bright-line rule, which the Court applied until recently,
ensures that judges and litigants will not waste their resources in
determining the extent of federal subject-matter jurisdiction.
I
This action requires the Court to redefine once again the line
between federal admiralty jurisdiction and state power due to an
ambiguous balancing test. The fact that we have had to revisit this
question for the third time in a little over 10 years indicates the
defects of the Court's current approach. The faults of balancing
tests are clearest, and perhaps most destructive, in the area of
jurisdiction. Vague and obscure rules may permit judicial power to
reach beyond its constitutional and statutory limits, or they may
discourage judges from hearing disputes properly before them. Such
rules waste judges' and litigants' resources better spent on the
merits, as this action itself demonstrates. It is especially
unfortunate that this has occurred in admiralty, an area that once
provided a jurisdictional rule almost as clear as the 9th and 10th
verses of Genesis: "And God said, Let the waters under the heaven
be gathered together unto one place, and let the dry land appear:
and it was so. And God
550
550 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
THOMAS, J., concurring in judgment
called the dry land Earth; and the gathering together of the
waters called he Seas: and God saw that it was good." The Holy
Bible, Genesis 1:9-10 (King James Version).
As recently as 1972, courts and parties experienced little
difficulty in determining whether a case triggered admiralty
jurisdiction, thanks to the simple "situs rule." In
The
Plymouth, 3 Wall. 20, 36 (1866), this Court articulated the
situs rule thus: "Every species of tort, however occurring, and
whether on board a vessel or not, if upon the high seas or
navigable waters, is of admiralty cognizance." This simple, clear
test, which Justice Story pronounced while riding circuit, see
Thomas v.
Lane, 23 F. Cas. 957, 960 (No. 13,902) (CC
Me. 1813), did not require alteration until 1948, when Congress
included within the admiralty jurisdiction torts caused on water,
but whose effects were felt on land. See Extension of Admiralty
Jurisdiction Act, 62 Stat. 496, 46 U. S. C. App. § 740.
The simplicity of this test was marred by modern cases that
tested the boundaries of admiralty jurisdiction with ever more
unusual facts. In
Executive Jet Aviation, Inc. v.
Cleveland, 409
U. S. 249 (1972), we held that a plane crash in Lake Erie was
not an admiralty case within the meaning of § 1333(1) because the
tort did not "bear a significant relationship to traditional
maritime activity."
Id., at 268. What subsequent cases have
failed to respect, however, is
Executive Jet's clear
limitation to torts involving aircraft. As we said:
"One area in which locality as the exclusive test of admiralty
tort jurisdiction has given rise to serious problems in application
is that of aviation .... [W]e have concluded that maritime locality
alone is not a sufficient predicate for admiralty jurisdiction
in aviation tort cases." Id., at 261 (emphasis added).
Our identification of the "significant relationship" factor
occurred wholly in the context of a discussion of the
difficulties
551
that aircraft posed for maritime law. In fact, while we
recognized the extensive criticism of the strict locality rule, we
noted that "for the traditional types of maritime torts, the
traditional test has worked quite satisfactorily."
Id., at
254. Thus,
Executive Jet, properly read, holds that if a
tort occurred on board a vessel on the navigable waters, the situs
test applies, but if the tort involved an airplane, then the
"significant relationship" requirement is added.
Although it modified the strict locality test,
Executive
Jet still retained a clear rule that I could apply comfortably
to the main business of the admiralty court. Nonetheless, the
simplicity and clarity of this approach met its demise in
Foremost Ins. Co. v.
Richardson, 457 U. S. 668 (1982).
That case involved the collision of two pleasure boats on the
navigable waters, a tort that some commentators had argued did not
fall within the admiralty jurisdiction because it did not implicate
maritime commerce. See,
e. g., Stolz, Pleasure
Boating and Admiralty:
Erie at Sea, 51 Calif. L. Rev. 661
(1963). The Court could have resolved the case and found
jurisdiction simply by applying the situs test. Instead, responding
to the arguments that admiralty jurisdiction was limited to
commercial maritime activity, the Court found that the tort's
"significant connection with traditional maritime activity" and the
accident's "potential disruptive impact" on maritime commerce
prompted an exercise of federal jurisdiction. 457 U. S., at
674-675.
It is clear that
Foremost overextended
Executive
Jet, which had reserved the significant relationship inquiry
for aviation torts. As JUSTICE SCALIA noted in
Sisson, Executive
Jet is better "understood as resting on the quite simple ground
that the tort did not involve a vessel, which had traditionally
been thought required by the leading scholars in the field." 497 U.
S., at 369-370 (opinion concurring in judgment).
Executive
Jet did not in the least seek to alter the strict locality test
for torts involving waterborne vessels.
Foremost, however,
converted
Executive Jet's exception into
552
552 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
THOMAS, J., concurring in judgment
the rule. In addition to examining situs,
Foremost
required federal courts to ask whether the tort bore a significant
relationship to maritime commerce, and whether the accident had a
potential disruptive impact on maritime commerce. 457 U. S., at
673-675. The lower courts adopted different approaches as they
sought to apply
Foremost's alteration of the
Executive
Jet test. See
Sisson, 497 U. S., at 365, n. 4 (citing
cases).
Sisson then affirmed the inherent vagueness of the
Foremost test.
Sisson involved a marina fire that was
caused by a faulty washer/dryer unit on a pleasure yacht. The fire
destroyed the yacht and damaged several vessels in addition to the
marina. In finding admiralty jurisdiction, the Court held that the
federal judicial power would extend to such cases only if: (1) in
addition to situs, (2) the "incident" poses a potential hazard to
maritime commerce, and (3) the "activity" giving rise to the
incident bears a substantial relationship to traditional maritime
activity. 497 U. S., at 362-364. The traditional situs test also
would have sustained a finding of jurisdiction because the fire
started on board a vessel on the waterways. Thus, what was once a
simple questiondid the tort occur on the navigable waters-had
become a complicated, multifactor analysis.
The disruption and confusion created by the
ForemostSisson approach is evident from the
post-Sisson decisions of the lower courts and from the
majority opinion itself. Faced with the task of determining what is
an "incident" or "activity" for
Sisson purposes, the Fourth,
Fifth, and Ninth Circuits simply reverted to the multifactor test
they had employed before
Sisson. See
Price v.
Price, 929 F.2d
131, 135-136 (CA4 1991);
Coats v.
Penrod Drilling
Corp., 5 F.3d
877, 885-886 (CA5 1993);
Delta Country Ventures, Inc. v.
Magana, 986 F.2d
1260, 1263 (CA9 1993). The District Court's opinion in this
action is typical: While nodding to
Sisson, the court
focused its entire attention on a totality-ofthe-circumstances
test, which includes factors such as "the
553
functions and roles of the parties" and the "traditional
concepts of the role of admiralty law." App. to Pet. for Cert. in
No. 93-1094, p. 32a. Such considerations have no place in the
Sisson test and should have no role in any jurisdictional
inquiry. The dangers of a totality-of-the-circumstances approach to
jurisdiction should be obvious. An undefined test requires courts
and litigants to devote substantial resources to determine whether
a federal court may hear a specific case. Such a test also
introduces undesirable uncertainty into the affairs of private
actors-even those involved in common maritime activities-who cannot
predict whether or not their conduct may justify the exercise of
admiralty jurisdiction.
Although the majority makes an admirable attempt to clarify what
Sisson obscures, I am afraid that its analysis cannot
mitigate the confusion of the
Sisson test. Thus, faced with
the "potential to disrupt maritime commerce" prong,
ante, at
538, the majority must resort to "an intermediate level of possible
generality" to determine the" 'general features'" of the incident
here,
ibid. The majority does not explain the origins of
"levels of generality," nor, to my knowledge, do we employ such a
concept in other areas of jurisdiction. We do not use "levels of
generality" to characterize residency or amount in controversy for
diversity purposes, or to determine the presence of a federal
question. Nor does the majority explain why an "intermediate" level
of generality is appropriate. It is even unclear what an
intermediate level of generality is, and we cannot expect that
district courts will apply such a concept uniformly in similar
cases. It is far from obvious how the undefined intermediate level
of generality indicates that the "incident" for
Sisson
purposes is that of a vessel damaging an underwater structure.
The majority also applies levels of generality to the next prong
of Sisson-whether the tortfeasor is engaged in "activity" that
shows a "substantial relationship to traditional
554
554 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
THOMAS, J., concurring in judgment
maritime activity." The majority decides that the activity is
repair work by a vessel on a navigable waterway. But, as the
petitioners rightly argue, the "activity" very well could be bridge
repair or pile driving. One simply cannot tell due to the
ambiguities intrinsic to
Sisson and to the uncertainty as to
the meaning of levels of generality. The majority's response
implicitly acknowledges the vagueness inherent in
Sisson:
"Although there is inevitably some play in the joints in selecting
the right level of generality when applying the
Sisson test,
the inevitable imprecision is not an excuse for whimsy."
Ante, at 542. The Court cannot provide much guidance to
district courts as to the correct level of generality; instead, it
can only say that any level is probably sufficient so long as it
does not lead to "whimsy." When it comes to these issues, I prefer
a clearer rule, which this Court has demanded with respect to
federal question or diversity jurisdiction. Indeed, the "play in
the joints" and "imprecision" that the Court finds "inevitable"
easily could be avoided by returning to the test that prevailed
before
Foremost. In its effort to create an elegant, general
test that could include all maritime torts,
Sisson has only
disrupted what was once a simple inquiry.
II
It should be apparent that this Court does not owe
Sisson
the benefit of
stare decisis. As shown above,
Sisson
and
Foremost themselves overextended
Executive Jet
and deviated from a long tradition of admiralty jurisprudence. More
importantly, the new test of
Sisson and
Foremost did
not produce greater clarity or simplicity in exchange for departing
from a century of undisturbed practice. Instead, as discussed
earlier, the two cases have produced only confusion and disarray in
the lower courts and in this Court as well. It would seem that in
the area of federal subject-matter jurisdiction, vagueness and
ambiguity are grounds enough to revisit an unworkable prior
decision.
555
In place of
Sisson I would follow the test described at
the outset. When determining whether maritime jurisdiction exists
under § 1333(1), a federal district court should ask if the tort
occurred on a vessel on the navigable waters. This approach won the
approval of two Justices in
Sisson, see 497 U. S., at 373
(SCALIA, J., joined by White, J., concurring in judgment). Although
JUSTICE SCALIA'S
Sisson concurrence retained a "normal
maritime activities" component, it recognized that anything a
vessel does in the navigable waters would meet that requirement,
and that "[i]t would be more straightforward to jettison the
'traditional maritime activity' analysis entirely."
Id., at
374. I wholly agree and have chosen the straightforward approach,
which, for all of its simplicity, would have produced the same
results the Court arrived at in
Executive Jet, Foremost,
Sisson, and this action. Although this approach "might leave
within admiralty jurisdiction a few unusual actions," 497 U. S., at
374, such freakish cases will occur rarely. In any event, the
resources needed to resolve them "will be saved many times over by
a clear jurisdictional rule that makes it unnecessary to decide"
what is a traditional maritime activity and what poses a threat to
maritime commerce.
Id., at 374-375.
In this action, a straightforward application of the proposed
test easily produces a finding of admiralty jurisdiction. As the
majority quite ably demonstrates, the situs requirement is
satisfied because the tort was caused by a "spud barge" on the
Chicago River.
Ante, at 534-536. Although the accident's
effects were felt on land, the Extension of Admiralty Jurisdiction
Act brings the event within § 1333(1). While I agree with the
majority's analysis of this question, I disagree with its decision
to continue on to other issues. A simple application of the situs
test would yield the same result the Court reaches at the end of
its analysis.
This Court pursues clarity and efficiency in other areas of
federal subject-matter jurisdiction, and it should demand no less
in admiralty and maritime law. The test I have pro-
556
556 JEROME B. GRUBART, INC.
v. GREAT LAKES
DREDGE & DOCK
CO.
THOMAS, J., concurring in judgment
posed would produce much the same results as the
Sisson
analysis without the need for wasteful litigation over threshold
jurisdictional questions. Because
Sisson departed from a
century of precedent, is unworkable, and is easily replaced with a
bright-line rule, I concur only in the judgment.
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