STEVENS, J., DISSENTING
FLORIDA V. POWELL
559 U. S. ____ (2010)
SUPREME COURT OF THE UNITED STATES
NO. 08-1175
FLORIDA, PETITIONER
v. KEVIN DEWAYNE
POWELL
on writ of certiorari to the supreme court of
florida
[February 23, 2010]
Justice Stevens, with whom
Justice Breyer joins as to Part II, dissenting.
Today, the Court decides a case
in which the Florida Supreme Court held a local police practice
violated the Florida Constitution. The Court’s power to review that
decision is doubtful at best; moreover, the Florida Supreme Court
has the better view on the merits.
I
In this case, the Florida Supreme
Court concluded that “[b]oth
Miranda and article I,
section 9 of the Florida Constitution require that a suspect be
clearly informed of the right to have a lawyer present during
questioning,” and that the warnings given to Powell did not satisfy
either the State or the Federal Constitution. 998 So. 2d 531,
542 (2008). In my view, the Florida Supreme Court held on an
adequate and independent state-law ground that the warnings
provided to Powell did not sufficiently inform him of the
“ ‘right to a lawyer’s help’ ” under the Florida
Constitution,
id., at 535. This Court therefore lacks
jurisdiction to review the judgment below, notwithstanding the
failure of that court to include some express sentence that would
satisfy this Court’s “plain-statement rule,”
ante, at
5.
The
adequate-and-independent-state-ground doctrine rests on two
“cornerstones”: “[r]espect for the independence of state courts”
and “avoidance of rendering advisory opinions.”
Michigan
v.
Long,
463 U. S. 1032, 1040
(1983). In
Long, the Court adopted a novel presumption in
favor of jurisdiction when the independence of a state court’s
state-law judgment is not clear. But we only respect the
independence of state courts and avoid rendering advisory opinions
if we limit the application of that presumption to truly ambiguous
cases.[
Footnote 1] This is not
such a case.
“[I]f the same judgment would be rendered by
the state court after we corrected its views of federal laws, our
review could amount to nothing more than an advisory opinion.”
Herb v.
Pitcairn,
324 U. S. 117, 126
(1945). In
Long we advised every state court of a formula
by which it could assure us that our review would indeed amount to
nothing more than an advisory opinion. The state court “need only
make clear by a plain statement in its judgment or opinion that the
federal cases are being used only for the purpose of guidance, and
do not themselves compel the result that the court has reached.”
463 U. S.
, at 1041. That advice has sometimes been
misunderstood as a command that unless such a plain statement is
included in a state-court opinion, the court’s ruling cannot have
rested on an adequate and independent state ground. But the real
question is whether “the adequacy and independence of any possible
state law ground is … clear from the face of the opinion.”
Id., at 1040–1041. Even if a state court opinion does not
include the magic words set forth in
Long, or some
similarly explicit sentence, we lack jurisdiction if it is
nonetheless apparent that the decision is indeed supported by an
adequate and independent state ground. Contrary to the assumption
made by the Court, we have no power to assume jurisdiction that
does not otherwise exist simply because the Florida Supreme Court
did not include in its decision some express statement that its
interpretation of state law is independent.
In my view, we can tell from the face of the
Florida Supreme Court’s opinion that “the decision rested on a
state ground separate from
Miranda,”
ante, at
6
. This case is easily distinguished from
Long in
that regard. In
Long, although the Michigan Supreme Court
had twice cited the Michigan Constitution in its opinion, it
“relied
exclusively on its understanding of
Terry
[v.
Ohio,
392
U. S. 1 (1968),] and other federal cases. Not a single state
case was cited to support the state court’s holding that the search
of the passenger compartment was unconstitutional.” 463 U.
S.
, at 1043. There was, in short, nothing to “indicate
that the decision below rested on grounds in any way
independent from the state court’s interpretation of
federal law.”
Id., at 1044.
Other cases in which we have applied the
Long presumption have been similarly devoid of independent
state-law analysis. We typically apply the
Long
presumption when the state court’s decision cited a state
constitutional provision only a few times or not at all, and rested
exclusively upon federal cases or upon state cases that themselves
cited only federal law.[
Footnote
2] We have also applied
Long when the state court’s
decision indicated that under state law, the relevant state
constitutional provision is considered coextensive with the federal
one.[
Footnote 3] This case
shares none of those features.[
Footnote 4]
The Florida Supreme Court did not merely cite
the Florida Constitution a time or two without state-law
analysis.[
Footnote 5] Rather,
the court discussed and relied on the separate rights provided
under Art. I, §9 of the Florida Constitution. For example,
after a paragraph describing the general scope of
Miranda
warnings under federal law, the Court explained the general scope
of warnings under state law. 998 So. 2d, at 534–535 (“[T]o
ensure the voluntariness of confessions as required by article I,
section 9 of the Florida Constitution, this Court in
Traylor v.
State, 596 So. 2d 957 (Fla.
1992), outlined the … rights Florida suspects must be told of prior
to custodial interrogation,” which includes “ ‘that they have
a right to a lawyer’s help’ ”). The court consistently
referred to these state-law rights as separate and distinct from
Miranda, noting that in its earlier cases, it had
explained that “the requirements of both the Fifth Amendment, as
explained in
Miranda, and the Florida Constitution, as
explained in
Traylor,” include “the requirement that a
suspect be informed of the right to have counsel present during
questioning.” 998 So. 2d, at 537–538. And when applying the law to
the specific facts of this case, the Florida Supreme Court again
invoked the specific and distinct “right to a lawyer’s help” under
the Florida Constitution.
Id., at 540.
Moreover, the state cases relied upon by the
Florida Supreme Court did not themselves rely exclusively on
federal law. The primary case relied upon for the state-law
holding,
Traylor, rested exclusively upon state law. See
596 So. 2d, at 961. In that decision, the Florida Supreme
Court embraced the principle that “[w]hen called upon to decide
matters of fundamental rights, Florida’s state courts are bound
under federalist principles to give primacy to our state
Constitution and to give independent legal import to every phrase
and clause contained therein.”
Id., at 962. Elaborating
upon the meaning of Art. I, §9 of the Florida Constitution,
the Florida Supreme Court explained the roots of Florida’s
commitment to protecting its citizens from self-incrimination.
Florida has long “required as a matter of state law that one
charged with a crime be informed of his rights prior to rendering a
confession.”
Id., at 964. It has required warnings before
some interrogations since at least 1889, and has for that long
excluded confessions obtained in violation of those rules.
Ibid. In sum, this case looks quite different from those
cases in which we have applied the
Long presumption in the
past.
The Court concludes otherwise by relying
primarily upon the formulation of the certified question and
restatements of that question within the Florida Supreme Court’s
opinion. See
ante, at 6. Yet while the certified question
asks whether particular phrases “vitiate[d]
Miranda
warnings,” 998 So. 2d, at 532 (capitalization and footnote
omitted),
Miranda has become a generic term to refer to
the warnings suspects must be given before interrogation, see
Merriam-Webster’s Collegiate Dictionary 792 (11th ed. 2003)
(defining “Miranda” as “of, relating to, or being the legal rights
of an arrested person to have an attorney and to remain silent so
as to avoid self-incrimination”). Thus, its invocation of
Miranda in the certified question and in its statement of
the issue presented is entirely consistent with the fact that the
state-law basis for its decision is fully adequate and
independent.
That said, I agree with the Court that the
decision below is interwoven with federal law. In reaching its
state-law holding, the Florida Supreme Court found
Miranda
and our other precedents instructive.[
Footnote 6] But that alone is insufficient to assure our
jurisdiction, even under
Long. In my view, the
judgment—reversal of Powell’s conviction—is supported by the
Florida Supreme Court’s independent and carefully considered
holding that these warnings were inadequate under the Florida
Constitution. See 998 So. 2d, at 534–535, 537–538, 540,
542.
The Court acknowledges that nothing in today’s
decision “trenches on the Florida Supreme Court’s authority to
impose, based on the State’s Constitution, any additional
protections against coerced confessions it deems appropriate.”
Ante, at 7. As the Florida Supreme Court has noted on more
than one occasion, its interpretation of the Florida Constitution’s
privilege against self-incrimination need not track our
construction of the parallel provision in the Federal Constitution.
See
Rigterink v.
State, 2 So. 3d 221, 241 (2009)
(“[T]he federal Constitution sets the floor, not the ceiling, and
this Court retains the ability to interpret the right against
self-incrimination afforded by the Florida Constitution more
broadly than that afforded by its federal counterpart”);
Traylor, 596 So. 2d, at 961–963. In this very case,
the Florida Supreme Court may reinstate its judgment upon remand.
If the Florida Supreme Court does so, as I expect it will, this
Court’s opinion on the merits will qualify as the sort of advisory
opinion that we should studiously seek to avoid.
II
The Court’s decision on the
merits is also unpersuasive. As we recognized in
Miranda,
“the right to have counsel present at [an] interrogation is
indispensable to the protection of the Fifth Amendment privilege.”
Miranda v.
Arizona,
384 U. S. 436, 469 (1966).
Furthermore, “the need for counsel to protect the Fifth Amendment
privilege comprehends not merely a right to consult with counsel
prior to questioning, but also to have counsel present during any
questioning.”
Id., at 470. Because the “accused who does
not know his rights and therefore does not make a request may be
the person who most needs counsel,”
id., at 470–471, a
defendant “must be clearly informed” regarding two aspects of his
right to consult an attorney: “the right to consult with a lawyer
and to have the lawyer with him during interrogation,”
id., at 471.
In this case, the form regularly
used by the Tampa police warned Powell that he had “the right to
talk to a lawyer before answering any of our questions.” App. 3.
This informed him only of the right to consult with a lawyer before
questioning, the very right the
Miranda Court identified
as insufficient to protect the Fifth Amendment privilege. The
warning did not say anything about the right to have counsel
present during interrogation. Although we have never required
“rigidity in the
form of the required warnings,”
California v.
Prysock,
453 U. S. 355, 359 (1981)
(per
curiam), this is, I believe, the first time the Court has
approved a warning which, if given its natural reading, entirely
omitted an essential element of a suspect’s rights.
Despite the failure of the warning to mention
it, in the Court’s view the warning “reasonably conveyed” to Powell
that he had the right to a lawyer’s presence during the
interrogation.
Ante, at 10. The Court cobbles together
this conclusion from two elements of the warning. First, the Court
assumes the warning regarding Powell’s right “to talk to a lawyer
before answering any of [the officers’] questions,” App. 3,
conveyed that “Powell could consult with a lawyer before answering
any
particular question,”
ante, at 10 (emphasis
added).[
Footnote 7] Second, in
the Court’s view, the addition of a catchall clause at the end of
the recitation of rights “confirmed” that Powell could use his
right to consult an attorney “while the interrogation was
underway.”
Ibid.
The more natural reading of the warning Powell
was given, which (1) contained a temporal limit and (2) failed to
mention his right to the presence of counsel in the interrogation
room, is that Powell only had the right to consult with an attorney
before the interrogation began, not that he had the right to have
an attorney with him during questioning. Even those few Courts of
Appeals that have approved warnings that did not expressly mention
the right to an attorney’s presence during interrogation[
Footnote 8] have found language of the
sort used in Powell’s warning to be misleading. For instance,
petitioner cites the Second Circuit’s decision in
United
States v.
Lamia, 429 F. 2d 373 (1970), as an
example of a court applying the properly flexible approach to
Miranda. But in that case, the Second Circuit expressly
distinguished a warning that a suspect “ ‘could consult an
attorney prior to any question,’ ” which was “affirmatively
misleading since it was thought to imply that the attorney could
not be present during questioning.” 429 F. 2d, at
377.[
Footnote 9] That even the
Courts of Appeals taking the most flexible approach to
Miranda have found warnings like Powell’s misleading
should caution the Court against concluding that such a warning
reasonably conveyed Powell’s right to have an attorney with him
during the interrogation.
When the relevant clause of the warning in
this case is given its most natural reading, the catchall clause
does not meaningfully clarify Powell’s rights. It communicated that
Powell could exercise the previously listed rights at any time. Yet
the only previously listed right was the “right to talk to a lawyer
before answering any of [the officers’] questions.” App. 3
(emphasis added). Informing Powell that he could exercise, at any
time during the interview, the right to talk to a lawyer
before answering any questions did not reasonably convey
the right to talk to a lawyer
after answering some
questions, much less implicitly inform Powell of his right to have
a lawyer with him at all times during interrogation. An intelligent
suspect could reasonably conclude that all he was provided was a
one-time right to consult with an attorney, not a right to have an
attorney present with him in the interrogation room at all
times.[
Footnote 10]
The Court relies on
Duckworth v.
Eagan,
492
U. S. 195 (1989), and
Prysock,
453 U. S. 355, but in neither case did
the warning at issue completely omit one of a suspect’s rights. In
Prysock, the warning regarding the right to an appointed
attorney contained no temporal limitation, see
id., at
360–361, which clearly distinguishes that case from Powell’s. In
Duckworth, the suspect was explicitly informed that he had
the right “to talk to a lawyer for advice before we ask you any
questions, and to have him with you during questioning,” and that
he had “this right to the advice and presence of a lawyer even if
you cannot afford to hire one.” 492 U. S., at 198 (emphasis
deleted; internal quotation marks omitted). The warning thus
conveyed in full the right to appointed counsel before and during
the interrogation. Although the warning was arguably undercut by
the addition of a statement that an attorney would be appointed “if
and when you go to court,” the Court found the suspect was informed
of his full rights and the warning simply added additional,
truthful information regarding when counsel would be appointed.
Ibid. (emphasis deleted; internal quotation marks
omitted). Unlike the
Duckworth warning, Powell’s warning
did not convey his
Miranda rights in full with the
addition of some arguably misleading statement. Rather, the warning
entirely failed to inform him of the separate and distinct right
“to have counsel present during any questioning.”
Miranda,
384 U. S., at 470.
In sum, the warning at issue in this case did
not reasonably convey to Powell his right to have a lawyer with him
during the interrogation. “The requirement of warnings … [is]
fundamental with respect to the Fifth Amendment privilege and not
simply a preliminary ritual to existing methods of interrogation.”
Id., at 476. In determining that the warning implied what
it did not say, it is the Court “that is guilty of attaching
greater importance to the form of the
Miranda ritual than
to the substance of the message it is intended to convey.”
Prysock, 453 U. S., at 366 (Stevens, J., dissenting).
III
Whether we focus on Powell’s
particular case, or the use of the warning form as the standard
used in one jurisdiction, it is clear that the form is imperfect.
See
ante, at 12. As the majority’s decision today
demonstrates, reasonable judges may well differ over the question
whether the deficiency is serious enough to violate the Federal
Constitution. That difference of opinion, in my judgment, falls
short of providing a justification for reviewing this case when the
judges of the highest court of the State have decided the warning
is insufficiently protective of the rights of the State’s citizens.
In my view, respect for the independence of state courts, and their
authority to set the rules by which their citizens are protected,
should result in a dismissal of this petition.
I respectfully dissent.
Footnote 1
In my view, this Court would better respect
the independence of state courts by applying the opposite
presumption, as it did in the years prior to 1983. See
Long, 463 U. S., at 1066–1067 (Stevens, J., dissenting).
But accepting
Long as the law, we can limit its negative
effects—unnecessary intrusion into the business of the state courts
and unnecessary advisory opinions—only if we limit its application
to cases in which the independence of the state-law ground is in
serious doubt. See
Pennsylvania v.
Labron,
518 U. S. 938, 950 (1996) (Stevens,
J., dissenting) (“[T]he unfortunate effects of [its] rule” are
“exacerbate[d] … to a nearly intolerable degree” when the
Long presumption is applied to cases in which “the
state-law ground supporting th[e] judgmen[t] is so much clearer
than has been true on most prior occasions”).
Footnote 2
See,
e.g.,
Illinois v.
Fisher,
540
U. S. 544, 547, n. (2004)
(per curiam) (describing
decision below as relying upon the portion of a state precedent
that solely discussed due process under the Federal Constitution);
Ohio v.
Robinette,
519 U. S. 33, 37 (1996)
(“[T]he only cases [the opinion] discusses or even cites are
federal cases, except for one state case which itself applies the
Federal Constitution”);
Illinois v.
Rodriguez,
497 U. S. 177,
182 (1990) (“The opinion does not rely on (or even mention) any
specific provision of the Illinois Constitution, nor even the
Illinois Constitution generally. Even the Illinois cases cited by
the opinion rely on no constitutional provisions other than the
Fourth and Fourteenth Amendments of the United States
Constitution”);
Florida v.
Riley,
488 U. S. 445, 448, n. 1
(1989) (plurality opinion) (finding Florida Supreme Court mentioned
the State Constitution three times but the discussion “focused
exclusively on federal cases dealing with the Fourth Amendment”);
Michigan v.
Chesternut,
486 U. S. 567, 571, n. 3
(1988) (describing state court as resting its holding on two state
cases that each relied upon federal law);
New York v.
P. J. Video, Inc.,
475 U. S. 868, 872, n. 4
(1986) (“Here, the New York Court of Appeals cited the New York
Constitution only once, near the beginning of its opinion … [and]
repeatedly referred to the ‘First Amendment’ and ‘Fourth Amendment’
during its discussion of the merits of the case”);
Oliver
v.
United States,
466 U. S. 170, 175, n. 5
(1984) (“The Maine Supreme Judicial court referred only to the
Fourth Amendment … [and] the prior state cases that the court cited
also construed the Federal Constitution”).
Footnote 3
See,
e.g.,
Fitzgerald v.
Racing Assn. of Central Iowa,
539 U. S. 103, 106
(2003) (“The Iowa Supreme Court’s opinion … says that ‘Iowa courts
are to “apply the same analysis in considering the state equal
protection clause as … in considering the federal equal protection
claim” ’ ”);
Pennsylvania v.
Muniz,
496 U. S. 582,
588, n. 4 (1990) (state court explained that relevant state
constitutional provision “offers a protection against
self-incrimination identical to that provided by the Fifth
Amendment” (internal quotation marks omitted));
Maryland
v.
Garrison, 480 U. S. 79, 83–84
(1987) (state-court opinion relied on state cases but indicated
“that the Maryland constitutional provision is construed
in
pari materia with the Fourth Amendment”).
Footnote 4
I do not mean to suggest that this Court has
never reached out beyond these bounds in order to decide a case.
For example, in
Labron,
518 U. S. 938, we found that a state
court decision resting on the “Commonwealth’s jurisprudence of the
automobile exception,”
Commonwealth v.
Labron,
543 Pa. 86, 100, 669 A. 2d 917, 924 (1995), was not so clearly
based on state law that the
Long presumption did not
apply, even though only “some” of the state cases discussed in the
state court’s opinion analyzed federal law. 518 U. S., at 939. The
Court’s analysis proved wrong; on remand, the Pennsylvania Supreme
Court reaffirmed its prior holding and “explicitly note[d] that it
was, in fact, decided upon independent grounds, i.e., Article I,
Section 8 of the Pennsylvania Constitution.”
Commonwealth
v.
Labron, 547 Pa. 344, 345, 690 A. 2d 228 (1997).
That we have overreached before is no reason to repeat the mistake
again.
Footnote 5
In examining what the state-court opinion
said regarding state law, and whether the state precedent cited in
the opinion relied upon state law, I am undertaking no effort more
arduous than what the Court has typically undertaken in order to
determine whether the
Long presumption applies: examining
how frequently a state-court opinion cited state law, whether state
law is coextensive with federal law, and whether the cited state
cases relied upon federal law. See nn. 2–3,
supra.
Footnote 6
The Florida Supreme Court need not have
decided that state-law sources “gave Powell rights … broader than …
those delineated in
Miranda,”
ante, at 6, in
order for its judgment to have rested upon an independent state-law
ground. The independence of a state-law ground may be especially
clear when a state court explicitly finds that the state
constitution is more protective of a certain right than the
national charter, but a state constitutional provision is no less
independent for providing the same protection in a given case as
does the federal provision, so long as the content of the state-law
right is not compelled by or dependent upon federal law. Unlike
other provisions of Art. I of the Florida Constitution, §9 does not
contain an express proviso requiring that the right be construed in
conformity with the analogous federal provision. Compare Fla.
Const., Art. I, §9, with Fla. Const., Art I, §12. Furthermore,
under Florida law the scope of Art. I, §9 is clearly not dependent
upon federal law.
Rigterink v.
State, 2 So. 3d
221, 241 (Fla. 2009);
Traylor v.
State, 596
So. 2d 957, 962 (Fla. 1992).
Footnote 7
This assumption makes it easier for the Court
to conclude the warning conveyed a right to have a lawyer present.
If a suspect is told he has the right to consult with an attorney
before answering any particular question, the Court may be correct
that he would reasonably conclude he has the right to a lawyer’s
presence because otherwise he would have to imagine he could
consult his attorney in some unlikely fashion (
e.g., by
leaving the interrogation room between every question).
Footnote 8
Several Courts of Appeals have held that
warnings that did not expressly inform a suspect of his right to
have counsel present during interrogation did not adequately inform
a suspect of his
Miranda rights. See,
e.g.,
United States v.
Tillman, 963 F. 2d 137, 141
(CA6 1992);
United States v.
Bland, 908
F. 2d 471, 474 (CA9 1990);
United States v.
Anthon, 648 F. 2d 669, 672–673 (CA10 1981);
Windsor v.
United States, 389 F. 2d 530, 533
(CA5 1968). And most of the Circuits that have not required express
mention of the right to an attorney’s presence have approved only
general warnings regarding the right to an attorney; that is,
warnings which did not specifically mention the right to counsel’s
presence during interrogation but which also contained no limiting
words that might mislead a suspect as to the broad nature of his
right to counsel. See,
e.g.,
United States v.
Frankson, 83 F. 3d 79, 82 (CA4 1996);
United
States v.
Caldwell, 954 F. 2d 496, 502 (CA8
1992);
United States v.
Adams, 484 F. 2d
357, 361–362 (CA7 1973). I am doubtful that warning a suspect of
his “right to counsel,” without more, reasonably conveys a
suspect’s full rights under
Miranda, but at least such a
general warning does not include the same sort of misleading
temporal limitation as in Powell’s warning.
Footnote 9
Petitioner also cites
Bridgers v.
Dretke, 431 F. 3d 853 (CA5 2005), in which the Fifth
Circuit held the Texas Court of Criminal Appeals did not
unreasonably apply clearly established federal law in finding
adequate a warning in which a suspect was informed that “he had the
right to the
presence of an attorney before any
questioning commenced.”
Id., at 857 (internal quotation
marks omitted). But even assuming that warning would sufficiently
apprise an individual of his right to an attorney’s presence
during interrogation, the fact that the warning mentioned
an attorney’s presence materially distinguishes it from the warning
Powell received. The Fifth Circuit quoted with approval the state
court’s assessment that warning a suspect solely that “he had the
right to consult or speak to an attorney before questioning … might
have created the [impermissible] impression that the attorney could
not be present during interrogation.”
Ibid. (internal
quotation marks omitted).
Footnote 10
The Court supports its analysis by taking
note of Powell’s testimony at trial, given after the trial judge
had overruled his lawyer’s objection that the warning he received
was inadequate. In my view, the testimony in context is not
probative of what Powell thought the warnings meant. It did not
explore what Powell understood the warnings to mean, but simply
established, as a prelude to Powell’s testimony explaining his
prior statement, that he had waived his rights. Regardless, the
testimony is irrelevant, as the Court acknowledges. “No amount of
circumstantial evidence that a person may have been aware of [the
right to have a lawyer with him during interrogation] will suffice
to stand” in the stead of an adequate warning.
Miranda v.
Arizona,
384 U. S. 436, 471–472 (1966).
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