OPINION OF THE COURT
HAWAII V. OFFICE OF HAWAIIAN AFFAIRS
556 U. S. ____ (2009)
SUPREME COURT OF THE UNITED STATES
NO. 07-1372
HAWAII, et al., PETITIONERS
v. OFFICE
OF HAWAIIAN AFFAIRS et al.
on writ of certiorari to the supreme court of
hawaii
[March 31, 2009]
Justice Alito delivered the
opinion of the Court.
This case presents the question
whether Congress stripped the State of Hawaii of its authority to
alienate its sovereign territory by passing a joint resolution to
apologize for the role that the United States played in
overthrowing the Hawaiian monarchy in the late 19th century.
Relying on Congress’ joint resolution, the Supreme Court of Hawaii
permanently enjoined the State from alienating certain of its
lands, pending resolution of native Hawaiians’ land claims that the
court described as “unrelinquished.” We reverse.
I
A
In 1893, “[a] so-called Committee
of Safety, a group of professionals and businessmen, with the
active assistance of John Stevens, the United States Minister to
Hawaii, acting with the United States Armed Forces, replaced the
[Hawaiian] monarchy with a provisional government.”
Rice
v.
Cayetano,
528 U. S. 495, 504–505
(2000). “That government sought annexation by the United States,”
id., at 505, which the United States granted, see Joint
Resolution to Provide for Annexing the Hawaiian Islands to the
United States, No. 55, 30 Stat. 750 (hereinafter Newlands
Resolution). Pursuant to the Newlands Resolution, the Republic of
Hawaii “cede[d] absolutely and without reserve to the United States
of America all rights of sovereignty of whatsoever kind” and
further “cede[d] and transfer[red] to the United States the
absolute fee and ownership of all public, Government, or Crown
lands, public buildings or edifices, ports, harbors, military
equipment, and all other public property of every kind and
description belonging to the Government of the Hawaiian Islands,
together with every right and appurtenance thereunto appertaining”
(hereinafter ceded lands).[
Footnote
1]
Ibid. The Newlands Resolution further provided that
all “property and rights” in the ceded lands “are vested in the
United States of America.”
Ibid.
Two years later, Congress
established a government for the Territory of Hawaii. See Act of
Apr. 30, 1900, ch. 339, 31 Stat. 141 (hereinafter Organic Act). The
Organic Act reiterated the Newlands Resolution and made clear that
the new Territory consisted of the land that the United States
acquired in “absolute fee” under that resolution. See §2,
ibid. The Organic Act further provided:
“[T]he portion of the public domain heretofore
known as Crown land is hereby declared to have been, on [the
effective date of the Newlands Resolution], and prior thereto, the
property of the Hawaiian government, and to be free and clear from
any trust of or concerning the same, and from all claim of any
nature whatsoever, upon the rents, issues, and profits thereof. It
shall be subject to alienation and other uses as may be provided by
law.” §99,
id., at 161; see also §91,
id., at
159.
In 1959, Congress admitted Hawaii
to the Union. See Pub. L. 86–3, 73 Stat. 4 (hereinafter Admission
Act). Under the Admission Act, with exceptions not relevant here,
“the United States grant[ed] to the State of Hawaii, effective upon
its admission into the Union, the United States’ title to all the
public lands and other public property within the boundaries of the
State of Hawaii, title to which is held by the United States
immediately prior to its admission into the Union.” §5(b),
id., at 5. These lands, “together with the proceeds from
the sale or other disposition of [these] lands and the income
therefrom, shall be held by [the] State as a public trust” to
promote various public purposes, including supporting public
education, bettering conditions of Native Hawaiians, developing
home ownership, making public improvements, and providing lands for
public use. §5(f),
id., at 6. Hawaii state law also
authorizes the State to use or sell the ceded lands, provided that
the proceeds are held in trust for the benefit of the citizens of
Hawaii. See,
e.g., Haw. Rev. Stat. §§171–45, 171–18
(1993).
In 1993, Congress enacted a joint resolution
“to acknowledge the historic significance of the illegal overthrow
of the Kingdom of Hawaii, to express its deep regret to the Native
Hawaiian people, and to support the reconciliation efforts of the
State of Hawaii and the United Church of Christ with Native
Hawaiians.” Joint Resolution to Acknowledge the 100th Anniversary
of the January 17, 1893 Overthrow of the Kingdom of Hawaii, Pub. L.
103–150, 107 Stat. 1510, 1513 (hereinafter Apology Resolution). In
a series of the preambular “whereas” clauses, Congress made various
observations about Hawaii’s history. For example, the Apology
Resolution states that “the indigenous Hawaiian people never
directly relinquished their claims … over their national lands to
the United States” and that “the health and well-being of the
Native Hawaiian people is intrinsically tied to their deep feelings
and attachment to the land.”
Id., at 1512. In the same
vein, the resolution’s only substantive section—entitled
“Acknowledgement and Apology”—states that Congress:
“(1) … acknowledges the
historical significance of this event which resulted in the
suppression of the inherent sovereignty of the Native Hawaiian
people;
“(2) recognizes and commends efforts of
reconciliation initiated by the State of Hawaii and the United
Church of Christ with Native Hawaiians;
“(3) apologizes to Native Hawaiians on behalf
of the people of the United States for the overthrow of the Kingdom
of Hawaii on January 17, 1893 with the participation of agents and
citizens of the United States, and the deprivation of the rights of
Native Hawaiians to self-determination;
“(4) expresses its commitment to acknowledge
the ramifications of the overthrow of the Kingdom of Hawaii, in
order to provide a proper foundation for reconciliation between the
United States and the Native Hawaiian people; and
“(5) urges the President of the United States
to also acknowledge the ramifications of the overthrow of the
Kingdom of Hawaii and to support reconciliation efforts between the
United States and the Native Hawaiian people.”
Id., at
1513.
Finally, §3 of the Apology Resolution states that
“Nothing in this Joint Resolution is intended to serve as a
settlement of any claims against the United States.”
Id.,
at 1514.
B
This suit involves a tract of
former crown land on Maui, now known as the “Leiali’i parcel,” that
was ceded in “absolute fee” to the United States at annexation and
has been held by the State since 1959 as part of the trust
established by §5(f) of the Admission Act. The Housing Finance and
Development Corporation (HFDC)—Hawaii’s affordable housing
agency—received approval to remove the Leiali’i parcel from the
§5(f) trust and redevelop it. In order to transfer the Leiali’i
parcel out of the public trust, HFDC was required to compensate
respondent Office of Hawaiian Affairs (OHA), which was established
to receive and manage funds from the use or sale of the ceded lands
for the benefit of native Hawaiians. Haw. Const., Art. XII,
§§4–6.
In this case, however, OHA
demanded more than monetary compensation. Relying on the Apology
Resolution, respondent OHA demanded that HFDC include a disclaimer
preserving any native Hawaiian claims to ownership of lands
transferred from the public trust for redevelopment. HFDC declined
to include the requested disclaimer because “to do so would place a
cloud on title, rendering title insurance unavailable.” App. to
Pet. for Cert. 207a.
Again relying on the Apology Resolution,
respondents then sued the State, its Governor, HFDC (since
renamed), and its officials. Respondents sought “to enjoin the
defendants from selling or otherwise transferring the Leiali’i
parcel to third parties and selling or otherwise transferring to
third parties any of the ceded lands in general until a
determination of the native Hawaiians’ claims to the ceded lands is
made.”
Office of Hawaiian Affairs v.
Housing and
Community Development Corp. of Hawaii, 117 Haw. 174, 189, 177
P. 3d 884, 899 (2008). Respondents “alleged that an injunction
was proper because, in light of the Apology Resolution, any
transfer of ceded lands by the State to third-parties would amount
to a breach of trust … .”
Id., at 188, 177
P. 3d, at 898.
The state trial court entered judgment against
respondents, but the Supreme Court of Hawaii vacated the lower
court’s ruling. Relying on a “plain reading of the Apology
Resolution,” which “dictate[d]” its conclusion,
id., at
212, 177 P. 3d, at 988, the State Supreme Court ordered “an
injunction against the defendants from selling or otherwise
transferring to third parties (1) the Leiali’i parcel and (2) any
other ceded lands from the public lands trust until the claims of
the native Hawaiians to the ceded lands have been resolved,”
id., at 218, 177 P. 3d, at 928. In doing so, the
court rejected petitioners’ argument that “the State has the
undoubted and explicit power to sell ceded lands pursuant to the
terms of the Admission Act and pursuant to state law.”
Id., at 211, 177 P. 3d, at 920 (internal quotation
marks and alterations omitted). We granted certiorari. 555 U. S.
___ (2008).
II
Before turning to the merits, we
first must address our jurisdiction. According to respondents, the
Supreme Court of Hawaii “merely held that, in light of the ongoing
reconciliation process, the sale of ceded lands would constitute a
breach of the State’s fiduciary duty to Native Hawaiians
under
state law.” Brief for Respondents 17. Because respondents
believe that this case does not raise a federal question, they urge
us to dismiss for lack of jurisdiction.
Although respondents dwell at
length on that argument, see
id., at 19–34, we need not
tarry long to reject it. This Court has jurisdiction whenever “a
state court decision fairly appears to rest primarily on federal
law, or to be interwoven with the federal law, and when the
adequacy and independence of any possible state law ground is not
clear from the face of the opinion.”
Michigan v.
Long,
463 U. S. 1032, 1040–1041 (1983). Far
from providing a “plain statement” that its decision rested on
state law,
id., at 1041, the State Supreme Court plainly
held that its decision was “dictate[d]” by federal law—in
particular, the Apology Resolution, see 117 Haw., at 212, 177
P. 3d, at 922. Indeed, the court explained that the Apology
Resolution lies “[a]t the heart of [respondents’] claims,” that
respondents’ “current claim for injunctive relief is … based
largely upon the Apology Resolution,” and that respondents’
arguments presuppose that the Apology Resolution “changed the legal
landscape and restructured the rights and obligations of the
State.”
Id., at 189–190, 177 P. 3d, at 899–900
(internal quotation marks omitted). The court noted that “[t]he
primary question before this court on appeal is whether, in light
of the Apology Resolution, this court should
issue an
injunction” against sale of the trust lands,
id., at
210, 177 P. 3d, at 920, and it concluded, “[b]ased on a plain
reading” of the Apology Resolution, that “Congress has clearly
recognized that the native Hawaiian people have unrelinquished
claims over the ceded lands,”
id., at 191, 177 P. 3d,
at 901.
Based on these and the remainder of the State
Supreme Court’s 77 references to the Apology Resolution, we have no
doubt that the decision below rested on federal law.[
Footnote 2] We are therefore satisfied that
this Court has jurisdiction. See 28 U. S. C. §1257.
III
Turning to the merits, we must
decide whether the Apology Resolution “strips Hawaii of its
sovereign authority to sell, exchange, or transfer” (Pet. for Cert.
i) the lands that the United States held in “absolute fee” (30
Stat. 750) and “grant[ed] to the State of Hawaii, effective upon
its admission into the Union” (73 Stat. 5). We conclude that the
Apology Resolution has no such effect.
A
“We begin, as always, with the
text of the statute.”
Permanent Mission of India to United
Nations v.
City of New York,
551 U. S. 193, 197
(2007). The Apology Resolution contains two substantive provisions.
See 107 Stat. 1513–1514. Neither justifies the judgment below.
The resolution’s first
substantive provision uses six verbs, all of which are conciliatory
or precatory. Specifically, Congress “acknowledge[d] the historical
significance” of the Hawaiian monarchy’s overthrow, “recognize[d]
and commend[ed] efforts of reconciliation” with native Hawaiians,
“apologize[d] to [n]ative Hawaiians” for the monarchy’s overthrow,
“expresse[d] [Congress’s] commitment to acknowledge the
ramifications of the overthrow,” and “urge[d] the President of the
United States to also acknowledge the ramifications of the
overthrow … .” §1. Such terms are not the kind that Congress
uses to create substantive rights—especially those that are
enforceable against the cosovereign States. See,
e.g.,
Pennhurst State School and Hospital v.
Halderman,
451 U. S. 1, 17–18
(1981).[
Footnote 3]
The Apology Resolution’s second and final
substantive provision is a disclaimer, which provides: “Nothing in
this Joint Resolution is intended to serve as a settlement of any
claims against the United States.” §3. By its terms, §3 speaks only
to those who may or may not have “claims
against the United
States.” The court below, however, held that the only way to
save §3 from superfluity is to construe it as a congressional
recognition—and preservation—of claims
against Hawaii and
as “the
foundation (or starting point) for reconciliation”
between the State and native Hawaiians. 117 Haw., at 192, 177
P. 3d, at 902.
“We must have regard to all the words used by
Congress, and as far as possible give effect to them,”
Louisville & Nashville R. Co. v.
Mottley,
219 U. S. 467,
475 (1911), but that maxim is not a judicial license to turn an
irrelevant statutory provision into a relevant one. And we know of
no justification for turning an express disclaimer of claims
against one sovereign into an affirmative recognition of claims
against another.[
Footnote 4]
Cf.
Pacific Bell Telephone Co. v.
linkLine
Communications, Inc., 555 U. S. ___, ___ (2009) (slip op., at
17) (“Two wrong claims do not make one that is right”). The Supreme
Court of Hawaii erred in reading §3 as recognizing claims
inconsistent with the title held in “absolute fee” by the United
States (30 Stat. 750) and conveyed to the State of Hawaii at
statehood. See
supra, at 2–3.
B
Rather than focusing on the
operative words of the law, the court below directed its attention
to the 37 “whereas” clauses that preface the Apology Resolution.
See 107 Stat. 1510–1513. “Based on a plain reading of” the
“whereas” clauses, the Supreme Court of Hawaii held that “Congress
has clearly recognized that the native Hawaiian people have
unrelinquished claims over the ceded lands.” 117 Haw., at 191, 177
P. 3d, at 901. That conclusion is wrong for at least three
reasons.
First, “whereas” clauses like
those in the Apology Resolution cannot bear the weight that the
lower court placed on them. As we recently explained in a different
context, “where the text of a clause itself indicates that it does
not have operative effect, such as ‘whereas’ clauses in federal
legislation … , a court has no license to make it do what it was
not designed to do.”
District of Columbia v.
Heller, 554 U. S. ___, ___, n. 3 (2008) (slip op., at
4, n. 3). See also
Yazoo & Mississippi Valley R.
Co. v.
Thomas,
132 U. S. 174, 188
(1889) (“[A]s the preamble is no part of the act, and cannot
enlarge or confer powers, nor control the words of the act, unless
they are doubtful or ambiguous, the necessity of resorting to it to
assist in ascertaining the true intent and meaning of the
legislature is in itself fatal to the claim set up”).
Second, even if the “whereas” clauses had some
legal effect, they did not “chang[e] the legal landscape and
restructur[e] the rights and obligations of the State.” 117 Haw.,
at 190, 177 P. 3d, at 900. As we have emphasized, “repeals by
implication are not favored and will not be presumed unless the
intention of the legislature to repeal [is] clear and manifest.”
National Assn. of Home Builders v.
Defenders of
Wildlife,
551
U. S. 644, 662 (2007) (internal quotation marks omitted). The
Apology Resolution reveals no indication—much less a “clear and
manifest” one—that Congress intended to amend or repeal the State’s
rights and obligations under Admission Act (or any other federal
law); nor does the Apology Resolution reveal any evidence that
Congress intended
sub silentio to “cloud” the title that
the United States held in “absolute fee” and transferred to the
State in 1959. On that score, we find it telling that even
respondent OHA has now abandoned its argument, made below, that
“Congress … enacted the Apology Resolution and thus … change[d]”
the Admission Act. App. 114a; see also Tr. of Oral Arg. 31,
37–38.
Third, the Apology Resolution would
raise grave constitutional concerns if it purported to “cloud”
Hawaii’s title to its sovereign lands more than three decades after
the State’s admission to the Union. We have emphasized that
“Congress cannot, after statehood, reserve or convey submerged
lands that have already been bestowed upon a State.”
Idaho
v.
United States,
533 U. S. 262, 280,
n. 9 (2001) (internal quotation marks and alteration omitted);
see also
id., at 284 (Rehnquist, C. J., dissenting)
(“[T]he consequences of admission are instantaneous, and it ignores
the uniquely sovereign character of that event … to suggest that
subsequent events somehow can diminish what has already been
bestowed”). And that proposition applies
a fortiori where
virtually all of the State’s public lands—not just its submerged
ones—are at stake. In light of those concerns, we must not read the
Apology Resolution’s nonsubstantive “whereas” clauses to create a
retroactive “cloud” on the title that Congress granted to the State
of Hawaii in 1959. See,
e.g.,
Clark v.
Martinez,
543 U. S. 371, 381–382
(2005) (the canon of constitutional avoidance “is a tool for
choosing between competing plausible interpretations of a statutory
text, resting on the reasonable presumption that Congress did not
intend the alternative which raises serious constitutional
doubts”).
* * *
When a state supreme court
incorrectly bases a decision on federal law, the court’s decision
improperly prevents the citizens of the State from addressing the
issue in question through the processes provided by the State’s
constitution. Here, the State Supreme Court incorrectly held that
Congress, by adopting the Apology Resolution, took away from the
citizens of Hawaii the authority to resolve an issue that is of
great importance to the people of the State. Respondents defend
that decision by arguing that they have both state-law property
rights in the land in question and “broader moral and political
claims for compensation for the wrongs of the past.” Brief for
Respondents 18. But we have no authority to decide questions of
Hawaiian law or to provide redress for past wrongs except as
provided for by federal law. The judgment of the Supreme Court of
Hawaii is reversed, and the case is remanded for further
proceedings not inconsistent with this opinion.
It is so ordered.
Footnote 1
“Crown lands” were lands formerly held by the
Hawaiian monarchy. “Public” and “Government” lands were other lands
held by the Hawaiian government.
Footnote 2
Respondents argue that the Supreme Court of
Hawaii relied on the Apology Resolution “simply to support its
factual determination that Native Hawaiians have unresolved claims
to the ceded lands.” Brief for Respondents 21. Regardless of its
factual determinations, however, the lower court’s
legal
conclusions were, at the very least, “interwoven with the federal
law.”
Michigan v.
Long,
463 U. S. 1032, 1040 (1983). See
Office of Hawaiian Affairs v.
Housing and Community
Development Corp. of Hawaii, 117 Haw. 174, 217, 218, 177
P. 3d 884, 927, 928 (2008) (“hold[ing]” that respondents’
legal claim “arose” only when “the Apology Resolution was signed
into law on November 23, 1993”);
id., at 211, n. 25,
177 P. 3d, at 921, n. 25 (emphasizing that “our holding
is grounded in Hawai‘i and federal law”). See also n. 4,
infra.
Footnote 3
The Apology Resolution’s operative provisions
thus stand in sharp contrast with those of other “apologies,” which
Congress intended to have substantive effect. See,
e.g.,
Civil Liberties Act of 1988, 102 Stat. 903, 50 U. S. C. App.
§1989 (2000 ed.) (acknowledging and apologizing “for the
evacuation, relocation and internment” of Japanese citizens during
World War II and providing $20,000 in restitution to each eligible
individual); Radiation Exposure Compensation Act, 104 Stat. 920,
notes following 42 U. S. C. §2210 (2000 ed. and Supp. V)
(“apologiz[ing] on behalf of the Nation … for the hardships”
endured by those exposed to radiation from above-ground nuclear
testing facilities and providing $100,000 in compensation to each
eligible individual).
Footnote 4
The court below held that respondents
“prevailed on the merits” by showing that “Congress has clearly
recognized that the native Hawaiian people have unrelinquished
claims over the ceded lands, which were taken without consent or
compensation and which the native Hawaiian people are determined to
preserve, develop, and transmit to future generations.” 117 Haw.,
at 212, 177 P. 3d, at 922. And it further held that
petitioners failed to show that the State has the “power to sell
ceded lands pursuant to the terms of the Admission Act.”
Id., at 211, 177 P. 3d, at 921 (internal quotation
marks and alterations omitted). Respondents now insist, however,
that their claims are “nonjusticiable” to the extent that they are
grounded on “broader moral and political” bases. Brief for
Respondents 18. No matter how respondents characterize their
claims, it is undeniable that they have asserted title to the ceded
lands throughout this litigation, see
id., at 40,
n. 15 (conceding the point), and it is undeniable that the
Supreme Court of Hawaii relied on those claims in issuing an
injunction, which is a legal (and hence justiciable) remedy—not a
moral, political, or nonjusticiable one.
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