OCTOBER TERM, 1994
Syllabus
FEDERAL ELECTION COMMISSION
v. NRA POLITICAL VICTORY FUND
ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA CIRCUIT
No.93-1151. Argued October 11, 1994-Decided December 6,1994
Petitioner Federal Election Commission (FEC) brought this civil
action against respondents seeking to enforce a provision of the
Federal Election Campaign Act of 1971 (FECA). The District Court
ruled against respondents. The Court of Appeals reversed and
entered its judgment on October 22, 1993. Without first seeking or
obtaining the Solicitor General's authorization, the FEC filed in
its own name a petition for a writ of certiorari on January 18,
1994, two days before the expiration of the 90-day filing period
mandated by 28 U. S. C. § 2101(c). The United States filed a brief
contending that the FEC lacked statutory authority to represent
itself in this case in this Court, but that, pursuant to 28 U. S.
C. § 518(a) and its implementing regulation, the Solicitor General
had authorized the FEC's petition by letter dated May 26, 1994.
This authorization came more than 120 days after the § 2101(c)
filing deadline had passed. The FEC filed a brief in response
asserting that it has independent statutory authority to represent
itself in this Court.
Held:
1. The FEC may not independently file a petition for certiorari
in this Court under 2 U. S. C. §437d(a)(6). That statute empowers
the FEC "to ... appeal any civil action ... to enforce the
provisions of [the FECA]," but it omits any mention of authority to
file a "petition for a writ of certiorari" or otherwise conduct
litigation before the Supreme Court. By contrast, 26 U. S. C. §§
9010(d) and 9040(d) explicitly authorize the FEC to "appeal from,
and to petition the Supreme Court for certiorari to review"
(emphasis added), judgments in actions to enforce the Presidential
election fund laws, thereby indicating a congressional intent to
restrict the FEC's independent litigating authority in this Court
to such actions. The contrasting language in §§ 9040(d) and
437d(a)(6) is particularly telling because these sections were
originally enacted as part of the same legislation. The mere
existence of sound policy reasons for providing the FEC with
independent litigating authority in this Court for actions
enforcing the FECA does not demonstrate a congressional intent to
alter the Solicitor General's prerogative under § 518(a) to conduct
and argue the Federal Government's litigation
89
here, since that statutory authority itself represents a policy
choice by Congress. Nor is it dispositive that the FEC has
represented itself before this Court in several FECA enforcement
cases in the past, since none of those cases involved a challenge
to the Court's jurisdiction. Moreover, the provisions authorizing
the FEC to litigate in the federal courts are not the sort of
substantive provisions which can be said to be within the agency's
province to interpret. Pp. 90-97.
2. The Solicitor General's "after-the-fact" authorization does
not relate back to the date of the FEC's unauthorized filing so as
to make it timely. Under governing agency law principles,
particularly the doctrine of ratification, the authorization simply
came too late in the day to be effective: The Solicitor General
attempted to ratify the FEC's filing on May 26, 1994, but he could
not himself have filed a certiorari petition on that date because
the 90-day time period for filing a petition had already expired.
This result is entirely consistent with, and perhaps required by, §
2101(c). If the Solicitor General were allowed to retroactively
authorize untimely agency petitions, he would have the unilateral
power to extend the 90-day statutory period by days, weeks, or, as
here, even months. This would impermissibly blur § 2101(c)'s
jurisdictional deadline. pp. 98-99.
Certiorari dismissed for want of jurisdiction. Reported below:
6 F.3d
821.
REHNQUIST, C. J., delivered the opinion of the Court, in which
O'CONNOR, SCALIA, KENNEDY, SOUTER, THOMAS, and BREYER, JJ., joined.
STEVENS, J., filed a dissenting opinion,
post, p. 100.
GINSBURG, J., took no part in the consideration or decision of the
case.
Lawrence M. Noble argued the cause for petitioner. With
him on the briefs were
Richard B. Bader and
Vivien
Clair.
Deputy Solicitor General Bender argued the cause for the United
States as amicus curiae urging reversal. With him on the brief were
Solicitor General Days, Assistant Attorneys General Dellinger and
Hunger, Malcolm L. Stewart, and Douglas N. Letter.
Charles J. Cooper argued the cause for
respondents.
With him on the brief were Michael A. Carvin and William L.
McGrath.
90
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
We granted certiorari in this case to review a judgment of the
Court of Appeals for the District of Columbia Circuit holding that
the congressionally mandated composition of petitioner Federal
Election Commission (FEC), including as it did representatives of
the Senate and House as nonvoting members, violated the
separation-of-powers principle embodied in the Constitution. 512 U.
S. 1218 (1994). We do not reach the merits of the question,
however, because we conclude that the FEC is not authorized to
petition for certiorari in this Court on its own, and that the
effort of the Solicitor General to authorize the FEC's petition
after the time for filing it had expired did not breathe life into
it.
The Court of Appeals entered judgment in this case on October
22, 1993.
6 F.3d
821. The FEC, in its own name, filed a petition for a writ of
certiorari on January 18, 1994. The FEC neither sought nor obtained
the authorization of the Solicitor General before filing its
petition. By order dated March 21, 1994, 510 U. S. 1190, we invited
the United States to file a brief addressing the question
"[w]hether the [FEC] has statutory authority to represent itself in
this case in this Court." The United States filed a brief on May
27, 1994, contending that the FEC lacks such statutory authority.
The United States stated, however, that pursuant to 28 U. S. C. §
518(a) and its implementing regulation, the Solicitor General had
authorized the FEC's petition by letter dated May 26, 1994. See
Brief for United States as
Amicus Curiae 13. The FEC filed a
brief in response on May 31, 1994, asserting that it has
independent statutory authority to represent itself before this
Court in this case.
A petition for certiorari in a civil case must be filed within
90 days of the entry of the judgment below. 28 U. S. C. § 2101(c).
This "90-day limit is mandatory and jurisdictional."
Missouri v.
Jenkins, 495 U. S. 33, 45 (1990).
Here, the Court of Appeals entered judgment on October 22,
1993,
91
and the FEC filed its petition for certiorari on January 18,
1994, two days before the 90-day time period expired. The FEC's
petition would appear to be timely. However, if the FEC lacks
statutory authority to represent itself in this case before this
Court, it cannot independently file a petition for certiorari, but
must receive the Solicitor General's authorization. See 28 CFR §
0.20(a) (1994). The question then becomes whether the Solicitor
General's May 26, 1994, letter authorizing the FEC's petition
relates back to the date of the FEC's unauthorized filing so as to
make it timely. We first examine the scope of the FEC's independent
litigating authority.
The FEC is an independent agency established by Congress to
"administer, seek to obtain compliance with, and formulate policy"
with respect to the Federal Election Campaign Act of 1971 (FECA)
and chapters 95 and 96 of Title 26. 86 Stat. 3, as amended, 2 U. S.
C. §437c(b)(1). The FECA governs various aspects of all federal
elections, see 2 U. S. C. § 431
et seq., whereas chapters 95
and 96 specifically govern the administration of funds for
Presidential election campaigns and the payment of matching funds
for Presidential primary campaigns, see 26 U. S. C. § 9001
et
seq. (Presidential Election Campaign Fund Act), 26 U. S. C. §
9031
et seq. (Presidential Primary Matching Payment Account
Act). The FEC has "exclusive jurisdiction with respect to the civil
enforcement of such provisions." 2 U. S. C. § 437c(b)(1); see
Federal Election Comm'n v.
National Conservative
Political Action Comm., 470 U. S. 480, 485, 489
(1985).
Two separate statutory provisions provide the FEC with
independent litigating authority. The first provision, 2 U. S. C. §
437d(a)(6), applies to actions under both the FECA and chapters 95
and 96 of Title 26. It gives the FEC power "to initiate ... ,
defend ... or appeal any civil action ... to enforce the provisions
of [the FECA] and chapter 95 and chapter 96 of title 26, through
its general counsel." The second provision, which is contained in
26 U. S. C. §§ 9010(d) and
92
9040(d), applies only to actions under chapters 95 and 96 of
Title 26. It authorizes the FEC "on behalf of the United States to
appeal from, and to petition the Supreme Court for certiorari to
review, judgments or decrees entered with respect to actions in
which it appears pursuant to the authority provided in this
section."
The FEC brought this civil enforcement action seeking to
establish a violation of 2 U. S. C. § 441b(a), a provision of the
FECA. As noted above, 2 U. S. C. §437d(a)(6) authorizes the FEC to
"initiate" and "appeal" an FECA enforcement action such as the
present one. Thus, no dispute exists as to the FEC's authority to
litigate this case in the District Court or the Court of Appeals; 1
the question here concerns only the FEC's independent litigating
authority before
this Court when it proceeds under §
437d(a)(6).
Title 28 U. S. C. § 518(a) provides in pertinent part:
"Except when the Attorney General in a particular case directs
otherwise, the Attorney General and the Solicitor General shall
conduct and argue suits and appeals in the Supreme Court ... in
which the United States is interested."
By regulation, the Attorney General has delegated authority to
the Solicitor General:
"The following-described matters are assigned to, and shall be
conducted, handled, or supervised by, the Solicitor General, in
consultation with each agency or official concerned:
"(a) Conducting, or assigning and supervising, all Supreme Court
cases, including appeals, petitions for
1 Under 28 U. S. C. §§ 516 and 519, the conduct of litigation on
behalf of the United States and its agencies is subject to control
of the Attorney General "[e]xcept as otherwise authorized by law."
The FEC's "initiation" and "appeal" of this action fall within this
"otherwise authorized by law" exception.
93
and in opposition to certiorari, briefs and arguments, and ...
settlement thereof." 28 CFR § 0.20 (1994).
Thus, if a case is one "in which the United States is
interested," § 518(a), "it must be conducted and argued in this
Court by the Solicitor General or his designee."
United
States v.
Providence Journal Co., 485 U. S. 693, 700
(1988); cf.
United States v.
Winston, 170 U. S. 522, 524-525
(1898);
Confiscation Cases, 7 Wall. 454, 458 (1869).
It is undisputed that this is a case "in which the United States
is interested." 28 U. S. C. § 518(a). We have recognized, however,
that Congress may "exempt litigation from the otherwise blanket
coverage of [§ 518(a)]."
Providence Journal, 485 U. S., at
705, n. 9. According to the FEC, one such exemption is found in 2
U. S. C. §437d(a)(6). Bearing in mind the Solicitor General's
traditional role in conducting and controlling all Supreme Court
litigation on behalf of the United States and its agencies-a role
that is critical to the proper management of Government litigation
brought before this Court, see
id., at 702, n. 7, 706;
id., at 709, 713-714 (STEVENS, J., dissenting)-we "must ...
scrutiniz[e] and subjec[t] [§ 437d(a)(6)] to the ordinary tools of
statutory construction to determine whether Congress intended to
supersede § 518(a)."
Id., at 705, n. 9.
Title 2 U. S. C. §437d(a)(6) gives the FEC power "to initiate
... , defend ... or appeal any civil action ... to enforce the
provisions of [the FECA] and chapter 95 and chapter 96 of title
26." The statute clearly authorizes the FEC to "appeal," but it
omits any mention of authority to file a "petition for a writ of
certiorari" or otherwise conduct litigation before the Supreme
Court. The FEC argues that the term "appeal" is not defined in the
FECA, and that in the absence of such a definition in the statute
the term is construed "in accordance with its ordinary or natural
meaning."
FDIC v.
Meyer, 510 U. S. 471, 476
(1994). It then refers to the definition of "appeal" found in
Black's Law Dictionary 96 (6th ed. 1990), which includes,
inter
alia, the following:
94
"There are two stages of appeal in the federal and many state
court systems; to wit, appeal from trial court to intermediate
appellate court and then to Supreme Court."
This argument might carry considerable weight if it were not for
the cognate provision authorizing the FEC to enforce chapters 95
and 96 of Title 26. There, Congress has explicitly provided that
"[t]he [FEC] is authorized on behalf of the United States to appeal
from,
and to petition the Supreme Court for certiorari to
review," judgments or decrees. 26 U. S. C. §§ 9010(d), 9040(d)
(emphasis added). It is difficult, if not impossible, to place
these sections alongside one another without concluding that
Congress intended to restrict the FEC's independent litigating
authority in this Court to actions enforcing the provisions of the
Presidential election funds under chapters 95 and 96 of Title 26.
Such a differentiation by Congress would be quite understandable,
since Presidential influence through the Solicitor General might be
thought more likely in cases involving Presidential election fund
controversies than in other litigation in which the FEC is
involved.2
The FEC argues that 26 U. S. C. §§ 9010(d) and 9040(d) shed no
light on the issue whether 2 U. S. C. §437d(a)(6) gives it
independent litigating authority before this Court because the
provisions are found in different statutes, were drafted by
different Congresses in different years, and were
2 The dissent says it is incongruous "to assume that Congress
wanted the FEC to have independent authority to invoke our
mandatory [appellate] jurisdiction when proceeding under § 437h,
but not to have the authority to invoke our discretionary
jurisdiction when proceeding under other sections of the same
statute."
Post, at 100, n. 1. But Congress could have
thought the Solicitor General would better represent the FEC's
interests in cases involving our discretionary jurisdiction
"because the traditional specialization of that office has led it
to be keenly attuned to this Court's practice with respect to the
granting or denying of petitions for certiorari."
Infra, at
96.
95
originally written to apply to different agencies of the
Government. Brief for Petitioner in Response to Solicitor General
21. The FEC is only partially correct. Section 9010(d) was first
enacted in 1971, and at that time it applied to the Comptroller
General. See Presidential Election Campaign Fund Act, Pub. L.
92-178, 85 Stat. 497, 569-570. The Federal Election Campaign Act
Amendments of 1974 established the FEC, see Pub. L. 93-443,88 Stat.
1263, 1280, and enacted § 437d(a)(6). See
id., at 1282-1283.
The 1974 statute transferred to the FEC the functions previously
performed by the Comptroller General under 26 U. S. C. § 9010, see
id., at 1293, but it also added § 9040 to Title 26. See
id., at 1302. Thus, § 9040(d) was
originally enacted
in 1974 as part of the same legislation that created § 437d(a)(6).
Each of the two sections, with its contrasting language as to
litigating authority, was before the Conference Committee whose
report was ultimately adopted by both Houses. H. R. Conf. Rep. No.
93-1438, pp. 967, 989 (1974). Section 9040(d) may have been modeled
on § 9010(d), but because both §§ 9040(d) and 437d(a)(6) were
designed to deal with the FEC's authority to represent itself in
civil enforcement actions, we find the contrasting language to be
particularly telling. See
United States v.
American
Building Maintenance Industries, 422 U. S. 271, 277
(1975); cf.
Keene Corp. v.
United States, 508 U. S.
200, 208 (1993) ("Where Congress includes particular language in
one section of a statute but omits it in another ... , it is
generally presumed that Congress acts intentionally and purposely
in the disparate inclusion or exclusion") (internal quotation marks
and citation omitted).
We recognize sound policy reasons may exist for providing the
FEC with independent litigating authority in this Court for actions
enforcing the FECA. Congress' decision to create the FEC as an
independent agency and to charge it with the civil enforcement of
the FECA was undoubtedly influenced by Congress' belief that the
Justice Department, headed by a Presidential appointee, might
choose to ignore
96
infractions committed by members of the President's own
political party. See,
e. g., Federal Election Reform,
1973:
Hearings before the Subcommittee on Priveleges
[sic] and
Elections and the Senate Committee on Rules and Administration, 93d
Cong., 1st Sess., 17, 177, 186 (1973); Federal Election Campaign
Act of 1973: Hearings before the Subcommittee on Communications of
the Senate Committee on Commerce, 93d Cong., 1st Sess., 70-71
(1973). The fact that Congress had these policies in mind when
giving the FEC independent
enforcement powers, however, does
not demonstrate that it intended to alter the Solicitor General's
statutory prerogative to conduct and argue the Federal Government's
litigation in the Supreme Court. See 28 U. S. C. § 518(a).
That statutory authority, too, represents a policy choice by
Congress to vest the conduct of litigation before this Court in the
Attorney General, an authority which has by rule and tradition been
delegated to the Solicitor General. See 28 CFR § 0.20(a) (1994).
This Court, of course, is well served by such a practice, because
the traditional specialization of that office has led it to be
keenly attuned to this Court's practice with respect to the
granting or denying of petitions for certiorari. But the practice
also serves the Government well; an individual Government agency
necessarily has a more parochial view of the interest of the
Government in litigation than does the Solicitor General's office,
with its broader view of litigation in which the Government is
involved throughout the state and federal court systems. Whether
review of a decision adverse to the Government in a court of
appeals should be sought depends on a number of factors which do
not lend themselves to easy categorization. The Government as a
whole is apt to fare better if these decisions are concentrated in
a single official. See
Providence Journal, 485 U. S., at
706.
Congress could obviously choose, if it sought to do so, to
sacrifice the policy favoring concentration of litigating
97
authority before this Court in the Solicitor General in favor of
allowing the FEC to petition here on its own. See 26 U. S. C. §§
9010(d), 9040(d). But we do not think that § 437d(a)(6) bespeaks
such a choice. Nor are we impressed by the FEC's argument that it
has represented itself before this Court on several occasions in
the past without any question having been raised regarding its
authority to do so under § 437d(a)(6). See,
e. g., Federal
Election Comm'n v.
Massachusetts Citizens for Life,
Inc., 479 U. S.
238 (1986) (finding 2 U. S. C. § 441b unconstitutional as
applied);
Federal Election Comm'n v.
National Right to
Work Comm., 459
U. S. 197 (1982) (involving interpretation of 2 U. S. C. §
441b(b)(4)(C));
Bread Political Action Comm. v.
Federal
Election Comm'n, 455 U. S. 577 (1982)
(involving application of 2 U. S. C. §437h(a));
Federal Election
Comm'n v.
Democratic Senatorial Campaign Comm., 454 U. S. 27 (1981)
(involving application of 2 U. S. C. §441a(d)(3));
California
Medical Assn. v.
Federal Election Comm'n, 453 U. S. 182 (1981)
(upholding constitutionality of certain campaign expenditure
limitations imposed by 2 U. S. C. §431
et seq.). The
jurisdiction of this Court was challenged in none of these actions,
and therefore the question is an open one before us. See,
e. g.,
Will v.
Michigan Dept. of State Police, 491 U. S. 58, 63, n. 4
(1989) ("[T]his Court has never considered itself bound [by prior
sub silentio holdings] when a subsequent case finally brings
the jurisdictional issue before us") (citation and internal
quotation marks omitted);
United States v.
L. A. Tucker
Truck Lines, Inc., 344 U. S. 33, 38 (1952)
(same). And we do not think that the provisions discussed above,
authorizing the FEC to litigate in the federal courts, are the sort
of provisions that can be said to be within the province of the
agency to interpret.
Federal Election Comm'n v.
Democratic Senatorial Campaign Comm., supra, at 37, relied
upon by the FEC, dealt with the FEC's interpretation of a
substantive provision of the FECA, not with the provisions
authorizing independent litigation.
98
Because the FEC lacks statutory authority to litigate this case
in this Court, it necessarily follows that the FEC cannot
independently file a petition for certiorari, but must receive the
Solicitor General's authorization. See 28 CFR § 0.20(a) (1994). By
letter dated May 26, 1994, the Solicitor General authorized the
petition filed by the FEC. The Solicitor General's authorization,
however, did not come until more than 120 days after the deadline
for filing a petition had passed. See 28 U. S. C. § 2101(c). We
must determine whether this "after-the-fact" authorization relates
back to the date of the FEC's unauthorized filing so as to make it
timely. We conclude that it does not.
The question is at least presumptively governed by principles of
agency law, and in particular the doctrine of ratification. "If an
act to be effective in creating a right against another or to
deprive him of a right must be performed before a specific time, an
affirmance is not effective against the other unless made before
such time." Restatement (Second) of Agency § 90 (1958); see also
id., Comment
a ("The bringing of an action, or of an
appeal, by a purported agent can not be ratified after the cause of
action or right to appeal has been terminated by lapse of time").
Though in a different context, we have recognized the rationale
behind this rule: "The intervening rights of third persons cannot
be defeated by the ratification. In other words, it is essential
that the party ratifying should be able not merely to do the act
ratified at the time the act was done,
but also at the time the
ratification was made." Cook v.
Tullis, 18 Wall. 332,
338 (1874) (emphasis added). Here, the Solicitor General attempted
to ratify the FEC's filing on May 26, 1994, but he could not
himself have filed a petition for certiorari on that date because
the 90-day time period for filing a petition had expired on January
20,1994. His authorization simply came too late in the day to be
effective. See,
e. g., Nasewaupee v.
Sturgeon Bay, 77
Wis. 2d 110, 116-119, 251 N. W. 2d 845,
99
848-849 (1977) (refusing to uphold town board's ratification of
private attorney's unauthorized commencement of lawsuit where
ratification came after the statute of limitations had run);
Wagner v.
Globe, 150 Ariz. 82, 87, 722 P. 2d 250, 255
(1986) (holding invalid city council's attempt to ratify police
chief's dismissal of police officer after police officer commenced
a wrongful discharge action). But see
Trenton v.
Fowler-
Thorne Co., 57 N. J. Super. 196, 154 A. 2d 369 (1959)
(upholding city's ratification of unauthorized lawsuit filed on its
behalf even though ratification occurred after limitations period
had expired).
The application of these principles of agency law here produces
a result entirely consistent with, and perhaps required by, 28 U.
S. C. § 2101(c), the statute governing the time for filing
petitions for certiorari. "We have no authority to extend the
period for filing except as Congress permits."
Jenkins, 495
U. S., at 45. If the Solicitor General were allowed to
retroactively authorize otherwise unauthorized agency petitions
after the deadline had expired, he would have the unilateral power
to extend the 90-day statutory period for filing certiorari
petitions by days, weeks, or, as in this case, even months. Such a
practice would result in the blurring of the jurisdictional
deadline. But "[t]he time of appealability, having jurisdictional
consequences, should above all be clear."
Budinich v.
Becton Dickinson &
Co., 486 U. S. 196, 202
(1988).
We hold that the FEC may not independently file a petition for
certiorari in this Court under 2 U. S. C. §437d(a)(6), and that the
Solicitor General's "after-the-fact" authorization does not relate
back to the date of the FEC's unauthorized filing so as to make it
timely. We therefore dismiss the petition for certiorari for want
of jurisdiction.
It is so ordered.
JUSTICE GINSBURG took no part in the consideration or decision
of this case.
100
STEVENS, J., dissenting
JUSTICE STEVENS, dissenting.
The Federal Election Commission (FEC) "is an independent
administrative agency vested with exclusive jurisdiction over civil
enforcement of the [Federal Election Campaign] Act."
Federal
Election Comm'n v.
National Right to Work Comm.,
459 U. S. 197,
198, n. 2 (1982). Both the plain language of the governing statute,
§ 311(a)(6), 88 Stat. 1282, as amended, 2 U. S. C. § 437d(a)(6),
and the unfortunate chapter in our history that gave rise to the
creation of the FEC, demonstrate that the FEC's exclusive
jurisdiction includes the authority to litigate in this Court
without the prior approval of the Solicitor General.
Section 437d(a)(6) expressly provides that the FEC has the power
"to initiate ... , defend ... or appeal any civil action in the
name of the Commission to enforce the provisions of this Act and
chapter 95 and chapter 96 of title 26, through its general counseL"
It is undisputed that when the statute was enacted, the FEC had the
authority to invoke our mandatory jurisdiction by filing an appeal
under § 437h of the Federal Election Campaign Act of 1971.1
Although the term "appeal" may be construed literally to encompass
only mandatory review, a far more natural reading of the term as it
is used in § 437d(a)(6) would embrace all appellate litigation
whether prosecuted by writ of certiorari, writ of mandamus, or
notice of appeal. Indeed, 28 U. S. C. § 518(a) (1988 ed., Supp. V),
the statute that gives the Attorney
1 Under the original statutory scheme, certain constitutional
challenges were to be certified to a court of appeals sitting en
bane, with "appeal directly to the Supreme Court." 2 U. S. C. §
437h (1976 ed. and Supp. III). See generally
California Medical
Assn. v.
Federal Election Comm'n, 453 U. S. 182, 188-189
(1981). Thus, even under the majority's interpretation of the word
"appeal," the FEC would have had independent litigating authority,
at least when proceeding under § 437h. It is incongruous, to say
the least, to assume that Congress wanted the FEC to have
independent authority to invoke our mandatory jurisdiction when
proceeding under § 437h, but not to have the authority to invoke
our discretionary jurisdiction when proceeding under other sections
of the same statute.
101
General authority to conduct litigation in this Court, refers
simply to "suits and appeals." Because the term "suits" apparently
refers to our original jurisdiction, it appears that the term
"appeals" is intended to refer to a broad range of appellate
litigation, including both mandatory appeals and petitions for
certiorari.
The ambiguity in the word "appeal" is apparent even in §§
9010(d) and 9040(d), the sections on which the majority relies to
cabin the authority granted in §437d(a)(6). In those sections,
Congress uses the word "appeal" to describe two different
categories of appellate litigation. In the text of those sections,
"appeal" is used in contradistinction to "writ of certiorari" to
indicate mandatory appeals. But Congress also uses "appeal" as the
title to both §§ 9010(d) and 9040(d). See n. 4,
infra. As
thus used, "appeal" describes an entire category of appellate
litigation that includes mandatory appeals and writs of certiorari.
I see no reason for assuming that "appeal" in § 437d(a)(6) was
intended to incorporate the narrow, rather than the broad,
understanding of "appeal."
The historical context in which Congress adopted § 437d(a)(6)
demonstrates that the interpretation that the Court adopts today is
unfaithful to the intent of Congress. Section 437d(a)(6) was passed
as part of the Federal Election Campaign Act Amendments of 1974
(FECA). The 1974 amendments represented a response by Congress to
perceived abuses arising out of the 1972 Presidential election
campaign and culminating in the resignation of President Nixon.
Indeed, the legislative history reveals Congress' belief that
"[p]robably the most significant reform that could emerge from the
Watergate scandal is the creation of an independent nonpartisan
agency to supervise the enforcement of the laws relating to the
conduct of elections." 2
2 See Final Report of the Select Committee on Presidential
Campaign Activities, S. Rep. No. 93-981, 93d Cong., 2d Sess., 564
(1974).
102
STEVENS, J., dissenting
One of the most dramatic events of the entire Watergate scandal
was the firing of special prosecutor Archibald Cox in October 1973.
When Cox threatened to secure a judicial determination that the
President was violating a court order to deliver certain
Presidential tapes, President Nixon ordered the Attorney General to
fire Cox. Both the Attorney General and the Deputy Attorney General
refused, and instead resigned. The President's order to fire Cox
was then carried out by the Solicitor General, in his capacity as
Acting Attorney General. See generally
In re Olson,
818 F.2d
34, 41-42 (CADC 1987)
(per curiam). This incident, which
came to be known as the "Saturday Night Massacre," sparked
tremendous public outrage, of which Congress was surely aware.
Against this background, Congress would not have been likely, less
than one year later, to have made the FEC dependent for its Supreme
Court litigation on the approval of the Solicitor General.
In short, the legislative history of the 1974 amendments shows
that Congress intended the FEC to have ample authority to oversee
Presidential campaigns free of Executive influence. The FEC's
authority to conduct civil litigation, including appellate
litigation, must be construed in the light of Congress' intent.
Given the language and historical context of §437d(a)(6), it is
unsurprising that the FEC has had a long and uninterrupted history
of independent litigation before this Court.3 Though, as the
majority notes,
ante, at 97, that history does not preclude
us from reexamining the FEC's authority, the contemporaneous
practice of independent litigation, uninterrupted in subsequent
years, provides confirmation of Con-
3 The FEC has represented itself in cases resulting in decisions
on the merits, see
ante, at 97, and as
amicus curiae,
see,
e. g., First Nat. Bank of Boston v.
Bellotti,
435 U. S. 765
(1978);
Austin v.
Michigan Chamber of Commerce,
494 U. S. 652
(1990). Cf. R. Stern, E. Gressman, S. Shapiro, & K. Geller,
Supreme Court Practice 68, n. 56 (7th ed. 1993) (noting FEC's
authority to litigate on its own behalf pursuant to §
437d(a)(6)).
103
gress' original intent. See
BankAmerica Corp. v.
United States, 462 U. S. 122, 131
(1983). Moreover, during the administrations of Presidents Ford,
Carter, Reagan, and Bush, the Attorneys General and Solicitors
General of the United States did not object to the FEC's exercise
of authority to litigate in this Court without the prior approval
of the Solicitor General. As this Court has noted:
"'[J]ust as established practice may shed light on the extent of
power conveyed by general statutory language, so the want of
assertion of power by those who presumably would be alert to
exercise it, is equally significant in determining whether such
power was actually conferred.'" Ibid., quoting FTC v.
Bunte Brothers, Inc., 312 U. S. 349, 352
(1941).
See also
FPC v.
Panhandle Eastern Pipe Line Co.,
337 U. S. 498,
513 (1949) ("Failure to use such an important power for [over 10
years] indicates to us that the Commission did not believe the
power existed").
In rejecting the result dictated by language, history, and
longstanding practice, the majority relies primarily on the
differences between § 437d(a)(6) and 26 U. S. C. §§ 9010(d),
9040(d).4 The relevant language in § 9010, which originally
conferred additional and unusual responsibilities on the
Comptroller General of the United States, was enacted in 1971 as
part of the Presidential Election Campaign Fund Act (Fund Act),
which authorized public funding of Presidential campaigns.5 As the
majority notes,
ante, at 95, § 9040(d) was enacted at the
same time as §437d(a)(6), in 1974. The majority suggests that the
differences between §§ 9040(d) and
4 Sections 901O(d) and 9040(d) are identical. They read:
"(d) Appeal. The Commission is authorized on behalf of the
United States to appeal from, and to petition the Supreme Court for
certiorari to review, judgments or decrees entered with respect to
actions in which it appears pursuant to the authority provided in
this section."
5The 1974 amendment transferred those responsibilities to the
FEC.
104
STEVENS, J., dissenting
437d(a)(6) reveal Congress' intent to give the FEC a more
limited litigation authority under the latter statute.
The differences between §§ 437d(a)(6) and 9040(d) cannot support
the weight that the majority wishes them to bear. The striking
similarity between §§ 9010 and 9040 suggests that when Congress
enacted § 9040, it did little more than copy the provisions of §
9010.6 No evidence whatsoever suggests that Congress considered the
significance of the wording of those sections when it created §
437d(a)(6). The fact that the FEC's authority to file petitions for
certiorari is expressed more explicitly in §§ 9010(d) and 9040(d)
of Title 26 than in § 437d(a)(6) of Title 2 is thus not a
sufficient reason for failing to give the latter provision its
ordinary and wellaccepted interpretation.7
Furthermore, the majority's reading of the statutes rests on the
anomalous premise that Congress decided to give the FEC authority
to litigate Fund Act cases in this Court while denying it similar
authority in connection with its broader regulatory
responsibilities under the FECA. The majority
6 As noted at n. 4,
supra, §§ 9010(d) and 9040(d) are
identical. The other provisions of those statutes, though not
identical, are substantially similar. Compare,
e. g.,
§ 901O(b) ("The Commission is authorized through attorneys and
counsel described in subsection (a) to appear in the district
courts of the United States to seek recovery of any amounts
determined to be payable to the Secretary of the Treasury as a
result of examination and audit made pursuant to section 9007")
with § 9040(b) ("The Commission is authorized, through attorneys
and counsel described in subsection (a), to institute actions in
the district courts of the United States to seek recovery of any
amounts determined to be payable to the Secretary as a result of an
examination and audit made pursuant to section 9038").
7 As an aside, I note that the majority's strict reading of §§
901O(d) and 9040(d) creates its own oddities. For example, it seems
to me that an open question under the Court's narrow reading of the
statutes is whether the FEC has the right to file briefs in
opposition to the certiorari petitions filed by its adversaries.
Compare § 9010(d) (granting the FEC authority to "petition the
Supreme Court for certiorari to review") with 28 CFR § 0.20 (1994)
(delegating to the Solicitor General authority to file "petitions
for
and in opposition to certiorari") (emphasis added).
105
explains this anomaly by hypothesizing that "Presidential
influence through the Solicitor General might be thought more
likely in cases involving Presidential election fund controversies
than in other litigation in which the FEC is involved."
Ante, at 94. This hypothesis is untenable. Indeed, the Court
has previously noted:
"[B]oth the Fund Act and FECA playa part in regulating
Presidential campaigns. The Fund Act comes into play only if a
candidate chooses to accept public funding of his general election
campaign, and it covers only the period between the nominating
convention and 30 days after the general election. In contrast,
FECA applies to all Presidential campaigns, as well as other
federal elections, regardless of whether publicly or privately
funded." Federal Election Comm'n v. National Conservative
Political Action Comm., 470 U. S. 480, 491
(1985).
Finally, though admittedly important, the 1971 Act was a
relatively undramatic piece of legislation, enacted before
Watergate seized the national (and congressional) attention. The
notion that Congress was motivated by a concern about improper
Presidential influence in 1971 when it enacted the Fund Act, but
ignored such concerns in 1974 when it enacted FECA, is simply
belied by "a page of history." See
New York Trust Co. v.
Eisner, 256 U.
S. 345, 349 (1921) (Holmes, J.).
During two decades of FEC litigation we have repeatedly
recognized that the FEC's express statutory authority to initiate,
defend, or "appeal any civil action" to enforce FECA "through its
general counsel" encompasses discretionary appellate review as well
as the now almost extinct mandatory appellate review in this Court.
Because I remain persuaded that this settled practice was faithful
to both the plain language and the underlying purpose of
§437d(a)(6), I respectfully dissent.
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