OPINION OF THE COURT
FLORIDA V. NIXON
543 U. S. ____ (2004)
SUPREME COURT OF THE UNITED STATES
NO. 03-931
FLORIDA, PETITIONER
v. JOE ELTON NIXON
on writ of certiorari to the supreme court of
florida
[December 13, 2004]
Justice Ginsburg delivered the
opinion of the Court.
This capital case concerns
defense counsel’s strategic decision to concede, at the guilt phase
of the trial, the defendant’s commission of murder, and to
concentrate the defense on establishing, at the penalty phase,
cause for sparing the defendant’s life. Any concession of that
order, the Florida Supreme Court held, made without the defendant’s
express consent—however gruesome the crime and despite the strength
of the evidence of guilt—automatically ranks as prejudicial
ineffective assistance of counsel necessitating a new trial. We
reverse the Florida Supreme Court’s judgment.
Defense counsel undoubtedly has a duty to
discuss potential strategies with the defendant. See
Strickland v.
Washington, 466
U. S. 668, 688 (1984). But when a defendant, informed by
counsel, neither consents nor objects to the course counsel
describes as the most promising means to avert a sentence of death,
counsel is not automatically barred from pursuing that course. The
reasonableness of counsel’s performance, after consultation with
the defendant yields no response, must be judged in accord with the
inquiry generally applicable to ineffective-assistance-of-counsel
claims: Did counsel’s representation “f[a]ll below an objective
standard of reasonableness”?
Id., at 688, 694. The Florida
Supreme Court erred in applying, instead, a presumption of
deficient performance, as well as a presumption of prejudice; that
latter presumption, we have instructed, is reserved for cases in
which counsel fails meaningfully to oppose the prosecution’s case.
United States v.
Cronic,
466
U. S. 648, 659 (1984). A presumption of prejudice is not in
order based solely on a defendant’s failure to provide express
consent to a tenable strategy counsel has adequately disclosed to
and discussed with the defendant.
I
On Monday, August 13, 1984, near
a dirt road in the environs of Tallahassee, Florida, a passing
motorist discovered Jeanne Bickner’s charred body.
Nixon
v.
State, 572 So. 2d 1336, 1337 (Fla. 1990)
(Nixon I); 13 Record 2464–2466. Bickner had been tied to a
tree and set on fire while still alive.
Id., at 2475,
2483–2484. Her left leg and arm, and most of her hair and skin, had
been burned away.
Id., at 2475–2476. The next day, police
found Bickner’s car, abandoned on a Tallahassee street corner, on
fire.
Id., at 2520. Police arrested 23-year-old Joe Elton
Nixon later that morning, after Nixon’s brother informed the
sheriff’s office that Nixon had confessed to the murder.
Id., at 2559.
Questioned by the police, Nixon
described in graphic detail how he had kidnaped Bickner, then
killed her.[
Footnote 1] He
recounted that he had approached Bickner, a stranger, in a mall,
and asked her to help him jump-start his car. 5
id., at
919–921. Bickner offered Nixon a ride home in her 1973 MG sports
car.
Id., at 922. Once on the road, Nixon directed Bickner
to drive to a remote place; en route, he overpowered her and
stopped the car.
Id., at 924, 926–927. Nixon next put
Bickner in the MG’s trunk, drove into a wooded area, removed
Bickner from the car, and tied her to a tree with jumper cables.
Id., at 930–931. Bickner pleaded with Nixon to release
her, offering him money in exchange.
Id., at 928.
Concerned that Bickner might identify him, Nixon decided to kill
her.
Id., at 929. He set fire to Bickner’s personal
belongings and ignited her with burning objects.
Id., at
934–935. Nixon drove away in the MG, and later told his brother and
girlfriend what he had done.
Id., at 938, 961. He burned
the MG on Tuesday, August 14, after reading in the newspaper that
Bickner’s body had been discovered.
Id., at 963, 982.
The State gathered overwhelming evidence
establishing that Nixon had committed the murder in the manner he
described. A witness saw Nixon approach Bickner in the mall’s
parking lot on August 12, and observed Bickner taking jumper cables
out of the trunk of her car and giving them to Nixon. 13
id., at 2447–2448, 2450. Several witnesses told police
they saw Nixon driving around in the MG in the hours and days
following Bickner’s death. See
id., at 2456, 2487–2488;
2498; 2509. Nixon’s palm print was found on the trunk of the car.
Id., at 2548–2549. Nixon’s girlfriend, Wanda Robinson, and
his brother, John Nixon, both stated that Nixon told them he had
killed someone and showed them two rings later identified as
Bickner’s. 5
id., at 971, 987; 13
id., at 2565.
According to Nixon’s brother, Nixon pawned the rings, 5
id., at 986, and attempted to sell the car,
id.,
at 973. At a local pawnshop, police recovered the rings and a
receipt for them bearing Nixon’s driver’s license number; the
pawnshop owner identified Nixon as the person who sold the rings to
him. 13
id., at 2568–2569.
In late August 1984, Nixon was indicted in
Leon County, Florida, for first-degree murder, kidnaping, robbery,
and arson. See App. 1, 55. Assistant public defender Michael Corin,
assigned to represent Nixon, see
id., at 232, filed a plea
of not guilty,
id., at 468–469, and deposed all of the
State’s potential witnesses,
id., at 53–58. Corin
concluded, given the strength of the evidence, that Nixon’s guilt
was not “subject to any reasonable dispute.”
Id., at
490.[
Footnote 2] Corin
thereupon commenced plea negotiations, hoping to persuade the
prosecution to drop the death penalty in exchange for Nixon’s
guilty pleas to all charges.
Id., at 336–338; 507.
Negotiations broke down when the prosecutors indicated their
unwillingness to recommend a sentence other than death. See
id., at 339, 508.
Faced with the inevitability of going to trial
on a capital charge, Corin turned his attention to the penalty
phase, believing that the only way to save Nixon’s life would be to
present extensive mitigation evidence centering on Nixon’s mental
instability.
Id., at 261, 473; see also
id., at
102. Experienced in capital defense, see
id., at 248–250,
Corin feared that denying Nixon’s commission of the kidnaping and
murder during the guilt phase would compromise Corin’s ability to
persuade the jury, during the penalty phase, that Nixon’s conduct
was the product of his mental illness. See
id., at 473,
490, 505. Corin concluded that the best strategy would be to
concede guilt, thereby preserving his credibility in urging
leniency during the penalty phase.
Id., at 458, 505.
Corin attempted to explain this strategy to
Nixon at least three times.
Id., at 254–255. Although
Corin had represented Nixon previously on unrelated charges and the
two had a good relationship in Corin’s estimation, see
id., at 466–467, Nixon was generally unresponsive during
their discussions,
id., at 478–480. He never verbally
approved or protested Corin’s proposed strategy.
Id., at
234–238; 255; 501. Overall, Nixon gave Corin very little, if any,
assistance or direction in preparing the case,
id., at
478, and refused to attend pretrial dispositions of various
motions,
Nixon I, 572 So. 2d, at 1341; App. 478.
Corin eventually exercised his professional judgment to pursue the
concession strategy. As he explained: “There are many times lawyers
make decisions because they have to make them because the client
does nothing.”
Id., at 486.
When Nixon’s trial began on July 15, 1985, his
unresponsiveness deepened into disruptive and violent behavior. On
the second day of jury selection, Nixon pulled off his clothing,
demanded a black judge and lawyer, refused to be escorted into the
courtroom, and threatened to force the guards to shoot him.
Nixon I, 572 So. 2d, at 1341; 10 Record 1934–1935. An
extended on-the-record colloquy followed Nixon’s bizarre behavior,
during which Corin urged the trial judge to explain Nixon’s rights
to him and ascertain whether Nixon understood the significance of
absenting himself from the trial. Corin also argued that
restraining Nixon and compelling him to be present would prejudice
him in the eyes of the jury.
Id., at 1918–1920. When the
judge examined Nixon on the record in a holding cell, Nixon stated
he had no interest in the trial and threatened to misbehave if
forced to attend.
Id., at 1926–1931. The judge ruled that
Nixon had intelligently and voluntarily waived his right to be
present at trial.
Id., at 1938; 11
id., at
2020.
The guilt phase of the trial thus began in
Nixon’s absence.[
Footnote 3] In
his opening statement, Corin acknowledged Nixon’s guilt and urged
the jury to focus on the penalty phase:
“In this case, there won’t be any
question, none whatsoever, that my client, Joe Elton Nixon, caused
Jeannie Bickner’s death… . [T]hat fact will be proved to your
satisfaction beyond any doubt.
“This case is about the death of Joe Elton
Nixon and whether it should occur within the next few years by
electrocution or maybe its natural expiration after a lifetime of
confinement.
.....
“Now, in arriving at your verdict, in your
penalty recommendation, for we will get that far, you are going to
learn many facts … about Joe Elton Nixon. Some of those facts are
going to be good. That may not seem clear to you at this time. But,
and sadly, most of the things you learn of Joe Elton Nixon are not
going to be good. But, I’m suggesting to you that when you have
seen all the testimony, heard all the testimony and the evidence
that has been shown, there are going to be reasons why you should
recommend that his life be spared.” App. 71–72.
During its case in chief, the
State introduced the tape of Nixon’s confession, expert testimony
on the manner in which Bickner died, and witness testimony
regarding Nixon’s confessions to his relatives and his possession
of Bickner’s car and personal effects. Corin cross-examined these
witnesses only when he felt their statements needed clarification,
see,
e.g., 13 Record 2504, and he did not present a
defense case, 20
id., at 3741. Corin did object to the
introduction of crime scene photographs as unduly prejudicial, 13
id., at 2470, and actively contested several aspects of
the jury instructions during the charge conference, 11
id., at 2050–2058. In his closing argument, Corin again
conceded Nixon’s guilt, App. 73, and reminded the jury of the
importance of the penalty phase: “I will hope to … argue to you and
give you reasons not that Mr. Nixon’s life be spared one final and
terminal confinement forever, but that he not be sentenced to die,”
id., at 74. The jury found Nixon guilty on all counts.
At the start of the penalty phase, Corin
argued to the jury that “Joe Elton Nixon is not normal organically,
intellectually, emotionally or educationally or in any other way.”
Id., at 102. Corin presented the testimony of eight
witnesses. Relatives and friends described Nixon’s childhood
emotional troubles and his erratic behavior in the days preceding
the murder. See,
e.g., id., at 108–120. A
psychiatrist and a psychologist addressed Nixon’s antisocial
personality, his history of emotional instability and psychiatric
care, his low IQ, and the possibility that at some point he
suffered brain damage.
Id., at 143–147; 162–166. The State
presented little evidence during the penalty phase, simply
incorporating its guilt-phase evidence by reference, and
introducing testimony, over Corin’s objection, that Nixon had
removed Bickner’s underwear in order to terrorize her.
Id., at 105–106.
In his closing argument, Corin emphasized
Nixon’s youth, the psychiatric evidence, and the jury’s discretion
to consider any mitigating circumstances,
id., at 194–199;
Corin urged that, if not sentenced to death, “Joe Elton Nixon would
[n]ever be released from confinement,”
id., at 207. The
death penalty, Corin maintained, was appropriate only for “intact
human being[s],” and “Joe Elton Nixon is not one of those. He’s
never been one of those. He never will be one of those.”
Id., at 209. Corin concluded: “You know, we’re not around
here all that long. And it’s rare when we have the opportunity to
give or take life. And you have that opportunity to give life. And
I’m going to ask you to do that. Thank you.”
Ibid. After
deliberating for approximately three hours, the jury recommended
that Nixon be sentenced to death. See 21 Record 4013.
In accord with the jury’s recommendation, the
trial court imposed the death penalty.
Nixon I,
572 So. 2d, at 1338. Notably, at the close of the penalty
phase, the court commended Corin’s performance during the trial,
stating that “the tactic employed by trial counsel … was an
excellent analysis of [the] reality of his case.” 21 Record 4009.
The evidence of guilt “would have persuaded any jury … beyond all
doubt,” and “[f]or trial counsel to have inferred that Mr. Nixon
was not guilty … would have deprived [counsel] of any credibility
during the penalty phase.”
Id., at 4010.
On direct appeal to the Florida Supreme Court,
Nixon, represented by new counsel, argued that Corin had rendered
ineffective assistance by conceding Nixon’s guilt without obtaining
Nixon’s express consent.
Nixon I, 572
So. 2d, at 1338–1339. Relying on
United States v.
Cronic, 466
U. S. 648 (1984), new counsel urged that Corin’s concession
should be presumed prejudicial because it left the prosecution’s
case unexposed to “meaningful adversarial testing,”
id.,
at 658–659. The Florida Supreme Court remanded for an evidentiary
hearing on whether Nixon consented to the strategy, see App.
216–217, but ultimately declined to rule on the matter, finding the
evidence of Corin’s interactions with Nixon inconclusive.
Nixon
I, 572 So. 2d, at 1340.
In a motion for postconviction relief pursuant
to Florida Rule of Criminal Procedure 3.850 (1999), Nixon renewed
his
Cronic-based “presumption of prejudice”
ineffective-assistance-of-counsel claim.[
Footnote 4] After the trial court rejected the claim,
State v.
Nixon, Case No. 84–2324 (Cir. Ct., Oct.
22, 1997), App. 389–390, the Florida Supreme Court remanded for a
further hearing on Nixon’s consent to defense counsel’s strategy.
Nixon v.
Singletary, 758 So. 2d 618, 625
(Fla. 2000)
(Nixon II). Corin’s concession, according to
the Florida Supreme Court, was the “functional equivalent of a
guilty plea” in that it allowed the prosecution’s guilt-phase case
to proceed essentially without opposition.
Id., at
622–624. Under
Boykin v.
Alabama, 395 U. S. 238, 242–243 (1969), a
guilty plea cannot be inferred from silence; it must be based on
express affirmations made intelligently and voluntarily. Similarly,
the Florida Supreme Court stated, a concession of guilt at trial
requires a defendant’s “affirmative, explicit acceptance,” without
which counsel’s performance is presumptively inadequate.
Nixon
II, 758 So. 2d, at 624. The court acknowledged that Nixon
was “very disruptive and uncooperative at trial,” and that
“counsel’s strategy may have been in Nixon’s best interest.”
Id., at 625. Nevertheless, the court firmly declared that
“[s]ilent acquiescence is not enough,”
id., at 624;
counsel who concedes a defendant’s guilt is inevitably ineffective,
the court ruled, if the defendant does not expressly approve
counsel’s course,
id., at 625.
On remand, Corin testified that he explained
his view of the case to Nixon several times, App. 479–480, and that
at each consultation, Nixon “did nothing affirmative or negative,”
id., at 481–482; see also
id., at 486–487.
Failing to elicit a definitive response from Nixon, Corin stated,
he chose to pursue the concession strategy because, in his
professional judgment, it appeared to be “the only way to save
[Nixon’s] life.”
Id., at 472. Nixon did not testify at the
hearing. The trial court found that Nixon’s “natural pattern of
communication” with Corin involved passively receiving information,
and that Nixon consented to the strategy “through his behavior.”
State v.
Nixon, Case No. R84–2324AF (Fla. Cir.
Ct., Sept. 20, 2001), p. 13, 2 Record 378.
Observing that “no competent, substantial
evidence … establish[ed] that Nixon
affirmatively and
explicitly agreed to counsel’s strategy,” the Florida
Supreme Court reversed and remanded for a new trial.
Nixon
v.
State, 857 So. 2d 172, 176 (Fla. 2003)
(Nixon
III) (emphasis in original). Three justices disagreed with the
majority’s determination that Corin’s concession rendered his
representation inadequate.
Id., at 183 (Lewis, J.,
concurring in result);
id., at 189 (Wells, J., joined by
Shaw, S. J., dissenting).
We granted certiorari,
540 U. S. 1217 (2004), to resolve an
important question of constitutional law,
i.e., whether
counsel’s failure to obtain the defendant’s express consent to a
strategy of conceding guilt in a capital trial automatically
renders counsel’s performance deficient, and whether counsel’s
effectiveness should be evaluated under
Cronic or
Strickland. We now reverse the judgment of the Florida
Supreme Court.
II
An attorney undoubtedly has a
duty to consult with the client regarding “important decisions,”
including questions of overarching defense strategy.
Strickland, 466 U. S., at 688. That obligation, however,
does not require counsel to obtain the defendant’s consent to
“every tactical decision.”
Taylor v.
Illinois,
484 U. S. 400,
417–418 (1988) (an attorney has authority to manage most aspects of
the defense without obtaining his client’s approval). But certain
decisions regarding the exercise or waiver of basic trial rights
are of such moment that they cannot be made for the defendant by a
surrogate. A defendant, this Court affirmed, has “the ultimate
authority” to determine “whether to plead guilty, waive a jury,
testify in his or her own behalf, or take an appeal.”
Jones v.
Barnes, 463 U. S. 745, 751
(1983);
Wainwright v.
Sykes, 433 U. S. 72, 93, n. 1
(1977) (Burger, C. J., concurring). Concerning those
decisions, an attorney must both consult with the defendant and
obtain consent to the recommended course of action.
A guilty plea, we recognized in
Boykin v.
Alabama,
395 U. S. 238 (1969), is an event of
signal significance in a criminal proceeding. By entering a guilty
plea, a defendant waives constitutional rights that inhere in a
criminal trial, including the right to trial by jury, the
protection against self-incrimination, and the right to confront
one’s accusers.
Id., at 243. While a guilty plea may be
tactically advantageous for the defendant,
id., at 240,
the plea is not simply a strategic choice; it is “itself a
conviction,”
id., at 242, and the high stakes for the
defendant require “the utmost solicitude,”
id., at 243.
Accordingly, counsel lacks authority to consent to a guilty plea on
a client’s behalf,
Brookhart v.
Janis, 384 U. S. 1, 6–7 (1966);
moreover, a defendant’s tacit acquiescence in the decision to plead
is insufficient to render the plea valid,
Boykin, 395 U.
S., at 242.
The Florida Supreme Court, as just observed,
see
supra, at 9, required Nixon’s “affirmative, explicit
acceptance” of Corin’s strategy because it deemed Corin’s
statements to the jury “the functional equivalent of a guilty
plea.”
Nixon II, 758 So. 2d, at 624. We disagree with
that assessment.
Despite Corin’s concession, Nixon retained the
rights accorded a defendant in a criminal trial. Cf.
Boykin, 395 U. S., at 242–243, and n. 4 (a guilty plea is
“more than a confession which admits that the accused did various
acts,” it is a “stipulation that no proof by the prosecution need
be advanced”). The State was obliged to present during the guilt
phase competent, admissible evidence establishing the essential
elements of the crimes with which Nixon was charged. That
aggressive evidence would thus be separated from the penalty phase,
enabling the defense to concentrate that portion of the trial on
mitigating factors. See
supra, at 4, 7. Further, the
defense reserved the right to cross-examine witnesses for the
prosecution and could endeavor, as Corin did, to exclude
prejudicial evidence. See
supra, at 6. In addition, in the
event of errors in the trial or jury instructions, a concession of
guilt would not hinder the defendant’s right to appeal.
Nixon nevertheless urges, relying on
Brookhart v.
Janis, that this Court has already
extended the requirement of “affirmative, explicit acceptance” to
proceedings “surrender[ing] the right to contest the prosecution’s
factual case on the issue of guilt or innocence.” Brief for
Respondent 32. Defense counsel in
Brookhart had agreed to
a “prima facie” bench trial at which the State would be relieved of
its obligation to put on “complete proof” of guilt or persuade a
jury of the defendant’s guilt beyond a reasonable doubt. 384 U. S.,
at 5–6. In contrast to
Brookhart, there was in Nixon’s
case no “truncated” proceeding,
id., at 6, shorn of the
need to persuade the trier “beyond a reasonable doubt,” and of the
defendant’s right to confront and cross-examine witnesses. While
the “prima facie” trial in
Brookhart was fairly
characterized as “the equivalent of a guilty plea,”
id.,
at 7, the full presentation to the jury in Nixon’s case does not
resemble that severely abbreviated proceeding.
Brookhart,
in short, does not carry the weight Nixon would place on it.
Corin was obliged to, and in fact several
times did, explain his proposed trial strategy to Nixon. See
supra, at 4, 9. Given Nixon’s constant resistance to
answering inquiries put to him by counsel and court, see
Nixon
III, 857 So. 2d, at 187–188 (Wells, J., dissenting),
Corin was not additionally required to gain express consent before
conceding Nixon’s guilt. The two evidentiary hearings conducted by
the Florida trial court demonstrate beyond doubt that Corin
fulfilled his duty of consultation by informing Nixon of counsel’s
proposed strategy and its potential benefits. Nixon’s
characteristic silence each time information was conveyed to him,
in sum, did not suffice to render unreasonable Corin’s decision to
concede guilt and to home in, instead, on the life or death penalty
issue.
The Florida Supreme Court’s erroneous equation
of Corin’s concession strategy to a guilty plea led it to apply the
wrong standard in determining whether counsel’s performance ranked
as ineffective assistance. The court first presumed deficient
performance, then applied the presumption of prejudice that
United States v.
Cronic, 466
U. S. 648 (1984), reserved for situations in which counsel has
entirely failed to function as the client’s advocate. The Florida
court therefore did not hold Nixon to the standard prescribed in
Strickland v.
Washington, 466
U. S. 668 (1984), which would have required Nixon to show that
counsel’s concession strategy was unreasonable. As Florida Supreme
Court Justice Lewis observed, that court’s majority misunderstood
Cronic and failed to attend to the realities of defending
against a capital charge.
Nixon III, 857 So. 2d, at
180–183 (opinion concurring in result).
Cronic recognized a narrow exception
to
Strickland’s holding that a defendant who asserts
ineffective assistance of counsel must demonstrate not only that
his attorney’s performance was deficient, but also that the
deficiency prejudiced the defense.
Cronic instructed that
a presumption of prejudice would be in order in “circumstances that
are so likely to prejudice the accused that the cost of litigating
their effect in a particular case is unjustified.” 466 U. S., at
658. The Court elaborated: “[I]f counsel entirely fails to subject
the prosecution’s case to meaningful adversarial testing, then
there has been a denial of Sixth Amendment rights that makes the
adversary process itself presumptively unreliable.”
Id.,
at 659; see
Bell v.
Cone, 535 U. S. 685, 696–697
(2002) (for
Cronic’s presumed prejudice standard to apply,
counsel’s “failure must be complete”). We illustrated just how
infrequently the “surrounding circumstances [will] justify a
presumption of ineffectiveness” in
Cronic itself. In that
case, we reversed a Court of Appeals ruling that ranked as
prejudicially inadequate the performance of an inexperienced,
under-prepared attorney in a complex mail fraud trial. 466 U. S.,
at 662, 666.
On the record thus far developed, Corin’s
concession of Nixon’s guilt does not rank as a “fail[ure] to
function in any meaningful sense as the Government’s adversary.”
Ibid.[Footnote 5]
Although such a concession in a run-of-the-mine trial might present
a closer question, the gravity of the potential sentence in a
capital trial and the proceeding’s two-phase structure vitally
affect counsel’s strategic calculus. Attorneys representing capital
defendants face daunting challenges in developing trial strategies,
not least because the defendant’s guilt is often clear. Prosecutors
are more likely to seek the death penalty, and to refuse to accept
a plea to a life sentence, when the evidence is overwhelming and
the crime heinous. See Goodpaster, The Trial for Life: Effective
Assistance of Counsel in Death Penalty Cases, 58
N. Y. U. L. Rev. 299, 329 (1983).[
Footnote 6] In such cases, “avoiding execution
[may be] the best and only realistic result possible.” ABA
Guidelines for the Appointment and Performance of Defense Counsel
in Death Penalty Cases §10.9.1, Commentary (rev. ed. 2003),
reprinted in 31 Hofstra L. Rev. 913, 1040 (2003).
Counsel therefore may reasonably decide to
focus on the trial’s penalty phase, at which time counsel’s mission
is to persuade the trier that his client’s life should be spared.
Unable to negotiate a guilty plea in exchange for a life sentence,
defense counsel must strive at the guilt phase to avoid a
counterproductive course. See Lyon, Defending the Death Penalty
Case: What Makes Death Different?, 42 Mercer L. Rev. 695, 708
(1991) (“It is not good to put on a ‘he didn’t do it’ defense and a
‘he is sorry he did it’ mitigation. This just does not work. The
jury will give the death penalty to the client and, in essence, the
attorney.”); Sundby, The Capital Jury and Absolution: The
Intersection of Trial Strategy, Remorse, and the Death Penalty, 83
Cornell L. Rev. 1557, 1589–1591 (1998) (interviews of jurors in
capital trials indicate that juries approach the sentencing phase
“cynically” where counsel’s sentencing-phase presentation is
logically inconsistent with the guilt-phase defense);
id.,
at 1597 (in capital cases, a “run-of-the-mill strategy of
challenging the prosecution’s case for failing to prove guilt
beyond a reasonable doubt” can have dire implications for the
sentencing phase). In this light, counsel cannot be deemed
ineffective for attempting to impress the jury with his candor and
his unwillingness to engage in “a useless charade.” See
Cronic, 466 U. S., at 656–657, n. 19. Renowned advocate
Clarence Darrow, we note, famously employed a similar strategy as
counsel for the youthful, cold-blooded killers Richard
Loeb and Nathan Leopold. Imploring the judge to spare the boys’
lives, Darrow declared: “I do not know how much salvage there is in
these two boys. … I will be honest with this court as I have tried
to be from the beginning. I know that these boys are not fit to be
at large.” Attorney for the Damned: Clarence Darrow in the
Courtroom 84 (A. Weinberg ed. 1989); see Tr. of Oral Arg. 40–41
(Darrow’s clients “did not expressly consent to what he did. But he
saved their lives.”); cf. Yarborough v. Gentry,
540 U. S. 1, 9–10
(2003) (per curiam).
To summarize, in a capital case,
counsel must consider in conjunction both the guilt and penalty
phases in determining how best to proceed. When counsel informs the
defendant of the strategy counsel believes to be in the defendant’s
best interest and the defendant is unresponsive, counsel’s
strategic choice is not impeded by any blanket rule demanding the
defendant’s explicit consent. Instead, if counsel’s strategy, given
the evidence bearing on the defendant’s guilt, satisfies the
Strickland standard, that is the end of the matter; no
tenable claim of ineffective assistance would remain.
***
For the reasons
stated, the judgment of the Florida Supreme Court is reversed, and
the case is remanded for further proceedings not inconsistent with
this opinion.
It is so ordered.
The Chief Justice
took no part in the decision of this case.
Footnote 1
Although Nixon initially stated
that he kidnaped Bickner on August 11, the kidnaping and murder in
fact occurred on Sunday, August 12, 1984. 20 Record
3768–3770.
Footnote 2
Every court to consider this
case, including the judge who presided over Nixon’s trial, agreed
with Corin’s assessment of the evidence. See, e.g.,
Nixon v. Singletary, 758 So. 2d 618, 625
(Fla. 2000) (per curiam) (evidence of guilt was
“overwhelming”); State v. Nixon, Case No. 84–2324
(Fla. Cir. Ct., Oct. 22, 1997), App. 385; 21 Record
4009–4010.
Footnote 3
Except for a brief period during
the second day of the trial, Nixon remained absent throughout the
proceedings. See Nixon v. State, 572 So. 2d
1336, 1341–1342 (Fla. 1990); Brief for Petitioner 6,
n. 8.
Footnote 4
Nixon contended in the
alternative that Corin’s decision to concede guilt was unreasonable
and prejudicial under the generally applicable standard set out in
Strickland v. Washington, 466
U. S. 668 (1984). App. 385, 389; see supra, at 1–2.
Nixon also raised several other challenges to his conviction and
sentence. See App. 378–384; 390–392.
Footnote 5
In his brief before this Court,
Nixon describes inconsistencies in the State’s evidence at the
guilt phase of the trial. See Brief for Respondent 13–22. Corin’s
failure to explore these inconsistencies, measured against the
Strickland standard, 466 U. S., at 690, Nixon maintains,
constituted ineffective assistance of counsel. The Florida Supreme
Court did not address the alleged inconsistencies and we decline to
consider the matter in the first instance.
Footnote 6
As Corin determined here,
pleading guilty without a guarantee that the prosecution will
recommend a life sentence holds little if any benefit for the
defendant. See ABA Guidelines for the Appointment and Performance
of Defense Counsel in Death Penalty Cases §10.9.2, Commentary (rev.
ed. 2003), reprinted in 31 Hofstra L. Rev. 913, 1045 (2003)
(“If no written guarantee can be obtained that death will not be
imposed following a plea of guilty, counsel should be extremely
reluctant to participate in a waiver of the client’s trial
rights.”). Pleading guilty not only relinquishes trial rights, it
increases the likelihood that the State will introduce aggressive
evidence of guilt during the sentencing phase, so that the gruesome
details of the crime are fresh in the jurors’ minds as they
deliberate on the sentence. See Goodpaster, The Trial for Life:
Effective Assistance of Counsel in Death Penalty Cases, 58 N. Y. U.
L. Rev. 299, 331 (1983); supra, at 7, 11.
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