OCTOBER TERM, 1998
Syllabus
HUNT, GOVERNOR OF NORTH CAROLINA, ET AL.
v. CROMARTIE ET
AL.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN
DISTRICT OF NORTH CAROLINA
No. 98-85. Argued January 20, 1999-Decided May 17, 1999
After this Court decided, in
Shaw v.
Hunt,
517 U. S. 899,
that North Carolina's Twelfth Congressional District was the
product of unconstitutional racial gerrymandering, the State
enacted a new districting plan in 1997. Believing that the new
District 12 was also unconstitutional, appellees filed suit against
several state officials to enjoin elections under the new plan.
Before discovery and without an evidentiary hearing, the
three-judge District Court granted appellees summary judgment and
entered the injunction. From "uncontroverted material facts," the
court concluded that the General Assembly in drawing District 12
had violated the Fourteenth Amendment's Equal Protection
Clause.
Held: Because the General Assembly's motivation was in
dispute, this case was not suitable for summary disposition. Laws
classifying citizens based on race are constitutionally suspect and
must be strictly scrutinized. A facially neutral law warrants such
scrutiny if it can be proved that the law was motivated by a racial
purpose or object,
Miller v.
Johnson, 515 U. S. 900, 913, or is
unexplainable on grounds other than race,
Shaw v.
Reno, 509 U.
S. 630, 644. Assessing a jurisdiction's motivation in drawing
district lines is a complex endeavor requiring a court to inquire
into all available circumstantial and direct evidence.
Arlington
Heights v.
Metropolitan Housing Development Corp.,
429 U. S. 252,
266. Appellees here sought to prove their claim through
circumstantial evidence. Viewed
in toto, that evidence--e.
g., maps showing the district's size, shape, and alleged
lack of continuity; and statistical and demographic evidence-tends
to support an inference that the State drew district lines with an
impermissible racial motive. Summary judgment, however, is
appropriate only where there is no genuine issue of material fact
and the moving party is entitled to judgment as a matter of law.
The legislature's motivation is a factual question, and was in
dispute. Appellants asserted that the legislature intended to make
a strong Democratic district. They supported that contention with
affidavits of two state legislators and, more important, of an
expert who testified that the relevant data supported a political
explanation at least as well as, and somewhat better than, a racial
explanation for the district's lines.
542
Syllabus
Accepting the political explanation as true, as the District
Court was required to do in ruling on appellees' summary judgment
motion, appellees were not entitled to judgment as a matter of law
for a jurisdiction may engage in constitutional political
gerrymandering, even if it so happens that the most loyal Democrats
happen to be black Democrats and even if those responsible for
drawing the district are
conscious of that fact. See
Bush v.
Vera, 517 U. S. 952, 968. In
concluding that the State enacted its districting plan with an
impermissible racial motivation, the District Court either credited
appellees' asserted inferences over appellants' or did not give
appellants the inference they were due. In any event, it was error
to resolve the disputed fact of intent at the summary judgment
stage. Summary judgment in a plaintiff's favor in a racial
gerrymandering case may be awarded even where the claim is sought
to be proved by circumstantial evidence. But it is inappropriate
when the evidence is susceptible of different interpretations or
inferences by the trier of fact. Pp. 546-554.
34 F. Supp. 2d 1029, reversed.
THOMAS, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and O'CONNOR, SCALIA, and KENNEDY, JJ., joined.
STEVENS, J., filed an opinion concurring in the judgment, in which
SOUTER, GINSBURG, and BREYER, JJ., joined,
post, p. 555.
Walter E. Dellinger argued the cause for appellants.
With him on the briefs were
Michael F. Easley, Attorney
General of North Carolina,
Edwin M. Speas, Jr., Chief Deputy
Attorney General,
Tiare B. Smiley, Special Deputy Attorney
General, and
Melissa L. Saunders. Todd A. Cox, Adam Stein,
Elaine R. Jones, Theodore M. Shaw, Norman J.
Chachkin,
Jacqueline A. Berrien, and
Victor A. Bolden filed briefs
for appellants-intervenors Smallwood et al.
James A. Feldman argued the cause for the United States as
amicus curiae urging reversal. With him on the brief were Solicitor
General Waxman, Acting Assistant Attorney General Yeomans, Deputy
Solicitor General Underwood, David K. Flynn, and Louis E.
Peraertz.
Robinson O.
Everett argued the cause for
appellees.
With him on the brief was
Martin G.
McGee.*
*Briefs of
amici curiae urging reversal were filed for
the American Civil Liberties Union by
Laughlin McDonald, Neil
Bradley, Cristina Correia, and
Steven R. Shapiro; for
the Brennan Center for Justice at
543
JUSTICE THOMAS delivered the opinion of the Court.
In this appeal, we must decide whether appellees were entitled
to summary judgment on their claim that North Carolina's Twelfth
Congressional District, as established by the State's 1997
congressional redistricting plan, constituted an unconstitutional
racial gerrymander in violation of the Equal Protection Clause of
the Fourteenth Amendment.
I
This is the third time in six years that litigation over North
Carolina's Twelfth Congressional District has come before this
Court. The first time around, we held that plaintiffs whose
complaint alleged that the State had deliberately segregated voters
into districts on the basis of race without compelling
justification stated a claim for relief under the Equal Protection
Clause of the Fourteenth Amendment.
Shaw v.
Reno,
509 U. S. 630,
658 (1993)
(Shaw I). After remand, we affirmed the District
Court's finding that North Carolina's District 12 classified voters
by race and further held that the State's reapportionment scheme
was not narrowly tailored to serve a compelling interest.
Shaw v.
Hunt, 517 U. S. 899 (1996)
(Shaw II).
In response to our decision in
Shaw II, the State enacted
a new districting plan. See 1997 N. C. Sess. Laws, ch. 11. A map of
the unconstitutional District 12 was set forth in the Appendix to
the opinion of the Court in
Shaw I, supra, and we described
it as follows:
"The second majority-black district, District 12, is ...
unusually shaped. It is approximately 160 miles long and, for much
of its length, no wider than the [In-
New York University School of Law et al. by Burt Neuborne and
Deborah Goldberg; for Congresswoman Corrine Brown et al. by Paul M.
Smith, Donald B. Verrilli, Jr., and J. Gerald Hebert; and for the
Lawyers' Committee for Civil Rights Under Law by Matthew J. Zinn,
David A. Stein, James U. Blacksher, Jack W Londen, Daniel F. Kolb,
Norman Redlich, Barbara R. Arnwine, Thomas J. Henderson, and Edward
Still.
544
terstate]-85 corridor. It winds in snakelike fashion through
tobacco country, financial centers, and manufacturing areas 'until
it gobbles in enough enclaves of black neighborhoods.' Northbound
and southbound drivers on [Interstate]-85 sometimes find themselves
in separate districts in one county, only to 'trade' districts when
they enter the next county. Of the 10 counties through which
District 12 passes, 5 are cut into 3 different districts; even
towns are divided. At one point the district remains contiguous
only because it intersects at a single point with two other
districts before crossing over them." 509 U. S., at 635-636
(citations omitted).
The State's 1997 plan altered District 12 in several respects.
By any measure, blacks no longer constitute a majority of District
12: Blacks now account for approximately 47% of the district's
total population, 43% of its voting age population, and 46% of
registered voters. App. to Juris. Statement 67a, 99a. The new
District 12 splits 6 counties as opposed to 10; beginning with
Guilford County, the district runs in a southwestern direction
through parts of Forsyth, Davidson, Rowan, Iredell, and Mecklenburg
Counties, picking up concentrations of urban populations in
Greensboro and High Point (both in Guilford), Winston-Salem
(Forsyth), and Charlotte (Mecklenburg). (The old District 12 went
through the same six counties but also included portions of Durham,
Orange, and Alamance Counties east of Guilford, and parts of Gaston
County west of Mecklenburg.) With these changes, the district
retains only 41.6% of its previous area, id., at 153a, and the
distance between its farthest points has been reduced to
approximately 95 miles, id., at 105a. But while District 12 is
wider and shorter than it was before, it retains its basic
"snakelike" shape and continues to track Interstate 85. See
generally Appendix,
infra.
Appellees believed the new District 12, like the old one, to be
the product of an unconstitutional racial gerrymander.
545
They filed suit in the United States District Court for the
Eastern District of North Carolina against several state officials
in their official capacities seeking to enjoin elections under the
State's 1997 plan. The parties filed competing motions for summary
judgment and supporting materials, and the three-judge District
Court heard argument on the pending motions, but before either
party had conducted discovery and without an evidentiary hearing.
Over one judge's dissent, the District Court granted appellees'
motion and entered the injunction they sought. 34 F. Supp. 2d 1029
(EDNC 1998). The majority of the court explained that "the
uncontroverted material facts" showed that "District 12 was drawn
to collect precincts with high racial identification rather than
political identification," that "more heavily Democratic precincts
... were bypassed in the drawing of District 12 and included in the
surrounding congressional districts," and that "[t]he legislature
disregarded traditional districting criteria." No.
4:96-CV-104-BO(3) (EDNC, Apr. 14, 1998), App. to Juris. Statement
21a. From these "uncontroverted material facts," the District Court
concluded "the General Assembly, in redistricting, used criteria
with respect to District 12 that are facially race driven," ibid.,
and thereby violated the Equal Protection Clause of the Fourteenth
Amendment, id., at 22a. (Apparently because the issue was not
litigated, the District Court did not consider whether District 12
was narrowly tailored to serve a compelling interest.) 1
1 In response to the District Court's decision and order, the
State enacted yet another districting plan, 1998 N. C. Sess. Laws,
ch. 2 (codified at N. C. Gen. Stat. § 163-201(a) (Supp. 1998)),
which revised Districts 5, 6, 9, 10, and 12. Under the State's 1998
plan, no part of Guilford County is located within District 12 and
all of Rowan County falls within the district's borders. The 1998
plan also modified District 12's boundaries in Forsyth, Davidson,
and Iredell Counties. See
ibid.; see also
Cromartie
v. Hunt, No. 4:96-CV-104-BO(3) (EDNC, June 22,1998), App. to Juris.
Statement 178a-179a. The State's 1998 congressional elections were
conducted pursuant to the 1998 plan with the District Court's
approval. Brief for
546
The state officials filed a notice of appeal. We noted probable
jurisdiction, 524 U. S. 980 (1998), and now reverse.
II
Our decisions have established that all laws that classify
citizens on the basis of race, including racially gerrymandered
districting schemes, are constitutionally suspect and must be
strictly scrutinized.
Shaw II, 517 U. S., at 904;
Miller v.
Johnson, 515 U. S. 900, 904-905
(1995);
Adarand Constructors, Inc. v.
Pena, 515 U. S. 200, 227
(1995). When racial classifications are explicit, no inquiry into
legislative purpose is necessary. See
Shaw I, 509 U. S., at
642. A facially neutral law, on the other hand, warrants strict
scrutiny only if it can be proved that the law was "motivated by a
racial purpose or object,"
Miller, supra, at 913, or if it
is " 'unexplainable on grounds other than race,'"
Shaw I,
supra, at 644 (quoting
Arlington Heights v.
Metropolitan Housing Development Corp., 429 U. S. 252, 266
(1977)); see also
Miller, supra, at 905, 913. The task of
assessing a jurisdiction's motivation, however, is not a simple
matter; on the contrary, it is an inherently complex endeavor, one
requiring the trial court to perform a "sensitive inquiry into such
circumstantial and direct evidence of intent as may be available."
Arlington Heights, supra, at 266; see also
Miller,
supra, at 905, 914 (citing
Arlington Heights); Shaw I,
supra, at 644 (same).2
Appellees 6, n. 13; App. to Juris. Statement 179a. Because the
State's 1998 law provides that the State will revert to the 1997
districting plan upon a favorable decision of this Court, see 1998
N. C. Sess. Laws, ch. 2, § 1.1, this case is not moot, see
City
of Mesquite V.
Aladdin's Castle, Inc., 455 U. S. 283,288-289,
and n. 11 (1982);
Zablocki V.
Redhail, 434 U. S. 374, 382, n. 9
(1978);
Bullock V.
Carter, 405 U. S. 134,141-142, n.
17 (1972).
2 Cf.
Reno V.
Bossier Parish School Bd., 520 U. S. 471, 488 (1997)
(holding that, in cases brought under § 5 of the Voting Rights Act
of 1965, the
Arlington Heights framework should guide a
court's inquiry into whether a jurisdiction had a discriminatory
purpose in enacting a voting change);
Rogers V.
Lodge, 458 U.
S. 613, 618 (1982) (same framework is to be used in evaluating
vote dilution claims brought under the Equal Protection
Clause).
547
Districting legislation ordinarily, if not always, classifies
tracts of land, precincts, or census blocks, and is race neutral on
its face. North Carolina's 1997 plan was not atypical; appellees,
therefore, were required to prove that District 12 was drawn with
an impermissible racial motive-in this context, strict scrutiny
applies if race was the "predominant factor" motivating the
legislature's districting decision. To carry their burden,
appellees were obliged to show-using direct or circumstantial
evidence, or a combination of both, see
Shaw II, supra, at
905;
Miller, 515 U. S., at 916-that "the legislature
subordinated traditional race-neutral districting principles,
including but not limited to compactness, contiguity, and respect
for political subdivisions or communities defined by actual shared
interests, to racial considerations," ibid.
Appellees offered only circumstantial evidence in support of
their claim. Their evidence included maps of District 12, showing
its size, shape,3 and alleged lack of continuity. See Appendix,
infra. They also submitted evidence of the district's low
scores with respect to traditional measures of compactness and
expert affidavit testimony explaining that this statistical
evidence proved the State had ignored traditional districting
criteria in crafting the new Twelfth Congressional District. See
App. 221-251. Appellees further claimed that the State had
disrespected political subdivisions and communities of interest. In
support, they pointed out that under the 1997 plan, District 12 was
the only one state-
3 JUSTICE STEVENS asserts that proof of a district's "bizarre
configuration" gives rise equally to an inference that its
architects were motivated by politics or race.
Post, at 555.
We do not necessarily quarrel with the proposition that a
district's unusual shape can give rise to an inference of political
motivation. But we doubt that a bizarre shape
equally
supports a political inference and a racial one. Some districts, we
have said, are "so highly irregular that [they] rationally cannot
be understood as anything other than an effort to 'segregat[e] ...
voters' on the basis of race."
Shaw I, 509 U. S. 630, 646-647
(1993) (quoting
Gomillion v.
Lightfoot, 364 U. S.
339, 341 (1960)).
548
wide to contain no undivided county and offered figures showing
that District 12 gathered almost 75% of its population from
Mecklenburg County, at the southern tip of the district, and from
Forsyth and Guilford Counties at the northernmost part of the
district.
Id., at 176, 208-209.
Appellees also presented statistical and demographic evidence
with respect to the precincts that were included within District 12
and those that were placed in neighboring districts. For the six
subdivided counties included within District 12, the proportion of
black residents was higher in the portion of the county within
District 12 than the portion of the county in a neighboring
district.4 Other maps and supporting data submitted by appellees
compared the demographics of several so-called "boundary segments."
5 This evidence tended to show that, in several instances, the
State had excluded precincts that had a lower percentage of black
population but were as Democratic (in terms of registered voters)
as the precinct inside District 12.
Id., at 253-290; 3
Record, Doc. No. 61.
Viewed
in toto, appellees' evidence tends to support an
inference that the State drew its district lines with an im-
4 In the portion of Guilford County in District 12, black
residents constituted 51.5% of the population, while in the
District 6 portion, only 10.2% of the population was black. App.
179. Appellees' evidence as to the other counties showed: Forsyth
District 12 was 72.9% black while Forsyth District 5 was 11.1%
black; Davidson District 12 was 14.8% black while Davidson District
6 was 4.1% black; Rowan District 12 was 35.6% black and Rowan
District 6 was 7.7% black; Iredell District 12 was 24.3% black
while Iredell District 10 was 10.1% black; Mecklenburg District 12
was 51.9% black but Mecklenburg District 9 was only 7.2% black.
Id., at 179-181.
5 Boundary segments, we are told, are those sections along the
district's perimeter that separate outside precincts from inside
precincts. In other words, the boundary segment is the district
borderline itself; for each segment, the relevant comparison is
between the inside precinct that touches the segment and the
corresponding outside precinct. See App. to Juris. Statement 92a;
Brief for United States as
Amicus Curiae 20, n. 7.
549
permissible racial motive-even though they presented no direct
evidence of intent. Summary judgment, however, is appropriate only
where there is no genuine issue of material fact and the moving
party is entitled to judgment as a matter of law. See
Celotex
Corp. v.
Catrett, 477 U. S. 317 (1986);
Anderson v.
Liberty Lobby, Inc., 477 U. S. 242 (1986). To
be sure, appellants did not contest the evidence of District 12's
shape (which hardly could be contested), nor did they claim that
appellees' statistical and demographic evidence, most if not all of
which appears to have been obtained from the State's own data
banks, was untrue.
The District Court nevertheless was only partially correct in
stating that the material facts before it were uncontroverted. The
legislature's motivation is itself a factual question. See
Shaw
II, 517 U. S., at 905;
Miller, supra, at 910. Appellants
asserted that the General Assembly drew its district lines with the
intent to make District 12 a strong Democratic district. In
support, they presented the afterthe-fact affidavit testimony of
the two members of the General Assembly responsible for developing
the State's 1997 plan. See App. to Juris. Statement 69a-84a. Those
legislators further stated that, in crafting their districting law,
they attempted to protect incumbents, to adhere to traditional
districting criteria, and to preserve the existing partisan balance
in the State's congressional delegation, which in 1997 was composed
of six Republicans and six Democrats.
Ibid.
More important, we think, was the affidavit of an expert, Dr.
David W. Peterson.
Id., at 85a-100a. He reviewed racial
demographics, party registration, and election result data (the
number of people voting for Democratic candidates) gleaned from the
State's 1998 Court of Appeals election, 1998 Lieutenant Governor
election, and 1990 United States Senate election for the precincts
included within District 12 and those surrounding it. Unlike
appellees' evidence, which highlighted select boundary segments,
appellants' expert
550
examined the district's entire border-all 234 boundary segments.
See id., at 92a. He recognized "a strong correlation between racial
composition and party preference" so that "in precincts with high
black representation, there is a correspondingly high tendency for
voters to favor the Democratic Party" but that "[i]n precincts with
low black representation, there is much more variation in party
preference, and the fraction of registered voters favoring
Democrats is substantially lower."
Id., at 91a. Because of
this significant correlation, the data tended to support both a
political and racial hypothesis. Therefore, Peterson focused on
"divergent boundary segments," those where blacks were greater
inside District 12 but Democrats were greater outside and those
where blacks were greater outside the district but Democrats were
greater inside. He concluded that the State included the more
heavily Democratic precinct much more often than the more heavily
black precinct, and therefore, that the data as a whole supported a
political explanation at least as well as, and somewhat better
than, a racial explanation.
Id., at 98a; see also
id., at 87a ("[T]here is at least one other explanation that
fits the data as well as or better than race, and that explanation
is political identification").
Peterson's analysis of District 12's divergent boundary segments
and his affidavit testimony that District 12 displays a high
correlation between race and partisanship support an inference that
the General Assembly did no more than create a district of strong
partisan Democrats. His affidavit is also significant in that it
weakens the probative value of appellees' boundary segment
evidence, which the District Court appeared to give significant
weight. See id., at 20a-21a. Appellees' evidence was limited to a
few select precincts, see App. 253-276, whereas Peterson analyzed
all 234 boundary segments. Moreover, appellees' maps reported only
party registration figures. Peterson again was more thorough,
looking also at actual voting re-
551
suIts. Peterson's more complete analysis was significant because
it showed that in North Carolina, party registration and party
preference do not always correspond.6
Accepting appellants' political motivation explanation as true,
as the District Court was required to do in ruling on appellees'
motion for summary judgment, see
Anderson, 477 U. S., at
255, appellees were not entitled to judgment as a matter of law.
Our prior decisions have made clear that a jurisdiction may engage
in constitutional political gerrymandering, even if it so happens
that the most loyal Democrats happen to be black Democrats and even
if the State were
conscious of that fact. See
Bush v.
Vera, 517 U.
S. 952, 968 (1996); id., at 1001 (THOMAS, J., concurring in
judgment);
Shaw II, supra, at 905;
Miller, 515 U. S.,
at 916;
Shaw I, 509 U. S., at 646.7 Evidence that blacks
constitute even a supermajority in one congressional district while
amount-
6 In addition to the evidence that appellants presented to the
District Court, they have submitted with their reply brief maps
showing that in almost all of the majority-Democrat registered
precincts surrounding those portions of District 12 in Guilford,
Forsyth, and Mecklenburg Counties, Republican candidates were
elected in at least one of the three elections considered by the
state defendants' expert. Reply Brief for State Appellants 4-8;
App. to Reply Brief for State Appellants la-lOa. Appellants
apparently did not put this additional evidence before the District
Court prior to the court's decision on the competing motions for
summary judgment. They claim excuse in that appellees filed their
maps showing partisan registration at the "eleventh hour." Brief
for State Appellants 10, n. 13. We are not sure why appellants
believe the timing of appellees' filing to be an excuse. The
District Court set an advance deadline for filings in support of
the competing motions for summary judgment, so appellants could not
have been caught by surprise. And given that appellants not only
had to respond to appellees' evidence, but also had their own
motion for summary judgment to support, one would think that the
District Court would not have needed to afford them "an adequate
opportunity to respond."
Ibid.
7This Court has recognized, however, that political
gerrymandering claims are justiciable under the Equal Protection
Clause although we were not in agreement as to the standards that
would govern such a claim. See
Davis v.
Bandemer,
478 U. S. 109,
127 (1986).
552
ing to less than a plurality in a neighboring district will not,
by itself, suffice to prove that a jurisdiction was motivated by
race in drawing its district lines when the evidence also shows a
high correlation between race and party preference.
Of course, neither appellees nor the District Court relied
exclusively on appellees' boundary segment evidence, and appellees
submitted other evidence tending to show that the General Assembly
was motivated by racial considerations in drawing District 12-most
notably, District 12's shape and its lack of compactness. But in
ruling on a motion for summary judgment, the nonmoving party's
evidence "is to be believed, and all justifiable inferences are to
be drawn in [that party's] favor."
Anderson, 477 U. S., at
255. While appellees' evidence might
allow the District
Court to find that the State acted with an impermissible racial
motivation, despite the State's explanation as supported by the
Peterson affidavit, it does not
require that the court do
so. All that can be said on the record before us is that motivation
was in dispute. Reasonable inferences from the undisputed facts can
be drawn in favor of a racial motivation finding or in favor of a
political motivation finding. The District Court nevertheless
concluded that race was the "predominant factor" in the drawing of
the district. In doing so, it either credited appellees' asserted
inferences over those advanced and supported by appellants or did
not give appellants the inference they were due. In any event, it
was error in this case for the District Court to resolve the
disputed fact of motivation at the summary judgment stage. Cf.
ibid. ("Credibility determinations, the weighing of the
evidence, and the drawing of legitimate inferences from the facts
are jury functions").8
8We note that
Bush v.
Vera, 517 U. S. 952 (1996),
Shaw II, 517
U. S. 899 (1996), and
Miller v.
Johnson, 515 U. S. 900 (1995),
each came to us on a developed record and after the respective
District Courts had made findings of fact.
Bush v.
Vera,
supra, at 959;
Vera v.
553
Outright admissions of impermissible racial motivation are
infrequent and plaintiffs often must rely upon other evidence.
Summary judgment in favor of the party with the burden of
persuasion, however, is inappropriate when the evidence is
susceptible of different interpretations or inferences by the trier
of fact.9 That is not to say that summary judgment in a plaintiff's
favor will never be appropriate in a racial gerrymandering case
sought to be proved exclusively by circumstantial evidence. We can
imagine an instance where the uncontroverted evidence and the
reasonable inferences to be drawn in the nonmoving party's favor
would not be "significantly probative" so as to create a genuine
issue of fact for trial.
Id., at 249-250. But this is not
that case. And even if the question whether appellants had created
a material dispute of fact were a close one, we think that "the
sensitive nature of redistricting and the presumption of good faith
that must be accorded legislative enactments,"
Miller, 515
U. S., at 916, would tip the balance in favor of the District Court
making findings of fact. See also id., at 916-917 ("[C]ourts must
also recognize ... the intrusive potential of judicial intervention
into the legislative realm, when assessing ... the adequacy of a
plaintiff's showing at the various stages of litigation and
determining whether to permit discovery or trial to proceed").
In reaching our decision, we are fully aware that the District
Court is more familiar with the evidence than this Court, and is
likewise better suited to assess the Gen-
Richards, 861 F. Supp. 1304, 1311-1331, 1336-1344 (SD
Tex. 1994);
Shaw II, supra, at 903;
Shaw v.
Hunt, 861 F. Supp. 408, 456-473 (EDNC
1994); Miller
v.
Johnson, supra, at 910;
Johnson v.
Miller,
864 F. Supp. 1354, 1360-1369 (SD Ga. 1994).
9 Just as summary judgment is rarely granted in a plaintiff's
favor in cases where the issue is a defendant's racial motivation,
such as disparate treatment suits under Title VII or racial
discrimination claims under 42 U. S. C. § 1981, the same holds true
for racial gerrymandering claims of the sort brought here. See
generally lOB C. Wright, A. Miller, & M. Kane, Federal Practice
and Procedure §§2730, 2732.2 (1998).
554
eral Assembly's motivations. Perhaps, after trial, the evidence
will support a finding that race was the State's predominant
motive, but we express no position as to that question. We decide
only that this case was not suited for summary disposition. The
judgment of the District Court is reversed.
It is so ordered.
[Appendix containing North Carolina Congressional District map
follows this page.]
555
556
JUSTICE STEVENS, with whom JUSTICE SOUTER, JusTICE GINSBURG, and
JUSTICE BREYER join, concurring in the judgment.
The disputed issue of fact in this case is whether political
considerations or racial considerations provide the "primary"
explanation for the seemingly irregular configuration of North
Carolina's Twelfth Congressional District. The Court concludes that
evidence submitted to the District Court on behalf of the State
made it inappropriate for that Court to grant appellees' motion for
summary judgment. I agree with that conclusion, but write
separately to emphasize the importance of two undisputed matters of
fact that are firmly established by the historical record and
confirmed by the record in this case.
First, bizarre configuration is the traditional hallmark of the
political gerrymander. This obvious proposition is supported by the
work product of Elbridge Gerry, by the "swan" designed by New
Jersey Republicans in 1982, see
Karcher v.
Daggett,
462 U. S. 725,
744, 762-763 (1983), and by the Indiana plan reviewed in
Davis v.
Bandemer, 478 U. S. 109, 183, 185
(1986). As we learned in
Gomillion v.
Lightfoot,
364 U. S. 339
(1960), a racial gerrymander may have an equally "uncouth" shape.
See id., at 340, 348. Thus, the shape of the congressional district
at issue in this case provides strong evidence that either
political or racial factors motivated its architects, but sheds no
light on the question of which set of factors was more responsible
for subordinating any of the State's "traditional" districting
principles.1
1 I include the last phrase because the Court has held that a
state legislature may make race-based districting decisions so long
as those decisions do not subordinate (to some uncertain degree)
"'traditional ... districting principles.''' See
Shaw v.
Hunt, 517 U.
S. 899, 907 (1996);
Miller v.
Johnson,
515 U. S. 900, 916 (1995)
(holding that racial considerations are subject to strict scrutiny
when they subordinate "traditional race-neutral districting
principles"); id., at 928 (O'CONNOR, J., concurring) ("To invoke
strict
557
STEVENS, J., concurring in judgment
Second, as the Presidential campaigns conducted by Strom
Thurmond in 1948 and by George Wallace in 1968, and the Senate
campaigns conducted more recently by Jesse Helms, have
demonstrated, a great many registered Democrats in the South do not
always vote for Democratic candidates in federal elections. The
Congressional Quarterly recently recorded the fact that in North
Carolina "Democratic voter registration edges ... no longer
translat[e] into success in statewide or national races. In recent
years, conservative white Democrats have gravitated toward
Republican candidates." See Congressional Quarterly Inc.,
Congressional Districts in the 1990s, p. 549 (1993).2 This voting
pattern
scrutiny, a plaintiff must show that the State has relied on
race in substantial disregard of customary and traditional
districting practices"). In this regard, I note that neither the
Court's opinion nor the District Court's opinion analyzes the
question whether the "traditional districting principle" of joining
communities of interest is subordinated in the present Twelfth
District. A district may lack compactness or contiguity-due, for
example, to geographic or demographic reasons-yet still serve the
traditional districting goal of joining communities of
interest.
2 The Congressional Quarterly's publication, which is largely
seen as the authoritative source regarding the political and
demographic makeup of the congressional districts resulting from
each decennial census, is even more revealing when one examines its
district-by-district analysis of North Carolina's partisan voting
patterns. With regard to the original First District, which was
just over 50 percent black, the book remarks:
"The white voters of the 1st claim the Democratic roots of their
forefathers, but often support GOP candidates at the state and
national level. A fair number are 'Jessecrats,' conservative
Democratic supporters of GOP Sen. Jesse Helms." Congressional
Quarterly, at 550. The book shows that while the Second and Third
Districts have "significant Democratic voter registration edges,"
Republican candidates actually won substantial victories in four of
five recent elections. See id., at 549, 552-553. Statistics also
demonstrate that a majority of voters in the Eleventh District
consistently vote for Republicans "despite a wide Democratic
registration advantage."
Id., at 565. Although the book
exhaustively analyzes the statistical demographics of each
congressional district, listing even the number of cable television
subscribers in each district, it does not provide voter
registration statistics.
558
has proved to be particularly pronounced in voting districts
that contain more than about one-third African-American residents.
See Pildes, The Politics of Race, 108 Harv. L. Rev. 1359, 1382-1386
(1995). There was no need for expert testimony to establish the
proposition that "in North Carolina, party registration and party
preference do not always correspond."
Ante, at 551.
Indeed, for me the most remarkable feature of the District
Court's erroneous decision is that it relied entirely on data
concerning the location of registered Democrats and ignored the
more probative evidence of how the people who live near the borders
of District 12 actually voted in recent elections. That evidence
not only undermines and rebuts the inferences the District Court
drew from the party registration data, but also provides strong
affirmative evidence that is thoroughly consistent with the sworn
testimony of the two members of the state legislature who were most
active in drawing the boundaries of District 12. The affidavits of
those members, stating that district lines were drawn according to
election results, not voter registration, are uncontradicted.3 And
almost all of the majority-Democrat registered precincts that the
state legislature excluded from District 12 in favor of precincts
with higher black populations produced significantly less
dependable Democratic results and actually voted for one or more
Republicans in recent elections.
The record supports the conclusion that the most loyal Democrats
living near the borders of District 12 "happen to be black
Democrats," see ibid., and I have no doubt that the legislature was
conscious of that fact when it enacted this apportionment plan. But
everyone agrees that that fact is not sufficient to invalidate the
district. Cf.
ante, at 551-552. That fact would not even be
enough, under this Court's decisions, to invalidate a governmental
action, that, unlike the
3 See App. to Juris. Statement 73a (affidavit of Sen. Roy A.
Cooper III, Chairman of Senate Redistricting Committee); id., at
81a-82a (affidavit of Rep. W. Edwin McMahan, Chairman of House
Redistricting Committee).
559
STEVENS, J., concurring in judgment
action at issue here, actually has an adverse impact on a
particular racial group. See,
e. g., Personnel Administrator of
Mass. v.
Feeney, 442 U. S. 256, 279 (1979)
(holding that the Equal Protection Clause is implicated only when
"a state legislatur[e] selected or reaffirmed a particular course
of action at least in part 'because of,' not merely 'in spite of,'
its adverse effects upon an identifiable group");
Washington
v.
Davis, 426
U. S. 229 (1976);
Hernandez v.
New York, 500 U.
S. 352, 375 (1991) (O'CONNOR, J., concurring in judgment) ("No
matter how closely tied or significantly correlated to race the
explanation for [a governmental action] may be, the [action] does
not implicate the Equal Protection Clause unless it is based on
race").
Accordingly, appellees' evidence may include nothing more than
(i) a bizarre shape, which is equally consistent with either
political or racial motivation, (ii) registration data, which are
virtually irrelevant when actual voting results were available and
which point in a different direction, and (iii) knowledge of the
racial composition of the district. Because we do not have before
us the question whether the District Court erred in denying the
State's motion for summary judgment, I need not decide whether that
circumstantial evidence even raises an inference of improper
motive. It is sufficient at this stage of the proceedings to join
in the Court's judgment of reversal, which I do.
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