OCTOBER TERM, 1991
Syllabus
FORT GRATIOT SANITARY LANDFILL, INC.
v.
MICHIGAN DEPARTMENT OF NATURAL RESOURCES ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH
CIRCUIT
No. 91-636. Argued March 30, 1992-Decided June 1, 1992
The Waste Import Restrictions of Michigan's Solid Waste
Management Act (SWMA) provide that solid waste generated in another
county, State, or country cannot be accepted for disposal unless
explicitly authorized in the receiving county's plan. After St.
Clair County, whose plan does not include such authorization,
denied petitioner company's 1989 application for authority to
accept out-of-state waste at its landfill, petitioner filed this
action seeking a judgment declaring the Waste Import Restrictions
invalid under the Commerce Clause and enjoining their enforcement.
The District Court dismissed the complaint, and the Court of
Appeals affirmed. The latter court found no facial discrimination
against interstate commerce because the statute does not treat
outof-county waste from Michigan any differently than waste from
other States. The court also ruled that there was no actual
discrimination because petitioner had not alleged that all Michigan
counties ban outof-state waste.
Held: The Waste Import Restrictions unambiguously
discriminate against interstate commerce and are appropriately
characterized as protectionist measures that cannot withstand
Commerce Clause scrutiny. Pp. 358-368.
(a)
Philadelphia v.
New Jersey, 437 U. S. 617, 626-627,
provides the proper analytical framework and controls here. Under
the reasoning of that case, Michigan's Waste Import Restrictions
clearly discriminate against interstate commerce, since they
authorize each county to isolate itself from the national economy
and, indeed, afford local waste producers complete protection from
competition from out-of-state producers seeking to use local
disposal areas unless a county acts affirmatively to authorize such
use. Pp. 358-361.
(b) This case cannot be distinguished from
Philadelphia
v.
New Jersey on the ground, asserted by respondents, that
the Waste Import Restrictions treat waste from other Michigan
counties no differently than waste from other States and thus do
not discriminate against interstate commerce on their face or in
effect. This Court's cases teach that a State (or one of its
political subdivisions) may not avoid the Commerce
354
Syllabus
Clause's strictures by curtailing the movement of articles of
commerce through subdivisions of the State, rather than through the
State itself. See,
e. g., Brimmer v.
Rebman, 138 U. S. 78,82-83. Nor
does the fact that the Michigan statute allows individual counties
to accept solid waste from out of state qualify its discriminatory
character. pp.361-363.
(c) Also rejected is respondents' argument that this case is
different from
Philadelphia v.
New Jersey because the
SWMA constitutes a comprehensive health and safety regulation
rather than "economic protectionism" of the State's limited
landfill capacity. Even assuming that other provisions of the SWMA
could fairly be so characterized, the same assumption cannot be
made with respect to the Waste Import Restrictions themselves.
Because those provisions unambiguously discriminate against
interstate commerce, the State bears the burden of proving that
they further health and safety concerns that cannot be adequately
served by nondiscriminatory alternatives. Respondents have not met
this burden, since they have provided no valid health and safety
reason for limiting the amount of waste that a landfill operator
may accept from outside the State, but not the amount the operator
may accept from inside the State. Pp. 363-368.
931 F.2d
413, reversed.
STEVENS, J., delivered the opinion of the Court, in which WHITE,
O'CONNOR, SCALIA, KENNEDY, SOUTER, and THOMAS, JJ., joined.
REHNQUIST, C. J., filed a dissenting opinion, in which BLACKMUN,
J., joined,
post, p. 368.
Harold B. Finn III argued the cause for petitioner. With
him on the briefs were
Donna Nelson Heller and
David 1.
Albin.
Thomas L. Casey, Assistant Solicitor General of Michigan,
argued the cause for respondents. With him on the brief for the
state respondents were
Frank J. Kelley,
Attorney General,
Gay Secor Hardy, Solicitor General, and
Thomas J. Emery and
James E. Riley,
Assistant Attorneys General.
Lawrence R. Ternan, Margaret Battle
Kiernan, and
Robert J. Nickerson filed a
brief for the county respondents. *
* Andrew J. Pincus, Evan M. Tager,
and
Bruce J. Parker filed a brief for the
National Solid Wastes Management Association as
amicus
curiae urging reversal.
Briefs of
amici curiae urging affirmance were filed for
the State of Alabama et al. by
Chris Gorman, Attorney
General of Kentucky, and
355
JUSTICE STEVENS delivered the opinion of the Court.
In
Philadelphia v.
New Jersey, 437 U. S. 617, 618
(1978), we held that a New Jersey law prohibiting the importation
of most "'solid or liquid waste which originated or was collected
outside the territorial limits of the State'" violated the Commerce
Clause of the United States Constitution. In this case petitioner
challenges a Michigan law that prohibits private landfill operators
from accepting solid waste that originates outside the county in
which their facilities are located. Adhering to our holding in the
New Jersey case, we conclude that this Michigan statute is
also unconstitutional.
I
In 1978, Michigan enacted its Solid Waste Management Act 1
(SWMA). That Act required every Michigan county to estimate the
amount of solid waste that would be generated in the county in the
next 20 years and to adopt a plan providing for its disposal at
facilities that comply with state health standards. Mich. Compo
Laws § 299.425 (Supp. 1991).
Robert V. Bullock and
Stan Cox, Assistant
Attorneys General,
James H. Evans, Attorney General of
Alabama,
Grant Woods, Attorney General of Arizona,
Charles M. Oberly III, Attorney General of Delaware,
Linley E. Pearson, Attorney General of Indiana,
Charles S.
Crookham, Attorney General of Oregon, and
Mary Sue Terry, Attorney General of Virginia; and for
Whatcom County, Washington, by
Paul J.
Kundtz.
A brief of
amici curiae was filed for the Commonwealth of
Pennsylvania et al. by
Ernest D. Preate, Jr., Attorney
General of Pennsylvania,
Calvin R. Koons, Senior Deputy
Attorney General,
John G.
Knorr III, Chief Deputy
Attorney General,
Gail B. Phelps, and
David H.
Wersan, and by the Attorneys General for their respective
States as follows:
Michael J. Bowers of
Georgia,
Larry EchoHawk of Idaho,
Roland W Burris of
Illinois,
Marc Racicot of Montana,
Don Stenberg of
Nebraska,
Frankie Sue Del Papa of Nevada,
Nicholas
Spaeth of North Dakota,
Tom Udall of New Mexico,
Lee
Fisher of Ohio,
T. Travis Medlock of South Carolina,
Mark Barnett of South Dakota,
Charles W Burson of
Tennessee,
Mario J. Palumbo of West Virginia,
and
Joseph B. Meyer of Wyoming.
11978 Mich. Pub. Acts, No. 641, codified as amended, Mich. Compo
Laws §§ 299.401-299.437 (1984 ed. and Supp. 1991).
356
After holding public hearings and obtaining the necessary
approval of municipalities in the county, as well as the approval
of the Director of the Michigan Department of N atural Resources,
the County Board of Commissioners adopted a solid waste management
plan for St. Clair County. In 1987, the Michigan Department of
Natural Resources issued a permit to petitioner to operate a
sanitary landfill as a solid waste2 disposal area in St. Clair
County. See
Bill Kettlewell Excavating, Inc. v.
Michigan
Dept. of Natural Resources, 931 F.2d
413, 414 (CA6 1991).
On December 28, 1988, the Michigan Legislature amended the SWMA
by adopting two provisions concerning the "acceptance of waste or
ash generated outside the county of disposal area." See 1988 Mich.
Pub. Acts, No. 475, § 1, codified as amended, Mich. Compo Laws §§
299.413a, 299.430(2)
2 The Michigan statute defines solid waste as follows:
"Sec. 7. (1) 'Solid waste' means garbage, rubbish, ashes,
incinerator ash, incinerator residue, street c1eanings, municipal
and industrial sludges, solid commercial and solid industrial
waste, and animal waste other than organic waste generated in the
production of livestock and poultry. Solid waste does not include
the following:
"(a) Human body waste.
"(b) Organic waste generated in the production of livestock and
poultry. "(c) Liquid waste.
"(d) Ferrous or nonferrous scrap directed to a scrap metal
processor or to a reuser of ferrous or nonferrous products.
"(e) Slag or slag products directed to a slag processor or to a
reuser of slag or slag products.
"(f) Sludges and ashes managed as recycled or nondetrimental
materials appropriate for agricultural or silvicultural use
pursuant to a plan approved by the director.
"(g) Materials approved for emergency disposal by the director.
"(h) Source separated materials.
"(i) Site separated materials.
"(j) Fly ash or any other ash produced from the combustion of
coal, when used in the following instances ...
"(k) Other wastes regulated by statute." Mich. Compo Laws §
299.407(7) (Supp. 1991).
357
(Supp. 1991). Those amendments (Waste Import Restrictions),
which became effective immediately, provide:
"A person shall not accept for disposal solid waste ... that is
not generated in the county in which the disposal area is located
unless the acceptance of solid waste ... that is not generated in
the county is explicitly authorized in the approved county solid
waste management plan." § 299.413a.
"In order for a disposal area to serve the disposal needs of
another county, state, or country, the service ... must be
explicitly authorized in the approved solid waste management plan
of the receiving county." § 299.430(2).
In February 1989, petitioner submitted an application to the St.
Clair County Solid Waste Planning Committee for authority to accept
up to 1,750 tons per day of out-of-state waste at its landfill. See
Bill Kettlewell Excavating, Inc. v.
Michigan Dept. of
Natural Resources, 732 F. Supp. 761, 762 (ED Mich. 1990). In
that application petitioner promised to reserve sufficient capacity
to dispose of all solid waste generated in the county in the next
20 years. The planning committee denied the application.
Ibid. In view of the fact that the county's management plan
does not authorize the acceptance of any out-of-county waste, the
Waste Import Restrictions in the 1988 statute effectively prevent
petitioner from receiving any solid waste that does not originate
in St. Clair County.
Petitioner therefore commenced this action seeking a judgment
declaring the Waste Import Restrictions unconstitutional and
enjoining their enforcement. Petitioner contended that requiring a
private landfill operator to limit its business to the acceptance
of local waste constituted impermissible discrimination against
interstate commerce. The District Court denied petitioner's motion
for summary judgment, however,
id., at 766, and subsequently
dismissed the complaint, App. 4. The court first concluded that the
statute
358
does not discriminate against interstate commerce "on its face"
because the import restrictions apply "equally to Michigan counties
outside of the county adopting the plan as well as to out-of-state
entities." 732 F. Supp., at 764. It also concluded that there was
no discrimination "in practical effect" because each county was
given discretion to accept outof-state waste.
Ibid.
Moreover, the incidental effect on interstate commerce was "not
clearly excessive in relation to the [public health and
environmental] benefits derived by Michigan from the statute."
Id., at 765.
The Court of Appeals for the Sixth Circuit agreed with the
District Court's analysis. Although it recognized that the statute
"places in-county and out-of-county waste in separate categories,"
the Court of Appeals found no discrimination against interstate
commerce because the statute "does not treat out-of-county waste
from Michigan any differently than waste from other states." 931 F.
2d, at 417. It also agreed that there was no actual discrimination
because petitioner had not alleged that all counties in Michigan
ban outof-state waste.
Id., at 418. Accordingly, it affirmed
the judgment of the District Court.
Ibid. We granted
certiorari, 502 U. S. 1024 (1992), because of concern that the
decision below was inconsistent with
Philadelphia v.
New
Jersey and now reverse.
II
Before discussing the rather narrow issue that is contested, it
is appropriate to identify certain matters that are not in dispute.
Michigan's comprehensive program of regulating the collection,
transportation, and disposal of solid waste, as it was enacted in
1978 and administered prior to the 1988 Waste Import Restrictions,
is not challenged. No issue relating to hazardous waste is
presented, and there is no claim that petitioner's operation
violated any health, safety, or sanitation requirement. Nor does
the case raise any question concerning policies that municipalities
or other governmental agencies may pursue in the management of
359
publicly owned facilities. The case involves only the validity
of the Waste Import Restrictions as they apply to privately owned
and operated landfills.
On the other hand,
Philadelphia v.
New Jersey
provides the framework for our analysis of this case. Solid waste,
even if it has no value, is an article of commerce.3 437 U. S., at
622-623. Whether the business arrangements between out-of-state
generators of waste and the Michigan operator of a waste disposal
site are viewed as "sales" of garbage or "purchases" of
transportation and disposal services, the commercial transactions
unquestionably have an interstate character. The Commerce Clause
thus imposes some constraints on Michigan's ability to regulate
these transactions.
As we have long recognized, the "negative" or "dormant" aspect
of the Commerce Clause prohibits States from "advanc[ing] their own
commercial interests by curtailing the movement of articles of
commerce, either into or out of the state."
H. P. Hood &
Sons, Inc. v.
Du Mond, 336 U. S. 525, 535
(1949). A state statute that clearly discriminates against
interstate commerce is therefore unconstitutional "unless the
discrimination is demonstrably justified by a valid factor
unrelated to economic protectionism."
New Energy Co. of Ind.
v.
Limbach, 486 U. S. 269, 274
(1988).
3 As we explained in Philadelphia v. New Jersey:
"All objects of interstate trade merit Commerce Clause
protection; none is excluded by definition at the outset. In
Bowman [v.
Chicago &
Northwestern R. Co.,
125 U. S. 465
(1888),] and similar cases, the Court held simply that because the
articles' worth in interstate commerce was far outweighed by the
dangers inhering in their very movement, States could prohibit
their transportation across state lines. Hence, we reject the state
court's suggestion that the banning of 'valueless' out-of-state
wastes by ch. 363 implicates no constitutional protection. Just as
Congress has power to regulate the interstate movement of these
wastes, States are not free from constitutional scrutiny when they
restrict that movement. Cf.
Hughes v.
Alexandria Scrap
Corp., 426 U. S.
794, 802-814;
Meat Drivers v.
United States,
371 U. S. 94." 437
U. S., at 622-623.
360
New Jersey's prohibition on the importation of solid waste
failed this test:
"[T]he evil of protectionism can reside in legislative means as
well as legislative ends. Thus, it does not matter whether the
ultimate aim of ch. 363 is to reduce the waste disposal costs of
New Jersey residents or to save remaining open lands from
pollution, for we assume New Jersey has every right to protect its
residents' pocketbooks as well as their environment. And it may be
assumed as well that New Jersey may pursue those ends by slowing
the flow of all waste into the State's remaining landfills,
even though interstate commerce may incidentally be affected. But
whatever New Jersey's ultimate purpose, it may not be accompanied
by discriminating against articles of commerce coming from outside
the State unless there is some reason, apart from their origin, to
treat them differently. Both on its face and in its plain effect,
ch. 363 violates this principle of nondiscrimination.
"The Court has consistently found parochial legislation of this
kind to be constitutionally invalid, whether the ultimate aim of
the legislation was to assure a steady supply of milk by erecting
barriers to allegedly ruinous outside competition, Baldwin
v. G. A. F. Seelig, Inc., 294 U. S., at 522-524; or to
create jobs by keeping industry within the State,
Foster-Fountain Packing Co. v. Haydel, 278 U. S. 1, 10;
Johnson v. Haydel, 278 U. S. 16;
Toomer v. Witsell, 334 U. S., at 403-404; or to
preserve the State's financial resources from depletion by fencing
out indigent immigrants, Edwards v. California, 314
U. S. 160, 173-174. In each of these cases, a presumably legitimate
goal was sought to be achieved by the illegitimate means of
isolating the State from the national economy." Philadelphia
v. New Jersey, 437 U. S., at 626-627.
361
The Waste Import Restrictions enacted by Michigan authorize each
of the State's 83 counties to isolate itself from the national
economy. Indeed, unless a county acts affirmatively to permit other
waste to enter its jurisdiction, the statute affords local waste
producers complete protection from competition from out-of-state
waste producers who seek to use local waste disposal areas. In view
of the fact that Michigan has not identified any reason, apart from
its origin, why solid waste coming from outside the county should
be treated differently from solid waste within the county, the
foregoing reasoning would appear to control the disposition of this
case.
III
Respondents Michigan and St. Clair County argue, however, that
the Waste Import Restrictions-unlike the New Jersey prohibition on
the importation of solid waste-do not discriminate against
interstate commerce on their face or in effect because they treat
waste from other Michigan counties no differently than waste from
other States. Instead, respondents maintain, the statute regulates
evenhandedly to effectuate local interests and should be upheld
because the burden on interstate commerce is not clearly excessive
in relation to the local benefits. Cf.
Pike v.
Bruce
Church, Inc., 397
U. S. 137, 142 (1970). We disagree, for our prior cases teach
that a State (or one of its political subdivisions) may not avoid
the strictures of the Commerce Clause by curtailing the movement of
articles of commerce through subdivisions of the State, rather than
through the State itself.
In
Brimmer v.
Rebman, 138 U. S. 78 (1891), we
reviewed the constitutionality of a Virginia statute that imposed
special inspection fees on meat from animals that had been
slaughtered more than 100 miles from the place of sale. We
concluded that the statute violated the Commerce Clause even though
it burdened Virginia producers as well as the Illinois litigant
before the Court. We explained:
362
"[T]his statute [cannot] be brought into harmony with the
Constitution by the circumstance that it purports to apply alike to
the citizens of all the States, including Virginia; for, 'a burden
imposed by a State upon interstate commerce is not to be sustained
simply because the statute imposing it applies alike to the people
of all the States, including the people of the State enacting such
statute.' Minnesota v. Barber, [136 U. S. 313 (1890)];
Robbins v. Shelby Taxing District, 120 U. S. 489, 497. If
the object of Virginia had been to obstruct the bringing into that
State, for use as human food, of all beef, veal and mutton, however
wholesome, from animals slaughtered in distant States, that object
will be accomplished if the statute before us be enforced."
Id., at 82-83.
In
Dean Milk Co. v.
Madison, 340 U. S. 349 (1951),
another Illinois litigant challenged a city ordinance that made it
unlawful to sell any milk as pasteurized unless it had been
processed at a plant "within a radius of five miles from the
central square of Madison,"
id., at 350. We held the
ordinance invalid, explaining:
"[T]his regulation, like the provision invalidated in
Baldwin v. Seelig, Inc., [294 U. S. 511 (1935)], in
practical effect excludes from distribution in Madison wholesome
milk produced and pasteurized in Illinois. 'The importer ... may
keep his milk or drink it, but sell it he may not.' Id., at
521. In thus erecting an economic barrier protecting a major local
industry against competition from without the State, Madison
plainly discriminates against interstate commerce." Id., at
354.
The fact that the ordinance also discriminated against all
Wisconsin producers whose facilities were more than five miles from
the center of the city did not mitigate its burden on interstate
commerce. As we noted, it was "immaterial that Wisconsin milk from
outside the Madison area is sub-
363
jected to the same proscription as that moving in interstate
commerce."
Id., at 354, n. 4.
Nor does the fact that the Michigan statute allows individual
counties to accept solid waste from out of state qualify its
discriminatory character. In the
New Jersey case the statute
authorized a state agency to promulgate regulations permitting
certain categories of waste to enter the State. See 437 U. S., at
618-619. The limited exception covered by those regulations-like
the fact that several Michigan counties accept out-of-state
waste-merely reduced the scope of the discrimination; for all
categories of waste not excepted by the regulations, the
discriminatory ban remained in place. Similarly, in this case St.
Clair County's total ban on out-ofstate waste is unaffected by the
fact that some other counties have adopted a different policy.4
In short, neither the fact that the Michigan statute purports to
regulate intercounty commerce in waste nor the fact that some
Michigan counties accept out-of-state waste provides an adequate
basis for distinguishing this case from
Philadelphia v.
New Jersey.
IV
Michigan and St. Clair County also argue that this case is
different from
Philadelphia v.
New Jersey because the
SWMA constitutes a comprehensive health and safety regulation
rather than "economic protectionism" of the State's limited
landfill capacity. Relying on an excerpt from our opinion in
Sporhase v.
Nebraska ex rel. Douglas, 458 U. S.
4 Cf.
Wyoming v.
Oklahoma, 502 U. S. 437,455 (1992)
(Oklahoma statute that "expressly reserves a segment of the
Oklahoma coal market for Oklahoma-mined coal, to the exclusion of
... other States," violates the Commerce Clause even though it
"sets aside only a 'small portion' of the Oklahoma coal market ....
The volume of commerce affected measures only the
extent of
the discrimination; it is of no relevance to the determination
whether a State has discriminated against interstate commerce")
(emphasis in original).
364
941 (1982), they contend that the differential treatment of
out-of-state waste is reasonable because they have taken measures
to conserve their landfill capacity and the SWMA is necessary to
protect the health of their citizens. That reliance is misplaced.
In the
Sporhase case we considered the constitutionality of
a Nebraska statute that prohibited the withdrawal of ground water
for use in an adjoining State without a permit that could only
issue if four conditions were satisfied.5 We held that the fourth
condition-a requirement that the adjoining State grant reciprocal
rights to withdraw its water and allow its use in Nebraska-violated
the Commerce Clause.
Id., at 957-958.
As a preface to that holding, we identified several reasons
that, in combination, justified the conclusion that the other
conditions were facially valid.
Id., at 957. First, we
questioned whether the statute actually discriminated against
interstate commerce. Although the restrictive conditions in the
statute nominally applied only to interstate transfers of ground
water, they might have been "no more strict in application than
[other state-law] limitations upon intrastate transfers."
Id., at 956. "Obviously, a State that imposes severe
withdrawal and use restrictions on its own citizens is not
discriminating against interstate commerce when it
5 The statute at issue in
Sporhase v.
Nebraska ex rel.
Douglas provided: " 'Any person, firm, city, village, municipal
corporation or any other entity intending to withdraw ground water
from any well or pit located in the State of Nebraska and transport
it for use in an adjoining state shall apply to the Department of
Water Resources for a permit to do so. If the Director of Water
Resources finds that the withdrawal of the ground water requested
is reasonable, is not contrary to the conservation and use of
ground water, and is not otherwise detrimental to the public
welfare, he shall grant the permit if the state in which the water
is to be used grants reciprocal rights to withdraw and transport
ground water from that state for use in the State of Nebraska.'''
458 U. S., at 944 (quoting Neb. Rev. Stat. § 46-613.01 (1978)).
365
seeks to prevent the uncontrolled transfer of water out of the
State."
Id., at 955-956.
We further explained that a confluence of factors could justify
a State's efforts to conserve and preserve ground water for its own
citizens in times of severe shortage.6 Only the first of those
reasons-our reference to the well-recognized
6 "Moreover, in the absence of a contrary view expressed by
Congress, we are reluctant to condemn as unreasonable, measures
taken by a State to conserve and preserve for its own citizens this
vital resource in times of severe shortage. Our reluctance stems
from the 'confluence of [several] realities.'
Hicklin v.
Orbeck, 437 U.
S. 518, 534 (1978). First, a State's power to regulate the use
of water in times and places of shortage for the purpose of
protecting the health of its citizens-and not simply the health of
its economy-is at the core of its police power. For Commerce Clause
purposes, we have long recognized a difference between economic
protectionism, on the one hand, and health and safety regulation,
on the other. See
H. P. Hood &
Sons, Inc. v.
Du Mond, 336
U. S. 525, 533 (1949). Second, the legal expectation that under
certain circumstances each State may restrict water within its
borders has been fostered over the years not only by our equitable
apportionment decrees, see,
e. g., Wyoming v.
Colorado, 353
U. S. 953 (1957), but also by the negotiation and enforcement
of interstate compacts. Our law therefore has recognized the
relevance of state boundaries in the allocation of scarce water
resources. Third, although appellee's claim to public ownership of
Nebraska ground water cannot justify a total denial of federal
regulatory power, it may support a limited preference for its own
citizens in the utilization of the resource. See
Hicklin v.
Orbeck, supra, at 533-534. In this regard, it is relevant
that appellee's claim is logically more substantial than claims to
public ownership of other natural resources. See
supra, at
950-951. Finally, given appellee's conservation efforts, the
continuing availability of ground water in Nebraska is not simply
happenstance; the natural resource has some indicia of a good
publicly produced and owned in which a State may favor its own
citizens in times of shortage. See
Reeves, Inc. v.
Stake,
447 U. S. 429 (1980); cf.
Philadelphia v.
New
Jersey, 437 U. S., at 627-628, and n. 6;
Baldwin v.
Fish and Game Comm'n of Montana, 436 U. S. 371 (1978). A
facial examination of the first three conditions set forth in §
46-613.01 does not, therefore, indicate that they impermissibly
burden interstate commerce. Appellants, indeed, seem to concede
their reasonableness."
Sporhase v.
Nebraska ex rel.
Douglas, 458 U. S., at 956-957.
366
difference between economic protectionism, on the one hand, and
health and safety regulation, on the other-is even arguably
relevant to this case.7 We may assume that all of the provisions of
Michigan's SWMA prior to the 1988 amendments adding the Waste
Import Restrictions could fairly be characterized as health and
safety regulations with no protectionist purpose, but we cannot
make that same assumption with respect to the Waste Import
Restrictions themselves. Because those provisions unambiguously
discriminate against interstate commerce, the State bears the
burden of proving that they further health and safety concerns that
cannot be adequately served by nondiscriminatory alternatives.
Michigan and St. Clair County have not met this burden.8
Michigan and St. Clair County assert that the Waste Import
Restrictions are necessary because they enable individual counties
to make adequate plans for the safe disposal of future waste.9
Although accurate forecasts about the vol-
7The other reasons were related to the special role that States
have traditionally played in the ownership and control of ground
water and to the fact that Nebraska's conservation efforts had
given the water some indicia of a good that is publicly produced
and owned. See
id., at 956. There are, however, no analogous
traditional legal expectations regarding state regulation of
private landfills, which are neither publicly produced nor publicly
owned.
8 The dissent states that we should remand for further
proceedings in which Michigan and St. Clair County might be able to
prove that the Waste Import Restrictions constitute legitimate
health and safety regulations, rather than economic protectionism
of the State's limited landfill capacity. See
post, at 368,
371. We disagree, for respondents have neither asked for such a
remand nor suggested that, if given the opportunity, they could
prove that the restrictions further health and safety concerns that
cannot adequately be served by nondiscriminatory alternatives.
9 "An unregulated free market flow of waste into Michigan," the
State asserts, "would be disruptive of efforts to plan for the
proper disposal of future waste due to incoming waste from sources
not accounted for during the planning process." Brief for State
Respondents 49; see also Brief for County Respondents 13.
367
ume and composition of future waste flows may be an
indispensable part of a comprehensive waste disposal plan, Michigan
could attain that objective without discriminating between in- and
out-of-state waste. Michigan could, for example, limit the amount
of waste that landfill operators may accept each year. See
Philadelphia v.
New Jersey, 437 U. S., at 626. There
is, however, no valid health and safety reason for limiting the
amount of waste that a landfill operator may accept from outside
the State, but not the amount that the operator may accept from
inside the State.
Of course, our conclusion would be different if the imported
waste raised health or other concerns not presented by Michigan
waste. In
Maine v.
Taylor, 477 U. S. 131 (1986), for
example, we upheld the State's prohibition against the importation
of live baitfish because parasites and other characteristics of
nonnative species posed a serious threat to native fish that could
not be avoided by available inspection techniques. We
concluded:
"The evidence in this case amply supports the District Court's
findings that Maine's ban on the importation of live baitfish
serves legitimate local purposes that could not adequately be
served by available nondiscriminatory alternatives. This is not a
case of arbitrary discrimination against interstate commerce; the
record suggests that Maine has legitimate reasons, 'apart from
their origin, to treat [out-of-state baitfish] differently,'
Philadelphia v. New Jersey, 437 U. S., at 627."
Id., at 151-152.
In this case, in contrast, the lower courts did not find-and
respondents have not provided-any legitimate reason for allowing
petitioner to accept waste from inside the county but not waste
from outside the county.
For the foregoing reasons, the Waste Import Restrictions
unambiguously discriminate against interstate commerce and are
appropriately characterized as protectionist measures that cannot
withstand scrutiny under the Commerce
368
Clause. The judgment of the Court of Appeals is therefore
reversed.
It is so ordered.
CHIEF JUSTICE REHNQUIST, with whom JUSTICE BLACKMUN joins,
dissenting.
When confronted with a dormant Commerce Clause challenge "[t]he
crucial inquiry ... must be directed to determining whether [the
challenged statute] is basically a protectionist measure, or
whether it can fairly be viewed as a law directed to legitimate
local concerns, with effects upon interstate commerce that are only
incidental."
Philadelphia v.
New Jersey, 437 U. S. 617, 624
(1978). Because I think the Michigan statute is at least arguably
directed to legitimate local concerns, rather than improper
economic protectionism, I would remand this case for further
proceedings.
The substantial environmental, esthetic, health, and safety
problems flowing from this country's waste piles were already
apparent at the time we decided
Philadelphia. Those problems
have only risen in the intervening years. Salisbury, Pollution
Liability Insurance Coverage, The StandardForm Pollution Exclusion,
and the Insurance Industry: A Case Study in Collective Amnesia, 21
Envtl. L. 357, 369-370 (1991). In part this is due to increased
waste volumes, volumes that are expected to continue rising for the
foreseeable future. See United States Environmental Protection
Agency, Characterization of Municipal Solid Waste in the United
States: 1990 Update 10 (municipal solid wastes have increased from
128.1 million tons in 1975 to 179.6 million tons in 1988, expected
to rise to 216 million tons by the year 2000);
id., at ES-3
(1988 waste was the equivalent of 4.0 pounds per person per day,
expected to rise to 4.4 pounds per person by the year 2000). In
part it is due to exhaustion of existing capacity.
Id., at
55 (landfill disposals increased from 99.7 million tons in 1975 to
130.5 million in 1988); 56 Fed. Reg. 50980 (1991) (45% of solid
waste landfills expected to reach
369
capacity by 1991). It is no secret why capacity is not expanding
sufficiently to meet demand-the substantial risks attendant to
waste sites make them extraordinarily unattractive neighbors.
Swin Resource Systems, Inc. v.
Lycoming Cty.,
883 F.2d
245, 253 (CA3 1989), cert. denied, 493 U. S. 1077 (1990). The
result, of course, is that while many are willing to generate
waste-indeed, it is a practical impossibility to solve the waste
problem by banning waste production-few are willing to help dispose
of it. Those locales that do provide disposal capacity to serve
foreign waste effectively are affording reduced environmental and
safety risks to the States that will not take charge of their own
waste. *
The State of Michigan has stepped into this quagmire in order to
address waste problems generated by its own populace. It has done
so by adopting a comprehensive approach to the disposal of solid
wastes generated within its borders. The legislation challenged
today is simply one part of a broad package that includes a number
of features: a state-mandated statewide effort to control and plan
for waste disposal, Mich. Compo Laws §§ 299.427 and 299.430 (1984
and Supp. 1991), requirements that local units of government
participate in the planning process,
ibid., and § 299.426
(Supp. 1991), restrictions to assure safe transport, § 299.431
(1984), a ban on the operation of waste disposal facilities unless
various design and technical requirements are satisfied and
appropriate permits obtained,
ibid., and § 299.432a (Supp.
1991), and commitments to promote source separation, compo sting,
and recycling, § 299.430a (Supp. 1991). The Michigan legislation
is
*1 am baffled by the Court's suggestion that this case might be
characterized as one in which garbage is being bought and sold. See
ante, at 359. There is no suggestion that petitioner is
making payment in order to have garbage delivered to it. Petitioner
is, instead, being paid to accept the garbage of which others wish
to be rid. There can be little doubt that in accepting this
garbage, petitioner is also imposing environmental and other risks
attendant to the waste's delivery and storage.
370
thus quite unlike the simple outright ban that we confronted in
Philadelphia.
In adopting this legislation, the Michigan Legislature also
appears to have concluded that, like the State, counties should
reap as they have sown-hardly a novel proposition. It has required
counties within the State to be responsible for the waste created
within the county. It has accomplished this by prohibiting waste
facilities from accepting waste generated from outside the county,
unless special permits are obtained. In the process, of course,
this facially neutral restriction (i.
e., it applies equally
to both interstate and intrastate waste) also works to ban disposal
from out-ofstate sources unless appropriate permits are procured.
But I cannot agree that such a requirement, when imposed as one
part of a comprehensive approach to regulating in this difficult
field, is the stuff of which economic protectionism is made.
If anything, the challenged regulation seems likely to work to
Michigan's economic disadvantage. This is because, by limiting
potential disposal volumes for any particular site, various fixed
costs will have to be recovered across smaller volumes, increasing
disposal costs per unit for Michigan consumers. 56 Fed. Reg. 50987
(1991). The regulation also will require some Michigan
counties-those that until now have been exporting their waste to
other locations in the State-to confront environmental and other
risks that they previously have avoided. Commerce Clause concerns
are at their nadir when a state Act works in this fashion-raising
prices for all the State's consumers, and working to the
substantial disadvantage of other segments of the State's
population-because in these circumstances "'a State's own political
processes will serve as a check against unduly burdensome
regulations.'"
Kassel v.
Consolidated Freightways Corp.
of Del., 450 U.
S. 662, 675 (1981) (quoting
Raymond Motor Transportation,
Inc. v.
Rice, 434 U. S. 429, 444, n. 18
(1978)). In sum, the law simply incorporates the com-
371
monsense notion that those responsible for a problem should be
responsible for its solution
to the degree they are responsible
for the problem but not further. At a minimum, I think the
facts just outlined suggest the State must be allowed to present
evidence on the economic, environmental, and other effects of its
legislation.
The Court suggests that our decisions in
Brimmer v.
Rebman, 138 U.
S. 78 (1891), and
Dean Milk Co. v.
Madison,
340 U. S. 349
(1951), foreclose the possibility that a statute attacked on
Commerce Clause grounds may be defended by pointing to the
statute's effects on intrastate commerce. But our decisions in
those cases did not rest on such a broad proposition. Instead, as
the passages quoted by the Court make clear, in both
Brimmer
and
Dean Milk the Court simply rejected the notion that
there could be a noneconomic protectionist reason for the bans at
issue, because the objects being banned presented no health or
environmental risk. See
Brimmer, 138 U. S., at 83 ("[i]f the
object of Virginia had been to obstruct the bringing into that
State, for uses as human food, of all beef, veal and mutton,
however wholesome" (emphasis added)); see also
ibid.
(comparing the statute to one that bans meat from other States "in
whatever form, and although
entirely sound and fit for human
food" (emphasis added));
Dean Milk, 340 U. S., at 354 (the
statute "excludes from distribution in Madison
wholesome
milk" (emphasis added)). It seems unlikely that the waste here is
"wholesome" or "entirely sound and fit." It appears, instead, to be
potentially dangerous-at least the State has so concluded. Nor does
the legislation appear to protect "a major local industry against
competition from without the State."
Ibid. Neither
Dean
Milk nor
Brimmer prohibits a State from adopting health
and safety regulations that are directed to legitimate local
concerns. See
Maine v.
Taylor, 477 U. S. 131 (1986). I
would remand this case to give the State an opportunity to show
that this is such a regulation.
372
We confirmed in
Sporhase v.
Nebraska ex rel. Douglas,
458 U. S. 941 (1982), that a State's effort to adopt a
comprehensive regime to address a major environmental threat or
threat to natural resources need not run afoul of the Commerce
Clause. In that case we noted that "[o]bviously, a State that
imposes severe withdrawal and use restrictions on its own citizens
is not discriminating against interstate commerce when it seeks to
prevent the uncontrolled transfer of water out of the State."
Id., at 955-956. Substitute "attractive and safe
environment" for "water" and one has the present case. Michigan has
limited the ability of its own population to despoil the
environment and to create health and safety risks by excessive and
uncontrolled waste disposal. It does not thereby violate the
Commerce Clause when it seeks to prevent this resource from being
exported-the effect if Michigan is forced to accept foreign waste
in its disposal facilities. Rather, the "resource has some indicia
of a good publicly produced and owned in which a State may favor
its own citizens in times of shortage."
Id., at 957. Of
course the State may choose not to do this, and in fact, in this
case Michigan does permit counties to decide on an individualized
basis whether to accept out-of-county waste. But such a result is
not constitutionally mandated.
The modern landfill is a technically complex engineering
exercise that comes replete with liners, leachate collection
systems, and highly regulated operating conditions. As a result,
siting a modern landfill can now proceed largely independent of the
landfill location's particular geological characteristics. See 56
Fed. Reg. 51009 (1991) (Environmental Protection Agency approved
"composite liner system is designed to be protective in all
locations, including poor locations");
id., at 51004-51005
(outlining additional technical requirements for only those
landfill sites (1) near airports, (2) on floodplains, (3) on
wetlands, (4) on fault areas, (5) on seismic impact zones, or (6)
on unstable areas). Given this, the laws of economics suggest that
landfills will sprout in places
373
where land is cheapest and population densities least. See AIm,
"Not in My Backyard:" Facing the Siting Question, 10 EPA J. 9
(1984) (noting the need for each county to accept a share of the
overall waste stream equivalent to what it generates so that "less
populated counties are protected against becoming the dumping
ground of the entire region"). I see no reason in the Commerce
Clause, however, that requires cheap-land States to become the
waste repositories for their brethren, thereby suffering the many
risks that such sites present.
The Court today penalizes the State of Michigan for what to all
appearances are its good-faith efforts, in turn encouraging each
State to ignore the waste problem in the hope that another will
pick up the slack. The Court's approach fails to recognize that the
latter option is one that is quite real and quite attractive for
many States-and becomes even more so when the intermediate option
of solving its own problems, but only its own problems, is
eliminated.
For the foregoing reasons, I respectfully dissent.
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