OCTOBER TERM, 1998
Syllabus
EL PASO NATURAL GAS CO. ET AL.
v. NEZTSOSIE ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No. 98-6. Argued March 2, 1999-Decided May 3,1999
As relevant here, the Price-Anderson Act provides certain
federallicensees with limited liability for claims of "public
liability" arising out of or resulting from a nuclear incident,
converts such actions into federal claims, grants federal district
courts removal jurisdiction over such actions, and provides the
mechanics for consolidating the actions and for managing them once
consolidated. Respondents filed separate lawsuits in Navajo Tribal
Courts, claiming damages for injuries suffered as a result of
uranium mining operations. Petitioners, defendants in those suits,
each filed suit in Federal District Court, seeking to enjoin
respondents from pursuing their tribal-court claims. Citing the
tribalcourt exhaustion doctrine of
National Farmers Union Ins.
Coso v.
Crow Tribe, 471 U. S. 845, the
District Court denied preliminary injunctions except to the extent
that respondents sought relief in the Tribal Courts under the
Price-Anderson Act. The practical consequences of the injunctions
were left in the air, however, since the District Court left the
determinations whether the Act applied to respondents' claims to
the Tribal Courts. On petitioners' consolidated appeals, the Ninth
Circuit affirmed the District Court's decisions not to enjoin
respondents from pursuing non-Price-Anderson Act claims and to
allow the Tribal Courts to decide whether respondents' claims fell
under that Act. Although respondents had not appealed the partial
injunctions, the Ninth Circuit, citing important comity
considerations,
sua sponte reversed them.
Held:
1. Because the partial injunctions were not properly before the
Court of Appeals, it erred in addressing them. Absent a
cross-appeal, an appellee may urge in support of a decree any
matter appearing in the record, but may not attack the decree with
a view either to enlarging his own rights thereunder or lessening
his adversary's rights.
United States v.
American Railway
Express Co., 265
U. S. 425, 435. The Ninth Circuit acknowledged the rule, but
took up the unappealed portions of the orders
sua sponte
because it believed that the prohibition on modifying judgments in
favor of a nonappealing party is a "rule of practice" subject to
exceptions rather than an unqualified bound on the jurisdiction of
appellate courts. This Court need not decide the theoretical status
of the rule, for even if it is not strictly jurisdictional, the
"comity
474
considerations" the Ninth Circuit invoked are clearly inadequate
to defeat the institutional interests the rule advances. Indeed,
not a single one of this Court's holdings has ever recognized an
exception to the rule. Respondents misconceive the nature of the
cross-appeal requirement when they argue that they should not be
penalized for failing to crossappeal from preliminary injunctions
because they could raise the same issue on appeal from the final
judgment. The requirement is meant not to penalize parties who fail
to assert their rights, but to protect institutional interests in
the orderly functioning of the judicial system by putting opposing
parties and appellate courts on notice of the issues to be
litigated and encouraging repose of those that are not. Fairness of
notice does not turn on the interlocutory character of the orders
at issue here, and the interest in repose, though somewhat
diminished when a final appeal may yet raise the issue, is still
considerable owing to the indefinite duration of the injunctions.
Pp.479-482.
2. The doctrine of tribal-court exhaustion does not apply in
this case, which if brought in a state court would be subject to
removal. pp. 482-488.
(a) This case differs markedly from those in which tribal-court
exhaustion is appropriate. By the Price-Anderson Act's unusual
preemption provision, 42 U. S. C. § 2014(hh), Congress expressed an
unmistakable preference for a federal forum, at the behest of the
defending party, both for litigating a Price-Anderson claim on the
merits and for determining whether a claim falls under the Act when
removal is contested. Petitioners seek the benefit of what is in
effect the same scheme of preference for a federal forum when they
ask for an injunction against further litigation in the tribal
courts. The issue, then, is whether Congress would have chosen to
postpone federal resolution of the enjoinable character of this
tribal-court litigation, when it would not have postponed federal
resolution of the functionally identical issue pending in a state
court. Pp. 482-485.
(b) The apparent reasons for the congressional policy of
immediate access to federal forums are as much applicable to
tribal- as to statecourt litigation. The Act provides clear
indications of the congressional aims of speed and efficiency in
the provisions addressing consolidation and management of cases,
e. g., 42 U. S. C. § 2210(n)(3)(A). The Act's terms are
underscored by its legislative history, which expressly refers to
the multitude of separate cases brought in the aftermath of the
Three Mile Island accident and adverts to the expectation that the
consolidation provisions would avoid inefficiencies resulting from
duplicative determinations of similar issues in multiple
jurisdictions. Applying tribal exhaustion would invite precisely
the mischief of duplicative determina-
475
tions and consequent inefficiencies that the Act sought to
avoid, and the force of the congressional concerns deprives
arguable justifications for applying tribal exhaustion of any
plausibility in these circumstances. Pp. 485-488.
136 F.3d
610, vacated and remanded.
SOUTER, J., delivered the opinion for a unanimous Court.
James R. Atwood argued the cause for petitioners. With him on
the briefs were Richard A. Meserve, Lynn H. Slade, and Walter E.
Stern.
Jonathan E. Nuechterlein argued the cause for the United States
as amicus curiae urging reversal. With him on the brief were
Solicitor General Waxman, Assistant Attorney General Schiffer,
Deputy Solicitor General Kneedler, Martin W Matzen, John D. Leshy,
Mary Anne Sullivan, and John F. Cordes.
H. Bartow Farr III argued the cause for respondents.
With him on the brief were Seth Richard Lesser, Max W Berger,
Louis C. Paul, Richard G. Taranto, Moshe Maimon, and Steven J.
Phillips.*
*Briefs of
amici curiae urging reversal were filed for
the State of South Dakota et al. by
Mark W Barnett, Attorney
General of South Dakota, and
John Patrick Guhin, Deputy
Attorney General, and by the Attorneys General for their respective
States as follows:
Daniel E. Lungren of California,
Frank J.
Kelley of Michigan,
Joseph P. Mazurek
of Montana,
Frankie Sue Del Papa of Nevada,
Dennis C.
Vacco of New York,
Jan Graham of Utah, and
Gay
Woodhouse of Wyoming; for Lewis County, Idaho, by
Kimron R.
Torgerson, Marc A. Lyons, and
Tom D. Tobin; for the
Association of American Railroads by
Betty Jo Christian,
Charles G.
Cole, Sara E. Hauptfuehrer, and
Daniel
Saphire; for the Interstate Natural Gas Association of America
by
James W McCartney and
Richard H. Page; for
Kerr-McGee Corp. by
John Townsend Rich, Richard T. Conway,
Michael R. Comeau, and
Jon J.
lndall; and for the
National Mining Association by
James B. Hamlin, Anthony J.
Thompson, and
Harold P. Quinn, Jr.
Briefs of
amici curiae urging affirmance were filed for
the Fallon Paiute-Shoshone Tribe by
Melody L. McCoy and
Kim Jerome Gottschalk;
476
JUSTICE SOUTER delivered the opinion of the Court.
The issue is whether the judicially created doctrine of
tribal-court exhaustion, requiring a district court to stay its
hand while a tribal court determines its own jurisdiction, should
apply in this case, which if brought in a state court would be
subject to removal. We think the exhaustion doctrine should not
extend so far.
I
With the object of "encourag[ing] the private sector to become
involved in the development of atomic energy for peaceful
purposes,"
Duke Power Co. v.
Carolina Environmental Study
Group, Inc., 438
U. S. 59, 63 (1978), Congress passed the Atomic Energy Act of
1954 (AEA), 68 Stat. 919, a broad scheme of federal regulation and
licensing. Because it "soon became apparent that profits from the
private exploitation of atomic energy were uncertain and the
accompanying risks substantial,"
Duke Power, supra, at 63,
in 1957 Congress amended the AEA with the Price-Anderson Act, 71
Stat. 576. Price-Anderson provided certain federal licensees with a
system of private insurance, Government indemnification, and
limited liability for claims of "public liability," now defined
generally as "any legal liability arising out of or resulting from
a nuclear incident or precautionary evacuation .... " 42 U. S. C. §
2014(w). The Act defines "nuclear incident" as "any occurrence ...
within the United States causing ... bodily injury, sickness,
disease, or death, or loss of or damage to property, or loss of use
of property, arising out of or resulting from the radioactive,
toxic, explo-
and for Bertram Roberts et al. by Brian Wolfman, Alan B.
Morrison, and Ervin A. Gonzalez.
Briefs of
amici curiae were filed for American Nuclear
Insurers by
Donald E. Jose and
David Wiedis; and for
the Navajo Nation by
Terence M. Gurley and
Steven J.
Bloxham.
477
sive, or other hazardous properties of source, special nuclear,
or byproduct material .... " §2014(q).1
In the wake of the 1979 accident at the Three Mile Island
nuclear power plant, suits proliferated in state and federal
courts, but because the accident was not an "extraordinary nuclear
occurrence," within the meaning of the Act, see § 2014(j), there
was no mechanism for consolidating the claims in federal court. See
S. Rep. No. 100-218, p. 13 (1987). Congress responded in 1988 by
amending the Act to grant United States district courts original
and removal jurisdiction over all "public liability actions," 102
Stat. 1076, 42 U. S. C. § 2210(n)(2), defined as suits "asserting
public liability," § 2014(hh), which "shall be deemed to be ...
action[s] arising under" § 2210. The Act now provides the mechanics
for consolidating such actions, § 2210(n)(2), for managing them
once consolidated, § 2210(n)(3), and for distributing limited
compensatory funds, § 2210(0).
In 1995, respondents Laura and Arlinda Neztsosie, two members of
the Navajo Nation, filed suit in the District Court of the Navajo
Nation, Tuba City District, against petitioner EI Paso Natural Gas
Company and one of its subsidiaries, Rare Metals Corporation. The
Neztsosies alleged that on the Navajo Nation Reservation, from 1950
to 1965, EI Paso and Rare Metals operated open pit uranium mines,
which collected water then used by the Neztsosies for a number of
things, including drinking. The Neztsosies claimed that, as a
result, they suffered severe injuries from exposure to radioactive
and other hazardous materials, for which they sought compensatory
and punitive damages under Navajo tort law. App. 18a-27a. In 1996,
respondent Zonnie Richards, also a member of the Navajo Nation,
brought suit for herself and her husband's estate in the District
Court of the
1 "Source material" includes uranium and uranium ore. 42 U. S.
C. § 2014(z). "Byproduct material" includes "the tailings or wastes
produced by the extraction or concentration of uranium or thorium
from any ore processed primarily for its source material content."
§ 2014(e).
478
Navajo Nation, Kayenta District, against defendants including
the Vanadium Corporation of America (VCA), predecessor by merger of
petitioner Cyprus Foote Mineral Company. Richards raised Navajo
tort law claims for wrongful death and loss of consortium arising
from uranium mining and processing on the Navajo Nation Reservation
by VCA and other defendants from the 1940's through the 1960's.
136
El Paso and Cyprus Foote each filed suit in the United States
District Court for the District of Arizona, seeking to enjoin the N
eztsosies and Richards from pursuing their claims in the Tribal
Courts. The District Court, citing the tribal-court exhaustion
doctrine of
National Farmers Union Ins. Coso v.
Crow
Tribe, 471 U. S.
845 (1985), denied preliminary injunctions "except to the
extent" that the Neztsosies and Richards sought relief in the
Tribal Courts under the Price-Anderson Act. App. 71a, 73a. The
practical consequences of those injunctions were left in the air,
however, since the District Court declined to decide whether the
Act applied to the claims brought by the Neztsosies and Richards,
leaving those determinations to the Tribal Courts in the first
instance.
Id., at 71a, 73a. Both El Paso and Cyprus Foote
appealed.
On the companies' consolidated appeals, the Ninth Circuit
affirmed the District Court's decisions declining to enjoin the
Neztsosies and Richards from pursuing non-Price-Anderson Act
claims, as well as the decisions to allow the Tribal Courts to
decide in the first instance whether the Neztsosies' and Richards's
tribal claims fell within the ambit of the PriceAnderson Act. 136
F. 3d, at 617, n. 4, 620. But the Court of Appeals did not rest
there. Although neither the Neztsosies nor Richards had appealed
the partial injunctions against them, the Ninth Circuit
sua
sponte addressed those District Court rulings, citing
"important comity considerations involved."
Id., at 615. The
court reversed as to the injunctions, holding that the Act contains
no "express juris-
479
dictional prohibition" barring the tribal court from determining
its jurisdiction over Price-Anderson Act claims.
Id., at
617-620. Judge Kleinfeld dissented, concluding that the unappealed
partial injunctions against litigating PriceAnderson Act claims in
tribal court should be treated as law of the case, that all of the
tribal-law claims were actually Price-Anderson Act claims, and that
exhaustion was not required.
Id., at 620-622. We granted
certiorari, 525 U. s. 928 (1998), and now vacate and remand.
II
There is one matter preliminary to the principal issue.
Because respondents did not appeal those portions of the
District Court's orders enjoining them from pursuing PriceAnderson
Act claims in Tribal Court, those injunctions were not properly
before the Court of Appeals, which consequently erred in addressing
them. We have repeatedly affirmed two linked principles governing
the consequences of an appellee's failure to cross-appeal. Absent a
cross-appeal, an appellee may "urge in support of a decree any
matter appearing in the record, although his argument may involve
an attack upon the reasoning of the lower court," but may not
"attack the decree with a view either to enlarging his own rights
thereunder or of lessening the rights of his adversary."
United
States v.
American Railway Express Co., 265 U. S. 425,
435 (1924); see also
Union Tool Co. v.
Wilson, 259 U.
S. 107, 111 (1922). We recognized the latter limitation as early as
1796, see
McDonough v.
Dannery, 3 Dall. 188, 198, and
more than 60 years ago we spoke of it as "inveterate and certain,"
Morley Constr. Co. v.
Maryland Casualty Co., 300 U.
S. 185, 191 (1937).
The Court of Appeals acknowledged the rule, but, in light of the
natural temptation to dispose of the related questions of
jurisdiction and exhaustion at one blow, still thought it could
take up the unappealed portions of the District Court's orders
sua sponte because "important comity considera-
480
tions" were involved. 136 F. 3d, at 615. The Court of Appeals
apparently took the view, shared by a number of courts over the
years, that the prohibition on modifying judgments in favor of a
nonappealing party is a "rule of practice," subject to exceptions,
not an unqualified limit on the power of appellate courts.
Petitioners and the Government say the Court of Appeals was
mistaken, seeing the rule as an unqualified bound on the
jurisdiction of the courts of appeals. We need not decide the
theoretical status of such a firmly entrenched rule,2 however, for
even if it is not strictly jurisdictional (a point we do not
resolve) the "comity considerations" invoked by the Court of
Appeals to justify relaxing it are clearly inadequate to defeat the
institutional interests in fair notice and repose that the rule
advances. Indeed, in more than two centuries of repeatedly
endorsing the cross-appeal requirement, not a single one of our
holdings has ever recognized an exception to the rule.3
2 The issue has caused much disagreement among the Courts of
Appeals and even inconsistency within particular Circuits for more
than 50 years. For a survey of many of the cases, see
Marts
v.
Hines, 117 F.3d
1504, 1507-1511 (CA5 1997) (Garwood, J., dissenting), cert.
denied, 522 U. S. 1058 (1998). For recent cases taking opposing
positions, compare,
e. g., Young Radiator Co. v.
Celotex
Corp., 881 F.2d
1408, 1416 (CA7 1989) (jurisdictional), with
United
States v.
Tabor Court Realty Corp., 943 F.2d
335, 342-344 (CA3 1991) (rule of practice), cert. denied
sub
nom. Linde v.
Carrier Coal Enterprises, Inc., 502 U. S.
1093 (1992). For a discussion of the issue among the members of a
distinguished panel of the Second Circuit, though without any
reference to
Morley Constr. Co. v.
Maryland Casualty
Co., 300 U. S.
185 (1937), see
In re Barnett, 124 F.2d 1005, 1008-1013
(CA2 1942) (Frank, J., joined by Clark, J.); id., at 1013-1014 (L.
Hand, J., dissenting).
3 On three occasions since
Morley Constr. Co., we have
made statements in dictum that might be taken to suggest the
possibility of exceptions to the rule. Only one of those statements
concerned the power of the courts of appeals. See
Bowen v.
Postal Service, 459 U. S. 212, 217-218,
n. 7 (1983); id., at 244 (White, J., concurring in judgment in part
and dissenting in part);
id., at 246-247 (REHNQUIST, J.,
dissenting). In
Strunk v.
United States, 412 U. S. 434, 437
(1973), we suggested in passing that there might be occasions when,
in a criminal case, the Court might address a constitu-
481
On the assumption that comity is not enough, respondents offer
one additional justification for an exception to the cross-appeal
requirement here. They point out that the District Court orders
appealed from were preliminary injunctions and thus interlocutory,
not final, decrees. Respondents contend that because they knew they
could challenge the substance of those orders on appeal from a
final judgment, they should not be penalized for failing to
cross-appeal at this preliminary stage of the suit. But this
argument misconceives the nature of the cross-appeal requirement.
It is not there to penalize parties who fail to assert their
rights, but is meant to protect institutional interests in the
orderly
tional issue resolved in favor of a petitioner and not raised in
a crosspetition for certiorari. In
United States v.
ITT
Continental Baking Co., 420 U. S. 223, 226, n. 2
(1975), we suggested that the cross-petition requirement might be a
"matter of practice and control of our docket" rather than of "our
power." Although some might see
Berkemer v.
McCarty,
468 U. S. 420,
435, n. 23 (1984), as countenancing exceptions to the
cross-petition requirement, see R. Stern, E. Gressman, S. Shapiro,
& K. Geller, Supreme Court Practice 364 (7th ed. 1993); see
also
Board of Trustees of State Univ. of N Y. v.
Fox,
492 U. S. 469,
485-486 (1989), we have made clear that such a view of
Berkemer is mistaken. See
Northwest Airlines, Inc. v.
County of Kent, 510 U. S. 355, 365, n. 8
(1994).
We have repeatedly expressed the rule in emphatic terms, see,
e. g.,
Helvering v.
Pfeiffer, 302 U. S. 247, 250-251
(1937) ("[A]n appellee cannot without a cross-appeal attack a
judgment entered below"), though admittedly we have normally had
occasion to do so in reference to our own certiorari jurisdiction
rather than to the appellate jurisdiction of the courts of appeals,
see,
e. g., LeTulle v.
Scofield, 308 U. S. 415, 421-422
(1940) ("[W]e cannot afford [the nonpetitioning party] relief");
NLRB v.
Express Publishing Co., 312 U. S. 426, 431-432
(1941) ("[O]ur review is limited"; "that question is not open
here");
Alaska Industrial Bd. v.
Chugach Elec. Assn.,
Inc., 356 U. S.
320, 325 (1958) (those questions are "not open");
NLRB
v.
International Van Lines, 409 U. S. 48, 52, n. 4
(1972) ("not before us");
Trans World Airlines, Inc. v.
Thurston, 469
U. S. 111, 119, n. 14 (1985) ("An argument that would modify
the judgment ... cannot be presented unless a cross-petition has
been filed"). Cf.
Federated Department Stores, Inc. v.
Moitie, 452 U.
S. 394, 398-402 (1981) (res judicata bars nonappealing parties
from gaining the benefit of coparties' victory on appeal).
482
functioning of the judicial system, by putting opposing parties
and appellate courts on notice of the issues to be litigated and
encouraging repose of those that are not. Fairness of notice does
not turn on the interlocutory character of the orders at issue
here, and while the interest in repose is somewhat diminished when
a final appeal may yet raise the issue, it is still considerable
owing to the indefinite duration of the injunctions. Preliminary
injunctions are, after all, appealable as of right, see 28 U. s. C.
§ 1292(a)(1), and the timely filing requirements of Federal Rules
of Appellate Procedure 4 and 26(b) squarely cover such appeals.
Neither those Rules nor the interests animating the cross-appeal
requirement offer any leeway for such an exception.
III
Before the District Court, petitioners asserted simply that the
Tribal Court lacked subject-matter jurisdiction over Price-Anderson
Act claims in respondents' tribal-court suits, see App. 14a, 15a,
37a, and sought injunctive relief.4 The District Court responded by
enjoining respondents from pursuing any Price-Anderson claims in
Tribal Court, and because they did not appeal the injunction, we
have no occasion
4 At oral argument before the Court of Appeals, petitioners
introduced for the first time the essence of the theory on which
they now rely, that the Tribal Courts somehow lacked jurisdiction
over Price-Anderson claims because under
Strate v.
A-l
Contractors, 520
U. S. 438 (1997), a tribal court has jurisdiction over a
nonmember only where the tribe has regulatory jurisdiction with
respect to the matter at issue, and Congress has completely
occupied the field of nuclear regulation. See
136
F.3d 610, 618, n. 5
(CA9 1998); Brief for Petitioners
29-33. But
Strate dealt with claims against nonmembers
arising on state highways, and "express[ed] no view on the
governing law or proper forum when an accident occurs on a tribal
road within a reservation."
Strate, supra, at 442. By
contrast, the events in question here occurred on tribal lands. 136
F. 3d, at 618, n.5.
483
to consider its merits.5 Yet the injunction has no practical
significance without a determination whether respondents' causes of
action are as a matter of law Price-Anderson claims under the terms
of 42 U. S. C. §§ 2210(n)(2) and 2014(hh). This question the
District Court declined to answer, thinking that the doctrine of
tribal-court exhaustion required it to abstain from deciding a
question of tribal-court jurisdiction until the Tribal Courts
themselves had addressed the matter. The Court of Appeals approved
the abstention on the theory that the comity rationale underlying
the tribal exhaustion doctrine applied. See 136 F. 3d, at 613-615,
620. We think, however, that it does not.
National Farmers Union Ins. Coso v.
Crow Tribe,
471 U. S. 845
(1985), was a suit involving the federal-question jurisdiction of a
United States District Court under 28 U. S. C. § 1331, brought to
determine "whether a tribal court has the power to exercise civil
subject-matter jurisdiction over nonIndians," 471 U. S., at 855. We
held, initially, that federal courts have authority to determine,
as a matter "arising under" federal law, see 28 U. S. C. § 1331,
whether a tribal court has exceeded the limits of its jurisdiction.
See 471 U. S., at 852-853. After concluding that federal courts
have subject-matter jurisdiction to entertain such a case, we
announced that, prudentially, a federal court should stay its hand
"until after the Tribal Court has had a full opportunity to
determine its own jurisdiction."
Id., at 857. In
justification of a prudential requirement of tribal exhaustion, we
stated that "the existence and extent of a tribal court's
jurisdiction will require a careful examination of tribal
sovereignty, the extent to which that sovereignty has been
5 Although we do not reach the merits of the injunction, candor
requires acknowledging that our view of the inappropriateness of
applying tribal exhaustion, adumbrated
infra, at 485-487,
suggests that, notwithstanding the silence of the Price-Anderson
Act with respect to tribal courts, the exercise of tribal
jurisdiction over claims found to fall within the Act once a
defendant has sought a federal forum would be anomalous at
best.
484
altered, divested, or diminished, as well as a detailed study of
relevant statutes, Executive Branch policy as embodied in treaties
and elsewhere, and administrative or judicial decisions," id., at
855-856 (footnote omitted). The same "considerations of comity,"
Iowa Mut. Ins. Co. v.
LaPlante, 480 U. S. 9, 15 (1987),
provided the rationale for extending the doctrine to cases where a
defendant in tribal court asserts federal-diversity jurisdiction in
a related action in district court.
Id., at 16. Exhaustion
was appropriate in each of those cases because "Congress is
committed to a policy of supporting tribal self-government ...
[which] favors a rule that will provide the forum whose
jurisdiction is being challenged the first opportunity to evaluate
the factual and legal bases for the challenge."
National Farmers
Union Ins. Cos., supra, at 856.
This case differs markedly. By its unusual preemption provision,
see 42 U. S. C. §2014(hh),6 the Price-Anderson Act transforms into
a federal action "any public liability action arising out of or
resulting from a nuclear incident," § 2210(n)(2). The Act not only
gives a district court original jurisdiction over such a claim, see
ibid., but provides for removal to a federal court as of
right if a putative PriceAnderson action is brought in a state
court, see
ibid. Congress thus expressed an unmistakable
preference for a federal forum, at the behest of the defending
party, both for
6 This structure, in which a public liability action becomes a
federal action, but one decided under substantive state-law rules
of decision that do not conflict with the Price-Anderson Act, see
42 U. S. C. §2014(hh), resembles what we have spoken of as
"'complete pre-emption' doctrine," see
Caterpillar Inc. v.
Williams, 482
U. S. 386, 393 (1987), under which "the pre-emptive force of a
statute is so 'extraordinary' that it 'converts an ordinary state
common-law complaint into one stating a federal claim for purposes
of the well-pleaded complaint rule,'"
ibid. (quoting
Metropolitan Life Ins. Co. v.
Taylor, 481 U. S. 58, 65 (1987)).
We have found complete preemption to exist under the Labor
Management Relations Act, 1947, see
Caterpillar Inc., supra,
at 393-394, and the Employee Retirement Income Security Act of
1974, see
Metropolitan Life, supra, at 65-66.
485
litigating a Price-Anderson claim on the merits and for
determining whether a claim falls under Price-Anderson when removal
is contested.
Petitioners seek the benefit of what in effect is the same
scheme of preference for a federal forum when they ask for an
injunction against further litigation in the tribal courts. To be
sure, their complaints claimed that the tribal courts (unlike state
courts) had no jurisdiction over these actions, on the ground that
they were Price-Anderson claims. But petitioners unmistakably seek
to enjoin litigation of these claims in the tribal courts, whether
or not those courts would have jurisdiction to exercise in the
absence of objection. Injunction against further litigation in
tribal courts would in practical terms give the same result as a
removal held to be justified on the ground that the actions removed
fell under the Price-Anderson definitions of claims of public
liability: if respondents then should wish to proceed they would be
forced to refile their claims in federal court (or a state court
from which the claims would be removed). The issue, then, is
whether Congress would have chosen to postpone federal resolution
of the enjoinable character of this tribal-court litigation, when
it would not have postponed federal resolution of the functionally
identical issue pending in a state court.
We are at a loss to think of any reason that Congress would have
favored tribal exhaustion. Any generalized sense of comity toward
nonfederal courts is obviously displaced by the provisions for
preemption and removal from state courts, which are thus accorded
neither jot nor tittle of deference.7 The apparent reasons for this
congressional
7 This is not to say that the existence of a federal preemption
defense in the more usual sense would affect the logic of tribal
exhaustion. Under normal circumstances, tribal courts, like state
courts, can and do decide questions of federal law, and there is no
reason to think that questions of federal preemption are any
different. See
Santa Clara Pueblo v.
Martinez,
436 U. S. 49, 65
(1978) (tribal courts available to vindicate federal rights). The
situation here is the rare one in which statutory provisions
486
policy of immediate access to federal forums are as much
applicable to tribal- as to state-court litigation.
The Act provides clear indications of the congressional aims of
speed and efficiency. Section 2210(n)(3)(A) empowers the chief
judge of a district court to appoint a special caseload management
panel to oversee cases arising from a nuclear incident. The
functions of such panels include case consolidation, §
2210(n)(3)(C)(i); setting of priorities, § 2210(n)(3)(C)(ii);
"promulgat[ion] [of] special rules of court ... to expedite cases
or allow more equitable consideration of claims," §
2210(n)(3)(C)(v); and implementation of such measures "as will
encourage the equitable, prompt, and efficient resolution of cases
arising out of the nuclear incident," § 2210(n)(3)(C)(vi).
The terms of the Act are underscored by its legislative history,
which expressly refers to the multitude of separate cases brought
"in various state and Federal courts" in the aftermath of the Three
Mile Island accident. See S. Rep. No. 100-218, at 13. This history
adverts to the expectation that "the provisions for consolidation
of claims in the event of any nuclear incident ... would avoid the
inefficiencies resulting from duplicative determinations of similar
issues in multiple jurisdictions that may occur in the absence of
consolidation."
Ibid.
Applying tribal exhaustion would invite precisely the mischief
of "duplicative determinations" and consequent "inefficiencies"
that the Act sought to avoid, and the force of the congressional
concerns saps the two arguable justifications for applying tribal
exhaustion of any plausibility in these circumstances. The first
possible justification might be that tribal exhaustion is less
troubling than state-court exhaustion, because in the former
situation the district court may review jurisdiction after recourse
to tribal court has been exhausted, see
National Farmers Union
Ins. Cos., 471 U. S.,
for conversion of state claims to federal ones and removal to
federal courts express congressional preference for a federal
forum.
487
at 857, whereas a state court's determination of its
jurisdiction is final except for the possibility of our review on
certiorari. But the likelihood of effective review says nothing to
the Act's insistence on efficient disposition of public liability
claims, which would of course be curtailed by an exhaustion
requirement. It is not credible that Congress would have uniquely
countenanced, let alone chosen, such a delay when public liability
claims are brought in tribal court.
The second possible justification is that the absence of any
statutory provision for removal from tribal court running parallel
to the terms authorizing state-court removal might ground a
negative inference against any intent to govern Price-Anderson
actions in tribal courts, in accordance with the usual policy of
letting a plaintiff choose the forum. But only the most zealous
application of the maxim
expressio unius est exclusio
alterius could answer the implausibility that Congress would
have intended to force defendants to remain in tribal courts. The
congressional reasoning sketched above is no less forceful when
plaintiffs choose tribal courts; leaving such claims in these
courts would just as effectively thwart the Act's policy of getting
such cases into a federal forum for consolidation, as leaving them
in state forums would do.
Why, then, the congressional silence on tribal courts? If
"expressio unius ... " fails to explain the Congress's
failure to provide for tribal-court removal, what is the
explanation? After all we have said, inadvertence seems the most
likely. We have not been told of any nuclear testing laboratories
or reactors on reservation lands, and if none was brought to the
attention of Congress either, Congress probably would never have
expected an occasion for asserting tribal jurisdiction over claims
like these. Now and then silence is not pregnant.
Because the comity rationale for tribal exhaustion normally
appropriate to a tribal court's determination of its jurisdiction
stops short of the Price-Anderson Act, the District
488
Court should have decided whether respondents' claims
constituted "public liability action[s] arising out of or resulting
from a nuclear incident," 42 U. s. C. § 2210(n)(2). We accordingly
vacate the judgment of the Court of Appeals and remand with
instructions to remand the case to the District Court for
proceedings consistent with this opinion.
So ordered.
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