SUPREME COURT OF THE UNITED STATES
_________________
No. 23–7483
_________________
EDGARDO ESTERAS, PETITIONER
v. UNITED
STATES
TIMOTHY MICHAEL JAIMEZ, fka TIMOTHY M.
WATTERS, PETITIONER
v. UNITED STATES
TORIANO A. LEAKS, JR., PETITIONER
v.
UNITED STATES
on writ of certiorari to the united states
court of appeals for the sixth circuit
[June 20, 2025]
Justice Alito, with whom Justice Gorsuch
joins, dissenting.
Veteran trial judges often complain that their
appellate colleagues live in a world of airy abstractions and do
not give enough thought to the practical effects of their holdings.
Today’s decision is likely to earn the rank of Exhibit A in the
trial bench’s catalog of appellate otherworldliness. The Court
interprets the Sentencing Reform Act to mean that a federal
district-court judge, when considering whether to impose or alter a
term of supervised release, must engage in mind-bending exercises.
The judge must take into account “the nature and circumstances” of
a defendant’s offense but is forbidden to consider “the seriousness
of the offense.” 18 U. S. C. §3553(a). The judge must
consider what is needed to “dete[r]” violations of the law or to
rehabilitate a defendant,
i.e., to cause him to lead a
law-abiding life, but cannot be influenced by a desire “to promote
respect for the law.”
Ibid.
The Sentencing Reform Act does not place
district judges in such a predicament. Neither the statutory text,
the interpretive canon on which the Court relies, nor the structure
of the Act supports the Court’s interpretation.
I
A
In order to understand these cases and the
points on which the majority and I disagree, some background
information about federal sentencing is required. When a defendant
is “found guilty of an offense,” he may be sentenced to “a term of
probation,” “a fine,” or “a term of imprisonment.” §3551(b). And in
crafting a sentence, the court is required to consider the 10
factors that are set out in §3553(a). (For convenience, I will call
these the sentencing factors.)
If a sentencing court imposes a term of
imprisonment, the court generally has discretion to include “as a
part of the sentence” a term of supervised release.
§3583(a).[
1] “Supervised
release is ‘a form of postconfinement monitoring’ that permits a
defendant a kind of conditional liberty by allowing him to serve
part of his sentence outside of prison.”
Mont v.
United
States, 587 U.S. 514, 523 (2019) (quoting
Johnson v.
United States,
529 U.S.
694, 697 (2000)). In deciding whether to impose and in devising
a term of supervised release, a judge is required to consider 8 of
the 10 sentencing factors noted above, specifically, §§3553(a)(1),
(a)(2)(B), (a)(2)(C), (a)(2)(D), (a)(4), (a)(5), (a)(6), and
(a)(7). (For convenience, I will call these the supervised-release
factors.)
During a term of supervised release, a defendant
must comply with certain standard conditions, such as reporting to
a probation officer, as well as any special conditions that are
“tailored specifically” to “the individual case.” Administrative
Office of the U. S. Courts, Overview of Probation and
Supervised Release Conditions 8 (2024). If a defendant fails to
comply with these conditions, revocation of supervised release is
sometimes mandatory, see,
e.g., §3583(g), but in most cases,
the court has discretion to choose the appropriate response. For
example, it may “extend” supervised release “if less than the
maximum authorized term was previously imposed”; “modify, reduce,
or enlarge the conditions of supervised release”; or, more
seriously, “revoke” supervised release and “require the defendant
to serve in prison all or part of the term of supervised release
authorized by statute for the offense that resulted in such term of
supervised release.” §§3583(e)(2), (3). In deciding whether to
alter a term of supervised release, the court is required to
consider the same eight factors that had to be taken into account
in imposing the term of supervised release in the first place.
In these cases, the lead petitioner, Edgardo
Esteras, violated a term of his supervised release by assaulting
the mother of his children and shooting at her vehicle. The
sentencing judge revoked supervised release and, in doing so,
referred to Esteras’s criminal history and the need to “encourage
[him] to be respectful of the law.” App. 96a. Citing these remarks,
Esteras contends that the judge based his decision on an
impermissible factor, namely, a desire to “promote respect for the
law.” This factor, which appears in §3553(a)(2)(A), is one of the
two sentencing factors omitted from the list of supervised-release
factors. Esteras argues, and the Court now agrees, that the
omission of §3553(a)(2)(A) from the list of supervised-release
factors means that it cannot be considered. In other words, the
judge in Esteras’s case was obligated to put out of his mind any
desire “to promote respect for the law.” Before today, one might
have thought that every aspect of a federal judge’s work should aim
to “promote respect for the law.” Apparently, that is no longer
true.
B
The question in these cases is what to make of
the omission of §3553(a)(2)(A) from the list of supervised-release
factors. The Court infers that consideration of this factor is
forbidden, and, in so doing, relies almost entirely on a canon of
interpretation that bears the Latin name
expressio unius est
exclusio alterius. In English, that means “[t]he expression of
one thing implies the exclusion of others.” A. Scalia & B.
Garner, Reading Law: The Interpretation of Legal Texts 107 (2012)
(Scalia & Garner). To modify a classic example slightly,
suppose a sign at the entrance of a park said: “No gasoline- or
electric-powered vehicles allowed.” Under the
expressio
unius canon, it would be fair to infer that standard bikes are
permitted. See H. Hart, Positivism and the Separation of Law and
Morals, 71 Harv. L. Rev. 593, 607 (1958).
Although this canon has its place, Reading Law
emphasizes that it “must be applied with great caution, since its
application depends so much on context.” Scalia & Garner 107.
Our cases have made the same point and have often rejected use of
the canon because of the context in which the expression appeared.
See,
e.g.,
NLRB v.
SW General, Inc., 580 U.S.
288, 302 (2017) (“The
expressio unius canon applies only
when circumstances support[ ] a sensible inference that the
term left out must have been meant to be excluded” (internal
quotation marks omitted));
Barnhart v.
Peabody Coal
Co.,
537 U.S.
149, 168 (2003) (“[T]he canon
expressio unius est exclusio
alterius does not apply to every statutory listing or
grouping”). Reading Law also contains this important warning: “Even
when an all-inclusive sense seems apparent, one must still identify
the scope of the inclusiveness (thereby limiting [the]
implied exclusion).” Scalia & Garner 108 (emphasis added).
In these cases, I agree with the Court that the
omission of two of the sentencing factors from the list of
supervised- release factors gives rise to a negative inference, but
I disagree with the Court about the nature of that inference. The
most likely—and in my view, the appropriate—inference is simply
that §3583(e), the provision listing the supervised-release
factors, sets out an exclusive list of
mandatory factors.
That is “the scope of the inclusiveness.” The Court, however, goes
further and infers not just that there are no other
mandatory factors but that there are no other
permissible factors. That aggressive application of the
expressio unius canon goes too far. While the inference
produced by that canon is always dependent on context, the
enumeration of things that must be done generally does not suggest
that no other things may be done.
Consider this example. Suppose I tell my law
clerks on a Monday that by the end of the week they must complete
the bench memos in 6 of the 12 cases scheduled for argument during
the next sitting. That statement would strongly imply that
completion of other bench memos by the end of the week is not
mandatory. But the statement would not suggest that finishing other
bench memos is forbidden. Many other similar examples could be
provided.
To salvage its far-reaching inference, the Court
offers its own variation on the law-clerk hypothetical. In the
Court’s hypothetical, a judge tells a clerk “to prepare a bench
memo with a recommendation formed ‘after considering’ statutory
text, context, and structure, as well as any relevant precedent.”
Ante, at 12. As the Court sees it, if the law clerk also
reviews secondary sources “to inform her recommendation,” the law
clerk did not “obe[y] her boss’s instructions.”
Ante, at
12–13
.
But nothing about the Court’s hypothetical
suggests the law clerk must exclusively consider those four
factors. Would the clerk necessarily infer from the judge’s
instruction that nothing else could be considered? I doubt it. And
if the clerk knows that the judge thinks that other factors, such
as statutory purpose or legislative history, are relevant
considerations, the inference is unlikely.
For this reason, the Court’s use of the
expressio unius canon exceeds its customary and proper use,
and the Court provides no good reason for its aggressive use of
that interpretive tool. The Court finds it significant that
Congress included in the list of supervised-release factors “almost
the entire list” of sentencing factors but left out §3553(a)(2)(A).
Ante, at 9. According to the Court, this makes “all the more
glaring” Congress’s intention that sentencing courts should not
consider §3553(a)(2)(A) when modifying a term of supervised
release.
Ibid.
This is illogical. When a provision sets out a
rule and lists items to which the rule applies, the length of the
list may bolster the strength of the inference that the list is
exhaustive, but it does not alter the scope of the rule. Suppose I
tell friends who are visiting Washington, D. C., for the first
time that they must visit a list of enumerated sites. If the list
is long, they might infer that I do not think that there are any
other sites that they should necessarily try to squeeze in. But it
is doubtful that they would infer that I am suggesting that they
should necessarily avoid seeing anything else that might catch
their interest.
In short, the
expressio unius canon is
insufficient to support the Court’s interpretation.
II
The Court’s interpretation is also
inconsistent with the text and structure of the Sentencing Reform
Act.
A
Starting with the text, I note three features
that counsel against acceptance of the Court’s interpretation.
First, the relevant provisions of the
Sentencing Reform Act lack language like that included in other
provisions of the Act that limit a court’s consideration of
specified factors. For example, §3582(a)—the provision that
directly precedes the provision setting out the mandatory
supervised-release factors in §3583—expressly states that a judge’s
decision whether to impose a term of imprisonment may not be based
on a desire to “promot[e] correction and rehabilitation.” When
“Congress includes particular language in one section of a statute
but omits it in another section of the same Act, it is generally
presumed that Congress acts intentionally and purposely in the
disparate inclusion or exclusion.”
Russello v.
United
States,
464 U.S.
16, 23 (1983) (internal quotation marks omitted). Or take
§3565(b), which (as amended in 1988) contains an implicit
prohibition on consideration of the sentencing factors. See
102Stat. 4361. That provision mandates revocation of probation if
certain conditions are met, and Congress apparently gave courts no
discretion to even consider the sentencing factors. As a result,
the absence of any even remotely similar language in §3583(e) is
telling.
Second, we can infer that the Sentencing
Reform Act
allows a judge to consider all the sentencing
factors because there are some situations in which factors omitted
from the list of supervised-release factors must be considered. One
such situation occurs when a judge decides how to respond to a
defendant’s violation of the terms of supervised release because in
that situation the judge must consider exactly what is set out in
§3553(a)(3), which is one of the sentencing factors omitted from
the list of supervised-release factors. That provision refers to
“the kinds of sentences available,” and when a judge is deciding
what to do about a defendant who has violated the terms of
supervised release, the judge must consider the available options,
which include termination, extension, modification, and revocation.
§3583(e). Because a term of supervised release is “part of a
sentence,” each one of these options changes the defendant’s
sentence. And therefore, this list of options constitutes a list of
“the kinds of sentences available.”[
2]
Consideration of “the kinds of sentences
available” may be required during a revocation proceeding for yet
another reason. When a sentencing court revokes a term of
supervised release and sends the defendant back to prison, the
maximum period of additional confinement authorized depends on the
class of the underlying offense. See §3583(e)(3). So a sentencing
court determining the permissible range of reimprisonment will
necessarily consider the “kinds of sentences” authorized under the
statute of conviction.
Third, and most important, the Court’s
interpretation cannot account for the inextricable relationship
between the omitted sentencing factor at issue in these cases,
i.e., §3553(a)(2)(A), and the sentencing factors that a
judge must consider in deciding whether to alter a term of
supervised release. Recall that §3553(a)(2)(A) requires, among
other things, consideration of “the seriousness of the offense,”
and according to the Court, taking that factor into account is
prohibited. But it is undisputed that a judge
must consider
“the nature and circumstances of the offense” when altering a term
of supervised release. §§3553(a)(1), 3583(e). Since “the
seriousness of the offense” is part of “the nature of the offense,”
the Court’s interpretation gives district judges irreconcilable
instructions.
Another part of §3553(a)(2)(A) creates a similar
problem for the Court. Section 3553(a)(2)(A) refers to “the need
. . . to promote respect for the law,” and because that
provision is omitted from the supervised-release factors, the Court
holds that consideration of this factor is not allowed either. But
the Sentencing Reform Act demands consideration of factors that are
hard to separate from “promot[ing] respect for the law.” In
deciding whether to alter a term of supervised release, a judge
must consider “the need . . . to afford adequate
deterrence to criminal conduct,” §3553(a)(2)(B), and the whole
point of deterrence is to encourage respect for and compliance with
the law.
The Court struggles in vain to explain away this
clash between what its interpretation forbids and what the
Sentencing Reform Act demands. It entirely ignores the relationship
between “afford[ing] adequate deterrence” (a mandatory
consideration) and “promot[ing] respect for the law” (outlawed
under its interpretation). And as for the conflict between
requiring consideration of the “nature and circumstances of the
offense” and banning consideration of “the seriousness of the
offense,” the Court’s response is an elaborate theory that has no
grounding in the statutory text.
The Court begins by claiming that §3553(a)(2)(A)
relates solely to retribution and not to any of the other three
permitted goals of punishment—deterrence, incapacitation, and
rehabilitation. See
ante, at 13–14. But that is simply not
true with respect to two of the objectives to which §3553(a)(2)(A)
refers,
i.e., the need for a sentence to reflect “the
seriousness of the offense” and “to promote respect for the law.”
These two factors implicate other purposes of punishment too. For
example, if the offense in question is very serious, there is a
heightened need for deterrence and incapacitation, and
rehabilitation may be harder. So the Court’s theory veers off
course at the start.
After that flawed beginning, the Court tells us
that the supervised-release factors operate as a kind of purpose
filter. Section 3553(a)(2) enumerates four factors that, in the
Court’s view, reflect the four recognized purposes of punishment.
The Court tells us that the “nature and circumstances of the
offense” must be considered in light of one of those four purposes.
See
ante, at 13–14; accord, Brief for Petitioners 34–35. The
supervised-release factors, however, include only three of those
four purposes and exclude the goal of retribution supposedly
encapsulated in §3553(a)(2)(A). So, in the Court’s view, the
supervised- release statute filters out §3553(a)(2)(A) and thereby
prohibits a court from any consideration of the “nature and
circumstances of the offense” in light of §3553(a)(2)(A)’s
supposedly “retributive focus” and concern with the “seriousness of
the offense.”
Ante, at 14
None of this has any textual support, and it
does not solve the problem faced by a judge who is compelled to
consider the nature and circumstances of an offense but forbidden
to consider its seriousness. If taken seriously, it does not alter
in any way the information that judges may consider. Instead, it
merely calls on them to probe their mental processes to ensure that
no thoughts of retribution entered in.[
3] Imposing such a soul-searching obligation as a
requirement that may be enforced in litigation is utterly
impractical.
B
No more is needed to reject the Court’s
interpretation, but I note for good measure that the structure of
the Sentencing Reform Act also weighs against the Court’s
interpretation. The Act gives express instructions about the way in
which the sentencing factors apply to decisions regarding the
imposition of each of the Act’s three primary penalties
(
i.e., imprisonment, probation, fines). These instructions
fall into one of two categories. Instructions in the first category
either mandate consideration of all the sentencing factors[
4] or require their consideration to
the extent they are relevant to the type of sentence in
question.[
5] By contrast,
instructions in the second category expressly prohibit
consideration of specific sentencing factors.[
6]
What is remarkable about §3583(e), which lists
the mandatory supervised-release factors, is that it does not fall
into either of these categories. It neither demands consideration
of all relevant sentencing factors nor prohibits consideration of
some or all of them. Instead, it requires consideration of some of
the mandatory sentencing factors but says nothing about the rest.
The appropriate inference is that §3583(e) is meant to have a
different effect: namely, to give sentencing courts discretion to
consider the omitted factors.
Such discretion is consistent with the
Sentencing Reform Act’s general approach to supervised release,
which confers broad discretion on trial judges. In most cases,
sentencing courts “may include” a term of supervised release “as a
part” of “a sentence to a term of imprisonment,” §3583(a), and
“may” terminate, extend, or revoke supervised release,
§3583(e).
This grant of discretion tracks the background
principles against which the Act was drafted, namely, “the
established tradition of district courts’ sentencing discretion.”
Concepcion v.
United States, 597 U.S. 481, 495
(2022). As we recently noted, “[t]he only limitations on a court’s
discretion to consider any relevant materials at an initial
sentencing or in modifying that sentence are those set forth by
Congress in a statute or by the Constitution.”
Id., at 494;
see §3661. “Congress is not shy about placing such limits” on
sentencing discretion,
id., at 494, and its failure to do so
in §3583(e) permits the inference that sentencing courts retain
discretion to consider “any relevant materials,” including the
omitted §3553(a) factors,
ibid.[
7]
III
A
The Court attempts to buttress its
interpretation by citing statements made in two of our prior cases,
but the holdings in those cases were far afield from the question
presented here, and the comments in question simply provided
background. In
Tapia v.
United States,
564 U.S.
319 (2011), we held that a sentence of imprisonment cannot be
imposed or extended to foster a defendant’s rehabilitation. Before
directly addressing that issue in Part III of the opinion, Part II
provided “statutory background.”
Id., at 323. After noting
the four purposes of sentencing, the opinion stated that under the
Sentencing Reform Act, “a particular purpose may apply differently,
or even not at all, depending on the kind of sentence under
consideration.”
Id., at 326. As an example, the opinion
stated that under §3583(c), “a court may
not take account of
retribution (the first purpose listed in §3553(a)(2)) when imposing
a term of supervised release.”
Ibid. (emphasis in original).
Because the wording of §3583(c) is similar to that of §3583(e)—the
provision that controls alteration of a term of supervised
release—the Court today treats
Tapia’s statement as strong
support for its decision.
This reads too much into what is plainly
peripheral dicta. For one thing, it is not even clear that the
statement means what the Court claims. The verb “may” sometimes
denotes “permission” and sometimes denotes “possibility.” Random
House Webster’s Unabridged Dictionary 1189 (2d ed. 2001). The Court
reads the statement in
Tapia to mean permission: a judge
may not consider retribution because that is not allowed.
But the statement could also mean “possibility”: a judge, as a
matter of discretion,
may choose not to take retribution
into account. It is debatable which reading is better, and in any
event, as the opinion stated twice, the statement was merely
“statutory background.” 564 U. S., at 323, 326. Moreover,
Tapia “dealt with a different sentencing law” concerned with
imposing imprisonment, not supervised release, and the Court’s
drive-by analysis of §3583(c) did nothing to reckon with Congress’s
lack of “explicit directions” as to the omitted sentencing factors.
88 F. 4th 1163, 1168 (CA6 2023). Such “[d]ictum settles
nothing, even in the court that utters it.”
Jama v.
Immigration and Customs Enforcement,
543
U.S. 335, 351, n. 12 (2005).
The Court’s other precedent,
Concepcion
v.
United States, 597 U.S. 481, is no better. The holding in
that case—that sentencing courts adjudicating motions to reduce a
sentence under the First Step Act have discretion to consider
intervening changes in the law or relevant facts—is far removed
from the question here. After emphasizing that sentencing judges
have generally exercised broad discretion regarding the facts
considered in sentencing determinations, the opinion noted that
Congress has sometimes imposed restrictions; as an illustration, it
simply cited the statement made in
Tapia. See 597
U. S., at 494.
Whatever weight these dicta merit, they are
surely insufficient to support today’s decision.
B
The Court attempts to justify its
interpretation by drawing a hard line between the Act’s primary
penalties—“[f]ines, probation, and imprisonment”—and supervised
release.
Ante, at 9. In its view, the former are a court’s
main “tools for ensuring that a criminal defendant receives just
deserts for the original offense.”
Ibid. But “[w]hen a
defendant violates the conditions of his supervised release,” the
Court reasons, “it makes sense that a court must consider the
forward-looking ends of sentencing (deterrence,
incapacitation, and rehabilitation), but may not consider the
backward-looking purpose of retribution.”
Ante, at
10.
This argument exaggerates the distinction
between the two classes of penalties to which the Court refers.
Contrary to the Court’s suggestion, a decision about the revocation
of supervised release may call for consideration of certain
backward-looking factors. For example, under §3583(e)(3), the
limits of the discretion enjoyed by a court considering the
revocation of supervised release depend on the class (A, B, C, or
D) of the “statute for the offense that resulted in [the] term of
supervised release.” Section 3583(e) also mandates consideration of
§3553(a)(6), which, in turn, requires consideration of “the need to
avoid unwarranted sentence disparities among defendants with
similar records who have been found guilty of similar conduct.” In
assessing that factor, a sentencing court must necessarily look
back to the defendant’s offense conduct and also consider the past
offense conduct of similarly situated defendants.
A defendant’s original offense may also be
important when a judge is considering whether a violation of a
condition of supervised release is serious enough to justify
sending the violator back to prison for a particular length of
time. Consider a defendant convicted for the possession of child
pornography who later violates a special condition of his release
restricting his viewing of any sexually explicit materials,
including material that depicts teenagers who are not actually
under the age of 18. In such a case, the serious nature of the
original crime may be thought to have a bearing on the implications
of the later violation and the need for reimprisonment to deter the
defendant from future backsliding, to protect society from the
consequences of child pornography, or to provide the opportunity
for further rehabilitation efforts in prison.
It is revealing that the Court only
half-heartedly buys its forward-looking/backward-looking
distinction. In a footnote, the Court refuses to take a position on
the question whether a sentencing court may revoke supervised
release in retribution “for the violation of the conditions of the
supervised release.”
Ante, at 8, n. 5 (emphasis
deleted).
IV
In addition to all these faults, the Court’s
interpretation, as I emphasized at the outset of this opinion,
defies common sense.
The Court’s interpretation of which sentencing
factors a court may consider in altering a term of supervised
release must also apply when a court is initially imposing a term
of supervised release. The relevant wording in §3583(c), which
governs the imposition of supervised release, and §3583(e), which
governs the alteration of supervised release, cannot be
meaningfully distinguished. But applying the Court’s interpretation
to the original imposition of supervised released creates a huge
practical problem. A term of imprisonment and a term of supervised
release are often imposed at the same time. In imposing a prison
term, a court
must consider all of the 10 sentencing
factors, but under today’s reading of the Sentencing Reform Act,
the court is prohibited from considering 2 of those factors when it
turns to the issue of supervised release. How this will work in
practice is anyone’s guess. Must sentencing courts “adjourn the
hearing after imposing” imprisonment and then “start over with a
new unblemished inquiry” and without giving any thought to the
omitted §3553(a) factors? 88 F. 4th, at 1168. The Sixth
Circuit feared that might be required. Many district judges may
soon face this problem because “[t]he vast majority (95.1%)” of
offenders convicted of a felony or Class A misdemeanor are also
“sentenced to terms of supervised release.” United States
Sentencing Commission, Federal Offenders Sentenced to Supervised
Release 50 (2010). Indeed, in 2024, supervised release was imposed
in 50,865 cases. See United States Sentencing Commission, 2024
Sourcebook of Federal Sentencing Statistics 41.
Other daunting practical problems will arise
when judges are deciding whether to alter a defendant’s term of
supervised release. When sending a violator of supervised release
back to prison, a court must carefully control every word that is
uttered to explain the decision. Avoiding the language of
§3553(a)(2)(A)—“the seriousness of the offense,” “respect for the
law,” and “just punishment for the offense”—is obviously essential.
But what about synonyms and other arguably related words and
phrases? Not only must sentencing judges avoid verbal missteps,
they must do so while heeding the requirement to consider mandatory
supervised-release factors that are essentially inseparable from
the factors that are fatal. See
supra, at 9.
The potential consequences of the Court’s
interpretation are so alarming that many of the lower courts that
have adopted today’s interpretation have squirmed to avoid its
effects. See,
e.g.,
United States v.
Miqbel,
444 F.3d 1173, 1182 (CA9 2006) (“[A] sentence would be
unreasonable if the court based it
primarily on an omitted
factor, such as a factor provided for in
§3553(a)(2)(A). . . . We do not suggest that
a
mere reference to promoting respect for the law would in itself
render a sentence unreasonable” (emphasis added));
United
States v.
Sanchez, 900 F.3d 678, 684, n. 5 (CA5
2018) (“Of course, this is not to say that any use of words like
‘punish,’ ‘serious,’ or ‘respect’ automatically renders a
revocation sentence void. Mere
mention of impermissible
factors is acceptable; to constitute reversible error
. . . the forbidden factor must be ‘dominant’ ”
(quoting
United States v.
Rivera, 784 F.3d 1012, 1017
(CA5 2015))).
Today’s decision is similar. After adopting an
impractical interpretation, the decision takes the remarkable step
of outlining ways in which sentencing judges and courts of appeals
can avoid strict compliance. At the trial level, if the defense
objects that a comment made by the judge crosses the line, the
Court counsels that the judge can easily ward off reversal. The
judge can “withdraw any impermissible” remark or recast any “stray
reference to a §3553(a)(2)(A) factor” as “merely prefatory.”
Ante, at 16. In addition, the judge may “explain that a
stray reference” to a prohibited factor was actually “intended to
bear on” a mandatory factor with which it is closely related.
Ibid.
After providing this roadmap for district
judges, the Court turns to the courts of appeals. The Court reminds
circuit judges that an appeal based on today’s decision “will be
governed by plain-error review,” assuming the defendant fails to
object in the district court.
Ibid. And plain-error review,
as we have long observed, is an “exacting” standard and is meant to
correct “only particularly egregious errors” that “seriously affect
the fairness, integrity, or public reputation of judicial
proceedings.”
United States v.
Young,
470 U.S.
1, 15 (1985) (internal quotation marks omitted).
Reading between the lines, the Court’s message
is clear. Unless a district judge obdurately fails to backtrack as
recommended when there is an objection based on today’s decision,
there should be few problems. The Court’s outline shows that it has
a low opinion of the value of its handiwork, and that should seal
the case that the whole effort is a mistake.
* * *
For these reasons, I cannot agree with the
Court’s decision, and I therefore respectfully dissent.
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