OCTOBER TERM, 1991
Syllabus
GRIFFIN
v. UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SEVENTH
CIRCUIT
No. 90-6352. Argued October 7, 1991-Decided December 3,1991
Petitioner Griffin and others were charged in a multiple-object
conspiracy.
The evidence introduced at trial implicated Griffin in the first
object of the conspiracy but not the second. The District Court
nevertheless instructed the jury in a manner that would permit it
to return a verdict against Griffin if it found her to have
participated in
either one of the two objects. The jury
returned a general verdict of guilty. The Court of Appeals upheld
Griffin's conviction, rejecting the argument that the verdict could
not stand because it left in doubt whether the jury had convicted
her as to the first or the second object.
Held: Neither the Due Process Clause of the Fifth
Amendment nor this Court's precedents require, in a federal
prosecution, that a general guilty verdict on a multiple-object
conspiracy be set aside if the evidence is inadequate to support
conviction as to one of the objects. Pp. 49-60.
(a) The historical practice fails to support Griffin's due
process claim, since the rule of criminal procedure applied by the
Court of Appeals was a settled feature of the common law. Pp.
49-51.
(b) The precedent governing this case is not
Yates v.
United States, 354 U. S. 298, which
invalidated a general verdict when one of the possible bases of
conviction was
legally inadequate, but
Turner v.
United States, 396 U. S. 398, 420, which
upheld a general verdict when one of the possible bases of
conviction was supported by
inadequate evidence. The line
between
Yates and
Turner makes good sense: Jurors are
not generally equipped to determine whether a particular theory of
conviction is contrary to law, but are well equipped to determine
whether the theory is supported by the facts. Although it would
generally be preferable to give an instruction removing from the
jury's consideration an alternative basis of liability that does
not have adequate evidentiary support, the refusal to do so does
not provide an independent basis for reversing an otherwise valid
conviction. pp. 51-60.
913 F.2d
337, affirmed.
SCALIA, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and WHITE, STEVENS, O'CONNOR, KENNEDY, and
SOUTER, JJ., joined. BLACKMUN, J., filed an opinion concurring in
the judgment,
post,
47
p. 60. THOMAS, J., took no part in the consideration or decision
of the case.
Michael G.
Logan argued the cause and filed briefs
for petitioner.
Deputy Solicitor General Bryson argued the cause for the United
States. With him on the brief were Solicitor General Starr,
Assistant Attorney General Mueller, and Jeffrey P. Minear.
JUSTICE SCALIA delivered the opinion of the Court.
This case presents the question whether, in a federal
prosecution, a general guilty verdict on a multiple-object
conspiracy charge must be set aside if the evidence is inadequate
to support conviction as to one of the objects.
I
A federal grand jury returned a 23-count indictment against
petitioner Diane Griffin and others. Count 20, the only count in
which Griffin was named, charged her, Alex Beverly, and Betty
McNulty with conspiring to defraud an agency of the Federal
Government in violation of 18 U. S. C. § 371, which reads, in
pertinent part, as follows:
"If two or more persons conspire either to commit any offense
against the United States, or to defraud the United States, or any
agency thereof in any manner or for any purpose, and one or more of
such persons do any act to effect the object of the conspiracy,
each shall be [guilty of a crime]."
The unlawful conspiracy was alleged to have had two objects: (1)
impairing the efforts of the Internal Revenue Service (IRS) to
ascertain income taxes; and (2) impairing the efforts of the Drug
Enforcement Administration (DEA) to ascertain forfeitable
assets.
The evidence introduced at trial implicated Beverly and McNulty
in both conspiratorial objects, and petitioner in the
48
IRS object. However, because testimony anticipated by the
Government from one of its witnesses did not materialize, the
evidence did not connect petitioner to the DEA object. On that
basis, petitioner moved for a severance, but her motion was denied.
At the close of trial, she proposed instructions to the effect that
she could be convicted only if the jury found she was aware of the
IRS object of the conspiracy. She also proposed special
interrogatories asking the jury to identify the object or objects
of the conspiracy of which she had knowledge. Both requests were
denied. The court instructed the jury in a manner that would permit
it to return a guilty verdict against petitioner on Count 20 if it
found her to have participated in
either one of the two
objects of the conspiracy. The jury returned a general verdict of
guilty on Count 20 against Beverly, McNulty, and petitioner.
The Court of Appeals for the Seventh Circuit upheld petitioner's
conviction, rejecting the argument that the general verdict could
not stand because it left in doubt whether the jury had convicted
her of conspiring to defraud the IRS, for which there was
sufficient proof, or of conspiring to defraud the DEA, for which
(as the Government concedes) there was not.
United States v.
Beverly, 913 F.2d
337 (1990). We granted certiorari, 498 U. S. 1082 (1991).
The question presented for review, as set forth in the petition,
is simply whether a general verdict of guilty under circumstances
such as existed here "is reversible." The body of the petition,
however, sets forth the Due Process Clause of the Fifth Amendment
and the jury trial provision of the Sixth Amendment as bases for
the relief requested. Only the former has been discussed (and that
briefly) in the written and oral argument before us. For that
reason, and also because the alleged defect here is not that a jury
determination was denied but rather that a jury determination was
permitted, we find it unnecessary to say anything more about the
Sixth Amendment. We address below the Due
49
Process Clause and also the various case precedents relied upon
by petitioner.
II
The rule of criminal procedure applied by the Seventh Circuit
here is not an innovation. It was settled law in England before the
Declaration of Independence, and in this country long afterwards,
that a general jury verdict was valid so long as it was legally
supportable on one of the submitted grounds-even though that gave
no assurance that a valid ground, rather than an invalid one, was
actually the basis for the jury's action. As Wharton wrote in
1889:
"For years it was the prevailing practice in England and this
country, where there was a general verdict of guilty on an
indictment containing several counts, some bad and some good, to
pass judgment on the counts that were good, on the presumption that
it was to them that the verdict of the jury attached, and upon the
withdrawal by the prosecution of the bad counts .... [I]n the
United States, with but few exceptions, the courts have united in
sustaining general judgments on an indictment in which there are
several counts stating cognate offences, irrespective of the
question whether one of these counts is bad." F. Wharton, Criminal
Pleading and Practice § 771, pp. 533-536 (9th ed. 1889) (footnotes
omitted).
And as this Court has observed:
"In criminal cases, the general rule, as stated by Lord
Mansfield before the Declaration of Independence, is 'that if there
is anyone count to support the verdict, it shall stand good,
notwithstanding all the rest are bad.' And it is settled law in
this court, and in this country generally, that in any criminal
case a general verdict and judgment on an indictment or information
containing several counts cannot be reversed on error, if anyone of
the counts is good and warrants the judgment, because,
50
in the absence of anything in the record to show the contrary,
the presumption of law is that the court awarded sentence on the
good count only." Claassen v. United States, 142 U. S. 140, 146 (1891)
(quoting Peake v. Oldham, 1 Cowper 275, 276, 98 Eng.
Rep. 1083 (K. B. 1775)) (other citations omitted).
See also
Snyder v.
United States, 112 U. S. 216, 217
(1884);
Clifton v.
United States, 4 How. 242, 250
(1846); 1 J. Bishop, Criminal Procedure § 1015, p. 631 (2d ed.
1872).
This common-law rule applied in a variety of contexts. It
validated general verdicts returned on multicount indictments where
some of the counts were legally defective ("bad"), see,
e. g.,
Clifton, supra, at 250;
State v.
Shelledy, 8 Iowa
477, 511 (1859);
State v.
Burke, 38 Me. 574, 575-576
(1854); Commonwealth v.
Holmes, 17 Mass. 336, 337
(1821), and general verdicts returned on multicount indictments
where some of the counts were unsupported by the evidence, see,
e. g., State v.
Long, 52 N. C. 24, 26 (1859);
State v.
Bugbee, 22 Vt. 32, 35 (1849); 1 Bishop,
supra, § 1014, p. 630. It also applied to the analogous
situation at issue here: a general jury verdict under a
single count charging the commission of an offense by two or
more means. For example, in reviewing a count charging defendants
with composing, printing, and publishing a libel, Lord Ellenborough
stated:
"It is enough to prove publication. If an indictment charges
that the defendant did and caused to be done a particular act, it
is enough to prove either. The distinction runs through the whole
criminal law, and it is invariably enough to prove so much of the
indictment as shows that the defendant has committed a substantive
crime therein specified." King v. Hunt, 2 Camp. 583,
584-585, 170 Eng. Rep. 1260 (N. P. 1811).
51
The latter application of the rule made it a regular practice
for prosecutors to charge conjunctively, in one count, the various
means of committing a statutory offense, in order to avoid the
pitfalls of duplicitous pleading.
"A statute often makes punishable the doing of one thing
or another, ... sometimes thus specifying a considerable
number of things. Then, by proper and ordinary construction, a
person who in one transaction does all, violates the statute but
once, and incurs only one penalty. Yet he violates it equally by
doing one of the things. Therefore the indictment on such a statute
may allege, in a single count, that the defendant did as many of
the forbidden things as the pleader chooses, employing the
conjunction and where the statute has 'or,' and it will not
be double, and it will be established at the trial by proof of
anyone of them." 1 J. Bishop, New Criminal Procedure § 436, pp.
355-356 (2d ed. 1913) (footnotes omitted).
See,
e. g., Crain v.
United States, 162 U. S. 625, 636
(1896);
Sanford v.
State, 8 Ala. App. 245, 247, 62
So. 317, 318 (1913);
State v.
Bresee, 137 Iowa 673,
681, 114 N. W. 45, 48 (1907);
Morganstern v.
Commonwealth, 94 Va. 787, 790,26 S. E. 402, 403 (1896). See
also
Schad v.
Arizona, 501 U. S. 624, 630631
(1991); Fed. Rule Crim. Proc. 7(c)(1) (authorizing a single count
to allege that an offense was committed "by one or more specified
means").
The historical practice, therefore, fails to support
petitioner's claim under the Due Process Clause of the
Constitution. See
Murray's Lessee v.
Hoboken Land
&
Improvement Co., 18 How. 272, 276-277 (1856).
Petitioner argues, however, that-whether as a matter of due process
or by virtue of our supervisory power over federal courts-a result
contrary to the earlier practice has been prescribed by our
decision in
Yates v.
United States, 354 U. S. 298 (1957).
Yates involved a single-count federal indictment charging a
conspiracy "(1)
52
to advocate and teach the duty and necessity of overthrowing the
Government of the United States by force and violence, and (2) to
organize, as the Communist Party of the United States, a society of
persons who so advocate and teach."
Id., at 300. The first
of these objects (the "advocacy" charge) violated § 2(a)(1) of the
Smith Act of 1940 (subsequently repealed and substantially
reenacted as 18 U. S. C. § 2385), and the second of them (the
"organizing" charge) violated § 2(a)(3). We found that the
"organizing" object was insufficient in law, since the statutory
term referred to initial formation, and the Communist Party had
been "organized" in that sense at a time beyond the period of the
applicable statute of limitations. 354 U. S., at 304-311. We then
rejected the Government's argument that the convictions could
nonetheless stand on the basis of the "advocacy" object. Our
analysis made no mention of the Due Process Clause but consisted in
its entirety of the following:
"In these circumstances we think the proper rule to be applied
is that which requires a verdict to be set aside in cases where the
verdict is supportable on one ground, but not on another, and it is
impossible to tell which ground the jury selected. Stromberg
v. California, 283 U. S. 359, 367-368; Williams v.
North Carolina, 317 U. S. 287, 291-292; Cramer v.
United States, 325 U. S. 1, 36, n. 45."
Id., at 312.
None of the three authorities cited for that expansive
proposition in fact establishes it. The first of them,
Stromberg v.
California, 283 U. S. 359 (1931), is
the fountainhead of decisions departing from the common law with
respect to the point at issue here. That case, however-which does
not explicitly invoke the Due Process Clause-does not sanction as
broad a departure as the dictum in
Yates expresses, or
indeed even the somewhat narrower departure that the holding in
Yates adopts. The defendant in
Stromberg was
53
charged in one count of violating a California statute
prohibiting the display of a red flag in a public place for anyone
of three purposes: (a) as a symbol of opposition to organized
government; (b) as an invitation to anarchistic action; or (c) as
an aid to seditious propaganda.
Id., at 361. The jury was
instructed that it could convict if it found the defendant guilty
of violating anyone purpose of the statute.
Id., at 363-364.
A conviction in the form of a general verdict followed. The
California appellate court upheld the conviction on the ground
that, even though it doubted the constitutionality of criminalizing
the first of the three purposes, the statute (and conviction) could
be saved if that provision was severed from the statute. We
rejected that:
"As there were three purposes set forth in the statute, and the
jury were instructed that their verdict might be given with respect
to anyone of them, independently considered, it is impossible to
say under which clause of the statute the conviction was obtained.
If anyone of these clauses, which the state court has held to be
separable, was invalid, it cannot be determined upon this record
that the appellant was not convicted under that clause .... It
follows that instead of its being permissible to hold, with the
state court, that the verdict could be sustained if anyone of the
clauses of the statute were found to be valid, the necessary
conclusion from the manner in which the case was sent to the jury
is that, if any of the clauses in question is invalid under the
Federal Constitution, the conviction cannot be upheld." Id.,
at 368.
This language, and the holding of
Stromberg, do not
necessarily stand for anything more than the principle that, where
a provision of the Constitution forbids conviction on a particular
ground, the constitutional guarantee is violated by a general
verdict that may have rested on that ground.
54
The same principle explains the other two cases relied on by
Yates. In
Williams v.
North Carolina, 317 U. S. 287 (1942), the
defendant was convicted of bigamous cohabitation after the jury had
been instructed that it could disregard the defendants' Nevada
divorce decrees on the ground either that North Carolina did not
recognize decrees based on substituted service or that the decrees
were procured by fraud.
Id., at 290-291. The former of these
grounds, we found, violated the Full Faith and Credit Clause. We
continued:
"[T]he verdict of the jury for all we know may have been
rendered on that [unconstitutional] ground alone, since it did not
specify the basis on which it rested .... No reason has been
suggested why the rule of the Stromberg case is inapplicable
here. Nor has any reason been advanced why the rule of the
Stromberg case is not both appropriate and necessary for the
protection of rights of the accused. To say that a general verdict
of guilty should be upheld though we cannot know that it did not
rest on the invalid constitutional ground on which the case was
submitted to the jury, would be to countenance a procedure which
would cause a serious impairment of constitutional rights."
Id., at 292.
The third case cited by
Yates, Cramer v.
United
States, 325 U. S. 1 (1945), was our first opportunity to
interpret the provision of Article III, § 3, which requires, for
conviction of treason against the United States, that there be "two
Witnesses to the same overt Act." The prosecution had submitted
proof of three overt acts to the jury, which had returned a general
verdict of guilty. After a comprehensive analysis of the overt-act
requirement, id., at 8-35, we found that two of the acts proffered
by the prosecution did not satisfy it, id., at 36-44, and
accordingly reversed the conviction. "Since it is not possible," we
said, "to identify the grounds on which Cramer was convicted, the
verdict must be set aside if any
55
of the separable acts submitted was insufficient."
Id.,
at 36, n. 45.1
A host of our decisions, both before and after
Yates, has
applied what
Williams called "the rule of the
Stromberg case" to general-verdict convictions that may have
rested on an unconstitutional ground. See,
e. g., Bachellar
v.
Maryland, 397 U. S. 564, 570-571
(1970);
Leary v.
United States, 395 U. S. 6, 31-32 (1969);
Street v.
New York, 394 U. S. 576, 585-588
(1969);
Terminiello v.
Chicago, 337 U. S. 1, 5 (1949);
Thomas v. Collins, 323 U. S. 516, 529
(1945). Cf.
Zant v.
Stephens, 462 U. S. 862, 880-884
(1983) (rejecting contention that
Stromberg required a death
sentence to be set aside if one of several statutory aggravating
circumstances underlying the jury verdict was unconstitutionally
vague).
Yates, however, was the first and only case of ours
to apply
Stromberg to a general verdict in which one of the
possible bases of conviction did not violate any provision of the
Constitution but was simply legally inadequate (because of a
statutory time bar). As we have described, that was an
unexplained
1 At the outset of its discussion of the two overt acts, the
Cramer Court said: "At the present stage of the case we need
not weigh their sufficiency as a matter of pleading. Whatever the
averments might have permitted the Government to prove, we now
consider their adequacy on the proof as made." 325 U. S., at 37.
Petitioner suggests this means that
Cramer was a
sufficiency-of-the-evidence case-a point relevant to our later
analysis, see
infra, at 58-59. That suggestion is mistaken.
As is apparent from the Court's full discussion, "adequacy on the
proof as made" meant not whether the evidence sufficed to enable an
alleged fact to be found, but rather whether the facts adduced at
trial sufficed
in law to constitute overt acts of treason.
Thus the Court could say: "It is not relevant to our issue to
appraise weight or credibility of the evidence apart from
determining its constitutional sufficiency." 325 U. S., at 43. The
Court of Appeals' opinion in
Cramer makes even clearer that
legal as opposed to evidentiary sufficiency was at issue; it
specifically distinguishes the case from those in which multiple
overt acts sufficient in law are submitted to the jury and the
conviction is upheld as long as the evidence suffices to show one
of them. See
United States v.
Cramer, 137 F.2d 888,
893-894
(CA2 1943).
56
extension, explicitly invoking neither the Due Process Clause
(which is an unlikely basis) nor our supervisory powers over the
procedures employed in a federal prosecution.
Our continued adherence to the holding of
Yates is not at
issue in this case. What petitioner seeks is an extension of its
holding-an expansion of its expansion of
Stromberg-to a
context in which we have never applied it before. Petitioner cites
no case, and we are aware of none, in which we have set aside a
general verdict because one of the possible bases of conviction was
neither unconstitutional as in
Stromberg, nor even illegal
as in
Yates, but merely unsupported by sufficient evidence.
If such invalidation on evidentiary grounds were appropriate, it is
hard to see how it could be limited to those alternative bases of
conviction that constitute separate legal grounds; surely the
underlying principle would apply equally, for example, to an
indictment charging murder by shooting or drowning, where the
evidence of drowning proves inadequate. See
Schad v.
Arizona, 501 U. S., at 630-631. But petitioner's requested
extension is not merely unprecedented and extreme; it also
contradicts another case, postdating
Yates, that in our view
must govern here.
Turner v.
United States, 396 U. S. 398 (1970),
involved a claim that the evidence was insufficient to support a
general guilty verdict under a one-count indictment charging the
defendant with knowingly purchasing, possessing, dispensing, and
distributing heroin not in or from the original stamped package, in
violation of 26 U. S. C. § 4704(a) (1964 ed.). We held that the
conviction would have to be sustained if there was sufficient
evidence of distribution
alone. We set forth as the
prevailing rule: "[W]hen a jury returns a guilty verdict on an
indictment charging several acts in the conjunctive, as Turner's
indictment did, the verdict stands if the evidence is sufficient
with respect to anyone of the acts
57
charged."
Id., at 420. Cf.
United States v.
Miller, 471 U.
S. 130, 136 (1985).
Although petitioner does not ask us to overrule
Turner,
neither does she give us any adequate basis for distinguishing it.
She claims that we have not yet applied the rule of that case to
multiple-act conspiracies. That is questionable. See
United
States v.
Socony- Vacuum Oil Co., 310 U. S. 150, 250
(1940). But whether we have yet done so or not, the controlling
point is that a logical and consistent application of
Turner
demands that proof of alternative facts in conspiracy cases be
treated the same as proof of alternative facts in other contexts.
Imagine the not unlikely case of a prosecution for defrauding an
insurer through two means and for conspiring to defraud the insurer
through the same two means; and imagine a failure of proof with
respect to one of the means. Petitioner's proposal would produce
the strange result of voiding a conviction on the conspiracy while
sustaining a conviction on the substantive offense. We agree with
the vast majority of Federal Courts of Appeals, which have made no
exception to the
Turner rule for multipleobject and
multiple-overt-act conspiracies. See,
e. g., United States
v.
Bilzerian, 926 F.2d
1285, 1302 (CA2 1991), cert. denied,
post, p. 813;
United States v.
Beverly, 913 F.2d
337, 362-365 (CA7 1990) (case below);
United States v.
Johnson, 713 F.2d
633, 645-646, and n. 15 (CAll 1983), cert. denied
sub nom.
Wilkins v.
United States, 465 U. S. 1081 (1984);
United States v.
Wedelstedt, 589
F.2d 339, 341-342 (CA8 1978), cert. denied, 442 U. S. 916
(1979);
United States v.
James, 528
F.2d 999, 1014 (CA5), cert. denied
sub nom. Austin v.
United States, 429 U. S. 959 (1976);
Moss v.
United States, 132 F.2d 875, 877-878 (CA6 1943).2
2 The only Court of Appeals we are aware of that adheres to the
contrary rule is the Third Circuit, albeit without distinguishing,
or even acknowledging the existence of,
Turner. See
United States v.
Tarnopol, 561
F.2d 466, 474-475 (1977). Many cases can be found, some of
which are cited
58
Petitioner also seeks to distinguish
Turner on the basis
that it applies only where one can be
sure that the jury did
not use the inadequately supported ground as the basis of
conviction. That assurance exists, petitioner claims, when the
prosecution presents
no evidence whatever to support the
insufficient theory; if the prosecution offers
some, but
insufficient, evidence on the point, as it did in this case, then
the
Yates "impossible to tell" rationale controls. This
novel theory posits two different degrees of failure of proof-a
failure that is
sufficiently insufficient, to which
Turner would apply, and one that is
insufficiently
insufficient, to which
Yates would apply. Besides producing
an odd system in which the greater failure of proof is rewarded,
the rule seems to us full of practical difficulty, bereft of
support in
Turner, and without foundation in the common-law
presumption upon which
Turner is based.
Finally, petitioner asserts that the distinction between legal
error
(Yates) and insufficiency of proof
(Turner) is
illusory, since judgments that are not supported by the requisite
minimum of proof are invalid
as a matter of law-and indeed,
in the criminal law field at least, are
constitutionally
by petitioner, that invalidate general conspiracy verdicts on
the basis of legal deficiency of some of the objects rather than
inadequacy of proof; these are of course irrelevant. See,
e.
g.,
United States v.
Irwin, 654
F.2d 671, 680 (CAW 1981), cert. denied, 455 U. S. 1016 (1982);
United States v.
Head, 641 F.2d
174, 178-179
(CA41981), cert. denied, 462 U. S. 1132
(1983);
United States v.
Kavazanjian, 623 F.2d
730, 739-740 (CA11980);
United States v. Carman,
577 F.2d
556, 567-568
(CA9 1978);
United States v.
Baranski, 484 F.2d
556, 560-561
(CA7 1973);
Van Liew v.
United
States, 321 F.2d
664, 672 (CA5 1963). Some other cases cited by petitioner do
not involve a conspiracy charge at all,
e. g.,
United
States v.
Natelli, 527 F. 2d 311, 324-325
(CA2
1975), cert. denied, 425 U. S. 934 (1976), or apply their ruling to
both substantive and conspiracy charges,
e. g.,
United
States v.
Garcia, 907 F.2d
380, 381
(CA2 1990)-which means that they flatly
contradict
Turner and offer no support for the distinction
that petitioner suggests. Still others have been distinguished (or
effectively overruled) by later cases within the Circuit, see,
e. g.,
United States v.
Berardi, 675 F.2d
894, 902
(CA7 1982).
59
required to be set aside. See
Jackson v.
Virginia, 443
U. S. 307, 319 (1979). Insufficiency of proof, in other words,
is legal error. This represents a purely semantical dispute.
In one sense "legal error" includes inadequacy of evidencenamely,
when the phrase is used as a term of art to designate those
mistakes that it is the business of judges (in jury cases) and of
appellate courts to identify and correct. In this sense "legal
error" occurs when a jury, properly instructed as to the law,
convicts on the basis of evidence that no reasonable person could
regard as sufficient. But in another sense-a more natural and less
artful sense-the term "legal error" means a mistake about the law,
as opposed to a mistake concerning the weight or the factual import
of the evidence. The answer to petitioner's objection is simply
that we are using "legal error" in the latter sense.
That surely establishes a clear line that will separate
Turner from
Yates, and it happens to be a line that
makes good sense. Jurors are not generally equipped to determine
whether a particular theory of conviction submitted to them is
contrary to law-whether, for example, the action in question is
protected by the Constitution, is time barred, or fails to come
within the statutory definition of the crime. When, therefore,
jurors have been left the option of relying upon a legally
inadequate theory, there is no reason to think that their own
intelligence and expertise will save them from that error. Quite
the opposite is true, however, when they have been left the option
of relying upon a factually inadequate theory, since jurors
are well equipped to analyze the evidence, see
Duncan
v.
Louisiana, 391 U. S. 145, 157
(1968). As the Seventh Circuit has put it:
"It is one thing to negate a verdict that, while supported by
evidence, may have been based on an erroneous view of the law; it
is another to do so merely on the chanceremote, it seems to us-that
the jury convicted on a ground that was not supported by adequate
evidence when there existed alternative grounds for which the
60
BLACKMUN, J., concurring in judgment
evidence was sufficient."
United States v.
Townsend, 924 F.2d
1385, 1414 (1991).
***
What we have said today does not mean that a district court
cannot, in its discretion, give an instruction of the sort
petitioner requested here, eliminating from the jury's
consideration an alternative basis of liability that does not have
adequate evidentiary support. Indeed, if the evidence is
insufficient to support an alternative legal theory of liability,
it would generally be preferable for the court to give an
instruction removing that theory from the jury's consideration. The
refusal to do so, however, does not provide an independent basis
for reversing an otherwise valid conviction. The judgment of the
Court of Appeals is affirmed.
It is so ordered.
JUSTICE THOMAS took no part in the consideration or decision of
this case.
JUSTICE BLACKMUN, concurring in the judgment.
I agree with the Court that petitioner has not made out a
violation of the Due Process Clause, although I do not follow the
Court on its self-guided tour of the common law. See
ante,
at 49-52. It is enough, I think, to observe that petitioner has not
presented any sustained constitutional argument whatsoever.
I agree further with the Court's conclusion that
Yates
v.
United States, 354 U. S. 298 (1957),
does not require reversal in this case, and that petitioner has not
sufficiently distinguished
Turner v.
United States,
396 U. S. 398
(1970). See
ante, at 56-59. I would emphasize more strongly
than does the Court, however, the danger of jury confusion that was
inherent in this multiple-defendant, 23-count indictment and the
resulting 5- to 6-week trial.
61
The Court rightly observes that "it would generally be
preferable" for the trial court to remove unsupported theories from
the jury's consideration. See
ante, at 60. I would also note
that the Government had two other means of avoiding the
possibility, however remote, that petitioner was convicted on a
theory for which there was insufficient evidence:
The Government either could have charged the two objectives in
separate counts, or agreed to petitioner's request for special
interrogatories. The Court wisely rejects, albeit silently, the
Government's argument that these practices, but not the complex and
voluminous proof, would likely have confused the jury. I would go
further than the Court and commend these techniques to the
Government for use in complex conspiracy prosecutions.
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