OCTOBER TERM, 1998
Syllabus
EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND
CIRCUIT
No. 97-475. Argued November 10, 1998-Decided January 12,
1999
Before plaintiff/respondent Tseng boarded an El Al Israel
Airlines flight from New York to Tel Aviv, El Al subjected her to
an intrusive security search. Tseng sued El Al for damages in a New
York state court, asserting a state-law personal injury claim for,
inter alia, assault and false imprisonment, but alleging no
bodily injury. El Al removed the case to the Federal District
Court, which dismissed the claim on the basis of the treaty
popularly known as the Warsaw Convention. Key Convention provisions
declare that the treaty "appl[ies] to all international
transportation of persons, baggage, or goods performed by aircraft
for hire," Ch. I, Art. 1(1); describe three areas of air carrier
liability, Ch. III, Arts. 17 (bodily injuries suffered as a result
of an "accident ... on board the aircraft or in the course of any
of the operations of embarking or disembarking"), 18 (baggage or
goods destruction, loss, or damage), and 19 (damage caused by
delay); and instruct that "cases covered by article 17" "can only
be brought subject to the conditions and limits set out in thEe]
[C]onvention," Art. 24. Tseng's claim was not compensable under
Article 17, the District Court stated, because Tseng sustained no
bodily injury as a result of the search, and the Convention does
not permit recovery for solely psychic or psychosomatic injury
(citing
Eastern Airlines, Inc. v.
Floyd, 499 U. S. 530, 552). That
court further concluded that Tseng could not pursue her claim,
alternately, under New York tort law because Article 24 shields the
carrier from liability for personal injuries not compensable under
Article 17. Reversing in relevant part, the Second Circuit
concluded first that no "accident" within Article 17's compass had
occurred. In that court's view, the Convention drafters did not aim
to impose close to absolute liability for an individual's personal
reaction to "routine operating procedures," which, although
inconvenient and embarrassing, are the price passengers pay for
airline safety. The court next concluded that the Convention does
not shield the same routine operating procedures from assessment
under the diverse laws of signatory nations (and, in the case of
the United States, States within one Nation) governing assault and
false imprisonment. Article 24, the court said, precludes resort to
local law only where the incident is "covered" by Article 17, i.
e., where there has been an accident, either on the plane or
in the course of embarking or disembarking,
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156 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
Syllabus
which led to bodily injury. The court found support in the
drafting history of the Convention, which it construed to indicate
that national law was intended to provide the passenger's remedy
where the Convention did not expressly apply. In rejecting the
argument that allowance of state-law claims when the Convention
does not permit recovery would contravene the treaty's goal of
uniformity, the Second Circuit read
Zicherman v.
Korean
Air Lines Co., 516 U. S. 217, to
instruct specifically that the Convention expresses no compelling
interest in uniformity that would warrant supplanting an otherwise
applicable body of law.
Held: The Warsaw Convention precludes a passenger from
maintaining an action for personal injury damages under local law
when her claim does not satisfy the conditions for liability under
the Convention. Pp. 166-176.
(a) The Court's inquiry begins with Article 24, which provides
that "cases covered by article 17"-in the governing French text,
"les cas prevus it l'article 17"-may only be brought subject to the
Convention's conditions and limits. The specific words of a treaty
must be given a meaning consistent with the contracting parties'
shared expectations.
Air France v.
Saks, 470 U. S. 392, 399.
Moreover, the Court has traditionally considered as aids to a
treaty's interpretation its negotiating and drafting history
(travaux pnS,paratoires) and the postratification
understanding of the contracting parties.
Zicherman, 516 U.
S., at 226. EI Al and the United States, as
amicus curiae,
urge that the Article 24 words, "les cas prevus it l'article 17,"
refer generically to all personal injury cases stemming from
occurrences on board an aircraft or in embarking or disembarking,
and serve to distinguish that class of cases (Article 17 cases)
from cases which Articles 18 (baggage claims) and 19 (delay claims)
address. So read, Article 24 precludes a passenger from asserting
any air transit personal injury claims under local law, including
claims that fail to satisfy Article 17's liability conditions,
notably, because the injury did not result from an "accident," see
Saks, 470 U. S., at 405, or because the "accident" did not
result in physical injury or physical manifestation of injury, see
Floyd, 499 U. S., at 552. The reasonable view of the
Executive Branch concerning the meaning of an international treaty
ordinarily merits respect, see
Sumitomo Shoji America, Inc.
v.
Avagliano, 457 U. S. 176, 184-185,
and in this case is most faithful to the Convention's text,
purpose, and overall structure. Pp. 166-169.
(b) Recourse to local law would undermine the uniform regulation
of international air carrier liability that the Convention was
designed to foster. See,
e. g., Floyd, 499 U. S., at 552.
The Convention's signa-
157
tories, in the treaty's preamble, specifically recognized the
advantage of regulating carrier liability in a uniform manner. To
provide the desired uniformity, Chapter III sets out an array of
liability rules applicable to all international air transportation
of persons, baggage, and goods. These rules delineate the three
areas of carrier liability (Articles 17, 18, and 19), the
conditions exempting carriers from liability (Article 20), the
monetary limits of liability (Article 22), and the circumstances in
which carriers may not limit liability (Articles 23 and 25). Given
the Convention's comprehensive scheme of liability rules and its
textual emphasis on uniformity, the Court would be hard put to
conclude that the Warsaw delegates meant to subject air carriers to
the distinct, nonuniform liability rules of the individual
signatory nations. The Second Circuit misperceived the meaning of
Zicherman, which acknowledged the Convention's central
endeavor to foster uniformity in the law of international air
travel. See 516 U. S., at 230.
Zicherman determined that
Warsaw drafters intended to resolve
whether there is
liability, but to leave to domestic law (the local law
identified by the forum under its choice-of-Iaw rules or
approaches) determination of the compensatory damages available to
the suitor. See id., at 231.
Articles 17,22, and 24 of the Convention are also designed as a
compromise between the interests of passengers seeking recovery for
personal injuries, and the interests of air carriers seeking to
limit potential liability. See,
e. g.,
Floyd, 499 U.
S., at 546. In Article 17, carriers are denied the contractual
prerogative to exclude or limit their liability for personal
injury. In Articles 22 and 24, passengers are limited in the amount
of damages they may recover, and are restricted in the claims they
may pursue by the Convention's conditions and limits. Construing
the Convention, as did the Second Circuit, to allow passengers to
pursue claims under local law when the Convention does not permit
recovery could produce several anomalies. Carriers might be exposed
to unlimited liability under diverse legal regimes, but would be
prevented, under the treaty, from contracting out of such
liability. Passengers injured physically in an emergency landing
might be subject to the liability caps of the Convention, while
those merely traumatized in the same mishap would be free to sue
outside of the Convention for potentially unlimited damages. The
Second Circuit's construction would encourage artful pleading by
plaintiffs seeking to opt out of the Convention's liability scheme
when local law promised recovery in excess of that prescribed by
the treaty. Such a reading would scarcely advance the
predictability that adherence to the treaty has achieved
worldwide.
The Second Circuit feared that a reading of Article 17 to
exclude relief outside the Convention for Tseng would deprive a
passenger injured by
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158 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
Syllabus
a malfunctioning escalator in the airline's terminal of recourse
against the airline, even if the airline recklessly disregarded its
duty to keep the escalator in proper repair. The Convention's
preemptive effect on local law, however, extends no further than
the Convention's own substantive scope. A carrier, therefore, is
subject to liability under local law for passenger injuries
occurring before "any of the operations of embarking or
disembarking," Art. 17. Tseng raised the concern that carriers will
escape liability for their intentional torts if passengers are not
permitted to pursue personal injury claims outside of the
Convention's terms. But this Court has already cautioned that the
definition of "accident" under Article 17 is an "unusual event ...
external to the passenger," and that "[t]his definition
should be flexibly applied."
Saks, 470 U. S., at 405
(emphasis added). The parties chose not to pursue here the question
whether an "accident" occurred, for an affirmative answer would
still leave Tseng unable to recover under the treaty; she sustained
no "bodily injury" and could not gain compensation under Article 17
for her solely psychic or psychosomatic injuries. Pp. 169-172.
(c) The Article 17 drafting history is consistent with this
Court's understanding of the preemptive effect of the Convention.
Although a preliminary draft of the Convention made carriers liable
"'in the case of death, wounding, or any other bodily injury
suffered by a traveler,'"
Saks, 470 U. S., at 401, the later
draft that prescribed what is now Article 17 narrowed airline
liability to encompass only bodily injury caused by an "accident."
It is improbable that, at the same time the drafters narrowed the
conditions of liability in Article 17, they intended, in Article
24, to permit passengers to skirt those conditions by pursuing
claims under local law. Inspecting the drafting history, the Second
Circuit stressed a proposal by the Czechoslovak delegation to state
in the treaty that, in the absence of a stipulation in the
Convention itself, the provisions of laws and national rules
relative to carriage in each signatory state would apply. That
proposal was withdrawn upon amendment of the Convention's title to
read "CONVENTION FOR THE UNIFICATION OF
CERTAIN RULES
RELATING To INTERNATIONAL TRANSPORTATION BY AIR." (Emphasis added.)
The British House of Lords found this drafting history
inconclusive, reasoning that the inclusion of the word "certain" in
the Convention's title indicated that the Convention was concerned
with certain rules only, not with all the rules relating to
international carriage by air; that the Convention is a partial
harmonization, directed to the particular issues with which it
deals, including a carrier's liability to passengers for personal
injury; and that, given the Convention's overall objective to
ensure uniformity, the Czechoslovak delegation may have meant only
to underscore that national law controlled
159
chapters of law relating to international air carriage with
which the Convention was not attempting to deal. In light of the
Lords' exposition, the withdrawn Czechoslovak proposal will not
bear the weight the Second Circuit placed on it. Pp.172-174.
(d) Montreal Protocol No.4, to which the United States has
recently subscribed, amends Article 24 to provide, in relevant
part: "In the carriage of passengers ... , any action for damages
... can only be brought subject to the conditions and limits set
out in this Convention .... " Under amended Article 24, Tseng and
EI Al agree, the Convention's preemptive effect is clear: The
treaty precludes passengers from bringing actions under local law
when they cannot establish air carrier liability under the treaty.
Revised Article 24 merely clarifies, it does not alter, the
Convention's rule of exclusivity. Supporting the position that
revised Article 24 provides for preemption not earlier established,
Tseng urges that federal preemption of state law is disfavored
generally, and particularly when matters of health and safety are
at stake. Tseng overlooks in this regard that the nation-state, not
subdivisions within one nation, is the focus of the Convention and
the perspective of the treaty partners. The Court's home-centered
preemption analysis, therefore, should not be applied,
mechanically, in construing this country's international
obligations. Decisions of the courts of other Convention
signatories, including the House of Lords opinion already noted,
corroborate the Court's understanding of the Convention's
preemptive effect. Such decisions are entitled to considerable
weight.
Saks, 470 U. S., at 404. Pp.174-176.
122 F.3d
99, reversed.
GINSBURG, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and O'CONNOR, SCALIA, KENNEDY, SOUTER, THOMAS,
and BREYER, JJ., joined. STEVENS, J., filed a dissenting opinion,
post, p. 177.
Diane Westwood Wilson argued the cause for
petitioner.
With her on the briefs was
Judith R. Nemsick.
Jonathan E. Nuechterlein argued the cause for the United States
as amicus curiae urging reversal. With him on the briefs were
Solicitor General Waxman, Assistant Attorney General Hunger, Deputy
Solicitor General Kneedler, Alisa B. Klein, David R. Andrews, David
S. Newman, Nancy E. McFadden, Paul M. Geier, and Dale C.
Andrews.
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160 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
Robert H. Silk argued the cause and filed briefs for
respondent. *
JUSTICE GINSBURG delivered the opinion of the Court.
Plaintiff-respondent Tsui Yuan Tseng was subjected to an intrusive
security search at John F. Kennedy International Airport in New
York before she boarded an EI Al Israel Airlines May 22, 1993
flight to Tel Aviv. Tseng seeks tort damages from EI Al for this
occurrence. The episode-insuit, both parties now submit, does not
qualify as an "accident" within the meaning of the treaty popularly
known as the Warsaw Convention, which governs air carrier liability
for "all international transportation." 1 Tseng alleges psychic or
psychosomatic injuries, but no "bodily injury," as that term is
used in the Convention. Her case presents a question of the
Convention's exclusivity: When the Convention allows no recovery
for the episode-in-suit, does it correspondingly preclude the
passenger from maintaining an action for damages under another
source of law, in this case, New York tort law?
The exclusivity question before us has been settled
prospectively in a Warsaw Convention protocol (Montreal Protocol
No.4) recently ratified by the Senate.2 In accord with the
protocol, Tseng concedes, a passenger whose injury is not
compensable under the Convention (because it entails no "bodily
injury" or was not the result of an "accident") will
*Briefs of
amici curiae urging reversal were filed for
the Air Transport Association of America by
Warren L. Dean,
Jr., and
Joseph Q Click; and for the International Air
Transport Association by
Bert W Rein.
1 Convention for the Unification of Certain Rules Relating to
International Transportation by Air, Oct. 12, 1929, 49 Stat. 3000,
3014, T. S. No. 876 (1934), note following 49 U. S. C. §40105.
2Montreal Protocol No.4 to Amend the Convention for the
Unification of Certain Rules Relating to International Carriage By
Air, signed at Warsaw on October 12, 1929, as amended by the
Protocol Done at the Hague on September 8, 1955 (hereinafter
Montreal Protocol No.4), reprinted in S. Exec. Rep. No. 105-20, pp.
21-32 (1998).
161
have no recourse to an alternate remedy. We conclude that the
protocol, to which the United States has now subscribed, clarifies,
but does not change, the Convention's exclusivity domain. We
therefore hold that recovery for a personal injury suffered "on
board [an] aircraft or in the course of any of the operations of
embarking or disembarking," Art. 17, 49 Stat. 3018, if not allowed
under the Convention, is not available at all.
The Court of Appeals for the Second Circuit ruled otherwise. In
that court's view, a plaintiff who did not qualify for relief under
the Convention could seek relief under local law for an injury
sustained in the course of international air travel.
122 F.3d
99 (1997). We granted certiorari, 523 U. S. 1117 (1998),3 and
now reverse the Second Circuit's judgment. Recourse to local law,
we are persuaded, would undermine the uniform regulation of
international air carrier liability that the Warsaw Convention was
designed to foster.
I
We have twice reserved decision on the Convention's exclusivity.
In
Air France v.
Saks, 470 U. S. 392 (1985), we
concluded that a passenger's injury was not caused by an "accident"
for which the airline could be held accountable under the
Convention, but expressed no view whether that passenger could
maintain "a state cause of action for negli-
3 Federal Courts of Appeals have divided on the treaty
interpretation question at issue. See
Krys v.
Lufthansa
German Airlines, 119 F.3d
1515, 1518, n. 8 (CAll 1997) (recognizing the split). In accord
with the Second Circuit, the Third Circuit has held that the Warsaw
Convention does not preclude passengers, unable to recover for
personal injuries under the terms of the Convention, from
maintaining actions against air carriers under local law. See
Abramson v.
Japan Airlines Co., 739
F.2d 130, 134 (1984), cert. denied, 470 U. S. 1059 (1985). In
contrast, the Fifth Circuit has held that the Convention creates
the exclusive cause of action against international air carriers
for personal injuries arising from international air travel. See
Potter v.
Delta Air Lines, Inc., 98 F.3d
881, 885 (1996).
162
162 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
gence."
Id., at 408. In
Eastern Airlines, Inc. v.
Floyd, 499 U. S. 530 (1991), we held that mental or psychic
injuries unaccompanied by physical injuries are not compensable
under Article 17 of the Convention, but declined to reach the
question whether the Convention "provides the exclusive cause of
action for injuries sustained during international air
transportation."
Id., at 553. We resolve in this case the
question on which we earlier reserved judgment.
At the outset, we highlight key provisions of the treaty we are
interpreting. Chapter I of the Warsaw Convention, entitled
"ScoPE-DEFINITIONS," declares in Article 1(1) that the
"[C]onvention shall apply to all international transportation of
persons, baggage, or goods performed by aircraft for hire." 49
Stat. 3014.4 Chapter III, entitled "LIABILITY OF THE CARRIER,"
defines in Articles 17, 18, and 19 the three kinds of liability for
which the Convention provides. Article 17 establishes the
conditions of liability for personal injury to passengers:
"The carrier shall be liable for damage sustained in the event
of the death or wounding of a passenger or any other bodily injury
suffered by a passenger, if the accident which caused the damage so
sustained took place on board the aircraft or in the course of any
of the operations of embarking or disembarking." 49 Stat. 3018.
Article 18 establishes the conditions of liability for damage to
baggage or goods.
Id., at 3019.5 Article 19 establishes
4 Citations in this opinion are to the official English
translation of the Convention. See 49 Stat. 3014-3023. Where
relevant, we set out, in addition, the Convention's governing
French text. See 49 Stat. 3000-3009;
Air France v.
Saks, 470 U.
S. 392, 397 (1985).
5 Article 18 provides, in relevant part:
"(1) The carrier shall be liable for damage sustained in the
event of the destruction or loss of, or of damage to, any checked
baggage or any goods, if the occurrence which caused the damage so
sustained took place during the transportation by air." 49 Stat.
3019.
163
the conditions of liability for damage caused by delay.
Ibid.6 Article 24, referring back to Articles 17, 18, and
19, instructs:
"(1) In the cases covered by articles 18 and 19 any action for
damages, however founded, can only be brought subject to the
conditions and limits set out in this convention.
"(2) In the cases covered by article 17 the provisions of the
preceding paragraph shall also apply, without prejudice to the
questions as to who are the persons who have the right to bring
suit and what are their respective rights." Id., at
3020.7
II
With the key treaty provisions as the backdrop, we next describe
the episode-in-suit. On May 22, 1993, Tsui Yuan Tseng arrived at
John F. Kennedy International Airport (hereinafter JFK) to board an
EI Al Israel Airlines flight to Tel Aviv. In conformity with
standard EI Al preboarding procedures, a security guard questioned
Tseng about her destination and travel plans. The guard considered
Tseng's responses "illogical," and ranked her as a "high risk"
passenger. Tseng was taken to a private security room where her
baggage and person were searched for explosives and detonating
devices. She was told to remove her shoes, jacket, and sweater, and
to lower her blue jeans to mid-
6 Article 19 provides:
"The carrier shall be liable for damage occasioned by delay in
the transportation by air of passengers, baggage, or goods."
Ibid.
7 Chapter III of the Convention sets forth a number of other
rules governing air carrier liability. Among these, Article 20
relieves a carrier of liability if it has "taken all necessary
measures to avoid the damage."
Ibid. Article 22 sets
monetary limits on a carrier's liability for harm to passengers and
baggage. See
ibid. Article 23 invalidates "[a]ny [contract]
provision tending to relieve the carrier of liability or to fix a
lower limit than that which is laid down in thEe] [C]onvention."
Id., at 3020. Article 25(1) renders the Convention's limits
on liability inapplicable if the damage is caused by a carrier's
"wilful misconduct."
Ibid.
164
164 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
hip. A female security guard then searched Tseng's body outside
her clothes by hand and with an electronic security wand.
After the search, which lasted 15 minutes, EI Al personnel
decided that Tseng did not pose a security threat and allowed her
to board the flight. Tseng later testified that she "was really
sick and very upset" during the flight, that she was "emotionally
traumatized and disturbed" during her monthlong trip in Israel, and
that, upon her return, she underwent medical and psychiatric
treatment for the lingering effects of the body search.
122 F.3d
99, 101 (CA2 1997) (internal quotation marks omitted).
Tseng filed suit against EI Al in 1994 in a New York state court
of first instance. Her complaint alleged a state-law personal
injury claim based on the May 22, 1993 episode at JFK. Tseng's
pleading charged,
inter alia, assault and false
imprisonment, but alleged no bodily injury. EI Al removed the case
to federal court.
The District Court, after a bench trial, dismissed Tseng's
personal injury claim. See 919 F. Supp. 155 (SDNY 1996). That
claim, the court concluded, was governed by Article 17 of the
Warsaw Convention, which creates a cause of action for personal
injuries suffered as a result of an "accident ... in the course of
any of the operations of embarking or disembarking," 49 Stat. 3018.
See 919 F. Supp., at 157-158. Tseng's claim was not compensable
under Article 17, the District Court stated, because Tseng
"sustained no bodily injury" as a result of the search, id., at
158, and the Convention does not permit "recovery for psychic or
psychosomatic injury unaccompanied by bodily injury,"
ibid.
(citing
Floyd, 499 U. S., at 552). The District Court
further concluded that Tseng could not pursue her claim,
alternately, under New York tort law; as that court read the
Convention, Article 24 shields the carrier from liability for
personal injuries not compensable under Article 17. See 919 F.
Supp., at 158.
165
The Court of Appeals reversed in relevant part. See
122 F.3d
99 (CA2 1997).8 The Second Circuit concluded first that no
"accident" within Article 17's compass had occurred; in the Court
of Appeals' view, the Convention drafters did not "ai[m] to impose
close to absolute liability" for an individual's "personal
reaction" to "routine operating procedures," measures that,
although "inconvenien[t] and embarass[ing]," are the "price
passengers pay for ... airline safety."
Id., at 103-104.9 In
some tension with that reasoning, the Second
8 The Court of Appeals affirmed, without discussion, the
District Court's judgment in favor of Tseng on her claim, under the
Warsaw Convention, for damage to her baggage. See 122 F. 3d, at
108. We denied EI AI's petition for certiorari regarding that
issue. See 523 U. S. 1117 (1998).
9 An "accident" under Article 17 is "an unexpected or unusual
event or happening that is external to the passenger."
Saks,
470 U. S., at 405. That definition, we have cautioned, should "be
flexibly applied after assessment of all the circumstances
surrounding a passenger's injuries."
Ibid.
The District Court, "[u]sing the flexible application prescribed
by the Supreme Court," concluded that EI AI's search of Tseng was
an "accident": "[A] routine search, applied erroneously to
plaintiff in the course of embarking on the aircraft, is fairly
accurately characterized as an accident." 919 F. Supp. 155, 158
(SDNY 1996).
The Court of Appeals disagreed. That court described security
searches as "routine" in international air travel, part of a
terrorismprevention effort that is "widely recognized and
encouraged in the law," and "the price passengers pay for the
degree of airline safety so far afforded them." 122 F. 3d, at 103.
The court observed that passengers reasonably should be aware of
"routine operating procedures" of the kind EI Al conducts daily.
Ibid. The risk of mistakes, i.
e., that innocent
persons will be erroneously searched, is "[i]nherent in any effort
to detect malefactors," the court explained.
Ibid. Tseng
thus encountered "ordinary events and procedures of air
transportation," the court concluded, and not "an unexpected or
unusual event."
Id., at 104.
It is questionable whether the Court of Appeals "flexibly
applied" the definition of "accident" we set forth in
Saks.
Both parties, however, now accept the Court of Appeals' disposition
of that issue. In any event, even if EI AI's search of Tseng was an
"accident," the core question of the Convention's exclusivity would
remain. The Convention provides for compensation under Article 17
only when the passenger suffers "death, physical injury, or
physical manifestation of injury,"
Eastern Airlines,
166
166 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
Circuit next concluded that the Convention does not shield the
very same "routine operating procedures" from assessment under the
diverse laws of signatory nations (and, in the case of the United
States, States within one Nation) governing assault and false
imprisonment. See id., at 104.
Article 24 of the Convention, the Court of Appeals said,
"clearly states that resort to local law is precluded only where
the incident is 'covered' by Article 17, meaning where there has
been an accident, either on the plane or in the course of embarking
or disembarking, which led to death, wounding or other bodily
injury."
Id., at 104-105. The court found support in the
drafting history of the Convention, which it construed to "indicate
that national law was intended to provide the passenger's remedy
where the Convention did not expressly apply."
Id., at 105.
The Second Circuit also rejected the argument that allowance of
statelaw claims when the Convention does not permit recovery would
contravene the treaty's goal of uniformity. The court read our
decision in
Zicherman v.
Korean Air Lines Co., 516 U.
S. 217 (1996), to "instruct specifically that the Convention
expresses no compelling interest in uniformity that would warrant
... supplanting an otherwise applicable body of law." 122 F. 3d, at
107.
III
We accept it as given that EI AI's search of Tseng was not an
"accident" within the meaning of Article 17, for the parties do not
place that Court of Appeals conclusion at issue. See
supra,
at 165 and this page, n. 9. We also accept, again only for purposes
of this decision, that EI AI's actions did not constitute "wilful
misconduct"; accordingly, we confront no issue under Article 25 of
the Convention, see
supra, at 163,
Inc. v.
Floyd, 499 U. S. 530, 552
(1991), a condition that both the District Court and the Court of
Appeals determined Tseng did not meet, see 919 F. Supp., at 158;
122 F. 3d, at 104. The question whether the Convention precludes an
action under local law when a passenger's claim fails to satisfy
Article 17's conditions for liability does not turn on
which
of those conditions the claim fails to satisfy.
167
n. 7.10 The parties do not dispute that the episode-in-suit
occurred in international transportation in the course of
embarking.
Our inquiry begins with the text of Article 24, which prescribes
the exclusivity of the Convention's provisions for air carrier
liability. "[I]t is our responsibility to give the specific words
of the treaty a meaning consistent with the shared expectations of
the contracting parties."
Saks, 470 U. S., at 399. "Because
a treaty ratified by the United States is not only the law of this
land, see U. S. Const., Art. II, § 2, but also an agreement among
sovereign powers, we have traditionally considered as aids to its
interpretation the negotiating and drafting history (travaux
prf3paratoires) and the postratification understanding of the
contracting parties." Zicherman, 516 U. S., at 226.
Article 24 provides that "cases covered by article 17"-or in the
governing French text, "les cas prevus a l'article 17" ll-may "only
be brought subject to the conditions and
10 In the lower courts, Tseng urged that Article 25 took her
case outside the Convention's limits on liability. Article 25, now
altered by Montreal Protocol No.4, concerned damage caused by
"wilful misconduct." 49 Stat. 3020. On that matter, the District
Court found "no evidence and no basis for inferring that [the
selection of Tseng to be searched] was anything more than a
mistake. Even if such a mistake can be characterized as
misconduct," the District Court added, "there is no basis for
inferring that it was wilful." 919 F. Supp., at 158. The Court of
Appeals left the District Court's finding on the absence of "wilful
misconduct" undisturbed. See 122 F. 3d, at 104. Tseng's brief in
opposition to certiorari did not cite Article 25. We agree with the
United States, as
amicus curiae, that Tseng has not
preserved any argument putting Article 25 at issue in this Court.
See Brief for United States as
Amicus Curiae 18, n. 10.
11 The french text of Article 24 reads:
"(1) Dans les cas prevus aux articles 18 et 19 toute action en
responsabilite, it quelque titre que ce soit, ne peut etre exercee
que dans les conditions et limites prevues par la presente
Convention.
"(2) Dans les cas prevus it l'article 17, s'appliquent egalement
les dispositions de l'alinea precedent, sans prejudice de la
determination des personnes qui ont Ie droit d'agir et de leurs
droits respectifs." 49 Stat. 3006.
Literally translated, "les cas prevus it l'article 17" means
"the cases anticipated by Article 17," see The New Cassell's French
Dictionary 132,
168
168 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
limits set out in thee] [C]onvention." 49 Stat. 3020. That
prescription is not a model of the clear drafter's art. We
recognize that the words lend themselves to divergent
interpretation.
In Tseng's view, and in the view of the Court of Appeals, "les
cas prevus a l'article 17" means those cases in which a passenger
could actually maintain a claim for relief under Article 17. So
read, Article 24 would permit any passenger whose personal injury
suit did not satisfy the liability conditions of Article 17 to
pursue the claim under local law.
In EI AI's view, on the other hand, and in the view of the
United States as
amicus curiae, "les cas prevus a l'article
17" refers generically to all personal injury cases stemming from
occurrences on board an aircraft or in embarking or disembarking,
and simply distinguishes that class of cases (Article 17 cases)
from cases involving damaged luggage or goods, or delay (which
Articles 18 and 19 address). So read, Article 24 would preclude a
passenger from asserting any air transit personal injury claims
under local law, including claims that failed to satisfy Article
17's liability conditions, notably, because the injury did not
result from an "accident," see
Saks, 470 U. S., at 405, or
because the "accident" did not result in physical injury or
physical manifestation of injury, see
Floyd, 499 U. S., at
552.
Respect is ordinarily due the reasonable views of the Executive
Branch concerning the meaning of an international treaty. See
Sumitomo Shoji America, Inc. v.
Avagliano, 457 U. S. 176, 184-185
(1982) ("Although not conclusive, the meaning attributed to treaty
provisions by the Government agencies charged with their
negotiation and enforcement is entitled to great weight."). We
conclude that the Govern-
592 (D. Girard ed. 1973), or "the cases provided for by Article
17," see The Oxford-Hachette French Dictionary 645 (M. Correard
& V. Grundy eds. 1994).
169
ment's construction of Article 24 is most faithful to the
Convention's text, purpose, and overall structure.
A
The cardinal purpose of the Warsaw Convention, we have observed,
is to "achiev[e] uniformity of rules governing claims arising from
international air transportation."
Floyd, 499 U. S., at 552;
see
Zicherman, 516 U. S., at 230. The Convention
signatories, in the treaty's preamble, specifically "recognized the
advantage of regulating in a uniform manner the conditions of ...
the liability of the carrier." 49 Stat. 3014. To provide the
desired uniformity, Chapter III of the Convention sets out an array
of liability rules which, the treaty declares, "apply to all
international transportation of persons, baggage, or goods
performed by aircraft."
Ibid. In that Chapter, the
Convention describes and defines the three areas of air carrier
liability (personal injuries in Article 17, baggage or goods loss,
destruction, or damage in Article 18, and damage occasioned by
delay in Article 19), the conditions exempting air carriers from
liability (Article 20), the monetary limits of liability (Article
22), and the circumstances in which air carriers may not limit
liability (Articles 23 and 25). See
supra, at 162-163, and
n. 7. Given the Convention's comprehensive scheme of liability
rules and its textual emphasis on uniformity, we would be hard put
to conclude that the delegates at Warsaw meant to subject air
carriers to the distinct, nonuniform liability rules of the
individual signatory nations.
The Court of Appeals looked to our precedent for guidance on
this point, but it misperceived our meaning. It misread our
decision in
Zicherman to say that the Warsaw Convention
expresses no compelling interest in uniformity that would warrant
preempting an otherwise applicable body of law, here New York tort
law. See 122 F. 3d, at 107;
supra, at 166.
Zicherman
acknowledges that the Convention cen-
170
170 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
trally endeavors "to foster uniformity in the law of
international air travel." 516 U. S., at 230. It further recognizes
that the Convention addresses the question whether there is airline
liability
vel non. See
id., at 231. The
Zicherman case itself involved auxiliary issues: who may
seek recovery in lieu of passengers, and for what harms they may be
compensated. See id., at 221, 227. Looking to the Convention's
text, negotiating and drafting history, contracting states'
postratification understanding of the Convention, and scholarly
commentary, the Court in
Zicherman determined that Warsaw
drafters intended to resolve
whether there is liability, but
to leave to domestic law (the local law identified by the forum
under its choice-of-Iaw rules or approaches) determination of the
compensatory damages available to the suitor. See id., at 231.
A complementary purpose of the Convention is to accommodate or
balance the interests of passengers seeking recovery for personal
injuries, and the interests of air carriers seeking to limit
potential liability. Before the Warsaw accord, injured passengers
could file suits for damages, subject only to the limitations of
the forum's laws, including the forum's choice-of-Iaw regime. This
exposure inhibited the growth of the then-fledgling international
airline industry. See
Floyd, 499 U. S., at 546; Lowenfeld
& Mendelsohn, The United States and the Warsaw Convention, 80
Harv. L. Rev. 497, 499-500 (1967). Many international air carriers
at that time endeavored to require passengers, as a condition of
air travel, to relieve or reduce the carrier's liability in case of
injury. See Second International Conference on Private Aeronautical
Law, October 4-12, 1929, Warsaw, Minutes 47 (R. Horner & D.
Legrez transls. 1975) (hereinafter Minutes). The Convention
drafters designed Articles 17, 22, and 24 of the Convention as a
compromise between the interests of air carriers and their
customers worldwide. In Article 17 of the Convention, carriers are
denied the contractual prerogative to exclude or limit their
liability for personal injury. In
171
Articles 22 and 24, passengers are limited in the amount of
damages they may recover, and are restricted in the claims they may
pursue by the conditions and limits set out in the Convention.
Construing the Convention, as did the Court of Appeals, to allow
passengers to pursue claims under local law when the Convention
does not permit recovery could produce several anomalies. Carriers
might be exposed to unlimited liability under diverse legal
regimes, but would be prevented, under the treaty, from contracting
out of such liability. Passengers injured physically in an
emergency landing might be subject to the liability caps of the
Convention, while those merely traumatized in the same mishap would
be free to sue outside of the Convention for potentially unlimited
damages. The Court of Appeals' construction of the Convention would
encourage artful pleading by plaintiffs seeking to opt out of the
Convention's liability scheme when local law promised recovery in
excess of that prescribed by the treaty. See
Potter v.
Delta Air Lines, Inc., 98 F.3d
881, 886 (CAS 1996). Such a reading would scarcely advance the
predictability that adherence to the treaty has achieved
worldwide.12
The Second Circuit feared that if Article 17 were read to
exclude relief outside the Convention for Tseng, then a passenger
injured by a malfunctioning escalator in the airline's terminal
would have no recourse against the airline, even if the airline
recklessly disregarded its duty to keep the escalator in proper
repair. See 122 F. 3d, at 107. As the United States pointed out in
its
amicus curiae submission, however, the Convention
addresses and concerns, only and exclusively,
12 The Court of Appeals recognized that the Convention aimed to
"balance the interests of the passenger and the carrier," but
concluded that, with the "increasing strength of the airline
industry, the balance has properly shifted away from protecting the
carrier and toward protecting the passenger." 122 F. 3d, at 107.
Postratification adjustments, however, are appropriately made by
the treaty's signatories. See S. Exec. Rep. No. 105-20, at 5-6.
172
172 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
the airline's liability for passenger injuries occurring "on
board the aircraft or in the course of any of the operations of
embarking or disembarking." Art. 17,49 Stat. 3018; see Brief for
United States as
Amicus Curiae 16. "[T]he Convention's
preemptive effect on local law extends no further than the
Convention's own substantive scope."
Ibid. A carrier,
therefore, "is indisputably subject to liability under local law
for injuries arising outside of that scope:
e. g., for
passenger injuries occurring before 'any of the operations of
embarking'" or disembarking.
Ibid. (quoting Article 17).
Tseng raises a different concern. She argues that air carriers
will escape liability for their intentional torts if passengers are
not permitted to pursue personal injury claims outside of the terms
of the Convention. See Brief for Respondent 15-16. But we have
already cautioned that the definition of "accident" under Article
17 is an "unusual event
... external to the passenger," and
that "[t]his definition should be flexibly applied."
Saks,
470 U. S., at 405 (emphasis added). In
Saks, the Court
concluded that no "accident" occurred because the injury there-a
hearing loss-"indisput ably result[ed] from
the passenger's own
internal reaction to the usual, normal, and expected operation
of the aircraft."
Id., at 406 (emphasis added). As we
earlier noted, see
supra, at 165-166, n. 9, Tseng and EI Al
chose not to pursue in this Court the question whether an
"accident" occurred, for an affirmative answer would still leave
Tseng unable to recover under the treaty; she sustained no "bodily
injury" and could not gain compensation under Article 17 for her
solely psychic or psychosomatic injuries.
B
The drafting history of Article 17 is consistent with our
understanding of the preemptive effect of the Convention. The
preliminary draft of the Convention submitted to the conference at
Warsaw made air carriers liable "in the case of death, wounding, or
any other bodily injury suffered by a
173
traveler." Minutes 264; see
Saks, 470 U. S., at 401. In
the later draft that prescribed what is now Article 17, airline
liability was narrowed to encompass only bodily injury caused by an
"accident." See Minutes 205. It is improbable that, at the same
time the drafters narrowed the conditions of air carrier liability
in Article 17, they intended, in Article 24, to permit passengers
to skirt those conditions by pursuing claims under local law.
13
Inspecting the drafting history, the Court of Appeals stressed a
proposal made by the Czechoslovak delegation to state in the treaty
that, in the absence of a stipulation in the Convention itself,
"'the provisions of laws and national rules relative to carriage in
each [signatory] State shall apply.''' 122 F. 3d, at 105 (quoting
Minutes 176). That proposal was withdrawn upon amendment of the
Convention's title to read:
"CONVENTION FOR THE UNIFICATION OF
CERTAIN RULES RELATING
To INTERNATIONAL TRANSPORTATION By AIR." 49 Stat. 3014 (emphasis
added); see 122 F. 3d, at 105. The Second Circuit saw in this
history an indication "that national law was intended to provide
the passenger's remedy where the Convention did not expressly
apply." 122 F. 3d, at 105.
The British House of Lords, in
Sidhu v.
British
Airways plc, [1997] 1 All E. R. 193, considered the same
history, but found it inconclusive. Inclusion of the word "certain"
in the Convention's title, the Lords reasoned, accurately indicated
that "the [C]onvention is concerned with certain rules only, not
with all the rules relating to international carriage by air."
I
d., at 204. For example, the Convention does not say "anything
... about the carrier's obligations of insurance, and in particular
about compulsory insurance against third party risks."
Ibid.
The Convention, in other words, is "a
13 Sir Alfred Dennis of Great Britain stated at the Warsaw
Conference that Article 24 is "a very important stipulation which
touches the very substance of the Convention, because [it] excludes
recourse to common law." Minutes 213.
174
174 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
partial harmonisation, directed to the particular issues with
which it deals,"
ibid., among them, a carrier's liability to
passengers for personal injury. As to those issues, the Lords
concluded, "the aim of the [C]onvention is to unify."
Ibid.
Pointing to the overall understanding that the Convention's
objective was to "ensure uniformity," id., at 209, the Lords
suggested that the Czechoslovak delegation may have meant only to
underscore that national law controlled "chapters of law relating
to international carriage by air with which the [C]onvention was
not attempting to deal."
Ibid. In light of the Lords'
exposition, we are satisfied that the withdrawn Czechoslovak
proposal will not bear the weight the Court of Appeals placed on
it.
C
Montreal Protocol No.4, ratified by the Senate on September 28,
1998,14 amends Article 24 to read, in relevant part:
"In the carriage of passengers and baggage, any action for
damages, however founded, can only be brought subject to the
conditions and limits set out in this Convention .... " 15 Both
parties agree that, under the amended Article 24, the
14 See 144 Congo Rec. S11059 (Sept. 28, 1998). The President
signed the instrument of ratification for Montreal Protocol No.4 on
November 5, 1998. The Protocol will enter into force in the United
States on March 4,1999.
15 Article 24, as amended by Montreal Protocol No.4,
provides:
"1. In the carriage of passengers and baggage, any action for
damages, however founded, can only be brought subject to the
conditions and limits set out in this Convention, without prejudice
to the question as to who are the persons who have the right to
bring suit and what are their respective rights.
"2. In the carriage of cargo, any action for damages, however
founded, whether under this Convention or in contract or in tort or
otherwise, can only be brought subject to the conditions and limits
of liability set out in this Convention without prejudice to the
question as to who are the persons who have the right to bring suit
and what are their respective rights. Such limits of liability
constitute maximum limits and may not be exceeded whatever the
circumstances which gave rise to the liability." S. Exec. Rep. No.
105-20, at 29.
175
Convention's preemptive effect is clear: The treaty precludes
passengers from bringing actions under local law when they cannot
establish air carrier liability under the treaty. Revised Article
24, EI Al urges and we agree, merely clarifies, it does not alter,
the Convention's rule of exclusivity.
Supporting the position that revised Article 24 provides for
preemption not earlier established, Tseng urges that federal
preemption of state law is disfavored generally, and particularly
when matters of health and safety are at stake. See Brief for
Respondent 31-33. See also
post, at 181 (STEVENS, J.,
dissenting) ("[A] treaty, like an Act of Congress, should not be
construed to preempt state law unless its intent to do so is
clear."). Tseng overlooks in this regard that the nation-state, not
subdivisions within one nation, is the focus of the Convention and
the perspective of our treaty partners. Our home-centered
preemption analysis, therefore, should not be applied,
mechanically, in construing our international obligations.
Decisions of the courts of other Convention signatories
corroborate our understanding of the Convention's preemptive
effect. In Sidhu, the British House of Lords considered and decided
the very question we now face concerning the Convention's
exclusivity when a passenger alleges psychological damages, but no
physical injury, resulting from an occurrence that is not an
"accident" under Article 17. See 1 All E. R., at 201, 207.
Reviewing the text, structure, and drafting history of the
Convention, the Lords concluded that the Convention was designed to
"ensure that, in all questions relating to the carrier's liability,
it is the provisions of the [C]onvention which apply and that the
passenger does not have access to any other remedies, whether under
the common law or otherwise, which may be available within the
particular country where he chooses to raise his action."
Ibid. Courts of other nations bound by the Convention have
also recognized the treaty's encompassing preemptive ef-
176
176 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
fect.16 The "opinions of our sister signatories," we have
observed, are "entitled to considerable weight."
Saks, 470
U. S., at 404 (internal quotation marks omitted). The text,
drafting history, and underlying purpose of the Convention, in sum,
counsel us to adhere to a view of the treaty's exclusivity shared
by our treaty partners.
***
For the reasons stated, we hold that the Warsaw Convention
precludes a passenger from maintaining an action for personal
injury damages under local law when her claim does not satisfy the
conditions for liability under the Convention. Accordingly, we
reverse the judgment of the Second Circuit.
It is so ordered.
16 See,
e. g., Gal v.
Northern Mountain Helicopters
Inc., Dkt. No. 3491834918, 1998 B. C. T. C. Lexis 1351, *15-*16
(July 22, 1998) (Hunter, J., in chambers) (reviewing claim for
personal injuries sustained during helicopter crash, a judge of the
Supreme Court of British Columbia concluded:
"The Warsaw Convention remedy pursuant to Article 17 is
exclusive .... [T]he plaintiff has no claim except for that
permitted under the Warsaw Convention.");
Naval-Torres v.
Northwest Airlines Inc., 159 D. L. R. (4th) 67, 73, 77
(1998) (Sharpe, J.) (considering claim of bodily injury from
exposure, in flight, to second-hand smoke, a judge of the Ontario
Court (General Division) rejected passenger's contention that she
"is entitled in law to pursue any common law or statutory claims
which exist apart from any claims she may have under the
Convention," and concluded that "where a claim falls within
the reach of the
Convention, the
Convention is
exhaustive of the rights of the plaintiff");
Emery Air Freight
Corp. v.
Nerine Nurseries Ltd., [1997] 3 N. Z. L. R.
723, 735-736, 737 (concluding that action for damage to goods "must
comply with the conditions and limits set out in the
[C]onventio[n]," New Zealand Court of Appeal recalled the "general
purpose of the [C]onventio[n] ... to protect carriers operating
across international boundaries from the vagaries of local laws and
to impose a uniform regime upon them and upon those dealing with
them");
Seagate Technology Int'l v.
Changi Int'l Airport
Servs. Pte Ltd., [1997] 3 S. L. R. 1, 9 (considering claim of
lost goods, Singapore Court of Appeal noted: Articles 17, 18, and
19 "form the sole foundation of the carrier's liability in respect
of loss or damage falling within the scope of those articles. In
such cases, the party seeking satisfaction from the carrier need
not and, in fact, cannot plead his case in common law or
otherwise.").
177
JUSTICE STEVENS, dissenting.
My disagreement with the Court's holding today has limited
practical significance, not just because the issue has been
conclusively determined for future cases by the recent amendment to
the Warsaw Convention, see
ante, at 160, 174175, but also
because it affects only a narrow category of past cases. The
decision is nevertheless significant because, in the end, it rests
on the novel premise that preemption analysis should be applied
differently to treaties than to other kinds of federal law, see
ante, at 175. Because I disagree with that premise, I shall
briefly explain why I believe the Court has erred.
I agree with the Court that the drafters of the Convention
intended that the treaty largely supplant local law. Article 24
preempts local law in three major categories: (1) personal injury
claims arising out of an accident; 1 (2) claims for lost or damaged
baggage; and (3) damage occasioned by transportation delays.2 Those
categories surely comprise the
1 As we have already held, Article 17 only covers accidents,
which we defined as "an unexpected or unusual event or happening
that is external to the passenger."
Air France v.
Saks, 470 U.
S. 392, 405 (1985). Thus, I believe Article 24(2)'s reference
to Article 17 does not include nonaccidents.
As a leading treatise states with regard to Article 17: "If the
passenger's lawyer does not want the Convention's limits to be
applicable, he must either: a) prove the Convention does not apply
because his client was not a passenger in international
transportation as defined in Article 1; or b) if the Convention is
applicable, that the limits are unavailable because the carrier
failed to deliver a ticket as provided by Article 3; or c) the
carrier was guilty of wilful misconduct (Article 25) or d)
there
was no 'accident'." L. Goldhirsch, The Warsaw Convention
Annotated: A Legal Handbook 55 (1988) (emphasis added).
2 Article 24 provides:
"(1) In the cases covered by articles 18 and 19 any action for
damages, however founded, can only be brought subject to the
conditions and limits set out in this convention.
"(2) In the cases covered by article 17 the provisions of the
preceding paragraph shall also apply, without prejudice to the
questions as to who are the persons who have the right to bring
suit and what are their respective rights."
178
178 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
STEVENS, J., dissenting
bulk of potential disputes between international air carriers
and their passengers.
The Convention, however, does not preempt local law in cases
arising out of "wilful misconduct." Article 25 expressly provides
that a carrier shall not be entitled to avail itself of the
provisions of the Convention that "exclude or limit" its liability
if its misconduct is willful.3 Moreover, the question whether the
carrier's wrongful act "is considered to be equivalent to wilful
misconduct" is determined by "the law of the court to which the
case is submitted."
Ibid. Accordingly, the vast majority of
the potential claims by passengers against international air
carriers are either preempted by Article 24 or unequivocally
governed by local law under Article 25.
Putting these cases aside, we are left with a narrow sliver of
incidents involving personal injury that arise neither from an
accident nor willful misconduct.4 Although the drafters of the
treaty may not have realized that any such cases might arise, our
construction of the term "accident" in
Air France v.
Saks, 470 U.
S. 392, 405 (1985), had the effect of either recognizing or
creating this narrow band of cases. Frankly, I am not persuaded
that this case belongs in this interstitial niche because I believe
it should have been resolved by determining that petitioner's
alleged misconduct was either an
3 Article 25 provides:
"(1) The carrier shall not be entitled to avail himself of the
provisions of this convention which exclude or limit his liability,
if the damage is caused by his wilful misconduct or by such default
on his part as, in accordance with the law of the court to which
the case is submitted, is considered to be equivalent to wilful
misconduct.
"(2) Similarly the carrier shall not be entitled to avail
himself of the said provisions, if the damage is caused under the
same circumstances by any agent of the carrier acting within the
scope of his employment."
4 Article 18 (damage to goods) and Article 19 (damage occasioned
by delay) are not limited to accidents; any liability under local
law for damages to goods or for delay is therefore explicitly
preempted by Article 24(1). See
Saks, 470 U. S., at 398.
179
accident within the meaning of Article 17, or involved
willfulness as a matter of local law. Be that as it may, the
parties have insisted that we decide the case on the assumption
that it belongs in the sliver about which the treaty is silent.
This case and
Saks therefore differ from each of the
cases that the Court has cited in footnote 16 of its opinion to
emphasize the importance of respecting "the treaty's encompassing
preemptive effect," as none of those cases involved personal injury
resulting from a nonaccident.
Ante, at 175176.5 Given the
unique character of this and the few other cases in the sliver, it
is clear to me that the central purposes of the Convention will not
be affected, whether we treat them like accident cases, which
preempt local law, or like willful cases, which do not.
The overriding interest in achieving" 'uniformity of rules
governing claims arising from international air transportation,'"
ante, at 169, will be accommodated in the situations
5 See
Gal v.
Northern Mountain Helicopters Inc.,
Dkt. No. 3491834918, 1998 B. C. T. C. Lexis 1351, *2-*3 (July 22,
1998) (involving a helicopter crash and noting "the plaintiff
invoked the Warsaw Convention claiming for injuries and loss
arising from the accident");
Naval-Torres v.
Northwest
Airlines Inc., 159 D. L. R. (4th) 67, 74, 76 (1998) (stating
that injury resulting from second-hand smoke constitutes an
accident and expressly noting but declining to resolve the
preemption issue decided today by this Court);
Emery Air Freight
Corp. v.
Nerine Nurseries Ltd., [1997] 3 N. Z. L. R.
723, 727, 728 (involving damage to cargo, therefore covered under
Article 18, and thus explicitly preempted under Article 24(1));
Seagate Technology Int'l v.
Changi Int'l Airport Servs.
Pte Ltd., [1997] 3 S. L. R. 1, 2 (same).
While the Court is correct in its assertion that the British
House of Lords assumed the terrorist attack in
Sidhu v.
British Airways plc, [1997] 1 All E. R. 193, was not an
accident, see
ante, at 175, I am puzzled why the Lords came
to this conclusion. Courts both in this country and in our sister
signatories have frequently found a hijacking to be an accident
within the meaning of Article 17. See
Saks, 470 U. S., at
405;
Ayache v.
Air-France, 38 Rev. fran~. dr. aerien
450, 451 [1984] (T. G. I. Paris, 1st ch.) (France);
Air-France v.
Consorts Telchner, 39 Rev. fran~. dr.
aerien 232, 240 [1984] (S. Ct. Israel).
180
180 EL AL ISRAEL AIRLINES, LTD.
v. TSUI YUAN TSENG
STEVENS, J., dissenting
explicitly covered by Article 24, regardless of how the Court
decides this case. In those circumstances, the Convention's basic
tradeoff between the carriers' interest in avoiding unlimited
liability and the passengers' interest in obtaining compensation
without proving fault will be fully achieved.
On the other hand, the interest in uniformity is disregarded in
the category of cases that involve willful misconduct. Under the
treaty, a reckless act or omission may constitute willful
misconduct. See
Koirala v.
Thai Airways Int'l, Ltd.,
126 F.3d
1205, 1209-1210
(CA9 1997); Goldhirsch,
supra, n.
1, at 121 (stating that most civil law jurisdictions have found
that gross negligence satisfies Article 25). This broad definition
increases the number of cases not preempted by the Convention. In
these circumstances, the delegates at Warsaw did decide "to subject
air carriers to the distinct, nonuniform liability rules of the
individual signatory nations."
Ante, at 169.
Thus, the interest in uniformity would not be significantly
impaired if the number of cases not preempted, like those involving
willful misconduct, was slightly enlarged to encompass those
relatively rare cases in which the injury resulted from neither an
accident nor a willful wrong. That the interest in uniformity is
accommodated in one category of cases but not the other simply
raises, without resolving, the question whether the drafters of the
treaty intended to treat personal injury nonaccident cases as
though they involved accidents. A plaintiff in such a case, unlike
those injured by an accident, receives no benefit from the treaty,
and normally should not have a claim that is valid under local law
preempted, unless the treaty expressly requires that result.6
6 The Convention does require such a result, for example, in the
case of accidents resulting in no physical injury. I agree with the
Court that, in that case, the victim's remedies under local law are
preempted by Article 24. See
Eastern Airlines, Inc. v.
Floyd, 499 U.
S. 530, 552 (1991). My interpretation does not, therefore,
produce the anomaly identified
ante, at 171. Since I believe
that all personal injuries (whether physical or
181
Everyone agrees that the literal text of the treaty does not
preempt claims of personal injury that do not arise out of an
accident. It is equally clear that nothing in the drafting history
requires that result. On the contrary, the amendment to the title
of the Convention made in response to the proposal advanced by the
Czechoslovak delegation, see
ante, at 173, suggests that the
parties assumed that local law would apply to all nonaccident
cases. I agree with the Court that that inference is not strong
enough, in itself, to require that the ambiguity be resolved in the
plaintiff's favor. It suffices for me, however, that the history is
just as ambiguous as the text. I firmly believe that a treaty, like
an Act of Congress, should not be construed to preempt state law
unless its intent to do so is clear. See
Medtronic, Inc. v.
Lohr, 518 U.
S. 470, 485 (1996);
Department of Revenue of Ore. v.
ACF Industries, Inc., 510 U. S. 332, 351
(1994);
CSX Transp., Inc. v.
Easterwood, 507 U. S. 658, 664
(1993);
Rice v.
Santa Fe Elevator Corp., 331 U. S. 218, 230
(1947). For this reason, I respectfully dissent.
psychological) arising from accidents are covered by Article 17
and therefore preempted by Article 24(2), the "merely traumatized"
plaintiff would not be free to sue outside the Convention.
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